Duke Energy Contracts & Agreements

181 Contracts & Agreements
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Amendment No. 2 and Consent to Amended and Restated Credit Agreement among Duke Energy Corporation, Subsidiaries, and Wells Fargo Bank
Duke Energy
Electric Utilities
NY
2025
Amendment to Change in Control Agreement between Duke Energy Corporation and Harry K. Sideris
Change of Control Agreements
Duke Energy
Electric Utilities
2025
Thirty-fourth Supplemental Indenture for $1,000,000,000 6.45% Fixed-to-Fixed Reset Rate Junior Subordinated Debentures Due 2054 between Duke Energy Corporation and The Bank of New...
Indenture Agreements
Duke Energy
Electric Utilities
NY
2024
Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. Thirty-third Supplemental Indenture for $1.5 Billion Senior Notes (2034 & 2054)
Indenture Agreements
Duke Energy
Electric Utilities
NY
2024
Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. Thirty-second Supplemental Indenture for €750,000,000 3.75% Senior Notes Due 2031
Indenture Agreements
Duke Energy
Electric Utilities
NY
2024
Thirty-First Supplemental Indenture to Indenture Dated June 3, 2008 between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Duke Energy
Electric Utilities
NY
2024
Thirtieth Supplemental Indenture between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. (2023)
Indenture Agreements
Duke Energy
Electric Utilities
NY
2023
Duke Energy Corporation Restricted Stock Unit Award Agreement under 2023 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
2023
Duke Energy Corporation 2023 Performance Award Agreement for Employees
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
2023
Indenture for 4.125% Convertible Senior Notes due 2026 between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Duke Energy
Electric Utilities
NY
2023
Twenty-ninth Supplemental Indenture between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. (5.000% Senior Notes Due 2025 and 2027)
Indenture Agreements
Duke Energy
Electric Utilities
NY
2022
Issuer Forward Transaction Confirmation between Duke Energy Corporation and Dealer
Equity Distribution Agreements
Duke Energy
Electric Utilities
NY
2022
Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. Twenty-eighth Supplemental Indenture (Senior Notes 2028, 2032, 2052)
Indenture Agreements
Duke Energy
Electric Utilities
NY
2022
Twenty-seventh Supplemental Indenture between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. (June 15, 2022)
Indenture Agreements
Duke Energy
Electric Utilities
NY
2022
$1,400,000,000 Term Loan Credit Agreement between Duke Energy Corporation and Lenders, with The Bank of Nova Scotia as Administrative Agent (March 9, 2022)
Credit Agreements
Duke Energy
Electric Utilities
DE
2022
Amended and Restated $9 Billion Credit Agreement among Duke Energy Corporation, Subsidiaries, and Lenders (March 18, 2022)
Credit Agreements
Duke Energy
Electric Utilities
NY
2022
Duke Energy Corporation Executive Short-Term Incentive Plan (Amended and Restated February 23, 2022)
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
NC
2022
Cooperation Agreement between Duke Energy Corporation and Elliott Investment Management L.P. et al. (November 2021)
Cooperation Agreements
Duke Energy
Electric Utilities
NY
2021
Twenty-sixth Supplemental Indenture for $500,000,000 3.250% Fixed-to-Fixed Reset Rate Junior Subordinated Debentures Due 2082 between Duke Energy Corporation and The Bank of New...
Indenture Agreements
Duke Energy
Electric Utilities
NY
2021
Consulting Agreement between Duke Energy Business Services, LLC and Douglas F. Esamann, Effective September 22, 2021
Consulting Agreements
Duke Energy
Electric Utilities
NC
2021
Amended and Restated Limited Liability Company Operating Agreement of Duke Energy Indiana Holdco, LLC, Cinergy Corp., and Epsom Investment Pte. Ltd.
