CIFC Corp. Contracts & Agreements

110 Contracts & Agreements
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CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN AMENDED AND RESTATED RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
CIFC Corp.
2016
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN AMENDED AND RESTATED RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
CIFC Corp.
2016
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN AMENDED AND RESTATED RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
CIFC Corp.
NY
2016
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN AMENDED AND RESTATED RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
CIFC Corp.
NY
2016
CIFC CORP. AGREEMENT AND PLAN OF MERGER NOVEMBER 11, 2015
Merger Agreements
CIFC Corp.
DE
2015
FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCK OF CIFC CORP.
Warrant Agreements
CIFC Corp.
NY
2015
WARRANT to Purchase Common Stock of CIFC Corp.
Warrant Agreements
CIFC Corp.
2014
CIFC CORP. AMENDED ANDRESTATED NON-DISCLOSURE, NON-COMPETITION, NON-HIRING, NON-SOLICITATION AND SEVERANCE AGREEMENT
Non-Competition Agreements
CIFC Corp.
NY
2014
CIFC CORP. NON-DISCLOSURE, NON-COMPETITION, NON-HIRING, NON-SOLICITATION AND SEVERANCE AGREEMENT
Non-Competition Agreements
CIFC Corp.
2014
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
CIFC Corp.
2014
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
CIFC Corp.
2014
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
CIFC Corp.
2014
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN STOCK OPTION AWARD CERTIFICATE
Bonus & Incentive Agreements
CIFC Corp.
2014
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN STOCK OPTION AWARD CERTIFICATE
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN STOCK OPTION AWARD CERTIFICATE
Bonus & Incentive Agreements
CIFC Corp.
NY
2014
THIRD AMENDED AND RESTATED STOCKHOLDERS AGREEMENT BY AND BETWEEN CIFC CORP. AND DFR HOLDINGS, LLC Dated as of December 2, 2013
CIFC Corp.
DE
2013
SECOND AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT BY AND AMONG CIFC CORP. DFR HOLDINGS, LLC CIFC PARENT HOLDINGS LLC AND GE CAPITAL EQUITY INVESTMENTS, INC. Dated as of...
Indemnification Agreements
CIFC Corp.
2012
WARRANT to Purchase Common Stock or Preferred Stock of CIFC Corp.
Warrant Agreements
CIFC Corp.
NY
2012
COMMERCIAL INDUSTRIAL FINANCE CORP. NON-DISCLOSURE, NON-COMPETITION, NON-HIRING, NON-SOLICITATION AND SEVERANCE AGREEMENT
Non-Competition Agreements
CIFC Corp.
NY
2012
MASTER PURCHASE AGREEMENT dated as of February 7, 2012 by and among DWM MANAGEMENT LLC, as Purchaser, and DFR MIDDLE MARKET HOLDINGS LTD. and DEERFIELD CAPITAL MANAGEMENT LLC, as...
Purchase Agreements
CIFC Corp.
2012
CIFC DEERFIELD CORP. 2011 STOCK OPTION AND INCENTIVE PLAN STOCK OPTION AWARD CERTIFICATE
Bonus & Incentive Agreements
CIFC Corp.
2011
LEASE BETWEEN 250 PARK AVENUE, LLC, as Landlord and CIFC CORP., as Tenant PREMISES: The entire rentable portion of the fourth (4th) floor at 250 Park Avenue New York, New York
Lease Agreements
CIFC Corp.
2011
CIFC CORP. Restricted Stock Unit Award AgreementDirectors
Stock Agreements
CIFC Corp.
2011
Amended Schedule to Interim Services Agreement
Services Agreements
CIFC Corp.
2011
COMMERCIAL INDUSTRIAL FINANCE CORP. NON-DISCLOSURE, NON-COMPETITION, NON-HIRING, NON-SOLICITATION AND SEVERANCE AGREEMENT
Non-Competition Agreements
CIFC Corp.
NY
2011
Amended Schedule to Interim Services Agreement
Services Agreements
CIFC Corp.
2011
AGREEMENT AND PLAN OF MERGER OF DEERFIELD CAPITAL CORP. (a Maryland corporation) AND DEERFIELD CAPITAL CORP. (a Delaware corporation)
Merger Agreements
CIFC Corp.
DE
2011
AMENDED AND RESTATED STOCKHOLDERS AGREEMENT BY AND AMONG DEERFIELD CAPITAL CORP., DFR HOLDINGS, LLC AND CIFC PARENT HOLDINGS LLC Dated as of April 13, 2011
CIFC Corp.
2011
AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT BY AND AMONG DEERFIELD CAPITAL CORP. DFR HOLDINGS, LLC AND CIFC PARENT HOLDINGS LLC Dated as of April 13, 2011
Registration Rights Agreements
CIFC Corp.
2011
PUT/CALL AGREEMENT
CIFC Corp.
NY
2011
CIFC DEERFIELD CORP. FORM OF INDEMNITY AGREEMENT
CIFC Corp.
DE
2011
CIFC DEERFIELD CORP. FORM OF INDEMNITY AGREEMENT
CIFC Corp.
2011
Deerfield Capital Corp. 6250 North River Road Rosemont, IL 60018
CIFC Corp.
