Diffusion Pharmaceuticals Inc. Contracts & Agreements

196 Contracts & Agreements
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Filed
Amended & Restated Employment Agreement by and between the Company and Kelly Blackburn, M.H.A., effective as of April 16, 2025
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2025
Employment Agreement by and between the Company and Mark De Rosch, Ph.D., FRAPS, effective as of May 1, 2025
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2025
Form of Separation Agreement by and between the Company and Robert J. Cobuzzi, Jr., Ph.D
Diffusion Pharmaceuticals Inc.
Biotechnology
2025
Form of Inducement Stock Option Award Agreement
Stock Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2025
Amended & Restated Employment Agreement, effective as of June 1, 2024, by and between CervoMed Inc. and William Elder
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2024
Separation Agreement, effective as of May 31, 2024, by and between the CervoMed Inc. and J. William Tanner, Ph.D
Separation Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2024
Consulting Agreement, effective as of June 1, 2024, by and between the CervoMed Inc. and J. William Tanner, Ph.D
Consulting Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2024
Form of Amended & Restated Employment Agreement, effective as of June 1, 2024, by and between the Company and William Elder
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2024
Form of Separation Agreement, effective as of May 31, 2024, by and between the Company and J. William Tanner, Ph.D
Separation Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2024
Form of Consulting Agreement, effective as of June 1, 2024, by and between the Company and J. William Tanner, Ph.D
Consulting Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2024
Securities Purchase Agreement, dated March 28, 2024, by and between CervoMed Inc. and each of the purchasers party thereto, related to the 2024 Private Placement
Purchase Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2024
Specimen Stock Certificate
Diffusion Pharmaceuticals Inc.
Biotechnology
2024
Description of Securities of CervoMed Inc
Diffusion Pharmaceuticals Inc.
Biotechnology
2024
Form of Stock Option Award Agreement under 2018 Employee, Director and Consultant Equity Incentive Plan
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2024
Form of Indemnification Agreement between CervoMed Inc. and each of its directors and officers
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2024
Form of Pre-Funded Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2024
Form of Series A Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2024
Securities Purchase Agreement, dated March 28, 2024, by and between CervoMed Inc. and each of the purchasers party thereto
Purchase Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2024
Amendment to Pre-Funded Warrant, dated as February 26, 2024, by and between CervoMed Inc. and The Joshua S. Boger 2021 Trust DTD 12/09/2021
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2024
Amended & Restated Employment Agreement, dated February 1, 2024, by and between CervoMed Inc. and John Alam, M.D
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2024
Amended & Restated Employment Agreement, dated February 1, 2024, by and between CervoMed Inc. and Robert J. Cobuzzi, Jr., Ph.D
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2024
Employment Agreement, dated February 1, 2024, by and between CervoMed Inc. and Kelly Blackburn, M.H.A
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2024
Employment Agreement, dated November 15, 2023, by and between CervoMed Inc. and J. William Tanner
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Subscription Agreement, dated July 10, 2023
Subscription Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Form of Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Form of AI EIPP Holdings LLC Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Form of Pre-Funded Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2023
Form of Indemnification Agreement between the Company and each of its directions and officers
Indemnification Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Separation Agreement and General Release, dated May 15, 2023, by and between Diffusion Pharmaceuticals Inc. and William K. Hornung
Separation Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
Option and License Agreement, dated as of August 27, 2012, by and between EIP Pharma LLC and Vertex Pharmaceuticals Incorporated
License Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Amendment No.1, dated as of April 8, 2014, to Option and License Agreement, dated August 27, 2012, by and between EIP Pharma LLC and Vertex Pharmaceuticals Incorporated
License Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
Amendment No.2, dated as of November 17, 2015, to Option and License Agreement, dated August 27, 2012, as amended April 18, 2014, by and between EIP Pharma LLC and Vertex...
License Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
Executive Employment Agreement, dated as of April 2, 2018, by and between EIP Pharma, Inc., and Sylvie Gregoire
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Amendment No. 1, dated as of March 4, 2019, to Executive Employment Agreement, dated as of April 2, 2018, by and between EIP Pharma, Inc., and Sylvie Gregoire
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Executive Employment Agreement, effective as of April 2, 2018, by and between EIP Pharma, Inc., and John Alam, M.D
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Offer Letter, dated as of April 29, 2018, by and between EIP Pharma, Inc., and Kelly Blackburn
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
Amendment, dated as of January 29, 2019, to Offer Letter, dated April 29, 2018, by and between EIP Pharma, Inc., and Kelly Blackburn
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
2018 Employee, Director and Consultant Equity Incentive Plan, effective as of March 28, 2019
Bonus & Incentive Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Agreement and Plan of Merger, dated as of March 30, 2023, by and among Diffusion Pharmaceuticals Inc., EIP Pharma, Inc. and Dawn Merger Sub Inc
Merger Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Form of EIP Pharma, Inc. Stockholder Support Agreement, dated as of March 30, 2023
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2023
Form of Lock-up Agreement, dated as of March 30, 2023
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
Amendment, dated March 29, 2023, to Employment Agreement, dated September 8, 2020, by and between Diffusion Pharmaceuticals Inc. and Robert J. Cobuzzi, Ph.D
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
Amendment, dated March 29, 2023, to Employment Agreement, dated September 21, 2018, by and between Diffusion Pharmaceuticals Inc. and William Hornung
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
Amendment, dated March 29, 2023, to Employment Agreement, dated September 23, 2020, by and between Diffusion Pharmaceuticals Inc. and William Elder
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
Separation Agreement and General Release, effective as of March 8, 2023, by and between Diffusion Pharmaceuticals and Christopher D. Galloway, M.D
Separation Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
Separation Agreement and General Release, effective as of March 8, 2023, by and between Diffusion Pharmaceuticals and Raven Jaeger
Separation Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
Form of Separation Agreement and General Release by and between Diffusion Pharmaceuticals Inc. and certain executive employees
Separation Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2023
Agreement, dated as of December 15, 2022, by and among Diffusion Pharmaceuticals Inc, LifeSci Special Opportunities Master Fund Ltd., LifeSci Special Opportunities Partners L.P.,...
Management Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2022
At-The-Market Sales Agreement, dated July 22, 2022, by and between Diffusion Pharmaceuticals Inc. and BTIG, LLC
Sales Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
CA
2022
Employment Agreement, effective May 18, 2022, by and between the Company and Raven Jaeger, M.S
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2022
Form of Stock Option Award Agreement under 2015 Equity Incentive Plan
Bonus & Incentive Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2022
Form of Director RSU Agreement under 2015 Equity Incentive Plan
Bonus & Incentive Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2022
Form of Subscription Agreement between Diffusion Pharmaceuticals Inc. and the investors named therein, dated March 18, 2022
Subscription Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2022
Amended & Restated Underwriting Agreement, dated February 11, 2021, by and between Diffusion Pharmaceuticals Inc. and H.C. Wainwright & Co., LLC
Underwriting Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2021
Form of Underwriter Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2021
Employment Agreement, dated as of October 19, 2020, by and between Diffusion Pharmaceuticals Inc. and Christopher D. Galloway
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2020
Employment Agreement, dated as of September 23, 2020, by and between Diffusion Pharmaceuticals Inc. and William R. Elder
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2020
Separation Agreement, dated as of September 8, 2020, by and between Diffusion Pharmaceuticals Inc. and David G. Kalergis
Separation Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2020
Employment Agreement, dated as of September 8, 2020, by and between Diffusion Pharmaceuticals Inc. and Robert J. Cobuzzi, Ph.D
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2020
Form of Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2020
Form of Securities Purchase Agreement, dated May 18, 2020, by and among the Company and the purchasers party thereto
Purchase Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2020
Engagement Letter, dated March 27, 2020, by and between the Company and H.C. Wainwright & Co. LLC
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2020
Form of New Warrant issued on May 8, 2020
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2020
Form of Placement Agent Warrant issued on May 8, 2020
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2020
Warrant Exercise Agreement, dated May 6, 2020, by and between Diffusion Pharmaceuticals Inc. and the purchaser thereto
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2020
Separation Agreement, dated March 12, 2020, by and between Diffusion Pharmaceuticals Inc. and John L. Gainer
Separation Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2020
Consulting Agreement, dated March 12, 2020, by and between Diffusion Pharmaceuticals Inc. and John L. Gainer
Consulting Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2020
Description of Securities
Diffusion Pharmaceuticals Inc.
Biotechnology
2020
Form of Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2019
Form of Placement Agent Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2019
Form of Securities Purchase Agreement, dated December 11, 2019, by and among the Company and the purchasers party thereto
Purchase Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Engagement Letter, dated December 11, 2019, between the Company and H.C. Wainwright & Co., LLC
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2019
Form of Series I Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Series II Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Pre-Funded Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Wainwright Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Securities Purchase Agreement
Purchase Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Common Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Pre-Funded Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Underwriters Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Placement Agents Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Engagement Letter, dated October 7, 2019, by and between Diffusion Pharmaceuticals Inc. and H.C. Wainwright & Co., LLC
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2019
Form of Securities Purchase Agreement
Purchase Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Underwriting Agreement, dated [_______], by and between the Company and H.C. Wainwright & Co., LLC
Underwriting Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Common Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Pre-Funded Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Underwriters Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Form of Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2019
Form of Placement Agent Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2019
Form of Securities Purchase Agreement, dated May 23, 2019, by and among the Company and the purchasers party thereto
Purchase Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2019
Engagement Letter, dated May 3, 2019, between the Company and H.C. Wainwright & Co., LLC
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2019
Amended and Restated Employment Agreement, dated as of September 21, 2018, by and between William Hornung and Diffusion Pharmaceuticals Inc
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2018
Separation Letter, effective as of September 26, 2018, by and between Ben L. Shealy and Diffusion Pharmaceuticals Inc
Separation Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2018
Form of Diffusion Pharmaceuticals Inc. Stock Option Award Agreement
Stock Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2018
Form of Underwriters Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2018
Underwriting Agreement, dated January 18, 2018, by and between Diffusion Pharmaceuticals Inc. and H.C. Wainwright & Co., LLC
Underwriting Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2018
Form of Warrant
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2018
Form of Underwriting Agreement, by and between the Company and H.C. Wainwright & Co., LLC
Underwriting Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2018
Form of Warrant to be issued to the underwriter in this offering
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2018
Form of Warrant to be issued to investors in this offering
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2018
DIFFUSION PHARMACEUTICALS INC. REGISTRATION RIGHTS AGREEMENT DATED [], 2017
Registration Rights Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2017
DEED OF LEASE
Lease Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2017
STOCK OPTION AGREEMENT
Stock Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2017
AMENDMENT TO PLACEMENT AGENCY AGREEMENT
Agency Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2017
COMMON STOCK PURCHASE WARRANT DIFFUSION PHARMACEUTICALS INC.
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2017
PLACEMENT AGENCY AGREEMENT
Agency Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2017
FORM OF SUBSCRIPTION AGREEMENT
Subscription Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2017
EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2016
DIFFUSION PHARMACEUTICALS INC. CONVERTIBLE 6.0% PROMISSORY NOTE
Note Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2016
SETTLEMENT AND RELEASE AGREEMENT
Settlement Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2016
EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
VA
2016
DIFFUSION PHARMACEUTICALS LLC CONVERTIBLE [____]% PROMISSORY NOTE
Note Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2016
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2016
Option Agreement
Diffusion Pharmaceuticals Inc.
