Dex Liquidating Co. Contracts & Agreements

99 Contracts & Agreements
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Filed
Post-Petition Loan and Security Agreement between Dextera Surgical Inc. and Aesculap, Inc. dated December 15, 2017
Loan Agreements
Dex Liquidating Co.
DE
2017
Dextera Surgical Inc. Underwriting Agreement for Series B Convertible Preferred Stock and Warrants (2017)
Underwriting Agreements
Dex Liquidating Co.
NY
2017
Dextera Surgical Inc. Common Stock Purchase Warrant Agreement (Series 1/Series 2)
Warrant Agreements
Dex Liquidating Co.
NY
2017
Dextera Surgical Inc. Series 1 and Series 2 Common Stock Purchase Warrant Agreement
Warrant Agreements
Dex Liquidating Co.
NY
2017
Common Stock Purchase Warrant Agreement between Dextera Surgical Inc. and Holder
Warrant Agreements
Dex Liquidating Co.
NY
2017
Dextera Surgical Inc. 2016 Equity Incentive Plan Option Grant Notice and Agreement
Warrant Agreements
Dex Liquidating Co.
2017
Cardica, Inc. Non-Employee Director Compensation Policy
Compensation Agreements
Dex Liquidating Co.
2016
Cardica, Inc. Offer Letter and Employment Terms for Chief Operating Officer (Thomas J. Palermo)
Employment Agreements
Dex Liquidating Co.
CA
2016
Amendment to License Agreement and Potential Development Agreement between Cardica, Inc. and Intuitive Surgical Operations, Inc.
License Agreements
Dex Liquidating Co.
CA
2016
Cardica, Inc. 2016 Equity Incentive Plan
Bonus & Incentive Agreements
Dex Liquidating Co.
CA
2016
Cardica, Inc. Employment Agreement with Julian Nikolchev as President and CEO
Employment Agreements
Dex Liquidating Co.
CA
2015
Cardica, Inc. Non-Employee Director Compensation Policy
Compensation Agreements
Dex Liquidating Co.
2015
Cardica, Inc. and Bernard Hausen, M.D., Ph.D. Transition and Separation Agreement
Separation Agreements
Dex Liquidating Co.
CA
2015
Cardica, Inc. Inducement Plan as Amended by Board of Directors (2015)
Bonus & Incentive Agreements
Dex Liquidating Co.
CA
2015
Cardica, Inc. Non-Employee Director Compensation Policy
Compensation Agreements
Dex Liquidating Co.
2015
Cardica, Inc. Executive Performance Bonus Plan
Bonus & Incentive Agreements
Dex Liquidating Co.
2015
Cardica, Inc. Inducement Plan for New Employee Stock Awards (2015)
Bonus & Incentive Agreements
Dex Liquidating Co.
CA
2015
Cardica, Inc. Non-Employee Director Compensation Policy
Compensation Agreements
Dex Liquidating Co.
2015
Cardica, Inc. 2005 Equity Incentive Plan (As Amended)
Bonus & Incentive Agreements
Dex Liquidating Co.
DE
2011
Distribution Agreement between Cardica, Inc. and Century Medical, Inc. dated September 2, 2011
Distribution Agreements
Dex Liquidating Co.
CA
2011
Cardica, Inc. 2005 Equity Incentive Plan (As Amended)
Bonus & Incentive Agreements
Dex Liquidating Co.
DE
2010
Fourth Amendment to Lease Agreement between HCP LS Redwood City, LLC and Cardica, Inc.
Lease Agreements
Dex Liquidating Co.
2010
Third Amendment to Office Lease Agreement between HCP LS Redwood City, LLC and Cardica, Inc.
Lease Agreements
Dex Liquidating Co.
2010
Second Amendment to Distribution Agreement between Cardica, Inc. and Century Medical, Inc.
Distribution Agreements
Dex Liquidating Co.
2010
Amendment No. 3 to Distribution Agreement between Cardica, Inc. and Century Medical, Inc.
Distribution Agreements
Dex Liquidating Co.
2010
Cardica, Inc. Non-Employee Director Compensation Policy (Effective October 10, 2009)
Compensation Agreements
Dex Liquidating Co.