2011
AMENDMENT TO AGREEMENT AND PLAN OF MERGER
Merger Agreements
CIFC Corp.
NY
2011
AGREEMENT AND PLAN OF MERGER BY AND AMONG DEERFIELD CAPITAL CORP., BULLS I ACQUISITION CORPORATION, BULLS II ACQUISITION LLC, CIFC PARENT HOLDINGS LLC AND COMMERCIAL INDUSTRIAL...
Merger Agreements
CIFC Corp.
MD
2010
AMENDED AND RESTATED STOCKHOLDERS AGREEMENT BY AND AMONG DEERFIELD CAPITAL CORP., BOUNTY INVESTMENTS, LLC AND CIFC PARENT HOLDINGS LLC Dated as of[ ],2011
Investment Agreements
CIFC Corp.
DE
2010
DEERFIELD CAPITAL CORP. ARTICLES OF AMENDMENT
Articles of Amendment
CIFC Corp.
2010
AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT BY AND AMONG DEERFIELD CAPITAL CORP. BOUNTY INVESTMENTS, LLC AND CIFC PARENT HOLDINGS LLC Dated as of[ ],2011
Registration Rights Agreements
CIFC Corp.
2010
MANAGEMENT AGREEMENT
Management Agreements
CIFC Corp.
NY
2010
MANAGEMENT AGREEMENT
Management Agreements
CIFC Corp.
NY
2010
PUT/CALL AGREEMENT
CIFC Corp.
2010
DEERFIELD CAPITAL CORP. 2010 STOCK OPTION AND INCENTIVE PLAN
Bonus & Incentive Agreements
CIFC Corp.
2010
ASSET PURCHASEAGREEMENT between DEERFIELD CAPITALMANAGEMENT LLC and LUKE D. KNECHT Dated as of September 30,2010
CIFC Corp.
DE
2010
JUNIOR SUBORDINATED INDENTURE between DEERFIELD CAPITAL CORP. and THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Dated as of October 20, 2010
Indenture Agreements
CIFC Corp.
NY
2010
Interim Services Agreement
Services Agreements
CIFC Corp.
IL
2010
EMPLOYMENT AGREEMENT
Employment Agreements
CIFC Corp.
IL
2010
Senior Subordinated Convertible Notes due 2017
Note Agreements
CIFC Corp.
2010
STOCKHOLDERS AGREEMENT BETWEEN DEERFIELD CAPITAL CORP. AND BOUNTY INVESTMENTS, LLC DATED AS OF JUNE 9, 2010
Investment Agreements
CIFC Corp.
2010
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
CIFC Corp.
NY
2010
FORM OF INDEMNIFICATION AGREEMENT
Indemnification Agreements
CIFC Corp.
2010
ACQUISITION AND INVESTMENT AGREEMENT BY AND AMONG DEERFIELD CAPITAL CORP. BOUNTY INVESTMENTS, LLC AND COLUMBUS NOVA CREDIT INVESTMENTS MANAGEMENT, LLC DATED AS OF MARCH 22, 2010
Credit Agreements
CIFC Corp.
NY
2010
EXCHANGE AGREEMENT among DEERFIELD CAPITAL CORP., TABERNA PREFERRED FUNDING V, LTD., TABERNA PREFERRED FUNDING VII, LTD., TABERNA PREFERRED FUNDING VIII, LTD., and TABERNA...
Exchange Agreements
CIFC Corp.
2010
FIRST AMENDMENT TO LEASE AGREEMENT
Lease Agreements
CIFC Corp.
2009
OWNERS CONSTRUCTION ESCROW TRUST AND DISBURSING AGREEMENT (No Title Insurance)
Escrow Agreements
CIFC Corp.
2009
FIRST AMENDMENT TO WARRANT NO. A TO PURCHASE COMMON STOCK
Warrant Agreements
CIFC Corp.
2009
FIRST AMENDMENT TO WARRANT NO. B TO PURCHASE COMMON STOCK
Warrant Agreements
CIFC Corp.
2009
THIRD SUPPLEMENTAL INDENTURE
Indenture Agreements
CIFC Corp.
2009
THIRD SUPPLEMENTAL INDENTURE
Indenture Agreements
CIFC Corp.
2009
THIRD SUPPLEMENTAL INDENTURE
Indenture Agreements
CIFC Corp.
2009
DEERFIELDCAPITAL CORP. FIRSTAMENDED AND RESTATED STOCKINCENTIVE PLAN
CIFC Corp.
2009
DEERFIELD CAPITAL CORP. Performance Share Award Agreement
Bonus & Incentive Agreements
CIFC Corp.
2009
SECOND AMENDED AND RESTATEDFORBEARANCE AGREEMENT
CIFC Corp.
NY
2009
AMENDMENT NO. 1TO EMPLOYMENT AGREEMENT
Employment Agreements
CIFC Corp.
2009
WARRANT
Warrant Agreements
CIFC Corp.
2009
WARRANT
Warrant Agreements
CIFC Corp.
2009
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
CIFC Corp.
NY
2009
Portions of this exhibit have been omitted and filed separatelypursuant to a request for confidential treatment filed with the Securities andExchange Commission pursuant to Rule...
CIFC Corp.
2009
Portions of this exhibithave been omitted and filed separately pursuant to a request for confidentialtreatment filed with the Securities and Exchange Commission pursuant to Rule...
CIFC Corp.
2009
Portions of this exhibithave been omitted and filed separately pursuant to a request for confidentialtreatment filed with the Securities and Exchange Commission pursuant to Rule...
CIFC Corp.
2009
DEERFIELD CAPITAL MANAGEMENTLLC 6250 North River Road, 9thFloor Rosemont, Illinois 60018
CIFC Corp.
2009
effects of the current dislocation and weakness in the mortgage market and credit markets generally
Credit Agreements
CIFC Corp.
MD
2009
effects of the current dislocation and weakness in the mortgage market and credit markets generally
Credit Agreements
CIFC Corp.
2009
RIGHTS AGREEMENT
CIFC Corp.
2009
By: /s/ Robert A. Contreras Its: Robert A. Contreras General Counsel PLEASE READ CAREFULLY BEFORE SIGNING. THIS AGREEMENT AND GENERAL RELEASE INCLUDES A RELEASE OF ALL KNOWN AND...
Release Agreements
CIFC Corp.
2009
1The Company anticipates your cooperation duringyour Transition Period, and wishes you good luck in your future endeavors thereafter.
Transition Agreements
CIFC Corp.
IL
2008
the expected delisting of our common stock by the New York Stock Exchange (the NYSE) and the potential that we may be unable to obtain a listing for our common stock on an...
Exchange Agreements
CIFC Corp.
2008
the expected delisting of our common stock by the New York Stock Exchange (the NYSE) and the potential that we may be unable to obtain a listing for our common stock on an...
Exchange Agreements
CIFC Corp.
2008
AMENDMENT No. 2
CIFC Corp.
2008
AMENDMENT No. 2
CIFC Corp.
2008
SECOND SUPPLEMENTAL INDENTURE
Indenture Agreements
CIFC Corp.
2008
SECOND SUPPLEMENTAL INDENTURE
Indenture Agreements
CIFC Corp.
2008
SECOND SUPPLEMENTAL INDENTURE
Indenture Agreements
CIFC Corp.
2008
EX-10.1 LETTER AGREEMENT
CIFC Corp.
2008
EX-10.2 AMENDED AND RESTATED FORBEARANCE AGREEMENT
Forbearance Agreements
CIFC Corp.
2008
AMENDMENT No. 1
CIFC Corp.
2008
AMENDMENT No. 1
CIFC Corp.
2008
EMPLOYMENT AGREEMENT
Employment Agreements
CIFC Corp.
2008
EX-10.1 SUPPLEMENTAL INDENTURE
Indenture Agreements
CIFC Corp.
2008
EX-10.2 SUPPLEMENTAL INDENTURE
Indenture Agreements
CIFC Corp.
2008
EX-10.3 SUPPLEMENTAL INDENTURE
Indenture Agreements
CIFC Corp.
2008
EX-10.4 FORBEARANCE AGREEMENT
Forbearance Agreements
CIFC Corp.
2008
EX-10.5 OMNIBUS AMENDMENT NO. 1 TO SALE AND SERVICING AGREEMENT
Servicing Agreements
CIFC Corp.
2008
EX-10.6 AMENDMENT NO. 1, TO THE NOTE PURHCASE AGREEMENT
Note Agreements
CIFC Corp.
2008
EX-10.7 AMENDMENT NO. 1 TO THE NOTE PURCHASE AGREEMENT
Note Agreements
CIFC Corp.
2008
WAIVER
Waiver Agreements
CIFC Corp.
2008
WAIVER
Waiver Agreements
CIFC Corp.
2008
EX-10.26 LEASE AGREEMENT
Lease Agreements
CIFC Corp.
2008
EX-10.27 COLLATERAL AGENCY AND INTERCREDITOR AGREEMENT
Agency Agreements
CIFC Corp.
2008
EX-10.28 LETTER AGREEMENT
CIFC Corp.
2008
REGISTRATION RIGHTS AGREEMENT among DEERFIELD TRIARC CAPITAL CORP., and THE PARTIES IDENTIFIED AS THE STOCKHOLDERS ON THE SIGNATURE PAGES HERETO AND THE OTHER PERSONS WHO MAY...
Registration Rights Agreements
CIFC Corp.
2008
EMPLOYMENT AGREEMENT
Employment Agreements
CIFC Corp.
2007
EMPLOYMENT AGREEMENT
Employment Agreements
CIFC Corp.
NY
2007
Amendment No. 1 to Employment Agreement
Employment Agreements
CIFC Corp.
2007
DEERFIELD TRIARC CAPITAL CORP. April 17, 2007
CIFC Corp.
2007
DEERFIELD TRIARC CAPITAL CORP. April 17, 2007
CIFC Corp.
2007
DEERFIELD TRIARC CAPITAL CORP. April 17, 2007
CIFC Corp.
2007
DEERFIELD TRIARC CAPITAL CORP. April 17, 2007
CIFC Corp.
2007