Confidential Materials omitted and filed separately with the Securities and Exchange Commission. Asterisksdenote omissions. FIRST AMENDMENT TO LICENSE, SUPPLY AND DISTRIBUTION AGREEMENT

Contract Categories: Business Finance - Exchange Agreements
EX-10.49 5 dex1049.htm FIRST AMENDMENT TO LICENSE, SUPPLY AND DISTRIBUTION AGREEMENT First Amendment to License, Supply and Distribution Agreement

Exhibit 10.49

Confidential Materials omitted and filed separately with the

Securities and Exchange Commission. Asterisks denote omissions.

FIRST AMENDMENT TO LICENSE, SUPPLY AND DISTRIBUTION AGREEMENT

THIS FIRST AMENDMENT TO LICENSE, SUPPLY AND DISTRIBUTION AGREEMENT is made and entered into as of this 19th day of December, 2005 (“Effective Date”) by and between F.Hoffmann-La Roche Ltd. (“FHLR”) having a principal office at Grenzacherstrasse 124, Basel, Switzerland and 454 Life Sciences Corporation (“454”) having a principal office at 20 Commercial Street, Branford, CT 06405, USA.

RECITALS

WHEREAS, the Parties have entered into a written License, Supply and Distribution Agreement dated May 11, 2005 (“Original Agreement”); and

WHEREAS, according to the last paragraph of Section 2.7 of the Original Agreement the Parties wish to change the Initial estimated ASP in Section 3.3 (b) and Exhibit 2 of the Original Agreement and the Licensed Products Specifications in Exhibit 3 of the Original Agreement.

NOW THEREFORE, in consideration of the covenants and mutual promises set forth herein, the receipt and sufficiency of which are hereby acknowledged, the Parties agree as follows:

1. According to Section 3.3 (b) of the Original Agreement the Parties hereby define in detail the Licensed Products, the initial estimated ASP for the Licensed Products and the launch date by amending Exhibit 2. Exhibit 2 shall be replaced by the following new Exhibit 2:

(See attached document.)

Furthermore, the launch date for all Licensed Products shall be September 30, 2005.

2. Exhibit 3 of the Original Agreement shall be deleted in its entirety and replaced by the following new Exhibit 3:

(See attached document.)

3. The Parties agree that the “Accessories” listed on the new Exhibit 2 shall be treated the same as the Instrument regarding the payment of royalties.

4. According to Section 3.3 (c) the Parties have to agree on the applicable estimated ASP for the following calendar year latest by November 30th. In deviation from this Section 3.3 (c) the Parties agree that for the calendar year 2006 the applicable estimated ASP shall be as set out in Section 1 of this First Amendment.

IN WITNESS WHEREOF, each of the Parties has caused this First Amendment to the Original Agreement to be executed by its duly authorized representative.


Basel,
F. Hoffmann-La Roche Ltd
    Branford,
454 Life Sciences
By:   /s/ Severin Schwan     By:   /s/ Christopher K. McLeod
Name:    Severin Schwan     Name:    Christopher K. McLeod
Title:   CEO Division Diagnostics     Title:   President & CEO
Date:   Feb. 6, 2006     Date:   Jan. 9, 2006
By:   /s/ C. J. Ruetsch    
Name:    C. J. Ruetsch      
Title:   Legal Counsel      
Date:   Feb. 2, 2006      


Reagents
     Cat. No.   

Product

  

ASP
$/Kit

  

Transfer Price
$/Sub Kit

Kit

   04746694001   

GS 20 DNA Library Preparation Kit

   [**]    [**]

Sub Kit 1

   04746708001   

GS 20 DNA Library Preparation Kit Buffers

      [**]

Sub Kit 1

   04746716001   

GS 20 DNA Library Preparation Kit Enzymes and Adaptors

      [**]

Sub Kit 1

   04746724001   

GS 20 DNA Library Preparation Kit Nebulizers

      [**]

Sub Kit 1

   04746732001   

GS 20 DNA Library Preparation Kit Immobilization Beads

      [**]

Kit

   04746503001   

GS 20 emPCR Kit

   [**]    [**]

Sub Kit 1

   04746511001   

GS 20 emPCR Kit Bead Recovery Reagents

      [**]

Sub Kit 2

   04746520001   

GS 20 emPCR Kit Clonal Amplification Reagents

      [**]

Sub Kit 3

   04746538001   

GS20 emPCR Kit Enrichment Beads

      [**]

Sub Kit 4

   04746546001   

GS 20 emPCR Kit Emulsion Oil

      [**]

Kit

   04746554001   

GS 20 Sequencing Kit (70 x75)

   [**]    [**]

Sub Kit 1

   04746562001   

GS 20 Sequencing Kit (70x75) Pre-wash / Post-wash Buffers

      [**]

Sub Kit 2

   04746589001   

GS 20 Pre-wash Tubes

      [**]

Sub Kit 3

   04746597001   

GS 20 Sequencing Kit (70 x75) Wash Buffers

      [**]

Sub Kit 4

   04746619001   

GS 20 Sequencing Kit (70 x75) Sequencing Reagents

      [**]

Sub Kit 5

   04746627001   

GS 20 Sequencing Kit (70 x75) Sequencing Enzymes

      [**]

Sub Kit 6

   04746635001   

GS 20 Sipper Tubes

      [**]


Kit

   04746422001   

GS 20 Sequencing Kit (40x75)

   [**]    [**]

Sub Kit 1

   04746457001   

GS 20 Sequencing Kit (40x75) Pre-wash / Post-wash Buffers

      [**]