Biotechnology
2016
FORM OF PARENT Stockholder VOTING AND LOCK-UP Agreement
Voting Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2016
CONTINGENT VALUE RIGHTS AGREEMENT
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2016
AGREEMENT AND PLAN OF MERGER BY AND AMONG RESTORGENEX CORPORATION, ARCO MERGER SUB, LLC AND DIFFUSION PHARMACEUTICALS LLC DATED AS OF DECEMBER 15, 2015 Table of Contents
Merger Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2015
PLAN OF CONVERSION OF RESTORGENEX CORPORATION A NEVADA CORPORATION INTO RESTORGENEX CORPORATION, A DELAWARE CORPORATION
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2015
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
DE
2015
RESTORGENEX CORPORATION 2015 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2015
INCENTIVE STOCK OPTION AGREEMENT
Bonus & Incentive Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2015
STOCK OPTION AGREEMENT
Stock Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2015
RESIGNATION AGREEMENT
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2015
COMMON STOCK PURCHASE WARRANT RESTORGENEX CORPORATION Warrant Shares: 351,060 Initial Exercise Date: June 6, 2014
Stock Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2015
COMMON STOCK PURCHASE WARRANT RESTORGENEX CORPORATION
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2015
DEBT CONVERSION AGREEMENT
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2015
STOCK OPTION AGREEMENT
Stock Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2015
STOCK OPTION AGREEMENT
Stock Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2015
CONSULTING AGREEMENT
Consulting Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2014
Addendum to Executive Employment Agreement of David Sherris
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2014
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2014
OFFICE LEASE AGREEMENT
Lease Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2014
SETTLEMENT AGREEMENT & RELEASE
Settlement Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
CA
2014
INDEPENDENT CONTRACTOR AGREEMENT
Diffusion Pharmaceuticals Inc.
Biotechnology
CA
2014
Addendum to Executive Employment Agreement of Yael Schwartz
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2014
COMMON STOCK PURCHASE WARRANT RESTORGENEX CORPORATION Warrant Shares: 355,699 Initial Exercise Date: June 6, 2014
Stock Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2014
STOCK OPTION AGREEMENT
Stock Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2014
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
IL
2014
AMENDMENT TO SETTLEMENT AGREEMENT ANDSTIPULATION
Settlement Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2014
SEVERANCE AGREEMENT AND GENERAL RELEASE
Severance Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2014
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2014
COMMON STOCK PURCHASE WARRANT RESTORGENEXCORPORATION
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2014
SUBSCRIPTION AGREEMENT
Subscription Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2014
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2014
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2014
RestorGenex Corporation SECURED CONVERTIBLE PROMISSORY NOTE
Note Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2014
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2014
AGREEMENT AND PLAN OF MERGER
Merger Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
CA
2014
AGREEMENT AND PLAN OF MERGER
Merger Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
CA
2014
Stratus Media Group, Inc. SECURED CONVERTIBLE PROMISSORY NOTE
Note Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2014
Stratus Media Group, Inc. 10% SECURED CONVERTIBLE PROMISSORYNOTE
Diffusion Pharmaceuticals Inc.
Biotechnology
FL
2013
Stratus Media Group, Inc. 10% SECURED CONVERTIBLE PROMISSORYNOTE
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2013
NOTE PURCHASE AGREEMENT
Note Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2013
SECURITY AGREEMENT
Security Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2013
SISKEY CAPITAL, LLC 4521 Sharon Road, Suite 450 Charlotte, NC 28211
Diffusion Pharmaceuticals Inc.
Biotechnology
NC
2013
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2013
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2013
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2013
EXCLUSIVE LICENSE AGREEMENT
License Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2013
SUBLICENSE AGREEMENT
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2013
COLLABORATION AGREEMENT
Collaboration Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2013
CANTERBURY LABORATORIES, LLC MASTER SERVICES AGREEMENT
Services Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2013
MASTER CONTRACT SERVICES AGREEMENT
Services Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
MA
2013
Service Agreement
Services Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2013
AGREEMENT AND PLAN OF MERGER
Merger Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NV
2013
DEBT CONVERSION AGREEMENT
Diffusion Pharmaceuticals Inc.
Biotechnology
CA
2013
SERIES E PREFERRED STOCK CONVERSION AND WARRANT EXERCISE AGREEMENT
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2013
EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2013
STRATUS MEDIA GROUP, INC. _______________ AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK (Pursuant to Section78.195 of the General...
