ClearOne, Inc. Nominee Holder Election Form for Rights Offering

Summary

This form is used by banks, brokers, trustees, depositaries, or other nominees holding non-transferable subscription rights to purchase shares of ClearOne, Inc. common stock on behalf of beneficial owners. The nominee certifies to ClearOne, Inc. and its subscription agent, Broadridge Corporate Issuer Solutions, Inc., the number of shares subscribed for under both the basic and over-subscription rights as described in the company's prospectus. The form requires details about the nominee and the number of shares subscribed for each beneficial owner, without disclosing their identities.

EX-4.7 8 ex_126535.htm EXHIBIT 4.7 ex_126535.htm

Exhibit 4.7

 

FORM OF NOMINEE HOLDER ELECTION FORM

 

The undersigned, a bank, broker, trustee, depositary or other nominee of non-transferable subscription rights (the “Rights”) to purchase shares of common stock, par value $0.001 per share (the “Common Stock”), of ClearOne, Inc. (the “Company”), pursuant to the rights offering (the “Rights Offering”) described and provided for in the Company’s prospectus dated [●], 2018 (the “Prospectus”), hereby certifies to the Company and to Broadridge Corporate Issuer Solutions, Inc., as subscription agent for the Rights Offering (the “Subscription Agent”), that the undersigned has exercised, on behalf of the beneficial owners thereof (which may include the undersigned), on the terms and subject to the conditions set forth in the Prospectus, the Rights to subscribe for the number of shares of Common Stock specified below under the Basic Subscription Right, and on behalf of beneficial owners of Rights who have exercised their Basic Subscription Rights in full, requests to subscribe for the number of additional shares of Common Stock specified below pursuant to the Over-subscription Right, listing separately each exercised Basic Subscription Right and any corresponding Over-subscription Right as to each beneficial owner (without identifying any such beneficial owner) for whom the Nominee Holder is acting hereby:

 

NUMBER OF
SHARES OWNED
ON RECORD DATE

 

NUMBER OF SHARES
SUBSCRIBED FOR
PURSUANT TO BASIC
SUBSCRIPTION RIGHT

 

NUMBER OF SHARES
SUBSCRIBED FOR
PURSUANT TO
OVER-SUBSCRIPTION RIGHT

         

 

 

 

 

[Certification continues on the following page]

 

 

 

Provide the following information, if applicable:

 

 

Name of Nominee Holder

 

DTC Participant Number

 

By:

 

 
 

 

 

Name:

   

DTC Subscription Confirmation Number

 

Title:

     

 

Phone Number:

     

 

Fax Number:

     
     

Dated