Warrant and Subscription Allocation Schedule between Enable Growth Partners LP, Enable Opportunity Partners LP, Pierce Diversified Strategy Master Fund LLC, and BridgePointe Master Fund Ltd.
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Summary
This document lists the allocation of subscription amounts, principal amounts, and various warrant shares to four investment entities: Enable Growth Partners LP, Enable Opportunity Partners LP, Pierce Diversified Strategy Master Fund LLC, and BridgePointe Master Fund Ltd. It details the number of warrant shares each party receives at different exercise prices and terms, both before and after adjustments. The schedule outlines the financial commitments and the corresponding equity rights granted to each investor as part of a broader financing agreement.
EX-10.1.11.1 10 v113130_ex10-1111.htm
ANNEX
Purchaser | | Subscription Amount | | Principal Amount | | 5 Yr. Warrant Shares @ 0.92 prior to adjustment | | 2 Yr. Warrant Shares @ $0.90 prior to adjustment | | 2 Yr. Warrant Shares @ $1.60 prior to adjustment | | 5 Yr. Warrant Shares @ 0.60 following adjustment | | 2 Yr. Warrant Shares @ $0.60 following adjustment | | 2 Yr. Warrant Shares @ $0.60 following adjustment (formerly 1.60 shares) | | ||||||||
Enable Growth Partners LP | $ | 2,082,501.04 | $ | 2,450,000 | 2,916,667 | 729,167 | 729,167 | 4,472,223 | 1,093,751 | 1,944,445 | |||||||||||||||
Enable Opportunity Partners LP | $ | 368,050.18 | $ | 433,000 | 515,476 | 128,869 | 128,869 | 790,397 | 193,304 | 343,651 | |||||||||||||||
Pierce Diversified Strategy Master Fund LLC, Ena | $ | 51,000.13 | $ | 60,000 | 71,429 | 17,857 | 17,857 | 109,524 | 26,786 | 47,619 | |||||||||||||||
BridgePointe Master Fund Ltd. | $ | 1,500,000 | $ | 1,764,705 | 2,100,839 | 525,210 | 525,210 | 3,221,286 | 787,815 | 1,400,560 | |||||||||||||||
Total | $ | 4,001,551.35 | $ | 4,707,705 | 5,604,411 | 1,401,103 | 1,401,103 | 8,593,430 | 2,101,655 | 3,736,275 |