Stock Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2012
STRATUS MEDIA GROUP, INC. WARRANT TO PURCHASE COMMON STOCK To Purchase 3,333,333 Shares of CommonStock
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2012
STRATUS MEDIA GROUP, INC. WARRANT TO PURCHASE COMMON STOCK To Purchase 1,666,666 Shares of CommonStock
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2012
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2012
SECURITY AGREEMENT
Security Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2012
EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2012
CONSULTING AGREEMENT
Consulting Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
CA
2012
SEPARATION AND RELEASE AGREEMENT
Separation Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2012
PROMISSORY NOTE $1,000,000January 25, 2012Santa Barbara, California
Note Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2012
STRATUS MEDIA GROUP, INC. OPTION TO PURCHASE COMMON STOCK To Purchase Shares of Common Stock of ProElite, Inc.
Purchase Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
CA
2012
W I T N E S S E T H:
Diffusion Pharmaceuticals Inc.
Biotechnology
2011
STRATUS MEDIA GROUP, INC. 3 East De La Guerra Street, 2nd Floor Santa Barbara, California 93101 June 13, 2011
Diffusion Pharmaceuticals Inc.
Biotechnology
NJ
2011
STRATUS MEDIA GROUP, INC. CERTIFICATE OF DESIGNATIONS OF THE SERIES C10% CONVERTIBLE PREFERRED SHARES Pursuant to Section 78.195 of the General Corporation Law of the State of...
Diffusion Pharmaceuticals Inc.
Biotechnology
2011
STRATUS MEDIA GROUP, INC. CERTIFICATE OF DESIGNATIONS OF THE SERIES D10% CONVERTIBLE PREFERRED SHARES Pursuant to Section 78.195 of the General Corporation Law of the State of...
Diffusion Pharmaceuticals Inc.
Biotechnology
2011
STRATUS MEDIA GROUP, INC. _______________ CERTIFICATE OF DESIGNATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK (Pursuant to Section 78.195 of the General Corporation Law of the...
Stock Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2011
WARRANT TO PURCHASE COMMON STOCK OF STRATUS MEDIA GROUP, INC.
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
CA
2011
WARRANT TO PURCHASE COMMON STOCK OF STRATUS MEDIA GROUP, INC.
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
CA
2011
STRATUS MEDIA GROUP, INC. WARRANT TO PURCHASE COMMON STOCK To Purchase [______] Shares of Common Stock
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2011
STRATUS MEDIA GROUP, INC. WARRANT TO PURCHASE COMMON STOCK To Purchase [______] Shares of Common Stock
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NY
2011
WARRANT TO PURCHASE COMMON STOCK OF STRATUS MEDIA GROUP, INC.
Warrant Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
CA
2011
STRATUS MEDIA GROUP, INC. CERTIFICATE OF DESIGNATIONS OF THE SERIES C 10% CONVERTIBLE PREFERRED SHARES Pursuant to Section 78.195 of the General Corporation Law of the State of...
Diffusion Pharmaceuticals Inc.
Biotechnology
2011
AMENDMENT NO. 7 TO STRATEGIC INVESTMENT AGREEMENT
Investment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2011
EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2011
AMENDMENT TO STRATEGIC INVESTMENT AGREEMENT
Investment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2010
PROELITE, INC. and STRATUS MEDIA GROUP, INC. STRATEGIC INVESTMENT AGREEMENT October 9, 2009
Investment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
NJ
2009
DATED 2008-07-27 Emanuele ROSSI Vincenzo PETRETTI Giuseppe SCIRETTA Philippe FAVRE Nicolas PELLOLIO Paul SANCHEZ Pierangelo BOTTINELLI Michel SCALEA Arnaud LIGUER-LAUBHOUET...
Share Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2008
Exhibit 10.2 AMENDMENT TO AGREEMENT AND PLAN OF MERGER
Merger Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2008
Exhibit 10.3 EMPLOYMENT AGREEMENT
Employment Agreements
Diffusion Pharmaceuticals Inc.
Biotechnology
2008