DoveBid, Inc. Form of Common Stock Certificate

Contract Categories: Business Finance › Stock Agreements
Summary

This document is a template for a common stock certificate issued by DoveBid, Inc., a Delaware corporation. It certifies ownership of fully paid and nonassessable shares of the company's common stock, which are transferable on the company's books by the holder or an authorized agent. The certificate must be properly endorsed and registered by the transfer agent to be valid. It also outlines that information about shareholder rights and restrictions is available upon request. The certificate includes provisions for transfer and assignment, requiring proper identification and signature guarantees.

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EX-4.01 20 dex401.txt FORM OF COMMON STOCK CERTIFICATE EXHIBIT 4.01 NUMBER SHARES DOV
DoveBid, Inc. INCORPORATED UNDER THE LAWS OF SEE REVERSE FOR STATEMENTS THE STATE OF DELAWARE RELATING TO RIGHTS, PREFERENCES, PRIVILEGES AND RESTRICTIONS, IF ANY CUSIP 259875 10 2
THIS CERTIFIES THAT is the record holder of FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, PAR VALUE $.001 PER SHARE OF DoveBid, Inc. transferable only on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar. WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. Dated [corporate seal]
/s/ Cory M. Ravid /s/ Jeffrey M. Crowe CHIEF FINANCIAL OFFICER AND SECRETARY PRESIDENT AND CHIEF OPERATING OFFICER
COUNTERSIGNED AND REGISTERED: CHASEMELLON SHAREHOLDER SERVICES, L.L.C. TRANSFER AGENT AND REGISTRAR BY AUTHORIZED SIGNATURE A statement of the rights, preferences, privileges and restrictions granted to or imposed upon the respective classes or series of shares and upon the holders thereof as established, from time to time, by the Certificate of Incorporation of the Corporation and by any certificate of determination, and the number of shares constituting each class and series and the designations thereof, may be obtained by the holder hereof upon written request and without charge from the Secretary of the Corporation at the corporate headquarters. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as through they were written out in full according to applicable laws or regulations:
TEN COM -- as tenants in common UNIF GIFT MIN ACT -- ______________ Custodian _____________ TEN ENT -- as tenants by the entireties (Cust) (Minor) JT TEN -- as joint tenants with right under Uniform Gifts to Minors of survivorship and not as Act ________________________________ tenants in common (State) UNIF TRF MIN ACT -- _________ Custodian (until age ________) (Cust) ________________ under Uniform Transfers (Minor) to Minors and _______________________ (State)
Additional abbreviations may also be used though not in the above list. FOR VALUE RECEIVED, ________________________ hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE - ---------------------------------------------- | | | | - ---------------------------------------------- ________________________________________________________________________________ (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) ________________________________________________________________________________ ________________________________________________________________________________ __________________________________________________________________________Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint ________________________________________________________________________Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated_________________ X___________________________________________ X___________________________________________ NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER. Signature(s) Guaranteed By______________________________________________________________________ THE SIGNATURE(S) MUST BE GUARATNEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.