2010
License Agreement between Cardica, Inc. and Intuitive Surgical Operations, Inc. dated August 16, 2010
License Agreements
Dex Liquidating Co.
CA
2010
Amendment No. 4 to Distribution Agreement between Cardica, Inc. and Century Medical, Inc.
Distribution Agreements
Dex Liquidating Co.
2010
Cardica, Inc. 2005 Equity Incentive Plan (As Amended)
Bonus & Incentive Agreements
Dex Liquidating Co.
2009
Cardica, Inc. Warrant to Purchase Common Stock Agreement (September 2009)
Warrant Agreements
Dex Liquidating Co.
NY
2009
Second Amendment to License, Development and Commercialization Agreement between Cook Incorporated and Cardica, Inc.
License Agreements
Dex Liquidating Co.
2009
Cardica, Inc. Restricted Stock Unit Grant Notice and Agreement under 2005 Equity Incentive Plan
Bonus & Incentive Agreements
Dex Liquidating Co.
DE
2009
Cardica, Inc. Change in Control Severance Benefit Plan (Effective February 11, 2009)
Change of Control Agreements
Dex Liquidating Co.
CA
2009
Cardica, Inc. 2005 Equity Incentive Plan (as Amended)
Bonus & Incentive Agreements
Dex Liquidating Co.
2008
Cardica, Inc. Employment Offer Letter to Frederick M. Bauer (Vice President, Manufacturing & Operations)
Employment Agreements
Dex Liquidating Co.
2008
Cardica, Inc. Non-Employee Director Compensation Policy (Effective August 13, 2008)
Compensation Agreements
Dex Liquidating Co.
2008
Cardica, Inc. 2008 Executive Officer Cash Bonus Plan Target Awards for Named Executive Officers
Bonus & Incentive Agreements
Dex Liquidating Co.
2008
Cardica, Inc. 2008 Cash Bonus Plan Summary
Bonus & Incentive Agreements
Dex Liquidating Co.
2008
Cardica, Inc. 2008 Executive Officer Cash Bonus Plan for Named Executive Officers
Bonus & Incentive Agreements
Dex Liquidating Co.
2008
Second Amendment to Office Lease Agreement between HCP LS Redwood City, LLC and Cardica, Inc.
Lease Agreements
Dex Liquidating Co.
2007
Cardica, Inc. 2005 Equity Incentive Plan (as Amended)
Bonus & Incentive Agreements
Dex Liquidating Co.
DE
2007
Amendment No. 1 to License, Development and Commercialization Agreement between Cook Incorporated and Cardica, Inc.
License Agreements
Dex Liquidating Co.
2007
License, Development and Commercialization Agreement between Cook Incorporated and Cardica, Inc. (June 12, 2007)
License Agreements
Dex Liquidating Co.
DE
2007
Cardica, Inc. Warrant to Purchase Common Stock, June 2007
Warrant Agreements
Dex Liquidating Co.
NY
2007
Cardica, Inc. Offer Letter and Employment Terms for Richard M. Ruedy as Vice President, Regulatory, Clinical & Quality Affairs
Employment Agreements
Dex Liquidating Co.
2007
First Amendment to Distribution Agreement between Cardica, Inc. and Century Medical, Inc.
Distribution Agreements
Dex Liquidating Co.
2007
Cardica, Inc. Non-Employee Director Compensation Policy (Effective January 11, 2007)
Compensation Agreements
Dex Liquidating Co.
2007
Cardica, Inc. 2005 Equity Incentive Plan (as Amended)
Bonus & Incentive Agreements
Dex Liquidating Co.
DE
2006
Distribution Agreement between Cardica, Inc. and Century Medical, Inc. (June 16, 2003)
Distribution Agreements
Dex Liquidating Co.
DE
2006
Underwriting Agreement between Cardica, Inc. and A.G. Edwards & Sons, Inc. (2006)
Underwriting Agreements
Dex Liquidating Co.
MO
2006
Cardica, Inc. Benefits Agreement with Bernard Hausen, M.D., Ph.D.
Severance Agreements
Dex Liquidating Co.