Sub Kit 2

   04746589001   

GS 20 Pre-wash Tubes

      [**]
             

Sub Kit 3

   04746473001   

GS 20 Sequencing Kit (40x75) Wash Buffers

      [**]

Sub Kit 4

   04746481001   

GS 20 Sequencing Kit (40x75) Sequencing Reagents

      [**]

Sub Kit 5

   04746490001   

GS 20 Sequencing Kit (40x75) Sequencing Enzymes

      [**]

Sub Kit 6

   04746635001   

GS 20 Sipper Tubes

      [**]
             

Kit

   04746759001   

GS 20 Maintenance Wash Kit

   [**]    [**]

Sub Kit 1

   04746767001   

GS20 Maintenance Wash Kit Maintenance Wash Reagents

      [**]

Sub Kit 2

   04746783001   

GS 20 Maintenance Wash Kit Bottles

      [**]

Sub Kit 3

   04746635001   

GS 20 Sipper Tubes

      [**]
             

Kit

   04774981001   

GS 20 Installation Kit

   [**]    [**]

Sub Kit 1

   04774990001   

GS 20 Installation Kit Control DNA Beads

      [**]

Sub Kit 2

   04746457001   

GS 20 Sequencing Kit (40x75) Pre-wash / Post-wash Buffers

      [**]
             

Sub Kit 3

   04746589001   

GS 20 Pre-wash Tubes

      [**]
             


Disposables
     Cat. No.   

Product

  

ASP
$/Kit

  

Transfer Price
$/Sub Kit

Kit

   04746821001   

GS 20 PicoTiterPlate Kit (70x75)

   [**]    [**]

Kit

   04746813001   

GS 20 PicoTiterPlate Kit (40x75)

   [**]    [**]


Accessories
Cat. No.   

Product

  

ASP
$/Kit

  

Transfer Price
$/ Kit

04777034001   

Medium Bead Deposition Device, complete

   [**]    [**]
04777042001   

Medium Bead Deposition Device, complete 8 lanes

   [**]    [**]
04777069001   

Large Bead Deposition Device, complete

   [**]    [**]
04777115001   

Counterweight for the Bead Deposition Devices

   [**]    [**]
04777018001   

Camera Faceplate Guard

   [**]    [**]
04777026001   

Nebulizer Holder

   [**]    [**]


Instrument

Cat. No.

  

Product

   ASP
$
   Transfer
Price $
   Transfer Price
(incl Training Kits + Installation Kits) $

04746694001

   GS 20 DNA Instrument    [**]    [**]    [**]
  

including:

        

04777034001

  

Medium Bead Deposition Device, complete

        

04777042001

  

Medium Bead Deposition Device, complete 8 lanes

        

04777069001

  

Large Bead Deposition Device, complete

        

04777115001

  

Counterweight for the Bead Deposition Devices

        

04777018001

  

Camera Faceplate Guard

        

04777026001

  

Nebulizer Holder

        
  

Medium PicoTiterPlate Cartridge; 40x75

        
  

Large PicoTiterPlate Cartridge; 70x75

        
  

Swinlock Filter Unit

        
  

5 x 16 Gauge Blunt Needles

        
  

5 x Plastic Economy Foreceps

        
  

Zeiss Tissue (Box)

        
  

Wash Tube Holder

        
  

Extra Fluidics Waste Tank and Bottle Support

        
  

GS 20 DNA Library Preparation Kit User’s Manual

        
  

GS 20 DNA Library Preparation Kit Quick Guide

        
  

GS 20 emPCR Kit User’s Manual

        
  

GS 20 emPCR Kit Quick Guide

        
  

Genome Sequencer 20 Operator’s Manual

        
  

Genome Sequencer 20 Quick Guide

        
  

GS 20 Data Processing Software Manual

        
  

Genome Sequencer 20 Site Preparation Guide

        
   Additional items which must be ordered seperately         
   Training         

04746694001

  

GS 20 DNA Library Preparation Kit

      [**]    [**]
             

04746503001

  

GS 20 emPCR Kit (3)

      [**]    [**]

04746554001

  

GS 20 Sequencing Kit (70x75)

      [**]    [**]
             

04746422001

  

GS 20 Sequencing Kit (40x75) (3)

      [**]    [**]

04746821001

  

GS 20 PicoTiterPlate Kit (70x75)

      [**]    [**]

04746813001

  

GS 20 PicoTiterPlate Kit (40x75) (3)

      [**]    [**]
  

Installation

        

04774981001

  

GS 20 Installation Kit

      [**]    [**]

04746554001

  

GS 20 Sequencing Kit (70x75)

      [**]    [**]

04746821001

  

GS 20 PicoTiterPlate Kit (70x75)

      [**]    [**]


Exhibit 3

Licensed Products Specifications

The following Specifications V 1.01 do not include the additional terms that are laid down in the Original Agreement:

 

   

update shelf life time of reagents up to [**] after Launch

 

   

update of maintenance interval for tubings to [**] (not feasible for Version 1.01)

 

NO

   Document ID   

Document Name

   PDF file

1

   SPC-00028   

454 Genome Sequencer Version 1.01 System Specifications

   [**]

2

   SPC-00034   

Instrument: Technical Requirements Specifications

   [**]

3

   SPC-00036   

Software: Software Requirement Specifications

   [**]

4

   SPC-00031   

Specifications Library Preparation Kit

   [**]

5

   SPC-00029   

Specification Emulsion-based Clonal Amplification Kit

   [**]

6

   SPC-00032   

Specification Sequencing Kit

   [**]

7

   SPC-00033   

Specifications PicoTiterPlate Kits

   [**]