CIFC Corp. Contracts & Agreements

CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN AMENDED AND RESTATED RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on January 5, 2016)

CIFC CORP. AGREEMENT AND PLAN OF MERGER NOVEMBER 11, 2015 (Filed With SEC on November 16, 2015)

FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCK OF CIFC CORP. (Filed With SEC on September 24, 2015)

WARRANT to Purchase Common Stock of CIFC Corp. (Filed With SEC on September 23, 2014)

CIFC CORP. AMENDED ANDRESTATED NON-DISCLOSURE, NON-COMPETITION, NON-HIRING, NON-SOLICITATION AND SEVERANCE AGREEMENT (Filed With SEC on June 17, 2014)

CIFC CORP. NON-DISCLOSURE, NON-COMPETITION, NON-HIRING, NON-SOLICITATION AND SEVERANCE AGREEMENT (Filed With SEC on June 17, 2014)

CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on June 17, 2014)

CIFC CORP. 2011 STOCK OPTION AND INCENTIVE PLAN STOCK OPTION AWARD CERTIFICATE (Filed With SEC on June 17, 2014)

THIRD AMENDED AND RESTATED STOCKHOLDERS AGREEMENT BY AND BETWEEN CIFC CORP. AND DFR HOLDINGS, LLC Dated as of December 2, 2013 (Filed With SEC on December 3, 2013)

SECOND AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT BY AND AMONG CIFC CORP. DFR HOLDINGS, LLC CIFC PARENT HOLDINGS LLC AND GE CAPITAL EQUITY INVESTMENTS, INC. Dated as of... (Filed With SEC on September 25, 2012)

WARRANT to Purchase Common Stock or Preferred Stock of CIFC Corp. (Filed With SEC on September 25, 2012)

COMMERCIAL INDUSTRIAL FINANCE CORP. NON-DISCLOSURE, NON-COMPETITION, NON-HIRING, NON-SOLICITATION AND SEVERANCE AGREEMENT (Filed With SEC on March 30, 2012)

MASTER PURCHASE AGREEMENT dated as of February 7, 2012 by and among DWM MANAGEMENT LLC, as Purchaser, and DFR MIDDLE MARKET HOLDINGS LTD. and DEERFIELD CAPITAL MANAGEMENT LLC, as... (Filed With SEC on February 8, 2012)

CIFC DEERFIELD CORP. 2011 STOCK OPTION AND INCENTIVE PLAN STOCK OPTION AWARD CERTIFICATE (Filed With SEC on September 19, 2011)

LEASE BETWEEN 250 PARK AVENUE, LLC, as Landlord and CIFC CORP., as Tenant PREMISES: The entire rentable portion of the fourth (4th) floor at 250 Park Avenue New York, New York (Filed With SEC on September 16, 2011)

CIFC CORP. Restricted Stock Unit Award AgreementDirectors (Filed With SEC on August 15, 2011)

Amended Schedule to Interim Services Agreement (Filed With SEC on June 16, 2011)

COMMERCIAL INDUSTRIAL FINANCE CORP. NON-DISCLOSURE, NON-COMPETITION, NON-HIRING, NON-SOLICITATION AND SEVERANCE AGREEMENT (Filed With SEC on May 16, 2011)

Amended Schedule to Interim Services Agreement (Filed With SEC on April 29, 2011)

AGREEMENT AND PLAN OF MERGER OF DEERFIELD CAPITAL CORP. (a Maryland corporation) AND DEERFIELD CAPITAL CORP. (a Delaware corporation) (Filed With SEC on April 14, 2011)

AMENDED AND RESTATED STOCKHOLDERS AGREEMENT BY AND AMONG DEERFIELD CAPITAL CORP., DFR HOLDINGS, LLC AND CIFC PARENT HOLDINGS LLC Dated as of April 13, 2011 (Filed With SEC on April 14, 2011)

AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT BY AND AMONG DEERFIELD CAPITAL CORP. DFR HOLDINGS, LLC AND CIFC PARENT HOLDINGS LLC Dated as of April 13, 2011 (Filed With SEC on April 14, 2011)

PUT/CALL AGREEMENT (Filed With SEC on April 14, 2011)

CIFC DEERFIELD CORP. FORM OF INDEMNITY AGREEMENT (Filed With SEC on April 14, 2011)

Deerfield Capital Corp. 6250 North River Road Rosemont, IL 60018 (Filed With SEC on March 31, 2011)

AMENDMENT TO AGREEMENT AND PLAN OF MERGER (Filed With SEC on February 16, 2011)

AGREEMENT AND PLAN OF MERGER BY AND AMONG DEERFIELD CAPITAL CORP., BULLS I ACQUISITION CORPORATION, BULLS II ACQUISITION LLC, CIFC PARENT HOLDINGS LLC AND COMMERCIAL INDUSTRIAL... (Filed With SEC on December 22, 2010)

AMENDED AND RESTATED STOCKHOLDERS AGREEMENT BY AND AMONG DEERFIELD CAPITAL CORP., BOUNTY INVESTMENTS, LLC AND CIFC PARENT HOLDINGS LLC Dated as of[ ],2011 (Filed With SEC on December 22, 2010)

DEERFIELD CAPITAL CORP. ARTICLES OF AMENDMENT (Filed With SEC on December 22, 2010)

AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT BY AND AMONG DEERFIELD CAPITAL CORP. BOUNTY INVESTMENTS, LLC AND CIFC PARENT HOLDINGS LLC Dated as of[ ],2011 (Filed With SEC on December 22, 2010)

MANAGEMENT AGREEMENT (Filed With SEC on December 22, 2010)

PUT/CALL AGREEMENT (Filed With SEC on December 22, 2010)

DEERFIELD CAPITAL CORP. 2010 STOCK OPTION AND INCENTIVE PLAN (Filed With SEC on December 22, 2010)

ASSET PURCHASEAGREEMENT between DEERFIELD CAPITALMANAGEMENT LLC and LUKE D. KNECHT Dated as of September 30,2010 (Filed With SEC on November 15, 2010)

JUNIOR SUBORDINATED INDENTURE between DEERFIELD CAPITAL CORP. and THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Dated as of October 20, 2010 (Filed With SEC on October 21, 2010)

Interim Services Agreement (Filed With SEC on August 16, 2010)

EMPLOYMENT AGREEMENT (Filed With SEC on July 2, 2010)

Senior Subordinated Convertible Notes due 2017 (Filed With SEC on June 15, 2010)

STOCKHOLDERS AGREEMENT BETWEEN DEERFIELD CAPITAL CORP. AND BOUNTY INVESTMENTS, LLC DATED AS OF JUNE 9, 2010 (Filed With SEC on June 15, 2010)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 15, 2010)

FORM OF INDEMNIFICATION AGREEMENT (Filed With SEC on June 15, 2010)

ACQUISITION AND INVESTMENT AGREEMENT BY AND AMONG DEERFIELD CAPITAL CORP. BOUNTY INVESTMENTS, LLC AND COLUMBUS NOVA CREDIT INVESTMENTS MANAGEMENT, LLC DATED AS OF MARCH 22, 2010 (Filed With SEC on March 23, 2010)

EXCHANGE AGREEMENT among DEERFIELD CAPITAL CORP., TABERNA PREFERRED FUNDING V, LTD., TABERNA PREFERRED FUNDING VII, LTD., TABERNA PREFERRED FUNDING VIII, LTD., and TABERNA... (Filed With SEC on March 10, 2010)

FIRST AMENDMENT TO LEASE AGREEMENT (Filed With SEC on December 3, 2009)

OWNERS CONSTRUCTION ESCROW TRUST AND DISBURSING AGREEMENT (No Title Insurance) (Filed With SEC on December 3, 2009)

FIRST AMENDMENT TO WARRANT NO. A TO PURCHASE COMMON STOCK (Filed With SEC on September 24, 2009)

FIRST AMENDMENT TO WARRANT NO. B TO PURCHASE COMMON STOCK (Filed With SEC on September 24, 2009)

THIRD SUPPLEMENTAL INDENTURE (Filed With SEC on August 5, 2009)

DEERFIELDCAPITAL CORP. FIRSTAMENDED AND RESTATED STOCKINCENTIVE PLAN (Filed With SEC on June 11, 2009)

DEERFIELD CAPITAL CORP. Performance Share Award Agreement (Filed With SEC on June 11, 2009)

