UNITS CONSISTING OF SECURITIES

EX-4.10 7 a2191661zex-4_10.htm EXHIBIT 4.10

Exhibit 4.10

 

NUMBER

UNITS

 

 

U-__________

 

 

SEE REVERSE FOR

GRIFFON CORPORATION

CERTAIN DEFINITIONS

 

CUSIP __________

 

UNITS CONSISTING OF SECURITIES

 

THIS CERTIFIES THAT ________________________________________________________
is the owner of ____________________________________________________________ Units.

 

Each Unit (“Unit”) consists of [          ] (“Securities”), of Griffon Corporation, a Delaware corporation (the “Company”).  The terms of the Units are governed by [Agreement], dated as of [          ], between the Company and [          ], as [         ], and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the [Agreement] are on file at the office of the Transfer Agent at [          ], and are available to any Securityholder on written request and without cost.

 

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company.
Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

Dated:

 

 

 

 

 

 

 

 

 

 

 

 

 

SEAL

 

Chairman of the Board/President

 

Treasurer/Secretary

 


 

(REVERSE OF UNIT CERTIFICATE)

 

GRIFFON CORPORATION

 

The Company will furnish without charge to each Securityholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each Security of the Company and the qualifications, limitations or restrictions of such preferences and/or rights.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN CON —

as tenants in common

UNIF GIFT MIN ACT–

 

 Custodian

 

TEN ENT —

as tenants by the entireties

 

(Cust)

 

(Minor)

JT TEN —

as joint tenants with right of

under Uniform Gifts to Minors Act

 

 

survivorship and not as tenants

 

(State)

 

in common

 

 

Additional Abbreviations may also be used though not in the above list.

 

For value received, _______________________________________ hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

 

 

 

Units represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

 

Attorney

to transfer said Units on the books of the within named Company will full power of substitution in the premises.

 

Dated:

 

 

 

 

 

 

 

 

NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATSOEVER.

Signature(s) Guaranteed:

 

 

 

 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE

GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND

LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN

APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT

TO SEC RULE 17Ad-15).