Limited Liability Company Agreements
Duke Energy
Electric Utilities
IN
2021
Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. Twenty-fifth Supplemental Indenture (June 10, 2021)
Indenture Agreements
Duke Energy
Electric Utilities
FL
2021
Amendment to Duke Energy Corporation Executive Cash Balance Plan (Effective September 30, 2020)
Retirement Agreements
Duke Energy
Electric Utilities
2020
Duke Energy Corporation Executive Savings Plan (Amended and Restated as of October 1, 2020)
Retirement Agreements
Duke Energy
Electric Utilities
NC
2020
Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. Twenty-Fourth Supplemental Indenture for $650,000,000 0.90% Senior Notes Due 2025
Indenture Agreements
Duke Energy
Electric Utilities
NY
2020
Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. Twenty-Third Supplemental Indenture for $500,000,000 2.45% Senior Notes Due 2030
Indenture Agreements
Duke Energy
Electric Utilities
NY
2020
$1,500,000,000 Term Loan Credit Agreement between Duke Energy Corporation and Lenders, with PNC Bank as Administrative Agent (March 19, 2020)
Credit Agreements
Duke Energy
Electric Utilities
NY
2020
Issuer Forward Transaction Confirmation between JPMorgan Chase Bank, N.A. and Duke Energy Corporation (November 2019)
Financing Agreements
Duke Energy
Electric Utilities
NY
2019
Issuer Forward Transaction Confirmation between JPMorgan Chase Bank and Duke Energy Corporation (November 19, 2019)
Financing Agreements
Duke Energy
Electric Utilities
NY
2019
Issuer Forward Transaction Confirmation between Duke Energy Corporation and [Dealer]
Equity Distribution Agreements
Duke Energy
Electric Utilities
NY
2019
Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. Twenty-Second Supplemental Indenture (2019)
Indenture Agreements
Duke Energy
Electric Utilities
2019
$1,000,000,000 Credit Agreement among Duke Energy Corporation and Lenders, dated May 15, 2019
Credit Agreements
Duke Energy
Electric Utilities
NY
2019
Deposit Agreement among Duke Energy Corporation, Equiniti Trust Company, and Holders of Depositary Receipts (March 29, 2019)
Deposit Agreements
Duke Energy
Electric Utilities
DE
2019
Twenty-First Supplemental Indenture for $600 Million Senior Notes between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Duke Energy
Electric Utilities
FL
2019
Amendment to Duke Energy Corporation 2015 Long-Term Incentive Plan (Effective December 13, 2018)
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
2018
Issuer Forward Transaction Confirmation between Credit Suisse Capital LLC and Duke Energy Corporation dated March 6, 2018
Credit Agreements
Duke Energy
Electric Utilities
NY
2018
Issuer Forward Transaction Confirmation between JPMorgan Chase Bank, N.A., London Branch and Duke Energy Corporation (March 6, 2018)
Equity Distribution Agreements
Duke Energy
Electric Utilities
NY
2018
Issuer Forward Transaction Confirmation between Credit Suisse Capital LLC and Duke Energy Corporation (March 7, 2018)
Financing Agreements
Duke Energy
Electric Utilities
NY
2018
Issuer Forward Transaction Confirmation between JPMorgan Chase Bank, N.A., London Branch and Duke Energy Corporation dated March 7, 2018
Financing Agreements
Duke Energy
Electric Utilities
NY
2018
Issuer Forward Transaction Confirmation between Duke Energy Corporation and [Dealer] via [Agent]
Equity Distribution Agreements
Duke Energy
Electric Utilities
NY
2018
Seventeenth Supplemental Indenture between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. (August 10, 2017)
Indenture Agreements
Duke Energy
Electric Utilities
2017
$1,000,000,000 Credit Agreement among Duke Energy Corporation and Lenders (June 14, 2017)
Credit Agreements
Duke Energy
Electric Utilities
NY
2017
Purchase and Sale Agreement among Duke Energy International Group S.a.r.l., Duke Energy International Brazil Holdings S.a.r.l., and China Three Gorges (Luxembourg) Energy S.a.r.l....
Purchase Agreements
Duke Energy
Electric Utilities
NY
2016
Purchase and Sale Agreement among Duke Energy Entities and ISQ Enerlam Aggregator, L.P. and Enerlam (UK) Holdings Ltd. (October 10, 2016)
Purchase Agreements
Duke Energy
Electric Utilities
NY
2016
Fourteenth Supplemental Indenture between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. (August 12, 2016)
Indenture Agreements
Duke Energy
Electric Utilities
2016
Base Issuer Forward Transaction Confirmation between Barclays Bank PLC and Duke Energy Corporation (March 1, 2016)
Financing Agreements
Duke Energy
Electric Utilities
NY
2016
Barclays Bank PLC and Duke Energy Corporation Additional Issuer Forward Transaction Confirmation (March 2, 2016)
Financing Agreements
Duke Energy
Electric Utilities
NY
2016
Duke Energy Corporation Performance Award Agreement under 2015 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2016
Duke Energy Corporation Restricted Stock Unit Award Agreement under 2015 Long-Term Incentive Plan
Compensation Agreements
Duke Energy
Electric Utilities
DE
2016
Twelfth Supplemental Indenture for $600,000,000 4.80% Senior Notes Due 2045 between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Duke Energy
Electric Utilities
2015
Agreement and Plan of Merger among Duke Energy Corporation, Forest Subsidiary, Inc., and Piedmont Natural Gas Company, Inc.
Merger Agreements
Duke Energy
Electric Utilities
NC
2015
Amendment to Employment Agreement between Duke Energy Corporation and Lynn J. Good
Employment Agreements
Duke Energy
Electric Utilities
2015
Duke Energy Corporation Restricted Stock Unit Award Agreement under 2015 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2015
Duke Energy Corporation Performance Award Agreement under 2015 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2015
Master Confirmation for Accelerated Stock Buyback between Duke Energy Corporation and Goldman, Sachs & Co.
Purchase Agreements
Duke Energy
Electric Utilities
NY
2015
Master Confirmation for Accelerated Stock Buyback between Duke Energy Corporation and JPMorgan Chase Bank, N.A.
Purchase Agreements
Duke Energy
Electric Utilities
OH
2015
Change in Control Agreement between Duke Energy Corporation and Lloyd M. Yates (April 30, 2014)
Change of Control Agreements
Duke Energy
Electric Utilities
NC
2014
Eleventh Supplemental Indenture for $400 Million Floating Rate Senior Notes Due 2017 and $600 Million 3.75% Senior Notes Due 2024 between Duke Energy Corporation and The Bank of...
Indenture Agreements
Duke Energy
Electric Utilities
FL
2014
Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. Tenth Supplemental Indenture for $400,000,000 3.95% Senior Notes Due 2023
Indenture Agreements
Duke Energy
Electric Utilities
2013
Employment Agreement between Lynn J. Good and Duke Energy Corporation (2013)
Employment Agreements
Duke Energy
Electric Utilities
NC
2013
Ninth Supplemental Indenture between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. (2.10% Senior Notes Due 2018)
Indenture Agreements
Duke Energy
Electric Utilities
2013
Duke Energy Corporation Executive Short-Term Incentive Plan (Amended February 25, 2013)
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
NC
2013
Settlement Agreement Between North Carolina Attorney General and Duke Energy Corporation Regarding Merger Investigation
Settlement Agreements
Duke Energy
Electric Utilities
NC
2012
Settlement Agreement Among North Carolina Utilities Commission Staff, Public Staff, and Duke Energy Corporation Regarding Merger Investigation
Settlement Agreements
Duke Energy
Electric Utilities
2012
Duke Energy Corporation Fixed Rate Internote (Form of Global Note)
Note Agreements
Duke Energy
Electric Utilities
2012
Duke Energy Corporation Floating Rate Internote (Form of Global Security)
Note Agreements
Duke Energy
Electric Utilities
2012
Amendment to Duke Energy Corporation Executive Savings Plan (Effective January 1, 2013)
Compensation Agreements
Duke Energy
Electric Utilities
2012
Seventh Supplemental Indenture between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. (2012)
Indenture Agreements
Duke Energy
Electric Utilities
2012
Amendment to Employment Agreement between Duke Energy Corporation and James E. Rogers (June 27, 2012)
Employment Agreements
Duke Energy
Electric Utilities
2012
Second Amendment to Employment Agreement between James E. Rogers and Duke Energy Corporation
Employment Agreements
Duke Energy
Electric Utilities
2012
Amendment to Duke Energy Corporation 2010 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
2012
Employment Agreement between Duke Energy Corporation and William D. Johnson, dated June 27, 2012
Employment Agreements
Duke Energy
Electric Utilities
NC
2012
Separation and Settlement Agreement between William D. Johnson and Duke Energy Corporation
Separation Agreements
Duke Energy
Electric Utilities
NC
2012
Amended and Restated Duke Energy Corporation Executive Cash Balance Plan (Effective July 2, 2012)
Retirement Agreements
Duke Energy
Electric Utilities
NC
2012
Duke Energy Corporation Restricted Stock Unit Award Agreement under 2010 Long-Term Incentive Plan
Compensation Agreements
Duke Energy
Electric Utilities
DE
2012
Duke Energy Corporation Performance Award Agreement under 2010 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2012
Sixth Supplemental Indenture to Indenture Dated June 3, 2008 Between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. (2.15% Senior Notes Due 2016)
Indenture Agreements
Duke Energy
Electric Utilities
2011
Fifth Supplemental Indenture between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. (3.55% Senior Notes Due 2021)
Indenture Agreements
Duke Energy
Electric Utilities
2011
Amendment to Change in Control Agreement between Duke Energy Corporation and Executive
Change of Control Agreements
Duke Energy
Electric Utilities
2011
Duke Energy Corporation Performance Award Agreement under 2010 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2011
Duke Energy Corporation Phantom Stock Award Agreement with Employee
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2011
Duke Energy Corporation Performance Award Agreement with James E. Rogers
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2011
Duke Energy Corporation Executive Severance Plan
Severance Agreements
Duke Energy
Electric Utilities
NC
2011
Agreement and Plan of Merger among Duke Energy Corporation, Diamond Acquisition Corporation, and Progress Energy, Inc.
Merger Agreements
Duke Energy
Electric Utilities
NC
2011
Retirement Agreement between James L. Turner and Duke Energy Business Services LLC
Retirement Agreements
Duke Energy
Electric Utilities
NC
2010
Amended and Restated Engineering and Construction Agreement between Duke Energy Carolinas, LLC and Shaw North Carolina, Inc. for Dan River Generating Facility
Development Agreements
Duke Energy
Electric Utilities
NC
2010
$200,000,000 Credit Agreement among Duke Energy Corporation, Duke Energy Carolinas, LLC, and Lender Banks (April 7, 2010)
Credit Agreements
Duke Energy
Electric Utilities
TN
2010
Fourth Supplemental Indenture for $450,000,000 3.35% Senior Notes Due 2015 between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Duke Energy
Electric Utilities
2010
Amended and Restated Engineering and Construction Agreement between Duke Energy Carolinas, LLC and Shaw North Carolina, Inc. for Buck Generating Facility
Services Agreements
Duke Energy
Electric Utilities
NC
2010
Third Supplemental Indenture between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A. (August 28, 2009)
Indenture Agreements
Duke Energy
Electric Utilities
2009
Deferred Compensation Agreement between PSI Energy, Inc. and James E. Rogers, Jr. dated December 16, 1992
Compensation Agreements
Duke Energy
Electric Utilities
IN
2009
Engineering, Procurement and Construction Management Agreement between Duke Energy Indiana, Inc. and Bechtel Power Corporation
Services Agreements
Duke Energy
Electric Utilities
NV
2009
Employment Agreement between Duke Energy Corporation and James E. Rogers (2009)
Employment Agreements
Duke Energy
Electric Utilities
NC
2009
Duke Energy Corporation Phantom Stock Award Agreement with James E. Rogers
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2009
Duke Energy Corporation Nonqualified Stock Option Agreement with James E. Rogers
Warrant Agreements
Duke Energy
Electric Utilities
DE
2009
Duke Energy Corporation Performance Award Agreement with James E. Rogers
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2009
Duke Energy Corporation Performance Award Agreement under 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2009
Duke Energy Corporation Phantom Stock Award Agreement with Employee under 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2009
Second Supplemental Indenture for $750,000,000 6.30% Senior Notes Due 2014 between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Duke Energy
Electric Utilities
2009
Duke Energy Ohio Electric Security Plan Settlement Agreement (2009–2011)
Settlement Agreements
Duke Energy
Electric Utilities
2008
Operating Agreement of Pioneer Transmission, LLC
Operating Agreements
Duke Energy
