Specimen Common Stock Certificate for CU Bancorp

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Summary

This document is a specimen certificate representing shares of common stock in CU Bancorp, a corporation incorporated in California. It certifies ownership of a specified number of shares, which are transferable only on the corporation's books upon proper endorsement and surrender of the certificate. The certificate also notes that the shares were issued under a limited offering exemption per California law. Shareholders can request information about their rights and restrictions at the company's main office. The certificate includes a form for transferring shares to another party.

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EX-4.1 6 d333506dex41.htm SPECIMEN FORM OF CERTIFICATE FOR CU BANCORP COMMON STOCK Specimen form of Certificate for CU Bancorp Common Stock

Exhibit 4.1

 

Exhibit 4.1

November 16, 2011

INCORPORATED UNDER THE LAWS OF THE STATE OF CALIFORNIA

No.                           Shares

CU BANCORP

Authorized: 75,000,000 Shares Common Stock

THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE BEEN ISSUED UNDER THE LIMITED OFFERING EXEMPTION PROVIDED BY SEC. 25102(f) OF THE CALIFORNIA CORPORATIONS CODE.

This Certifies that                          is the record holder of                      Shares of Common Stock transferable only on the books of the corporation by the holder hereof in person or by attorney upon surrender of this Certificate properly endorsed.

A statement of the rights, preferences, privileges, and restrictions granted to or imposed upon each class or series of stock of the Corporation and upon the holders thereof may be obtained by any stockholder, upon request and without charge, at the principal office of the Corporation.

In Witness Whereof, the said Corporation has caused this Certificate to be signed by its duly authorized officers and its Corporate Seal to be hereunto affixed this                  day                  of              A.D.                 

SECRETARY                      PRESIDENT

COMMON

 

For value received                  hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

(NAME AND ADDRESS OF TRANSFEREE SHOULD BE PRINTED OR TYPEWRITTEN)

                             Shares evidenced by the within Certificate and, if required, do hereby irrevocably constitute and appoint                  Attorney to transfer the said Shares on the books of the Corporation, with full power of substitution in the premises.

Dated                  Transferor

In presence of             

NOTICE: THE SIGNATURE OF THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE. IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER.