CORPORATE OFFICE PROPERTIES TRUST Common Shares of Beneficial Interest AMENDMENT TO SALES AGREEMENT

Contract Categories: Business Operations - Sales Agreements
EX-1.3 4 a15-7686_2ex1d3.htm EX-1.3

Exhibit 1.3

 

CORPORATE OFFICE PROPERTIES TRUST

 

Common Shares of Beneficial Interest

 

AMENDMENT TO

SALES AGREEMENT

 

March 26, 2015

 

MITSUBISHI UFJ SECURITIES (USA), INC.
1633 Broadway

New York, New York 10019-6708

 

Ladies and Gentlemen:

 

Reference is made to the Sales Agreement, dated October 31, 2012 (the “Sales Agreement”), among Corporate Office Properties Trust, a Maryland real estate investment trust (the “Company”), Corporate Office Properties, L.P., a Delaware limited partnership (the Operating Partnership”), and Mitsubishi UFJ Securities (USA), Inc., as sales agent and/or principal (the “Agent”), pursuant to which the Company proposed to sell from time to time through the Agent and the Alternative Agents shares of the Company’s common shares of beneficial interest, par value $0.01 per share (the “Common Shares”), having an aggregate offering price of up to $150,000,000 (the “Maximum Amount”) on the terms set forth in Section 2 of the Sales Agreement.  All capitalized terms used in this Amendment No. 1 to Sales Agreement (this “Amendment”) and not otherwise defined herein shall have the respective meanings assigned to such terms in the Sales Agreement.  In consideration of the mutual agreement to enter into this Amendment, the parties hereto, intending legally to be bound, hereby amend and modify the Sales Agreement as of the date hereof, with effect from the date hereof and not retroactively, as follows:

 

1.                                      Amendments.

 

(a)                                 The first sentence of Section 1(a) of the Sales Agreement is hereby deleted and replaced in its entirety with the following:

 

An “automatic shelf registration statement” on Form S-3 as defined under Rule 405 under the Securities Act of 1933, as amended (the “Securities Act”) relating to the Stock being sold by the Company, including a base prospectus, has been filed with the Securities and Exchange Commission (the “Commission”) under the Securities Act and such Registration Statement became effective upon filing with the Commission. References to “Registration Statement” shall mean (a) prior to March 26, 2015, the registration statement on Form S-3 (No. 333-180446) and (b) on or after March 26, 2015, the registration statement on Form S-3 (No. 333-190137).

 

(b)                                 Section 1(a)(ii) of the Sales Agreement is hereby deleted and replaced in its entirety with the following:

 

Base Prospectus” means the base prospectus filed as part of the Registration Statement, in the form in which it has most recently been filed with the Commission.

 

(c)                                  Section 1(a)(viii) of the Sales Agreement is hereby deleted and replaced in its entirety with the following:

 

1



 

“Prospectus Supplement” means (a) prior to March 26, 2015, the prospectus supplement specifically relating to the Stock prepared and filed with the Commission pursuant to Rule 424(b) on October 31, 2012, and (b) on or after March 26, 2015, the prospectus supplement specifically relating to the Stock prepared and filed with the Commission pursuant to 424(b) in the form most recently filed by the Company with the Commission; and

 

(d)                                 The following is added to the Sales Agreement as Section 1(vv):

 

Neither the Company nor any of its Subsidiaries nor, to the knowledge of the Company, any director, officer, or employee of the Company or any of its Subsidiaries nor, to the knowledge of the Company, any agent, affiliate or other person acting on behalf of the Company or any of its Subsidiaries has (i) used any funds for any unlawful contribution, gift, entertainment or other unlawful expense relating to political activity; (ii) made or taken an act in furtherance of an offer, promise or authorization of any direct or indirect unlawful payment or benefit to any foreign or domestic government or regulatory official or employee, including of any government-owned or controlled entity or of a public international organization, or any person acting in an official capacity for or on behalf of any of the foregoing, or any political party or party official or candidate for political office; (iii) violated or is in violation of any provision of the Foreign Corrupt Practices Act of 1977, as amended, or any applicable law or regulation implementing the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, or committed an offence under the Bribery Act 2010 of the United Kingdom, or any other applicable anti-bribery or anti-corruption laws; or (iv) made, offered, agreed, requested or taken an act in furtherance of any unlawful bribe or other unlawful benefit, including, without limitation, any rebate, payoff, influence payment, kickback or other unlawful or improper payment or benefit.  The Company and its Subsidiaries have instituted, maintain and enforce, and will continue to maintain and enforce policies and procedures designed to promote and ensure compliance with all applicable anti-bribery and anti-corruption laws.

 

(e)                                  The first sentence of Section 5(a) of the Sales Agreement is hereby deleted and replaced in its entirety with the following:

 

The Prospectus Supplement shall have been filed with the Commission pursuant to Rule 424(b) and the Company shall have complied with all other requirements applicable to the Prospectus or any supplement thereto under Rule 424(b) (without giving effect to Rule 424(b)(8).

 

(f)                                   Schedules I, II, III and IV to the Sales Agreement are hereby deleted and replaced in their entirety with Schedules I, II, III and IV to this Amendment, respectively.

 

2.                                      No Other Amendments.  Except as specifically set forth herein, all other provisions of the Sales Agreement shall remain in full force and effect.

 

3.                                      Governing Law.  This Amendment shall be governed by and construed in accordance with the laws of the State of New York.

 

4.                                      Waiver of Jury Trial.  The Company and the Agent hereby irrevocably waive, to the fullest extent permitted by applicable law, any and all right to trial by jury in any legal proceeding arising out of or relating to this Amendment or the transactions contemplated hereby.

 

2



 

5.                                      Counterparts.  This Amendment may be executed in one or more counterparts and, if executed in more than one counterpart, the executed counterparts shall each be deemed to be an original but all such counterparts shall together constitute one and the same instrument.

 

6.                                      Headings.  The headings herein are inserted for convenience of reference only and are not intended to be part of, or to affect the meaning or interpretation of, this Amendment.

 

[Signature Pages Follow]

 

3



 

If the foregoing correctly sets forth the agreement between the Company, the Operating Partnership and the Agent, please indicate your acceptance in the space provided for that purpose below.

 

 

Very truly yours,

 

 

 

 

 

CORPORATE OFFICE PROPERTIES TRUST

 

 

 

 

 

 

By:

/s/ Anthony J. Mifsud

 

 

 

Anthony Mifsud

 

 

 

Executive Vice President and Chief Financial Officer

 

 

 

 

 

CORPORATE OFFICE PROPERTIES, L.P.

 

 

 

 

 

By:

Corporate Office Properties Trust,

 

 

its sole general partner

 

 

 

 

 

 

By:

/s/ Anthony J. Mifsud

 

 

 

Anthony Mifsud

 

 

 

Executive Vice President and Chief Financial Officer

 

[Amendment to Sales Agreement]

 



 

Accepted:

 

 

 

 

 

MITSUBISHI UFJ SECURITIES (USA), INC.

 

 

 

 

 

 

 

 

By:

/s/ Jason Demark

 

 

 

Authorized Representative

 

 

 

[Amendment to Sales Agreement]

 



 

SCHEDULE I

 

SUBSIDIARIES

 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

Corporate Office Properties Trust

 

Maryland

 

PA

 

 

 

 

 

Business Trusts

 

 

 

 

 

 

 

 

 

W&M Business Trust

 

Maryland

 

 

2500 Riva Trust

 

Maryland

 

 

8027 Corporate Drive Business Trust

 

Maryland

 

 

COPT Babcock Business Trust

 

Maryland

 

CO

Campbell Boulevard Trust

 

Maryland

 

 

Campbell Boulevard I Business Trust

 

Maryland

 

 

Campbell Boulevard II Business Trust

 

Maryland

 

 

Campbell Corporate Center I-2 Business Trust

 

Maryland

 

 

Corporate Place I Business Trust

 

Maryland

 

 

Corporate Place III Business Trust

 

Maryland

 

 

Corporate Place IV Business Trust

 

Maryland

 

 

Franklin Ridge No. 1 Business Trust

 

Maryland

 

 

Franklin Ridge No. 2 Business Trust

 

Maryland

 

 

Franklin Ridge No. 3 Business Trust

 

Maryland

 

 

Franklin Ridge No. 4 Business Trust

 

Maryland

 

 

Franklin Ridge V Business Trust

 

Maryland

 

 

Franklin Ridge Open Space Business Trust

 

Maryland

 

 

Lot 401 Business Trust

 

Maryland

 

 

McLean Ridge I Business Trust

 

Maryland

 

 

McLean Ridge II Business Trust

 

Maryland

 

 

McLean Ridge III Business Trust

 

Maryland

 

 

McLean Ridge IV Business Trust

 

Maryland

 

 

Nottingham Ridge I Business Trust

 

Maryland

 

 

Nottingham Ridge II Business Trust

 

Maryland

 

 

Nottingham Ridge III Business Trust

 

Maryland

 

 

 

1



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

Nottingham Ridge No. 20 Business Trust

 

Maryland

 

 

Nottingham Ridge No. 30 Business Trust

 

Maryland

 

 

Philadelphia Road Business Trust

 

Maryland

 

 

Tyler Ridge I Business Trust

 

Maryland

 

 

Tyler Ridge II Business Trust

 

Maryland

 

 

Tyler Ridge II A Business Trust

 

Maryland

 

 

Tyler Ridge Water Management Business Trust

 

Maryland

 

 

White Marsh Business Center 2 Business Trust

 

Maryland

 

 

White Marsh Hi-Tech 1 Business Trust

 

Maryland

 

 

White Marsh Hi-Tech 2 Business Trust

 

Maryland

 

 

 

 

 

 

 

Limited & General Partnerships

 

 

 

 

 

 

 

 

 

Blue Bell Investment Company, L.P.

 

Delaware

 

PA

Colgatedrive Associates, L.P.

 

Pennsylvania

 

Maryland

Corporate Center I Limited Partnership

 

Maryland

 

 

Corporate Office Properties, L.P.

 

Delaware

 

MD, NJ, PA, VA, AL, DC

Corporate Gateway, L.P.

 

Delaware

 

PA

COPT 8000 Potranco, L.P.

 

Texas

 

 

COPT 8030 Potranco, L.P.

 

Texas

 

 

COPT 8100 Potranco, L.P.

 

Texas

 

 

COPT Gateway, LP

 

DE

 

PA

COPT Harrisburg, L.P.

 

Maryland

 

 

COPT Pennlyn, L.P.

 

PA

 

 

COPT San Antonio, L.P.

 

Texas

 

 

COPT San Antonio II, L.P.

 

Texas

 

 

COPT SA Technology Center, L.P.

 

Texas

 

 

COPT Sentry Gateway 100, L.P.

 

Texas

 

 

COPT Westpointe 3A, L.P.

 

Texas

 

 

COPT Westpointe 4, L.P.

 

Texas

 

 

Harrisburg Corporate Gateway Partners, L.P.

 

Delaware

 

PA

 

2



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

Tyler Ridge Limited Partnership

 

Maryland

 

 

White Marsh Business Center Limited Partnership

 

Maryland

 

 

 

 

 

 

 

Corporations

 

 

 

 

 

 

 

 

 

Corporate Office Management, Inc.

 

Maryland

 

DE, VA, PA

Corporate Office Properties Holdings, Inc.

 

Delaware

 

PA

COPT Acquisitions, Inc.

 

Delaware

 

PA, MD, VA, DC, AL, TX

Nottingham Ridge Holding Corp.

 

Maryland

 

 

Nottingham Commons I Holding Corp.

 

Maryland

 

 

Nottingham Commons II Holding Corp.

 

Maryland

 

 

 

 

 

 

 

Limited Liability Companies

 

 

 

 

 

 

 

 

 

ASI, LLC

 

Maryland

 

 

Aerotech Manager, LLC

 

Maryland

 

 

Airport Square, LLC

 

Maryland

 

 

Airport Square II, LLC

 

Maryland

 

 

Airport Square IV, LLC

 

Maryland

 

 

Airport Square V, LLC

 

Maryland

 

 

Airport Square X, LLC

 

Maryland

 

 

Airport Square XI, LLC

 

Maryland

 

 

Airport Square XIII, LLC

 

Maryland

 

 

Airport Square XIV, LLC

 

Maryland

 

 

Airport Square XV, LLC

 

Maryland

 

 

Airport Square XIX, LLC

 

Maryland

 

 

Airport Square XX, LLC

 

Maryland

 

 

Airport Square XXI, LLC

 

Maryland

 

 

Airport Square XXII, LLC

 

Maryland

 

 

Airport Square Holdings I, LLC

 

Delaware

 

Maryland

Airport Square Holdings VI and VII, LLC

 

Delaware

 

Maryland

Airport Square Partners, LLC

 

Maryland

 

 

 

3



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

Airport Square Storms, LLC

 

Maryland

 

 

AP#5 Lot A, LLC

 

Maryland

 

 

AP#5 Lot B, LLC

 

Maryland

 

 

AP#5 Lot C, LLC

 

Maryland

 

 

Arundel Preserve #5, LLC

 

Maryland

 

 

Atrium Building, LLC

 

Maryland

 

 

Canton Crossing Retail, LLC

 

Maryland

 

 

Clarks Hundred, LLC

 

Maryland

 

 

Clarks Hundred II, LLC

 

Maryland

 

 

Colorado Land Acquisition, LLC

 

Colorado

 

 

Columbia Equity Finance, LLC

 

Maryland

 

 

Columbia Gateway S-28, L.L.C.

 

Maryland

 

 

Commons Office Research, LLC

 

Maryland

 

 

COMI Investments, LLC

 

Maryland

 

 

Commons Office 6-B, LLC

 

Maryland

 

 

Concourse 1304, LLC

 

Maryland

 

 

COPT Academy Ridge, LLC

 

Colorado

 

 

COPT Aberdeen, LLC

 

Maryland

 

 

COPT Aerotech, LLC

 

Colorado

 

 

COPT AP 9, LLC

 

Maryland

 

 

COPT Arundel Preserve, LLC

 

Maryland

 

 

COPT Baltimore County I, LLC

 

Maryland

 

 

COPT Baltimore County II, LLC

 

Maryland

 

 

COPT Bridge Street Office, LLC

 

Alabama

 

 

COPT CC 1600, LLC

 

Maryland

 

 

COPT CC Bulkhead, LLC

 

Maryland

 

 

COPT CCW I, LLC

 

Maryland

 

 

COPT CCW II, LLC

 

Maryland

 

 

COPT CCW III, LLC

 

Maryland

 

 

COPT CC D1, LLC

 

Maryland

 

 

COPT CC Holding, LLC

 

Maryland

 

 

COPT CC Parking, LLC

 

Maryland

 

 

COPT CC Tower, LLC

 

Maryland

 

 

 

4



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

COPT Chantilly, LLC

 

Virginia

 

 

COPT Chantilly II, LLC

 

Virginia

 

 

COPT Chantilly I Manager, LLC

 

Maryland

 

 

COPT Chantilly II Manager, LLC

 

Maryland

 

 

COPT Colgate General, LLC

 

Delaware

 

Maryland

COPT Concourse, LLC

 

Delaware

 

Maryland

COPT Connect, LLC

 

Virginia

 

 

COPT Cresterra 3535, LLC

 

Colorado

 

 

COPT Cresterra Master, LLC

 

Colorado

 

 

COPT Dahlgren, LLC

 

Virginia

 

 

COPT Dahlgren I, LLC

 

Virginia

 

 

COPT Dahlgren II, LLC

 

Virginia

 

 

COPT Dahlgren IV, LLC

 

Virginia

 

 

COPT Dahlgren Land, LLC

 

Virginia

 

 

COPT Data Management, LLC

 

Maryland

 

 

COPT DC-6, LLC

 

Delaware

 

Virginia

COPT DC-8, LLC

 

Virginia

 

 

COPT DC-11, LLC

 

Virginia

 

 

COPT DC-12, LLC

 

Virginia

 

 

COPT Development & Construction Services, LLC

 

Maryland

 

PA, VA, TX, AL, DC

COPT Fairview, LLC

 

Virginia

 

 

COPT Frederick, LLC

 

Maryland

 

 

COPT Gate 63, LLC

 

Maryland

 

 

COPT Gate 6700-6708-6724, LLC

 

Maryland

 

 

COPT Gateway Commerce, LLC

 

Delaware

 

Maryland

COPT General, LLC

 

Maryland

 

 

COPT Greens I, LLC

 

Virginia

 

 

COPT Greens II, LLC

 

Virginia

 

 

COPT Greens III, LLC

 

Virginia

 

 

COPT Harbour’s Edge, LLC

 

Maryland

 

 

COPT Harrisburg GP, LLC

 

Maryland

 

 

 

5



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

COPT Huntsville, LLC

 

Maryland

 

 

COPT Interquest, LLC

 

Colorado

 

 

COPT Interquest III, LLC

 

Colorado

 

 

COPT Interquest IV, LLC

 

Colorado

 

 

COPT Interquest Epic I, LLC

 

Colorado

 

 

COPT Interquest Hybrid I, LLC

 

Colorado

 

 

COPT Interquest Hybrid II, LLC

 

Colorado

 

 

COPT-Kirk AP#5, LLC

 

Maryland

 

 

COPT Maritime I & II, LLC

 

Delaware

 

DC

COPT McLearen, LLC

 

Virginia

 

 

COPT Metro Place II, LLC

 

Virginia

 

 

COPT Newport, LLC

 

Colorado

 

 

COPT Newport C, LLC

 

Colorado

 

 

COPT Newport D, LLC

 

Colorado

 

 

COPT Northcreek, LLC

 

Colorado

 

 

COPT Northgate A, LLC

 

Maryland

 

 

COPT Northgate B, LLC

 

Maryland

 

 

COPT Northgate C, LLC

 

Maryland

 

 

COPT Northgate D, LLC

 

Maryland

 

 

COPT Northgate H, LLC

 

Maryland

 

 

COPT Northgate I, LLC

 

Maryland

 

 

COPT Opportunity Invest I, LLC

 

Maryland

 

 

COPT Powerhouse, LLC

 

Maryland

 

 

COPT Park Meadow, LLC

 

Virginia

 

 

COPT Parkstone, LLC

 

Virginia

 

 

COPT Patriot Park I, LLC

 

Colorado

 

 

COPT Patriot Park II, LLC

 

Colorado

 

 

COPT Patriot Park V, LLC

 

Colorado

 

 

COPT Patriot Park VI, LLC

 

Colorado

 

 

COPT Patriot Park VII, LLC

 

Colorado

 

 

COPT Patriot Park at Galley, LLC

 

Colorado

 

 

COPT Pres Investment, LLC

 

Maryland

 

 

COPT Property Management Services, LLC

 

Maryland

 

DC, VA, DE,

 

6



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

 

 

 

 

PA, TX, AL

 

 

 

 

 

COPT Renovation, LLC

 

Maryland

 

 

COPT Richmond I, LLC

 

Virginia

 

 

COPT Ridgeview I, LLC

 

Virginia

 

 

COPT Ridgeview II & III, LLC

 

Virginia

 

 

COPT Riverwood, LLC

 

Maryland

 

 

COPT San Antonio General, LLC

 

Texas

 

 

COPT Southwest VA, LLC

 

Virginia

 

 

COPT Sunrise, LLC

 

Virginia

 

 

COPT Stonecroft, LLC

 

Virginia

 

 

COPT T-11, LLC

 

Maryland

 

 

COPT Virtru, LLC

 

Maryland

 

 

COPT Waterview I, LLC

 

Virginia

 

 

COPT Waterview III, LLC

 

Virginia

 

 

COPT Westbranch, LLC

 

Virginia

 

 

Cornucopia Holdings, LLC

 

Maryland

 

 

Cornucopia Holdings II, LLC

 

Maryland

 

 

Corporate Center I, LLC

 

Maryland

 

 

Corporate Development Services, LLC

 

Maryland

 

VA

Corporate Gatespring, LLC

 

Maryland

 

 

Corporate Gatespring II, LLC

 

Maryland

 

 

Corporate Office Services, LLC

 

Maryland

 

 

Corporate Paragon, LLC

 

Maryland

 

 

Corporate Place B Equity Affiliates, LLC

 

Maryland

 

 

Corporate Property, LLC

 

Maryland

 

 

Crown Point, L.L.C.

 

Delaware

 

Maryland

Delaware Airport III, LLC

 

Delaware

 

Maryland

Delaware Airport VIII, LLC

 

Delaware

 

Maryland

Delaware Airport IX, LLC

 

Delaware

 

Maryland

Enterprise Campus Developer, LLC

 

Maryland

 

 

Fifth Exploration, L.L.C.

 

Maryland

 

 

Fourth Exploration, L.L.C.

 

Maryland

 

 

Gateway Crossing 95, LLC

 

Maryland

 

 

 

7



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

Gateway 44, LLC

 

Maryland

 

 

Gateway 67, LLC

 

Maryland

 

 

Gateway 70, LLC

 

Maryland

 

 

Gateway 70 Holdings, LLC

 

Maryland

 

 

Great Mills I, L.L.C.

 

Delaware

 

 

Great Mills II, L.L.C.

 

Delaware

 

 

Great Mills III, L.L.C.

 

Delaware

 

 

Great Mills IV, L.L.C.

 

Delaware

 

Maryland

Great Mills V, L.L.C.

 

Delaware

 

Maryland

Harrisburg Investors II, LLC

 

Delaware

 

 

Harrisburg Investors III, LLC

 

Delaware

 

 

Honeyland 108, LLC

 

Maryland

 

 

Huntsville Holdings, LLC

 

Maryland

 

 

Jolly COPT I, LLC

 

Maryland

 

 

Jolly COPT II, LLC

 

Maryland

 

 

LW Redstone Company, LLC

 

Delaware

 

AL

Maritime Holdings, LLC

 

Maryland

 

 

M Square Associates, LLC

 

Maryland

 

 

M Square NOAA, LLC

 

Maryland

 

 

M Square 5825, LLC

 

Maryland

 

 

M Square 5850, LLC

 

Maryland

 

 

MOR Forbes, LLC

 

Maryland

 

 

MOR Forbes 2, LLC

 

Maryland

 

 

NBP One, LLC

 

Maryland

 

 

NBP Huff & Puff, LLC

 

Maryland

 

 

NBP Lot 3-A, LLC

 

Maryland

 

 

NBP Retail, LLC

 

Maryland

 

 

NBP 131, LLC

 

Maryland

 

 

NBP 132, LLC

 

Maryland

 

 

NBP 133, LLC

 

Maryland

 

 

NBP 134, LLC

 

Maryland

 

 

NBP 135, LLC

 

Maryland

 

 

NBP 140, LLC

 

Maryland

 

 

 

8



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

NBP 141, LLC

 

Maryland

 

 

NBP 191, LLC

 

Maryland

 

 

NBP 201, LLC

 

Maryland

 

 

NBP 201 Holdings, LLC

 

Maryland

 

 

NBP 211, LLC

 

Maryland

 

 

NBP 211 Holdings, LLC

 

Maryland

 

 

NBP 220, LLC

 

Maryland

 

 

NBP 220 Holdings, LLC

 

Maryland

 

 

NBP 221, LLC

 

Maryland

 

 

NBP 300, LLC

 

Maryland

 

 

NBP 302, LLC

 

Maryland

 

 

NBP 304, LLC

 

Maryland

 

 

NBP 306, LLC

 

Maryland

 

 

NBP 308, LLC

 

Maryland

 

 

NBP 310, LLC

 

Maryland

 

 

NBP 312, LLC

 

Maryland

 

 

NBP 314, LLC

 

Maryland

 

 

NBP 316, LLC

 

Maryland

 

 

NBP 318, LLC

 

Maryland

 

 

NBP 320, LLC

 

Maryland

 

 

NBP 322, LLC

 

Maryland

 

 

NBP 324, LLC

 

Maryland

 

 

NBP 410, LLC

 

Maryland

 

 

NBP 420, LLC

 

Maryland

 

 

NBP 430, LLC

 

Maryland

 

 

NBP 520, LLC

 

Maryland

 

 

NBP 540, LLC

 

Maryland

 

 

Northcreek Manager, LLC

 

Maryland

 

 

One Sellner Road, LLC

 

Maryland

 

 

Park Circle Equities, LLC

 

Maryland

 

 

Patriot Park, L.L.C.

 

Colorado

 

 

Patriot Ridge I, LLC

 

Virginia

 

 

Patriot Ridge II, LLC

 

Virginia

 

 

 

9



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

Patriot Ridge Commons, LLC

 

Virginia

 

 

Patriot Ridge Holdings, LLC

 

Virginia

 

 

Patriot Ridge 7770, LLC

 

Virigina

 

 

Pecan Court L.L.C.

 

Maryland

 

 

Powerloft Holdings, LLC

 

Delaware

 

 

Red Cedar Building, LLC

 

Maryland

 

 

Redstone Gateway 1000, LLC

 

Delaware

 

AL

Redstone Gateway 1100, LLC

 

Delaware

 

AL

Redstone Gateway 1200, LLC

 

Delaware

 

AL

Redstone Gateway 2100, LLC

 

Delaware

 

AL

Redstone Gateway 6500, LLC

 

Delaware

 

AL

Redstone Gateway 7200, LLC

 

Delaware

 

AL

RIVA Trustee, LLC

 

Maryland

 

 

Riverwood Business Center Equity Affiliates, LLC

 

Maryland

 

 

Tech Park I, LLC

 

Maryland

 

 

Tech Park II, LLC

 

Maryland

 

 

Tech Park IV, LLC

 

Maryland

 

 

Third Exploration L.L.C.

 

Maryland

 

 

TRC Pinnacle Towers, L.L.C.

 

Virginia

 

 

Tyler Ridge I, LLC

 

Maryland

 

 

White Marsh Business Center, LLC

 

Maryland

 

 

WMBC 13A Investment Company, LLC

 

Maryland

 

 

67 Financing LLC

 

Maryland

 

 

110 Thomas Johnson, LLC

 

Maryland

 

 

131 Parkway, LLC

 

Maryland

 

 

133 Parkway, LLC

 

Maryland

 

 

134, LLC

 

Maryland

 

 

135 Parkway, LLC

 

Maryland

 

 

 

10



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

141 Parkway, LLC

 

Maryland

 

 

250 Charm City, LLC

 

Maryland

 

 

302 Sentinel, LLC

 

Maryland

 

 

304 Sentinel, LLC

 

Maryland

 

 

306 Sentinel, LLC

 

Maryland

 

 

318 Sentinel, LLC

 

Maryland

 

 

320 Sentinel, LLC

 

Maryland

 

 

322 Sentinel, LLC

 

Maryland

 

 

800 International, LLC

 

Maryland

 

 

849 International, LLC

 

Maryland

 

 

881 Elkridge Landing, LLC

 

Maryland

 

 

900 International, LLC

 

Maryland

 

 

930 International, LLC

 

Maryland

 

 

999 Corporate, LLC

 

Maryland

 

 

1099 Winterson, LLC

 

Maryland

 

 

1190 Winterson, LLC

 

Maryland

 

 

1199 Winterson, LLC

 

Maryland

 

 

1362 Mellon, LLC

 

Maryland

 

 

1460 Dorsey Road, LLC

 

Maryland

 

 

1550 Nursery, LLC

 

Maryland

 

 

2691 Technology, LLC

 

Maryland

 

 

2701 Technology, LLC

 

Maryland

 

 

2711 Technology, LLC

 

Maryland

 

 

2720 Technology, LLC

 

Maryland

 

 

2730 Hercules, LLC

 

Maryland

 

 

5825 URC Borrower, LLC

 

Maryland

 

 

5850 URC Borrower, LLC

 

Maryland

 

 

6700 Alexander Bell, LLC

 

Maryland

 

 

6711 Gateway, LLC

 

Maryland

 

 

6711 Gateway Funding, LLC

 

Maryland

 

 

6721 Gateway, LLC

 

Maryland

 

 

 

11



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

6721 CGD, LLC

 

Maryland

 

 

6731 CG, LLC

 

Maryland

 

 

6741 Gateway, LLC

 

Maryland

 

 

6940 CGD, LLC

 

Maryland

 

 

6950 CG, LLC

 

Maryland

 

 

7000 CG, LLC

 

Maryland

 

 

7000 Honeys, LLC

 

Maryland

 

 

7005 Columbia Gateway, LLC

 

Maryland

 

 

7015 Albert Einstein Drive, L.L.C.

 

Maryland

 

 

7130 Columbia Gateway, LLC

 

Maryland

 

 

7150-70 Riverwood, LLC

 

Maryland

 

 

7200 Riverwood, LLC

 

Maryland

 

 

7205 Riverwood, LLC

 

Maryland

 

 

7240 Parkway Drive Enterprises, LLC

 

Maryland

 

 

7318 Parkway Drive Enterprises, LLC

 

Maryland

 

 

7320 Parkway Drive Enterprises, LLC

 

Maryland

 

 

7320 PD, LLC

 

Maryland

 

 

7740 Milestone, LLC

 

Maryland

 

 

7760 Milestone Parkway, LLC

 

Maryland

 

 

7780 Milestone Parkway, LLC

 

Maryland

 

 

7874 Milestone Parkway, LLC

 

Maryland

 

 

7876 Milestone Parkway, LLC

 

Maryland

 

 

7878 Milestone Parkway, LLC

 

Maryland

 

 

7880 Milestone Parkway, LLC

 

Maryland

 

 

8621 RFD, LLC

 

Maryland

 

 

8661 RFD, LLC

 

Maryland

 

 

9690 Deereco Road, LLC

 

Maryland

 

 

9965 Federal Drive, LLC

 

Colorado

 

 

 

12



 

Name

 

Jurisdiction of
Incorporation/Formation

 

Foreign
Qualification

 

 

 

 

 

45310 Abell House, LLC

 

Maryland

 

 

 

 

 

 

 

Associations for which a Subsidiary of the Company is “Developer”

 

 

 

 

 

 

 

 

 

White Marsh Business Community Owners’ Association II, Inc.

 

Maryland

 

 

White Marsh Community Owners’ Association, Inc.

 

Maryland

 

 

 

13



 

SCHEDULE II

 

SIGNIFICANT SUBSIDIARIES - MLB OPINION

 

Corporate Development Services, LLC

 

Corporate Office Management, Inc.

 

Corporate Office Properties, L.P.

 

COPT Property Management Services, LLC

 

1



 

SCHEDULE III

 

SIGNIFICANT SUBSIDIARIES — GENERAL COUNSEL OPINION

 

Airport Square II, LLC

 

Blue Bell Investment Company, L.P.

 

Corporate Gatespring, LLC

 

NBP One, LLC

 

NBP 131, LLC

 

NBP 135, LLC

 

7200 Riverwood, LLC

 

1



 

SCHEDULE IV

 

MATERIAL DOCUMENTS

 

Second Amended and Restated Limited Partnership Agreement of the Operating Partnership, dated December 7, 1999 (filed with the Company’s Annual Report on Form 10-K on March 16, 2000).

