DIRECT MARKETS HOLDINGS CORP. Contracts & Agreements

55 Contracts & Agreements
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Filed
Rodman & Renshaw Capital Group, Inc. 10% Senior Secured Convertible Debenture Agreement
Debenture Agreements
DIRECT MARKETS HOLDINGS CORP.
DE
2011
Series A Common Stock Purchase Warrant Agreement between Rodman & Renshaw Capital Group, Inc. and Holder
Warrant Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Series B Common Stock Purchase Warrant Agreement between Rodman & Renshaw Capital Group, Inc. and Holder
Warrant Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Securities Purchase Agreement between Rodman & Renshaw Capital Group, Inc. and Purchasers (October 31, 2011)
Purchase Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2011
Registration Rights Agreement between Rodman & Renshaw Capital Group, Inc. and Purchasers (November 1, 2011)
Registration Rights Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Security Agreement among Rodman & Renshaw Capital Group, Inc., Subsidiaries, and Holders of 10% Senior Secured Convertible Debentures
Security Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Non-Recourse Subsidiary Guarantee by Rodman & Renshaw Capital Group, Inc. Subsidiaries in Favor of Purchasers
Guaranty Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Rodman & Renshaw Capital Group, Inc. Lock-Up Agreement with Borer (November 1, 2011)
Waiver Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2011
Rodman & Renshaw Capital Group, Inc. Rubin Lock-Up Agreement (November 1, 2011)
Waiver Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2011
Rodman & Renshaw Capital Group, Inc. Vasinkevich Lock-Up Agreement (November 2011)
Waiver Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2011
Waiver Agreement Relating to Employment Compensation—Rodman & Renshaw, LLC, Rodman & Renshaw Capital Group, Inc., and Founders
Waiver Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Employment Agreement between Anthony Sanfilippo and Rodman & Renshaw, LLC and Rodman & Renshaw Capital Group, Inc.
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
2011
Rodman & Renshaw Capital Group, Inc. 2010 Restricted Stock Units Agreement with Anthony Sanfilippo
Bonus & Incentive Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2011
Employment Agreement between Michael Vasinkevich and Rodman & Renshaw, LLC and Rodman & Renshaw Capital Group, Inc.
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
2010
Employment Agreement between Edward Rubin and Rodman & Renshaw, LLC and Rodman & Renshaw Capital Group, Inc.
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
2010
Rodman & Renshaw, LLC Employment Agreement with John J. Borer III (Senior Managing Director)
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
2010
Rodman & Renshaw Capital Group, Inc. 2010 Restricted Stock Units Agreement (Employee Performance-Vesting Grant)
Bonus & Incentive Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2010
Amendment to Employment Agreement Among Rodman & Renshaw Entities and John J. Borer III (October 30, 2009)
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
2009
Amendment to Employment Agreement among Rodman & Renshaw Entities and Michael Vasinkevich (October 30, 2009)
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
2009
Rodman & Renshaw Capital Group, Inc. 2007 Amended and Restated Stock and Incentive Plan
Bonus & Incentive Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2009
Separation Agreement between Rodman & Renshaw Capital Group, Inc. and Michael Lacovara
Separation Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2009
Asset Purchase Agreement among COSCO Capital Management LLC, COSCO Capital Texas LP, Private Energy Securities, Inc., and Rodman & Renshaw Entities (May 9, 2008)
Purchase Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2008
Employment Agreement between Rodman & Renshaw Capital Group, Inc. and David J. Horin (Vice President and CFO)
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
2008
Rodman & Renshaw Capital Group, Inc. Lock-Up Agreement with Underwriters for Public Offering of Common Stock
Underwriting Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Common Stock Certificate for Rodman & Renshaw Capital Group, Inc.
Stock Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Rodman & Renshaw Capital Group, Inc. 2007 Stock and Incentive Plan
Bonus & Incentive Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2007
Director Appointment and Consent Letter between Winston Churchill and Rodman & Renshaw Capital Group, Inc.
