DORAL FINANCIAL CORPORATION

EX-4.1 3 d561496dex41.htm EX-4.1 EX-4.1

Exhibit 4.1

 

ZQ|CERT#|COY|CLS|RGSTRY|ACCT#|TRANSTYPE|RUN#|TRANS#

SPECIMEN

COMMON STOCK

PAR VALUE $0.01

COMMON STOCK

THIS CERTIFICATE IS TRANSFERABLE

IN CANTON, MA, JERSEY CITY, NJ AND

COLLEGE STATION, TX

Certificate Number

ZQ00000000

Shares

* * 000000 ******************

* * * 000000 *****************

**** 000000 ****************

***** 000000 ***************

****** 000000 **************

DORAL FINANCIAL CORPORATION

INCORPORATED UNDER THE LAWS OF THE COMMONWEALTH OF PUERTO RICO

THIS IS TO CERTIFY that

MR. SAMPLE & MRS. SAMPLE &

MR. SAMPLE & MRS. SAMPLE

CUSIP 25811P 85 2

SEE REVERSE FOR CERTAIN DEFINITIONS

is the owner of

***ZERO HUNDRED THOUSAND

ZERO HUNDRED AND ZERO***

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, OF THE PAR VALUE OF $0.01 EACH, OF

DORAL FINANCIAL CORPORATION, transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

President and Chief Executive Officer

Secretary of the Board

DORAL FINANCIAL CORPORATION

CORPORATE

SEAL

PUERTO RICO

1972

DATED DD-MMM-YYYY

COUNTERSIGNED AND REGISTERED:

COMPUTERSHARE TRUST COMPANY, N.A.

TRANSFER AGENT AND REGISTRAR,

By

AUTHORIZED SIGNATURE

1234567

Doral Financial Corporation

PO BOX 43004, Providence, RI ###-###-####

MR A SAMPLE

DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4

CUSIP XXXXXX XX X

Holder ID XXXXXXXXXX

Insurance Value 1,000,000.00

Number of Shares 123456

DTC 12345678 123456789012345

Certificate Numbers Num/No. Denom. Total

1234567890 ###-###-#### 1 1 1

1234567890 ###-###-#### 2 2 2

1234567890 ###-###-#### 3 3 3

1234567890 ###-###-#### 4 4 4

1234567890 ###-###-#### 5 5 5

1234567890 ###-###-#### 6 6 6

Total Transaction 7

 

 

DORAL FINANCIAL CORPORATION

The Corporation will furnish without charge to each shareholder who so requests the powers, designations, preferences and relative participating, optional or other special rights of stock or series which the Corporation is authorized to issue and the qualifications, limitations or restrictions of such preferences and/or rights. Any request should be made to the Secretary of the Corporation.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

  

 

- as tenants in common

  

 

UNIF GIFT MIN ACT

  

 

- ............................................ Custodian .....................................  

                    (Cust)                                                    (Minor)        

TEN ENT

   - as tenants by the entireties     under Uniform Gifts to Minors Act  ..............................................  
        (State)              

JT TEN

   - as joint tenants with right of survivorship   UNIF TRF MIN ACT    - ............................ Custodian (until age  .......................................)
      and not as tenants in common     (Cust)                                                                                    
        ....................... under Uniform Transfers to Minors Act  ...............  
        (Minor)                                                                          (State)   

Additional abbreviations may also be used though not in the above list.

 

  PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
For value received,                                             hereby sell, assign and transfer unto    

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE)

 

 

 

 

 

   Shares
of the capital stock represented by the within certificate, and do hereby irrevocably constitute and appoint  

 

   Attorney
to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.  

 

Dated:                                                                                         20                                        

Signature(s) Guaranteed: Medallion Guarantee Stamp

 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15.

 

Signature:                                                                                                                        

     

 

Signature:                                                                                                                        

     
  Notice:   The signature to this assignment must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever.