Specimen Stock Certificate for Transfer of Capital Stock

Contract Categories: Business Finance Stock Agreements
Summary

This document is a specimen stock certificate used to represent ownership of shares in a corporation. It outlines how shares can be transferred to another party, including the need for proper identification, signatures, and a guarantee from an eligible financial institution. The certificate also explains common abbreviations related to ownership types and requires that the transfer be recorded on the corporation's books. A transfer fee may apply. The document serves as a template for issuing and transferring stock certificates.

EX-4.1 9 exh41.htm SPECIMEN STOCK CERTIFICATE. Exhibit 4.1: Specimen Stock Certificate.

     The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations.

TEN COM  as tenants in common  UNIF GIFT MIN ACT                       _________________   Custodian                      ______________
TEN ENT  as tenants by the entireties                                                                           (Cust)  (Minor) 
JT TEN  as joint tenants with the right of                                                 Act   ______________________________________________ 
  survivorship and not as tenants    (State) 
  in common     

Additional abbreviations may also be used though not in the above list.

For value received, ______________________________________ hereby sell, assign and transfer unto
                                        
PLEASE INSERT SOCIAL SECURITY OR OTHER
                                                           IDENTIFYING NUMBER OF ASSIGNEE

_______________________________________________________________________________________________________________________________________________________
                                                                    (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE OF ASSIGNEE)

_______________________________________________________________________________________________________________________________________________________

_______________________________________________________________________________________________________________________________________________________

_______________________________________________________________________________________________________________________________________________________

_____________________________________________________________________________ shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

_____________________________________________________________________________, Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

Dated _______________________

X _________________________________________________________________________________________________________________________________
THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THIS CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER. THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions)

 

SIGNATURE GUARANTEED:

TRANSFER FEE WILL APPLY