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Employment Agreement between Enthrust Financial Services, Inc. and Michael Lacovara (Chief Executive Officer)
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2007
Rodman & Renshaw Capital Group, Inc. Executive Bonus Plan (2007–2012)
Bonus & Incentive Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Employment Agreement between Enthrust Financial Services, Inc. and Michael Lacovara (Chief Executive Officer)
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2007
Entrust Financial Services, Inc. Common Stock Certificate Specimen
Stock Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Share Purchase Warrant Agreement between Enthrust Financial Services, Inc. and Holder
Warrant Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2007
Registration Rights Agreement between Enthrust Financial Services, Inc. and Security Holders (July 2007)
Registration Rights Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2007
Option Certificate to Purchase Membership Interests in Rodman & Renshaw Holding, LLC
Warrant Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Amended and Restated Employment Agreement between Rodman & Renshaw Holding, LLC and General Wesley K. Clark
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Employment Agreement between Rodman & Renshaw Holding, LLC, Rodman & Renshaw, LLC, and Michael Vasinkevich
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2007
Amendment to Employment Agreement and Bonus Plan between Rodman & Renshaw Entities and Michael Vasinkevich
Bonus & Incentive Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Employment Agreement between Rodman & Renshaw Holding, LLC, Rodman & Renshaw, LLC, and John J. Borer, III (March 1, 2007)
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2007
Amendment to Employment Agreement and Bonus Plan between Rodman & Renshaw Holding, LLC, Rodman & Renshaw, LLC, and John J. Borer III
Bonus & Incentive Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Employment Agreement between Rodman & Renshaw Holding, LLC, Rodman & Renshaw, LLC, and Edward Rubin
Employment Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2007
Amendment to Employment Agreement and Bonus Plan—Rodman & Renshaw Holding, LLC, Rodman & Renshaw, LLC, and Edward Rubin
Bonus & Incentive Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Rodman & Renshaw Capital Group, Inc. Lock-Up Agreement with Paul Revere (November 1, 2011)
DIRECT MARKETS HOLDINGS CORP.
NY
2011
Agreement and Plan of Merger among Rodman & Renshaw Capital Group, Inc., HHC Acquisition, Inc., and Hudson Holding Corporation dated January 4, 2011
Merger Agreements
DIRECT MARKETS HOLDINGS CORP.
DE
2011
Stockholder Voting Agreement among Rodman & Renshaw Capital Group, Inc. and Certain Stockholders of Hudson Holding Corporation
Voting Agreements
DIRECT MARKETS HOLDINGS CORP.
DE
2011
Operating Agreement of Acera Biomedical LLC, a Delaware Limited Liability Company
Operating Agreements
DIRECT MARKETS HOLDINGS CORP.
DE
2010
Amendment to Employment Agreement among Rodman & Renshaw Entities and Edward Rubin (October 30, 2009)
DIRECT MARKETS HOLDINGS CORP.
2009
Director Acceptance and Consent Letter – Marvin I. Haas and Rodman & Renshaw Capital Group, Inc.
Services Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Board Member Acceptance and Consent Letter between Peter F. Drake and Rodman & Renshaw Capital Group, Inc.
DIRECT MARKETS HOLDINGS CORP.
2007
Director Appointment and Consent Letter between Mark L. Friedman and Rodman & Renshaw Capital Group, Inc.
DIRECT MARKETS HOLDINGS CORP.
2007
Tax Indemnification Agreement between Enthrust Financial Services, Inc. and Former Members of Rodman & Renshaw Holding, LLC
Indemnification Agreements
DIRECT MARKETS HOLDINGS CORP.
NY
2007
Indemnification Agreement between Enthrust Financial Services, Inc. and Director/Officer
Indemnification Agreements
DIRECT MARKETS HOLDINGS CORP.
DE
2007
Distribution Agreement among Rodman & Renshaw Holding, LLC, Paul Revere, LLC, R&R Capital Group, Inc., and Stockholders (July 2007)
Distribution Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Agreement and Plan of Merger between Enthrust Financial Services, Inc. (Delaware) and Entrust Financial Services, Inc. (Colorado)
Merger Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Statement of Merger Between Entrust Financial Services, Inc. (CO) and Entrust Financial Services, Inc. (DE)
Merger Agreements
DIRECT MARKETS HOLDINGS CORP.
2007
Certificate of Merger Between Entrust Financial Services, Inc. (Colorado) and Enthrust Financial Services, Inc. (Delaware)
Merger Agreements
DIRECT MARKETS HOLDINGS CORP.
2007