CA
2006
License, Development and Commercialization Agreement between Cook Incorporated and Cardica, Inc. (December 9, 2005)
License Agreements
Dex Liquidating Co.
DE
2006
Cardica, Inc. 2005 Equity Incentive Plan
Bonus & Incentive Agreements
Dex Liquidating Co.
DE
2006
License, Development and Commercialization Agreement between Cook Incorporated and Cardica, Inc. (December 9, 2005)
License Agreements
Dex Liquidating Co.
DE
2006
Distribution Agreement between Cardica, Inc. and Century Medical, Inc. dated June 16, 2003
Distribution Agreements
Dex Liquidating Co.
DE
2005
Subordinated Convertible Note Agreement between Cardica, Inc. and Century Medical, Inc.
Note Agreements
Dex Liquidating Co.
DE
2005
Line of Credit and Equity Investment Agreement between Guidant Investment Corporation and Cardica, Inc. (August 19, 2003)
Credit Agreements
Dex Liquidating Co.
CA
2005
Warrant Agreement to Purchase Series B Preferred Stock between Vascular Innovations, Inc. and Venture Lending & Leasing II, Inc.
Warrant Agreements
Dex Liquidating Co.
CA
2005
Warrant Agreement to Purchase Series C Preferred Stock between Vascular Innovations, Inc. and Venture Lending & Leasing III, Inc.
Warrant Agreements
Dex Liquidating Co.
CA
2005
Warrant Agreement to Purchase Series C Preferred Stock between Vascular Innovations, Inc. and Venture Lending & Leasing II, Inc.
Warrant Agreements
Dex Liquidating Co.
CA
2005
Warrant Agreement to Purchase Common Stock between Cardica, Inc. and Allen & Company Incorporated
Warrant Agreements
Dex Liquidating Co.
CA
2005
Warrant to Purchase Series D Preferred Stock of Cardica, Inc. by Venture Lending & Leasing III, LLC
Warrant Agreements
Dex Liquidating Co.
CA
2005
Cardica, Inc. 1997 Equity Incentive Plan (as Amended)
Bonus & Incentive Agreements
Dex Liquidating Co.
2005
Office Lease Agreement between CA-Seaport Centre Limited Partnership and Cardica, Inc. for 900 Saginaw Drive, Redwood City, CA
Lease Agreements
Dex Liquidating Co.
CA
2005
First Amendment to Asset Purchase Agreement between Dextera Surgical, Inc. and Aesculap, Inc.
Modification Agreements
Dex Liquidating Co.
DE
2018
Second Amendment to Asset Purchase Agreement between Dextera Surgical, Inc. and Aesculap, Inc.
Purchase Agreements
Dex Liquidating Co.
DE
2018
Asset Purchase Agreement between Dextera Surgical Inc. and Aesculap, Inc. dated December 11, 2017
Purchase Agreements
Dex Liquidating Co.
CA
2017
Line of Credit Note between Dextera Surgical, Inc. and Aesculap, Inc. dated December 15, 2017
Note Agreements
Dex Liquidating Co.
DE
2017
Amendment to Secured Note Purchase Agreement between Dextera Surgical Inc. and Century Medical, Inc. (September 14, 2017)
Modification Agreements
Dex Liquidating Co.
2017
Dextera Surgical Inc. Certificate of Designation for Series B Convertible Preferred Stock (2017)
Stock Agreements
Dex Liquidating Co.
NY
2017
Dextera Surgical Inc. Certificate of Designation of Series B Convertible Preferred Stock
Stock Agreements
Dex Liquidating Co.
NY
2017
Dextera Surgical Inc. Certificate of Designation for Series B Convertible Preferred Stock (2017)
Stock Agreements
Dex Liquidating Co.
NY
2017
Dextera Surgical Inc. Restricted Stock Unit Award Agreement under 2016 Equity Incentive Plan
Equity Distribution Agreements
Dex Liquidating Co.
2017
Dextera Surgical Inc. 2016 Equity Incentive Plan
Equity Distribution Agreements
Dex Liquidating Co.
CA
2016
Dextera Surgical Inc. 2016 Employee Stock Purchase Plan
Equity Distribution Agreements
Dex Liquidating Co.
2016
Underwriting Agreement between Cardica, Inc. and Wedbush Securities Inc. for Sale of Common Stock (February 8, 2012)
Underwriting Agreements
Dex Liquidating Co.
NY
2012
Secured Note Purchase Agreement between Cardica, Inc. and Century Medical, Inc. dated September 2, 2011
Note Agreements
Dex Liquidating Co.
CA
2011
Security Agreement between Cardica, Inc. and Century Medical, Inc. dated September 2, 2011
Security Agreements
Dex Liquidating Co.
DE
2011
Secured Promissory Note between Cardica, Inc. and Century Medical, Inc. (2011)
Note Agreements
Dex Liquidating Co.
NY
2011
At-the-Market Issuance Sales Agreement between Cardica, Inc. and McNicoll, Lewis & Vlak LLC (August 3, 2011)
Equity Distribution Agreements
Dex Liquidating Co.
NY
2011
Consent Under Registration Rights Agreement between Cardica, Inc. and Intuitive Surgical Operations, Inc.
Registration Rights Agreements
Dex Liquidating Co.
2011
Stock Purchase Agreement between Cardica, Inc. and Intuitive Surgical Operations, Inc. dated August 16, 2010
Stock Agreements
Dex Liquidating Co.
CA
2010
Registration Rights Agreement between Cardica, Inc. and Intuitive Surgical Operations, Inc. dated August 17, 2010
Registration Rights Agreements
Dex Liquidating Co.
CA
2010
Amendment No. 3 to Subordinated Convertible Note Agreement between Cardica, Inc. and Century Medical, Inc.
Note Agreements
Dex Liquidating Co.
2010
Securities Purchase Agreement between Cardica, Inc. and Purchasers (September 25, 2009)
Purchase Agreements
Dex Liquidating Co.
NY
2009
Cardica, Inc. Registration Rights Agreement with Purchasers (September 25, 2009)
Registration Rights Agreements
Dex Liquidating Co.
2009
Underwriting Agreement among Cardica, Inc., Guidant Investment Corporation, and Underwriters (November 8, 2007)
Underwriting Agreements
Dex Liquidating Co.
2007
Securities Purchase Agreement between Cardica, Inc. and Purchasers (June 7, 2007)
Purchase Agreements
Dex Liquidating Co.
NY
2007
Registration Rights Agreement between Cardica, Inc. and Purchasers (June 7, 2007)
Registration Rights Agreements
Dex Liquidating Co.
2007
Amendment No. 2 to Subordinated Convertible Note Agreement between Cardica, Inc. and Century Medical, Inc.
Note Agreements
Dex Liquidating Co.
2007
Amended and Restated Note between Cardica, Inc. and Century Medical, Inc. dated March 30, 2007
Note Agreements
Dex Liquidating Co.
2007
Note Conversion Agreement between Cardica, Inc. and Guidant Investment Corporation (November 7, 2006)
Note Agreements
Dex Liquidating Co.
2006
Cardica, Inc. and Guidant Investment Corporation Registration Rights Agreement (November 7, 2006)
Registration Rights Agreements
Dex Liquidating Co.
CA
2006
Consent and Amendment to Amended and Restated Investor Rights Agreement between Cardica, Inc. and Stockholders
Registration Rights Agreements
Dex Liquidating Co.
2006
Intellectual Property Security Agreement between Cardica, Inc. and Guidant Investment Corporation (August 19, 2003)
Security Agreements
Dex Liquidating Co.
CA
2005
Amended and Restated Investor Rights Agreement between Cardica, Inc. and Investors (August 19, 2003)
Investor Rights Agreements
Dex Liquidating Co.
CA
2005
Subordinated 5% Convertible Note between Cardica, Inc. and Century Medical, Inc. (June 17, 2003)
Note Agreements
Dex Liquidating Co.
2005
Cardica, Inc. 8.75% Subordinated Promissory Notes to Guidant Investment Corporation
Note Agreements
Dex Liquidating Co.
2005
Preliminary Underwriting Commitment Letter for Cardica, Inc. IPO – Allen & Company LLC and A.G. Edwards & Sons, Inc.
Underwriting Agreements
Dex Liquidating Co.
2005