SECOND AMENDED AND RESTATEDFORBEARANCE AGREEMENT (Filed With SEC on May 11, 2009)

AMENDMENT NO. 1TO EMPLOYMENT AGREEMENT (Filed With SEC on May 11, 2009)

WARRANT (Filed With SEC on April 15, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on April 15, 2009)

Portions of this exhibit have been omitted and filed separatelypursuant to a request for confidential treatment filed with the Securities andExchange Commission pursuant to Rule... (Filed With SEC on April 15, 2009)

Portions of this exhibithave been omitted and filed separately pursuant to a request for confidentialtreatment filed with the Securities and Exchange Commission pursuant to Rule... (Filed With SEC on April 15, 2009)

DEERFIELD CAPITAL MANAGEMENTLLC 6250 North River Road, 9thFloor Rosemont, Illinois 60018 (Filed With SEC on April 15, 2009)

effects of the current dislocation and weakness in the mortgage market and credit markets generally (Filed With SEC on March 16, 2009)

RIGHTS AGREEMENT (Filed With SEC on March 11, 2009)

By: /s/ Robert A. Contreras Its: Robert A. Contreras General Counsel PLEASE READ CAREFULLY BEFORE SIGNING. THIS AGREEMENT AND GENERAL RELEASE INCLUDES A RELEASE OF ALL KNOWN AND... (Filed With SEC on January 8, 2009)

1The Company anticipates your cooperation duringyour Transition Period, and wishes you good luck in your future endeavors thereafter. (Filed With SEC on December 30, 2008)

the expected delisting of our common stock by the New York Stock Exchange (the NYSE) and the potential that we may be unable to obtain a listing for our common stock on an... (Filed With SEC on November 10, 2008)

AMENDMENT No. 2 (Filed With SEC on October 2, 2008)

SECOND SUPPLEMENTAL INDENTURE (Filed With SEC on October 2, 2008)

EX-10.1 LETTER AGREEMENT (Filed With SEC on August 11, 2008)

EX-10.2 AMENDED AND RESTATED FORBEARANCE AGREEMENT (Filed With SEC on August 11, 2008)

AMENDMENT No. 1 (Filed With SEC on June 3, 2008)

EMPLOYMENT AGREEMENT (Filed With SEC on May 14, 2008)

EX-10.1 SUPPLEMENTAL INDENTURE (Filed With SEC on May 12, 2008)

EX-10.2 SUPPLEMENTAL INDENTURE (Filed With SEC on May 12, 2008)

EX-10.3 SUPPLEMENTAL INDENTURE (Filed With SEC on May 12, 2008)

EX-10.4 FORBEARANCE AGREEMENT (Filed With SEC on May 12, 2008)

EX-10.5 OMNIBUS AMENDMENT NO. 1 TO SALE AND SERVICING AGREEMENT (Filed With SEC on May 12, 2008)

EX-10.6 AMENDMENT NO. 1, TO THE NOTE PURHCASE AGREEMENT (Filed With SEC on May 12, 2008)

EX-10.7 AMENDMENT NO. 1 TO THE NOTE PURCHASE AGREEMENT (Filed With SEC on May 12, 2008)

WAIVER (Filed With SEC on March 14, 2008)

EX-10.26 LEASE AGREEMENT (Filed With SEC on February 29, 2008)

EX-10.27 COLLATERAL AGENCY AND INTERCREDITOR AGREEMENT (Filed With SEC on February 29, 2008)

EX-10.28 LETTER AGREEMENT (Filed With SEC on February 29, 2008)

REGISTRATION RIGHTS AGREEMENT among DEERFIELD TRIARC CAPITAL CORP., and THE PARTIES IDENTIFIED AS THE STOCKHOLDERS ON THE SIGNATURE PAGES HERETO AND THE OTHER PERSONS WHO MAY... (Filed With SEC on January 15, 2008)

EMPLOYMENT AGREEMENT (Filed With SEC on December 28, 2007)

Amendment No. 1 to Employment Agreement (Filed With SEC on December 28, 2007)

DEERFIELD TRIARC CAPITAL CORP. April 17, 2007 (Filed With SEC on June 5, 2007)

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CIFC Corp. Contracts & Agreements