 

First Amendment to Second Amended and Restated Limited Partnership Agreement of the Operating Partnership, dated December 21, 1999 (filed with the Company’s Annual Report on Form 10-K on March 16, 2000).

 

Second Amendment to Second Amended and Restated Limited Partnership Agreement of the Operating Partnership, dated December 21, 1999 (filed with the Company’s Post Effective Amendment No. 2 to Form S-3, dated November 1, 2000 (Registration Statement No. 333-71807)).

 

Third Amendment to Second Amended and Restated Limited Partnership Agreement of the Operating Partnership, dated September 29, 2000 (filed with the Company’s Post Effective Amendment No. 2 to Form S-3, dated November 1, 2000 (Registration Statement No. 333-71807)).

 

Fourth Amendment to Second Amended and Restated Limited Partnership Agreement of the Operating Partnership, dated November 27, 2000 (filed with the Company’s Annual Report on Form 10-K on March 27, 2003).

 

Fifth Amendment to Second Amended and Restated Limited Partnership Agreement of the Operating Partnership, dated January 25, 2001 (filed with the Company’s Annual Report on Form 10-K on March 27, 2003).

 

Sixth Amendment to Second Amended and Restated Limited Partnership Agreement of the Operating Partnership, dated April 3, 2001 (filed with the Company’s Current Report on Form 8-K, dated April 4, 2001).

 

Seventh Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated August 30, 2001 (filed with the Company’s Annual Report on Form 10-K on March 27, 2003).

 

Eighth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated September 14, 2001 (filed with the Company’s Amended Current Report on Form 8-K dated September 14, 2001).

 

Ninth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated October 6, 2001 (filed with the Company’s Annual Report on Form 10-K on March 27, 2003).

 

Tenth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated December 29, 2001 (filed with the Company’s Annual Report on Form 10-K on March 27, 2003).

 

Eleventh Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated December 15, 2002 (filed with the Company’s Annual Report on Form 10-K on March 27, 2003).

 

1



 

Twelfth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated as of June 2, 2003 (filed with the Company’s Quarterly Report on Form 10-Q on August 12, 2003).

 

Thirteenth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated as of August 11, 2003 (filed with the Company’s Quarterly Report on Form 10-Q on November 12, 2003).

 

Fourteenth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated as of December 18, 2003 (filed with the Company’s Annual Report on Form 10-K on March 11, 2004).

 

Fifteenth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated as of January 31, 2004 (filed with the Company’s Annual Report on Form 10-K on March 11, 2004).

 

Sixteenth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated April 15, 2004 (filed with the Company’s Quarterly Report on Form 10-Q on May 7, 2004).

 

Seventeenth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated September 23, 2004 (filed with the Company’s Current Report on Form 8-K dated September 23, 2004).

 

Eighteenth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated April 18, 2005  (filed with the Company’s Current Report on Form 8-K dated April 22, 2005).

 

Nineteenth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated July 8, 2005 (filed with the Company’s Current Report on Form 8-K dated July 14, 2005).

 

Twentieth Amendment  to  Second  Amended  and Restated Limited Partnership Agreement  of  Operating  Partnership,  dated June 29, 2006 (filed with the Company’s Current Report on Form 8-K, dated July 6, 2006).

 

Twenty-First Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated July 20, 2006 (filed with the Company’s Current Report on Form 8-K, dated July 26, 2006).

 

Twenty-Second Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated January 9, 2007 (filed with the Company’s Current Report on Form 8-K, dated January 16, 2007).

 

Twenty-Third Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated April 6, 2007 (filed with the Company’s Current Report on Form 8-K, dated April 12, 2007).

 

Twenty-Fourth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated November 2, 2007 (filed with the Company’s Current Report on Form 8-K, dated November 5, 2007).

 

2



 

Twenty-Fifth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership, dated December 31, 2008 (filed with the Company’s Current Report on Form 8-K, dated January 5, 2009).

 

Twenty-Sixth Amendment to Second Amended and Restated Limited Partnership Agreement of Operating Partnership., dated March 4, 2010 (filed with the Company’s Current Report on Form 8-K dated March 10, 2010).

 

Twenty-Seventh Amendment to Second Amended and Restated Limited Partnership Agreement of Corporate Office Properties, L.P., dated February 3, 2011 (filed with the Company’s Current Report on Form 8-K dated February 9, 2010).

 

Twenty-Eighth Amendment to Second Amended and Restated Limited Partnership Agreement of Corporate Office Properties, L.P., dated September 15, 2011 (filed with the Company’s Current Report on Form 8-K dated September 16, 2011).

 

Twenty-Ninth Amendment to Second Amended and Restated Limited Partnership Agreement of Corporate Office Properties, L.P. dated June 27, 2012 (filed with the Company’s Current Report on Form 8-K dated June 27, 2012).

 

Thirtieth Amendment to Second Amended and Restated Limited Partnership Agreement of Corporate Office Properties, L.P. dated July 16, 2013 (filed with the Company’s Current Report on Form 8-K dated July 19, 2013).

 

Thirty-First Amendment to Second Amended and Restated Limited Partnership Agreement of Corporate Office Properties, L.P. dated September 17, 2013 (filed with the Company’s Current Report on Form 8-K dated September 19, 2013).

 

Amended and Restated Registration Rights Agreement, dated March 16, 1998, for the benefit of certain shareholders of the Company (filed with the Company’s Quarterly Report on Form 10-Q on August 12, 1998).

 

Registration Rights Agreement, dated September 28, 1998, for the benefit of certain shareholders of the Company.

 

Registration Rights Agreement, dated January 25, 2001, for the benefit of Barony Trust Limited (filed with the Company’s Annual Report on Form 10-K on March 22, 2001).

 

Registration Rights Agreement, dated September 18, 2006, among the Operating Partnership, the Company, Banc of America Securities LLC and J.P. Morgan Securities Inc. (filed with the Company’s Current Report on Form 8-K dated September 22, 2006).

 

Registration Rights Agreement, dated April 7, 2010, among the Operating Partnership, the Company, J.P. Morgan Securities Inc. and RBC Capital Markets Corporation (filed with the Company’s Current Report on Form 8-K dated April 16, 2010).

 

Registration Rights Agreement, dated May 6, 2013, among the Operating Partnership, the Company, J.P. Morgan Securities LLC and Wells Fargo Securities LLC (filed with the Company’s Current Report on Form 8-K dated May 7, 2013).

 

3



 

Indenture, dated as of September 18, 2006, among the Operating Partnership, as issuer, the Company, as guarantor, and Wells Fargo Bank, National Association, as trustee (filed with the Company’s Current Report on Form 8-K dated September 22, 2006).

 

3.50% Exchangeable Senior Notes due 2026 of the Operating Partnership (filed with the Company’s Current Report on Form 8-K dated September 22, 2006).

 

Indenture, dated as of April 7, 2010, among the Operating Partnership, as issuer, the Company, as guarantor, and Wells Fargo Bank, National Association, as trustee (filed with the Company’s Current Report on Form 8-K dated April 16, 2010).

 

4.25% Exchangeable Senior Notes due 2030 of the Operating Partnership (filed with the Company’s Current Report on Form 8-K dated April 16, 2010).

 

Indenture, dated as of May 6, 2013, among the Operating Partnership, as issuer, the Company, as guarantor, and U.S. Bank National Association, as trustee (filed with the Company’s Current Report on Form 8-K dated May 7, 2013).

 

3.600% Senior Notes due 2023 of the Operating Partnership (filed with the Company’s Current Report on Form 8-K dated May 7, 2013).

 

Common Stock Delivery Agreement, dated as of September 18, 2006, between the Operating Partnership and Corporate Office Properties Trust (filed with the Company’s Current Report on Form 8-K dated September 22, 2006).

 

Common Stock Delivery Agreement, dated as of April 7, 2010, between the Company and the Operating Partnership (filed with the Company’s Current Report on Form 8-K dated April 16, 2010).

 

Credit Agreement, dated as of September 1, 2011, by and among Corporate Office Properties, L.P., Corporate Office Properties Trust, J.P. Morgan Securities LLC, KeyBanc Capital Markets, KeyBank National Association, JPMorgan Chase Bank, N.A., Bank of America, N.A., Royal Bank of Canada, Wells Fargo Bank, National Association, Barclays Bank PLC, PNC Bank, National Association, Regions Bank, Manufacturers and Traders Trust Company and SunTrust Bank (filed with the Company’s Current Report on Form 8-K/A on September 1, 2011).

 

Term Loan Agreement, dated as of September 1, 2011, by and among Corporate Office Properties, L.P., Corporate Office Properties Trust, J.P. Morgan Securities LLC, KeyBanc Capital Markets, KeyBank National Association, JPMorgan Chase Bank, N.A., Bank of America, N.A., Royal Bank of Canada, Barclays Bank PLC, PNC Bank, National Association, Royal Bank of Canada, Wells Fargo Bank, National Association, Regions Bank, Manufacturers and Traders Trust Company, and SunTrust Bank (filed with the Company’s Current Report on Form 8-K/A on September 1, 2011).

 

Term Loan Agreement, dated as of February 14, 2012, by and among Corporate Office Properties, L.P., Corporate Office Properties Trust, J.P. Morgan Securities LLC, KeyBanc Capital Markets, KeyBank National Association, JPMorgan Chase Bank, N.A., Bank of America, N.A., PNC Bank, National Association, Royal Bank of Canada and Wells Fargo Bank, National Association (filed with the Company’s Quarterly Report on Form 10-Q on April 27, 2012).

 

Indenture, dated as of September 16, 2013, by and among Corporate Office Properties, L.P., as issuer, Corporate Office Properties Trust, as guarantor, and U.S. Bank National Association, as trustee (filed with the Company’s Current Report on Form 8-K dated September 19, 2013).

 

4



 

First Supplemental Indenture, dated September 16, 2013, by and among Corporate Office Properties, L.P., as issuer, Corporate Office Properties Trust, as guarantor, and U.S. Bank National Association, as trustee (filed with Company’s Current Report on Form 8-K dated September 19, 2013).

 

5.25% Senior Notes due 2024 of the Operating Partnership (filed with the Company’s Current Report on Form 8-K dated September 13, 2013).

 

Second Supplemental Indenture, dated May 21, 2014, by and among Corporate Office Properties, L.P., as issuer, Corporate Office Properties Trust, as guarantor, and U.S. Bank National Association, as trustee (filed with the Company’s Current Report on Form 8-K dated May 27, 2014).

 

5