Dynasty Financial Partners Inc. Contracts & Agreements

23 Contracts & Agreements
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Exchange Agreement among Dynasty Financial Partners Inc., Dynasty Financial Partners, LLC, Dynasty Financial Management, LLC, and Unitholders
Exchange Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Exchange Agreement among Dynasty Financial Partners Inc., Dynasty Financial Partners, LLC, Dynasty Financial Management, LLC, and Unitholders
Exchange Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Dynasty Financial Partners Inc. Class A Common Stock Underwriting Agreement with Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC
Underwriting Agreements
Dynasty Financial Partners Inc.
Professional Services
2022
Third Amended and Restated Operating Agreement of Dynasty Financial Partners, LLC
Operating Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Agreement and Plan of Merger among Dynasty Financial Partners, LLC, Dynasty Merger Sub, LLC, Dynasty Financial Management, LLC, and Dynasty Financial Partners Inc.
Merger Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Dynasty Financial Partners Inc. Registration Rights Agreement (2021)
Registration Rights Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Exchange Agreement among Dynasty Financial Partners Inc., Dynasty Financial Partners, LLC, Dynasty Financial Management, LLC, and Unitholders
Exchange Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Indemnification Agreement between Dynasty Financial Partners Inc. and Director or Officer
Indemnification Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Tax Receivable Agreement by and among Dynasty Financial Partners Inc., Dynasty Financial Partners, LLC, and the TRA Parties
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Expense Reimbursement Agreement between Dynasty Financial Partners, LLC and Dynasty Financial Partners Inc.
Services Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Voting Agreement between GF-Dynasty Holdings, LLC and Shirl Penney Regarding Dynasty Financial Partners Inc.
Voting Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Credit Agreement among Dynasty Capital Strategies LLC, Dynasty Financial Partners, LLC, and UMB Bank, n.a. dated November 17, 2020
Credit Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Dynasty Financial Partners, Inc. 2022 Omnibus Incentive Compensation Plan
Bonus & Incentive Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Dynasty Financial Partners, Inc. 2022 Incentive Stock Option Award Agreement with Grantee
Bonus & Incentive Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Dynasty Financial Partners, Inc. 2022 Omnibus Incentive Compensation Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Dynasty Financial Partners, Inc. 2022 Nonqualified Stock Option Award Agreement with Grantee
Bonus & Incentive Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Dynasty Financial Partners, Inc. 2022 Omnibus Incentive Compensation Plan Restricted Shares Award Agreement
Bonus & Incentive Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Stockholder Agreement among GF-Dynasty Holdings, LLC, Dynasty Financial Partners Inc., and Principal Stockholder (2022)
Shareholders Agreements
Dynasty Financial Partners Inc.
Professional Services
DE
2022
Post-IPO Employment Terms Letter Agreement between Dynasty Financial Partners, LLC and Shirl Penney
Employment Agreements
Dynasty Financial Partners Inc.
Professional Services
2022
Employment Transition Letter Agreement between Dynasty Financial Partners, LLC and Ed Swenson (January 27, 2022)
Employment Agreements
Dynasty Financial Partners Inc.
Professional Services
2022
Employment Agreement between Shirl Penney and Dynasty Financial Partners, LLC (2014)
Employment Agreements
Dynasty Financial Partners Inc.
Professional Services
NY
2022
Employment Agreement between Edward Swenson and Dynasty Financial Partners, LLC (2014)
Employment Agreements
Dynasty Financial Partners Inc.
Professional Services
NY
2022
Employment Agreement between Dynasty Financial Partners, LLC and Jonathan R. Morris for Chief Legal and Governance Officer Position
Employment Agreements
Dynasty Financial Partners Inc.
Professional Services
2022