Electric Utilities
IN
2008
Amendment to Duke Energy Corporation Executive Savings Plan (Effective August 26, 2008)
Retirement Agreements
Duke Energy
Electric Utilities
2008
Duke Energy Corporation Executive Cash Balance Plan (Amended and Restated, August 26, 2008)
Retirement Agreements
Duke Energy
Electric Utilities
NC
2008
Amendment to Employment Agreement between Duke Energy Corporation and James E. Rogers
Employment Agreements
Duke Energy
Electric Utilities
2008
Amended and Restated Change in Control Agreement between Duke Energy Corporation and Executive
Change of Control Agreements
Duke Energy
Electric Utilities
NC
2008
Amendment to Phantom Stock and Performance Award Agreements between Duke Energy Corporation and James E. Rogers
Modification Agreements
Duke Energy
Electric Utilities
2008
Amendment to Deferred Compensation Agreement between Duke Energy Corporation and James E. Rogers
Compensation Agreements
Duke Energy
Electric Utilities
2008
Amendment to Award Agreements under Duke Energy and Cinergy Long-Term Incentive Plans (Current and Former Employees)
Modification Agreements
Duke Energy
Electric Utilities
2008
Duke Energy Corporation Director Compensation Program Summary
Compensation Agreements
Duke Energy
Electric Utilities
2008
Agreement and Plan of Merger among DEGS Wind I, LLC, DEGS Wind Vermont, Inc., Catamount Energy Corporation, and Shareholders (June 25, 2008)
Merger Agreements
Duke Energy
Electric Utilities
VT
2008
Engineering, Procurement and Construction Agreement between Duke Energy Carolinas, LLC and Shaw North Carolina, Inc. (May 5, 2008)
Development Agreements
Duke Energy
Electric Utilities
2008
Indenture Agreement between Duke Energy Corporation and The Bank of New York Trust Company, N.A. dated June 3, 2008
Indenture Agreements
Duke Energy
Electric Utilities
NY
2008
First Supplemental Indenture to Indenture Dated June 3, 2008 between Duke Energy Corporation and The Bank of New York Trust Company, N.A.
Indenture Agreements
Duke Energy
Electric Utilities
2008
Amended and Restated Engineering, Procurement and Construction Agreement between Duke Energy Carolinas, LLC and Shaw North Carolina, Inc.
Services Agreements
Duke Energy
Electric Utilities
NC
2008
Retirement and Waiver Agreement between Henry B. Barron, Jr. and Duke Energy Corporation
Separation Agreements
Duke Energy
Electric Utilities
SC
2008
Amendment No. 1 to Amended and Restated Credit Agreement among Duke Energy Entities and Various Banks
Credit Agreements
Duke Energy
Electric Utilities
IN
2008
Employment Agreement between Cinergy and James L. Turner (Executive Vice President and CEO, Regulated Businesses)
Employment Agreements
Duke Energy
Electric Utilities
OH
2008
Change in Control Agreement between Duke Energy Corporation and James L. Turner (April 4, 2006)
Change of Control Agreements
Duke Energy
Electric Utilities
DE
2008
Amendment No. 1 to Employment Agreement between Cinergy Corp. and James L. Turner
Employment Agreements
Duke Energy
Electric Utilities
2008
Amendment No. 2 to Employment Agreement between Cinergy Services, Inc. and James L. Turner
Employment Agreements
Duke Energy
Electric Utilities
2008
Amendment No. 3 to Employment Agreement between Cinergy Corp. and James L. Turner
Employment Agreements
Duke Energy
Electric Utilities
2008
Amendment No. 4 to Employment Agreement between Cinergy Corp. and James L. Turner
Employment Agreements
Duke Energy
Electric Utilities
2008
Duke Energy Corporation Retention Award Agreement with James Turner (April 4, 2006)
Retention Agreements
Duke Energy
Electric Utilities
2008
Employment Agreement between Cinergy and Marc E. Manly (Executive Vice President and Chief Legal Officer)
Employment Agreements
Duke Energy
Electric Utilities
OH
2008
Change in Control Agreement between Duke Energy Corporation and Marc E. Manly (April 4, 2006)
Change of Control Agreements
Duke Energy
Electric Utilities
DE
2008
Amendment No. 1 to Employment Agreement between Cinergy Corp. and Marc E. Manly
Employment Agreements
Duke Energy
Electric Utilities
2008
Amendment No. 2 to Employment Agreement between Cinergy Corp. and Marc E. Manly
Employment Agreements
Duke Energy
Electric Utilities
2008
Amendment No. 3 to Employment Agreement between Cinergy Corp. and Marc E. Manly
Employment Agreements
Duke Energy
Electric Utilities
2008
Duke Energy Corporation Retention Award Agreement with Marc Manly (April 4, 2006)
Retention Agreements
Duke Energy
Electric Utilities
2008
Split Dollar Collateral Assignment Insurance Plan Agreement between Duke Energy Corporation and Henry B. Barron, Jr.
