CIFC Corp. Contracts & Agreements

124 Contracts & Agreements
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Amended and Restated Restricted Stock Unit Award Agreement between CIFC Corp. and Oliver Wriedt
Bonus & Incentive Agreements
CIFC Corp.
NY
2016
CIFC Corp. Amended and Restated Restricted Stock Unit Award Agreement with Stephen Vaccaro
Bonus & Incentive Agreements
CIFC Corp.
NY
2016
CIFC Corp. and Oliver Wriedt Amended and Restated Restricted Stock Unit Award Agreement (2011 Stock Option and Incentive Plan)
Bonus & Incentive Agreements
CIFC Corp.
NY
2016
CIFC Corp. Amended and Restated Restricted Stock Unit Award Agreement with Stephen Vaccaro (2011 Stock Option and Incentive Plan)
Bonus & Incentive Agreements
CIFC Corp.
NY
2016
First Amendment to Warrant to Purchase Common Stock between CIFC Corp. and DFR Holdings, LLC
Warrant Agreements
CIFC Corp.
NY
2015
Transition Agreement between Robert C. Milton, III and CIFC Asset Management LLC
Transition Agreements
CIFC Corp.
2015
Warrant Agreement to Purchase Common Stock of CIFC Corp. by DFR Holdings, LLC (Amended and Restated)
Warrant Agreements
CIFC Corp.
NY
2014
CIFC Corp. Amended and Restated Non-Disclosure, Non-Competition, Non-Hiring, Non-Solicitation and Severance Agreement with Stephen Vaccaro
Non-Competition Agreements
CIFC Corp.
NY
2014
CIFC Corp. Non-Disclosure, Non-Competition, Non-Hiring, Non-Solicitation and Severance Agreement with Oliver Wriedt
Non-Competition Agreements
CIFC Corp.
NY
2014
CIFC Corp. Restricted Stock Unit Award Agreement with Stephen J. Vaccaro (June 13, 2014)
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC Corp. Restricted Stock Unit Award Agreement with Oliver Wriedt (2011 Stock Option and Incentive Plan)
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC Corp. Restricted Stock Unit Award Agreement with Stephen J. Vaccaro (June 13, 2014)
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC Corp. Restricted Stock Unit Award Agreement with Oliver Wriedt (June 13, 2014)
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC Corp. Restricted Stock Unit Award Agreement with Stephen J. Vaccaro (June 13, 2014)
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC Corp. 2011 Stock Option and Incentive Plan Restricted Stock Unit Award Agreement with Oliver Wriedt
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC Corp. Stock Option Award Certificate for Stephen J. Vaccaro under 2011 Stock Option and Incentive Plan
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC Corp. Stock Option Award Certificate with Oliver Wriedt under 2011 Stock Option and Incentive Plan
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC Corp. Stock Option Award Agreement with Oliver Wriedt (June 13, 2014)
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
Third Amended and Restated Stockholders Agreement between CIFC Corp. and DFR Holdings, LLC (December 2, 2013)
Shareholders Agreements
CIFC Corp.
DE
2013
Second Amended and Restated Registration Rights Agreement among CIFC Corp., DFR Holdings, CIFC Parent Holdings, and GE Capital Equity Investments (2012)
Registration Rights Agreements
CIFC Corp.
NY
2012
Second Amended and Restated Stockholders Agreement among CIFC Corp., DFR Holdings, LLC, and CIFC Parent Holdings LLC (2012)
Shareholders Agreements
CIFC Corp.
DE
2012
Investment Agreement between CIFC Corp. and GE Capital Equity Investments, Inc. (September 24, 2012)
Investment Agreements
CIFC Corp.
DE
2012
Warrant Agreement between CIFC Corp. and GE Capital Equity Investments, Inc. for Purchase of Common or Preferred Stock
Warrant Agreements
CIFC Corp.
NY
2012
Non-Disclosure, Non-Competition, Non-Hiring, Non-Solicitation and Severance Agreement between Commercial Industrial Finance Corp. and Stephen Vaccaro
Non-Competition Agreements
CIFC Corp.
NY
2012
Master Purchase Agreement among DWM Management LLC, DFR Middle Market Holdings Ltd., and Deerfield Capital Management LLC (February 7, 2012)
Purchase Agreements
CIFC Corp.
DE
2012
CIFC Deerfield Corp. 2011 Stock Option Award Certificate between CIFC Deerfield Corp. and Participant
Bonus & Incentive Agreements
CIFC Corp.
NY
2011
CIFC Corp. Restricted Stock Unit Award Agreement for Directors
Bonus & Incentive Agreements
CIFC Corp.
2011
CIFC Deerfield Corp. Offer Letter and Employment Agreement with Carl A. Colletti (CFO)
Employment Agreements
CIFC Corp.
2011
Amended Schedule to Interim Services Agreement between SFN Professional Services LLC d/b/a Tatum and CIFC Deerfield Corp.
Services Agreements
CIFC Corp.
2011
Non-Disclosure, Non-Competition, Non-Hiring, Non-Solicitation and Severance Agreement between Commercial Industrial Finance Corp. and Peter Gleysteen
Non-Competition Agreements
CIFC Corp.
NY
2011
Amended Schedule to Interim Services Agreement between SFN Professional Services LLC d/b/a Tatum and CIFC Deerfield Corp.
Services Agreements
CIFC Corp.
2011
Deerfield Capital Management LLC and Robert A. Contreras Retention Agreement (April 14, 2011)
Retention Agreements
CIFC Corp.
2011
Deerfield Capital Management LLC and Dan M. Hattori Retention Agreement (April 2011)
Retention Agreements
CIFC Corp.
2011
Amended and Restated Stockholders Agreement among Deerfield Capital Corp., DFR Holdings, LLC, and CIFC Parent Holdings LLC (April 13, 2011)
Shareholders Agreements
CIFC Corp.
DE
2011
Amended and Restated Registration Rights Agreement among Deerfield Capital Corp., DFR Holdings, LLC, and CIFC Parent Holdings LLC (April 13, 2011)
Registration Rights Agreements
CIFC Corp.
NY
2011
Indemnity Agreement between CIFC Deerfield Corp. and Director or Officer
Indemnification Agreements
CIFC Corp.
DE
2011
Indemnity Agreement between CIFC Deerfield Corp. and Director or Officer
Indemnification Agreements
CIFC Corp.
DE
2011
Retention Agreement between Deerfield Capital Management LLC and Jonathan W. Trutter (April 13, 2011)
Retention Agreements
CIFC Corp.
2011
Amendment to Compensation Agreement between Deerfield Capital Corp. and Peter H. Rothschild (2011)
Compensation Agreements
CIFC Corp.
2011
Agreement and Plan of Merger among Deerfield Capital Corp., Bulls I Acquisition Corporation, Bulls II Acquisition LLC, CIFC Parent Holdings LLC, and Commercial Industrial Finance...
Merger Agreements
CIFC Corp.
MD
2010
Amended and Restated Stockholders Agreement among Deerfield Capital Corp., Bounty Investments, LLC, and CIFC Parent Holdings LLC
Shareholders Agreements
CIFC Corp.
DE
2010
Amended and Restated Registration Rights Agreement among Deerfield Capital Corp., Bounty Investments, LLC, and CIFC Parent Holdings LLC
Registration Rights Agreements
CIFC Corp.
NY
2010
Management Agreement between Deerfield Capital Corp. and CIFC Parent Holdings LLC (2011)
Management Agreements
CIFC Corp.
NY
2010
Management Agreement between Deerfield Capital Corp. and Bounty Investments, LLC
Management Agreements
CIFC Corp.
NY
2010
Put/Call Agreement between Deerfield Capital Corp. and CIFC Parent Holdings LLC
Purchase Agreements
CIFC Corp.
NY
2010
Deerfield Capital Corp. 2010 Stock Option and Incentive Plan
Bonus & Incentive Agreements
CIFC Corp.
NY
2010
Asset Purchase Agreement between Deerfield Capital Management LLC and Luke D. Knecht (September 30, 2010)
Purchase Agreements
CIFC Corp.
DE
2010
Junior Subordinated Indenture between Deerfield Capital Corp. and The Bank of New York Mellon Trust Company, N.A. (2010)
Indenture Agreements
CIFC Corp.
NY
2010
Interim Services Agreement between SFN Professional Services LLC d/b/a Tatum and Deerfield Capital Corp. (June 21, 2010)
Services Agreements
CIFC Corp.
IL
2010
Employment Agreement between Deerfield Capital Management LLC and Robert A. Contreras
Employment Agreements
CIFC Corp.
IL
2010
Senior Subordinated Convertible Note Due 2017 between Deerfield Capital Corp. and Bounty Investments, LLC
Note Agreements
CIFC Corp.
IL
2010
Stockholders Agreement between Deerfield Capital Corp. and Columbus Nova Partners, LLC dated June 9, 2010
Shareholders Agreements
CIFC Corp.
DE
2010
Registration Rights Agreement between Deerfield Capital Corp. and Bounty Investments, LLC (June 9, 2010)
Registration Rights Agreements
CIFC Corp.
NY
2010
Indemnification Agreement between Deerfield Capital Corp. and Director/Officer
Indemnification Agreements
CIFC Corp.
MD
2010
2010 Compensation Agreement between Deerfield Capital Corp. and Peter H. Rothschild as Interim Chairman
Compensation Agreements
CIFC Corp.
2010
Acquisition and Investment Agreement among Deerfield Capital Corp., Bounty Investments, LLC, and Columbus Nova Credit Investments Management, LLC (March 22, 2010)
Credit Agreements
CIFC Corp.
NY
2010
Junior Subordinated Indenture between Deerfield Capital Corp. and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
CIFC Corp.
NY
2010
Exchange Agreement among Deerfield Capital Corp. and Taberna Preferred Funding Entities dated March 4, 2010
Exchange Agreements
CIFC Corp.
NY
2010
Owners Construction Escrow Trust and Disbursing Agreement among GLL US Office, L.P., Deerfield Capital Corp., and Chicago Title and Trust Company
Escrow Agreements
CIFC Corp.
2009
First Amendment to Warrant No. A to Purchase Common Stock between Deerfield Capital Corp. and Pegasus Deerfield (AIV), LLC
Warrant Agreements
CIFC Corp.
2009
First Amendment to Warrant No. B to Purchase Common Stock between Deerfield Capital Corp. and Pegasus Deerfield (AIV), LLC
Warrant Agreements
CIFC Corp.
2009
Third Supplemental Indenture between Deerfield Capital LLC and The Bank of New York Mellon Trust Company, N.A. (July 31, 2009)
Indenture Agreements
CIFC Corp.
2009
Third Supplemental Indenture between Deerfield Capital LLC and The Bank of New York Mellon Trust Company, N.A. (July 31, 2009)
Indenture Agreements
CIFC Corp.
2009
Third Supplemental Indenture between Deerfield Capital LLC and The Bank of New York Mellon Trust Company, N.A. (July 31, 2009)
Indenture Agreements
CIFC Corp.
2009
Deerfield Capital Corp. First Amended and Restated Stock Incentive Plan
Bonus & Incentive Agreements
CIFC Corp.
2009
Deerfield Capital Corp. Performance Share Award Agreement with Participant under Stock Incentive Plan
Bonus & Incentive Agreements
CIFC Corp.
2009
Second Amended and Restated Forbearance Agreement among DWFC, LLC, Deerfield TRS (Bahamas) Ltd., Deerfield Capital LLC, and Lenders
Forbearance Agreements
CIFC Corp.
NY
2009
2009 Compensation and Retention Agreement between Deerfield Capital Management LLC and Francis P. Straub III
Retention Agreements
CIFC Corp.
2009
2009 Compensation Agreement between Deerfield Capital Management LLC and Robert A. Contreras
Compensation Agreements
CIFC Corp.
2009
Amendment No. 1 to Employment Agreement between Deerfield Capital Management LLC and Jonathan W. Trutter
Employment Agreements
CIFC Corp.
2009
Retention Bonus Acceleration and Investment Agreement between Deerfield Capital Management LLC and Jonathan W. Trutter
Bonus & Incentive Agreements
CIFC Corp.
2009
Warrant Agreement between Deerfield Capital Corp. and Pegasus Deerfield (AIV), LLC (April 9, 2009)
Warrant Agreements
CIFC Corp.
NY
2009
Warrant Agreement to Purchase Common Stock between Deerfield Capital Corp. and Pegasus Deerfield (AIV), LLC (April 9, 2009)
Warrant Agreements
CIFC Corp.
NY
2009
Registration Rights Agreement between Deerfield Capital Corp. and Pegasus Deerfield (AIV), LLC (April 9, 2009)
Registration Rights Agreements
CIFC Corp.
NY
2009
Investment and Governance Agreement among Deerfield Pegasus Loan Capital LP, DPLC General Partner LLC, Deerfield Capital Corp., Deerfield Capital Management LLC, Pegasus Deerfield...
Subscription Agreements
CIFC Corp.
2009
Investment and Side Letter Agreement among Pegasus Deerfield (AIV), LLC, DPLC General Partner LLC, Deerfield Capital Corp., and Deerfield Capital Management LLC (April 9, 2009)
Subscription Agreements
CIFC Corp.
2009
Board Rights and Exempt Person Status Letter Agreement among Pegasus Deerfield (AIV), LLC, Deerfield Capital Corp., and Deerfield Capital Management LLC (April 9, 2009)
Investor Rights Agreements
CIFC Corp.
2009
Confidentiality, Non-Disparagement, and Non-Solicitation Agreement between Deerfield Capital Management LLC and Jonathan Trutter
Confidentiality Agreements
CIFC Corp.
IL
2009
Indemnification Agreement between Deerfield Capital Corp. and Director/Officer
Indemnification Agreements
CIFC Corp.
MD
2009
2009 Compensation Agreement between Deerfield Capital Corp. and Peter H. Rothschild as Interim Chairman
Compensation Agreements
CIFC Corp.
2009
Transition Employment Agreement between Deerfield Capital Management LLC and Richard Smith (December 31, 2008)
Transition Agreements
CIFC Corp.
IL
2009
Transition Employment and Severance Agreement between Deerfield Capital Management LLC and Robert Grien
Severance Agreements
CIFC Corp.
IL
2008
Transition Employment Agreement between Deerfield Capital Management LLC and John Brinckerhoff (December 2008)
Separation Agreements
CIFC Corp.
IL
2008
Waiver and Amendment Agreement Regarding Minimum Net Worth Covenant—Taberna Capital Management, LLC and Deerfield Capital LLC
Waiver Agreements
CIFC Corp.
2008
Deerfield Capital Management LLC Transition Employment Agreement with Employee (2008)
Transition Agreements
CIFC Corp.
2008
Amendment No. 2 to Note Purchase Agreement among DFR Merger Company, LLC, Deerfield & Company LLC, Deerfield Capital Corp, Triarc Companies, Inc., and Purchasers
Note Agreements
CIFC Corp.
NY
2008
Amendment No. 2 to Note Purchase Agreement among DFR Merger Company, LLC, Deerfield & Company LLC, Deerfield Capital Corp, Triarc Companies, Inc., and Purchasers
Note Agreements
CIFC Corp.
NY
2008
Second Supplemental Indenture to Junior Subordinated Indenture between Deerfield Capital LLC and The Bank of New York Mellon Trust Company
Indenture Agreements
CIFC Corp.
2008
Second Supplemental Indenture between Deerfield Capital LLC and The Bank of New York Mellon Trust Company, N.A. (September 26, 2008)
Indenture Agreements
CIFC Corp.
2008
Second Supplemental Indenture to Junior Subordinated Indenture between Deerfield Capital LLC and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
CIFC Corp.
2008
Letter Agreement for Interim Chairman Compensation between Deerfield Capital Corp. and Peter H. Rothschild (2008)
Compensation Agreements
CIFC Corp.
2008
Amendment No. 1 to Waiver under Series A Note Purchase Agreement by Deerfield Capital Corp., Deerfield & Company LLC, and Triarc Companies, Inc.
Modification Agreements
CIFC Corp.
NY
2008
Amendment No. 1 to Waiver under Series B Note Purchase Agreement – Deerfield Capital Corp., Deerfield & Company LLC, and Required Holders
Modification Agreements
CIFC Corp.
NY
2008
Omnibus Amendment No. 1 to Sale and Servicing Agreement among Deerfield Capital LLC, DWFC, LLC, Deerfield TRS (Bahamas) Ltd., and Others
Modification Agreements
CIFC Corp.
NY
2008
Collateral Agency and Intercreditor Agreement among Triarc Deerfield Holdings, Noteholders, Deerfield & Company LLC, and Deerfield Capital Corp.
Security Agreements
CIFC Corp.
NY
2008
Registration Rights Agreement between Deerfield Triarc Capital Corp. and Stockholders (December 21, 2007)
Registration Rights Agreements
CIFC Corp.
NY
2008
Summary of Compensation for Special Committee Members Regarding Deerfield Acquisition
Compensation Agreements
CIFC Corp.
2007
Indemnification Agreement between Deerfield Triarc Capital Corp. and Jonathan W. Trutter Regarding Potential Transaction Evaluation
Indemnification Agreements
CIFC Corp.
2007
Indemnification Agreement between Deerfield Triarc Capital Corp. and Robert C. Grien (April 17, 2007)
Indemnification Agreements
CIFC Corp.
2007
Indemnification Agreement between Deerfield Triarc Capital Corp. and Richard G. Smith Regarding Potential Transaction Discussions
Indemnification Agreements
CIFC Corp.
2007
Indemnification Agreement between Deerfield Triarc Capital Corp. and Frederick L. White Regarding Potential Transaction Discussions
Indemnification Agreements
CIFC Corp.
2007
Agreement and Plan of Merger among CIFC LLC, CIFC Corp., and CIFC Merger Corp. (November 11, 2015)
Merger Agreements
CIFC Corp.
DE
2015
Lease Agreement between 250 Park Avenue, LLC and CIFC Corp. for Fourth Floor at 250 Park Avenue, New York
Lease Agreements
CIFC Corp.
2011
Agreement and Plan of Merger between Deerfield Capital Corp. (Maryland) and Deerfield Capital Corp. (Delaware)
Merger Agreements
CIFC Corp.
DE
2011
Put/Call Agreement between Deerfield Capital Corp. and CIFC Parent Holdings LLC (April 13, 2011)
CIFC Corp.
NY
2011
Amendment to Agreement and Plan of Merger among Deerfield Capital Corp., Bulls I Acquisition Corporation, Bulls II Acquisition LLC, Commercial Industrial Finance Corp., and CIFC...
Merger Agreements
CIFC Corp.
NY
2011
Deerfield Capital Corp. Articles of Amendment to Charter (2011)
Articles of Amendment
CIFC Corp.
2010
First Amendment to Lease Agreement between GLL US OFFICE, LP and Deerfield Capital Corp.
Lease Agreements
CIFC Corp.
2009
Rights Agreement between Deerfield Capital Corp. and American Stock Transfer & Trust Company LLC (March 11, 2009)
CIFC Corp.
NY
2009
Amended and Restated Forbearance Agreement among DWFC, LLC, Deerfield TRS (Bahamas) Ltd., Deerfield Capital LLC, Wachovia Bank, and Others
Forbearance Agreements
CIFC Corp.
NY
2008
Employment Agreement between Deerfield Capital Management LLC and Frank Straub (Chief Financial Officer)
Employment Agreements
CIFC Corp.
IL
2008
Supplemental Indenture between Deerfield Capital LLC and The Bank of New York Trust Company, N.A. (May 6, 2008)
Indenture Agreements
CIFC Corp.
2008
Supplemental Indenture between Deerfield Capital LLC and The Bank of New York Trust Company, N.A. dated May 6, 2008
Indenture Agreements
CIFC Corp.
2008
Supplemental Indenture between Deerfield Capital LLC and The Bank of New York Trust Company, N.A. dated May 6, 2008
Indenture Agreements
CIFC Corp.
2008
Forbearance Agreement among DWFC, LLC, Deerfield TRS (Bahamas) Ltd., Deerfield Capital LLC, and Wachovia Bank, N.A. dated May 12, 2008
Forbearance Agreements
CIFC Corp.
NY
2008
Amendment No. 1 to Note Purchase Agreement among DFR Merger Company, Deerfield & Company, Deerfield Capital Corp, Triarc Companies, and Purchasers
Note Agreements
CIFC Corp.
DE
2008
Amendment No. 1 to Note Purchase Agreement among DFR Merger Company, LLC, Deerfield & Company LLC, Deerfield Capital Corp, Triarc Companies, Inc., and Purchasers
Note Agreements
CIFC Corp.
DE
2008
Series A Note Purchase Agreement Waiver among Deerfield Capital Corp., Deerfield & Company LLC, and Triarc Deerfield Holdings, LLC (March 14, 2008)
Waiver Agreements
CIFC Corp.
NY
2008
Series B Note Purchase Agreement Waiver between Deerfield Capital Corp., Deerfield & Company LLC, and Required Holders (March 14, 2008)
Waiver Agreements
CIFC Corp.
NY
2008
Lease Agreement Between Prentiss Properties Acquisition Partners, L.P. and Deerfield & Company LLC for One O’Hare Centre, Rosemont, Illinois
Lease Agreements
CIFC Corp.
IL
2008
Letter Agreement and Waiver Regarding Minimum Net Worth Covenant between Taberna Capital Management, LLC and Deerfield Capital Entities
Waiver Agreements
CIFC Corp.
2008
Employment Agreement between Deerfield Capital Management LLC and Jonathan W. Trutter (June 26, 2004)
Employment Agreements
CIFC Corp.
NY
2007
Employment Agreement between Deerfield Capital Management LLC and Luke D. Knecht
Employment Agreements
CIFC Corp.
NY
2007
Amendment No. 1 to Employment Agreement between Deerfield Capital Management LLC and Luke Knecht
Employment Agreements
CIFC Corp.
2007