Assignment Agreements
Duke Energy
Electric Utilities
NC
2008
Restricted Stock Award Agreement between Duke Energy Corporation and Henry B. Barron, Jr. (February 1, 2006)
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
NC
2008
Amendment to Cinergy Corp. Nonqualified Deferred Incentive Compensation Plan (December 19, 2007)
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
2008
Amendment to Cinergy Corp. 401(k) Excess Plan Regarding Section 409A Lump Sum Distributions
Retirement Agreements
Duke Energy
Electric Utilities
2008
Amendment to Cinergy Corp. Excess Profit Sharing Plan (December 19, 2007)
Profit Sharing Plans
Duke Energy
Electric Utilities
2008
Duke Energy Corporation Phantom Stock Award Agreement with Employee
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2008
Duke Energy Corporation Performance Award Agreement under 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2008
Duke Energy Corporation Executive Savings Plan (Amended and Restated as of January 1, 2008)
Retirement Agreements
Duke Energy
Electric Utilities
NC
2007
Duke Energy Corporation Directors’ Savings Plan (Amended and Restated Effective January 1, 2008)
Profit Sharing Plans
Duke Energy
Electric Utilities
2007
Third Amendment to Transition Services Agreement between Duke Energy Corporation and Spectra Energy Corp
Transition Agreements
Duke Energy
Electric Utilities
2007
$2,650,000,000 Amended and Restated Credit Agreement among Duke Energy Corporation and Lenders (June 28, 2007)
Credit Agreements
Duke Energy
Electric Utilities
KY
2007
Duke Energy Corporation Director Compensation and Benefits Policy
Compensation Agreements
Duke Energy
Electric Utilities
2007
First Amendment to Separation and Distribution Agreement between Duke Energy Corporation and Spectra Energy Corp
Modification Agreements
Duke Energy
Electric Utilities
2007
First Amendment to Transition Services Agreement between Duke Energy Corporation and Spectra Energy Corp
Transition Agreements
Duke Energy
Electric Utilities
2007
Second Amendment to Transition Services Agreement between Duke Energy Corporation and Spectra Energy Corp
Modification Agreements
Duke Energy
Electric Utilities
2007
Amendment to Duke Energy Corporation 1998 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
2007
Amendment to Duke Energy Corporation 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
2007
Duke Energy Corporation Phantom Stock Award Agreement with Employee (March 2, 2007)
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2007
Duke Energy Corporation Performance Award Agreement under 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2007
Amendment to Duke Energy Corporation Executive Savings Plan (December 18, 2006)
Retirement Agreements
Duke Energy
Electric Utilities
2007
Amendment to Duke Energy Corporation Executive Savings Plan I & II (December 19, 2006)
Retirement Agreements
Duke Energy
Electric Utilities
2007
Amendment to Duke Energy Corporation Executive Cash Balance Plan
Retirement Agreements
Duke Energy
Electric Utilities
2007
Amendment to Duke Energy Corporation Executive Cash Balance Plan I & II
Retirement Agreements
Duke Energy
Electric Utilities
2007
Amendment to Duke Energy Corporation Retirement Benefit Equalization Plan (December 21, 2006)
Retirement Agreements
Duke Energy
Electric Utilities
2007
Amendment to Duke Energy Corporation Directors' Savings Plan I & II (December 19, 2006)
Retirement Agreements
Duke Energy
Electric Utilities
2007
Amendment to the Cinergy Corp. Excess Pension Plan (Effective January 1, 2007)
Retirement Agreements
Duke Energy
Electric Utilities
2007
Amendment to Cinergy Corp. 401(k) Excess Plan Effective December 18, 2006
Retirement Agreements
Duke Energy
Electric Utilities
2007
Amendment to Cinergy Corp. Excess Profit Sharing Plan (December 19, 2006)
Profit Sharing Plans
Duke Energy
Electric Utilities
2007
Amendment to Cinergy Corp. 401(k) Excess Plan Regarding Spectra Energy Corp Stock
Retirement Agreements
Duke Energy
Electric Utilities
2007
Amendment to Cinergy Corp. Directors' Deferred Compensation Plan (December 19, 2006)
Compensation Agreements
Duke Energy
Electric Utilities
2007
Agreement to Terminate Change in Control and Severance Agreements between Duke Energy Corporation and Fred J. Fowler
Separation Agreements
Duke Energy
Electric Utilities
2006
Separation and Distribution Agreement between Duke Energy Corporation and Spectra Energy Corp (December 13, 2006)
Plan of Reorganization Agreements
Duke Energy
Electric Utilities
NY
2006
Tax Matters Agreement by and among Duke Energy Corporation, Spectra Energy Corp, and Other Spectra Energy Parties (December 13, 2006)
Duke Energy
Electric Utilities
NY
2006
Transition Services Agreement between Duke Energy Corporation and Spectra Energy Corp dated December 13, 2006
Services Agreements
Duke Energy
Electric Utilities
NY
2006
Employee Matters Agreement between Duke Energy Corporation and Spectra Energy Corp dated December 13, 2006
Separation Agreements
Duke Energy
Electric Utilities
NY
2006
Formation and Sale Agreement among Duke Ventures, Crescent Resources, and Morgan Stanley Entities (2006)
Purchase Agreements
Duke Energy
Electric Utilities
DE
2006
Duke Energy Corporation 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2006
Severance and Consulting Agreement between Dr. Ruth G. Shaw and Duke Energy Corporation
Separation Agreements
Duke Energy
Electric Utilities
NC
2006
Amendment to Performance Award Agreement and Phantom Stock Award Agreement (August 19, 2006)
Modification Agreements
Duke Energy
Electric Utilities
2006
Amendment to Phantom Stock Award Agreement (Effective August 19, 2006)
Compensation Agreements
Duke Energy
Electric Utilities
2006
Purchase and Sale Agreement between Cinergy Capital & Trading, Inc. and Fortis Bank S.A./N.V. (June 26, 2006)
Purchase Agreements
Duke Energy
Electric Utilities
NY
2006
Purchase Agreement between Dynegy Inc., Rockingham Power, L.L.C., and Duke Power Company LLC (May 21, 2006)
Purchase Agreements
Duke Energy
Electric Utilities
NC
2006
Duke Energy Corporation Independent Director Phantom Stock Award Agreement
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
DE
2006
Purchase and Sale Agreement between Duke Energy Americas, LLC and LSP Bay II Harbor Holding, LLC (January 8, 2006)
Purchase Agreements
Duke Energy
Electric Utilities
NY
2006
Amendment to Purchase and Sale Agreement by and among Duke Energy Americas, LLC and LS Power Generation, LLC et al.
Purchase Agreements
Duke Energy
Electric Utilities
NY
2006
Employment Agreement between Duke Energy Corporation and James E. Rogers
Employment Agreements
Duke Energy
Electric Utilities
NC
2006
Performance Award Agreement between Duke Energy Corporation and James E. Rogers
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
NC
2006
Phantom Stock Agreement between Duke Energy Corporation and James E. Rogers (April 4, 2006)
Bonus & Incentive Agreements
Duke Energy
Electric Utilities
NC
2006
Nonqualified Stock Option Agreement and Certificate between Duke Energy Corporation and James E. Rogers (April 4, 2006)
Stock Agreements
Duke Energy
Electric Utilities
DE
2006
Second Amendment to Employment Agreement by and among Paul M. Anderson, Duke Energy Holding Corp., and Duke Energy Corporation
Employment Agreements
Duke Energy
Electric Utilities
2006
Duke Energy Corporation Retention Award Agreement with David L. Hauser
Retention Agreements
Duke Energy
Electric Utilities
2006
Severance and Retention Agreement between Duke Energy Corporation and Ruth Shaw
Severance Agreements
Duke Energy
Electric Utilities
2006