CHF Solutions, Inc. Contracts & Agreements

188 Contracts & Agreements
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Filed
Confidential Settlement Agreement & Release, dated October 20, 2024
Settlement Agreements
CHF Solutions, Inc.
2024
Form of Series I Common Stock Purchase Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Series II Common Stock Purchase Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Placement Agent Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Warrant Inducement Offer Letter
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Common Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Placement Agent Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Placement Agency Agreement, dated August 23, 2024, between the Company and Ladenburg Thalmann & Co. Inc
Agency Agreements
CHF Solutions, Inc.
2024
Form of Securities Purchase Agreement
Purchase Agreements
CHF Solutions, Inc.
2024
Termination Agreement to the Supply and Collaboration Agreement, dated August 21, 2024
Termination Agreements
CHF Solutions, Inc.
2024
Form of Common Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Placement Agency Agreement, dated July 24, 2024, between the Company and Roth Capital Partners, LLC
Agency Agreements
CHF Solutions, Inc.
2024
Form of Securities Purchase Agreement
Purchase Agreements
CHF Solutions, Inc.
2024
First Amendment to Supply and Collaboration Agreement dated as of May 31, 2024 by and between the Company and DaVita Inc
Collaboration Agreements
CHF Solutions, Inc.
2024
Placement Agency Agreement dated as of April 26, 2024, by and between Nuwellis, Inc. and Roth Capital Partners, LLC
Agency Agreements
CHF Solutions, Inc.
2024
Form of Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Pre-Funded Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Warrant Agency Agreement
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Securities Purchase Agreement, dated as of April 26, 2024, by and among Nuwellis, Inc. and the purchasers identified on the signature pages thereto
Purchase Agreements
CHF Solutions, Inc.
2024
Form of Common Stock Purchase Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Securities Purchase Agreement
Purchase Agreements
CHF Solutions, Inc.
2024
Form of Placement Agency Agreement
Agency Agreements
CHF Solutions, Inc.
2024
Form of Common Stock Purchase Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Pre-Funded Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Warrant Agency Agreement
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Securities Purchase Agreement
Purchase Agreements
CHF Solutions, Inc.
2024
Description of Securities
CHF Solutions, Inc.
2024
Form of Placement Agency Agreement
Agency Agreements
CHF Solutions, Inc.
2024
Form of Series A Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Series B Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Warrant Agency Agreement
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Securities Purchase Agreement
Purchase Agreements
CHF Solutions, Inc.
2024
Form of Placement Agency Agreement
Agency Agreements
CHF Solutions, Inc.
2024
Form of Common Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Pre-Funded Warrant
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Warrant Agency Agreement
Warrant Agreements
CHF Solutions, Inc.
2024
Form of Securities Purchase Agreement
Purchase Agreements
CHF Solutions, Inc.
2024
Placement Agency Agreement dated as of October 12, 2023, by and between Nuwellis, Inc., Lake Street Capital Markets, LLC and Maxim Group LLC
Agency Agreements
CHF Solutions, Inc.
2023
Form of Placement Agency Agreement by and between the Company, Lake Street Capital Markets, LLC and Maxim Group, LLC
Agency Agreements
CHF Solutions, Inc.
2023
Form of Warrant to purchase shares of Series J Convertible Preferred Stock
Warrant Agreements
CHF Solutions, Inc.
2023
Form of Warrant Agency Agreement
Warrant Agreements
CHF Solutions, Inc.
2023
Form of Securities Purchase Agreement to be entered into in this Offering
Purchase Agreements
CHF Solutions, Inc.
2023
Offer Letter by and between Nuwellis, Inc. and Robert B. Scott, effective as of September 2, 2023
CHF Solutions, Inc.
2023
Transition Agreement dated August 4, 2023 by and between Nuwellis, Inc. and Lynn Blake
Transition Agreements
CHF Solutions, Inc.
2023
Consulting Agreement dated August 4, 2023 by and between Nuwellis, Inc. and Lynn Blake
Consulting Agreements
CHF Solutions, Inc.
2023
Common Stock Warrant Agreement
Warrant Agreements
CHF Solutions, Inc.
2023
Supply and Collaboration Agreement dated as of June 19, 2023 by and between the Company and DaVita Inc
Collaboration Agreements
CHF Solutions, Inc.
2023
Registration Rights Agreement dated as of June 19, 2023 by and between the Company and DaVita Inc
Registration Rights Agreements
CHF Solutions, Inc.
2023
At The Market Offering Agreement, dated as of March 3, 2023, by and between the Company and Ladenburg Thalmann & Co. Inc
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2023
Description of Securities
CHF Solutions, Inc.
Health Care Equipment & Supplies
DE
2023
Second Amendment to the 2017 Equity Incentive Plan
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2023
Non-Employee Director Compensation Policy (effective January 1, 2023)
Compensation Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2023
License and Distribution Agreement with SeaStar Medical Holding Corporation, dated as of December 27, 2022
License Agreements
CHF Solutions, Inc.
2023
Second Amendment to 2021 Inducement Plan
CHF Solutions, Inc.
Health Care Equipment & Supplies
2023
First Amendment to Offer Letter between the Company and Lynn Blake
CHF Solutions, Inc.
Health Care Equipment & Supplies
2022
Underwriting Agreement dated as of October 14, 2022, by and between Nuwellis, Inc. and Ladenburg Thalmann & Co. Inc
Underwriting Agreements
CHF Solutions, Inc.
2022
Warrant Agency Agreement
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2022
Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
2022
Form of Underwriting Agreement
Underwriting Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
DE
2022
Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
2022
Form of Underwriting Agreement
Underwriting Agreements
CHF Solutions, Inc.
2022
Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2022
Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2022
Offer Letter by and between Nuwellis, Inc. and Lynn Blake, effective as of October 24, 2022
CHF Solutions, Inc.
Health Care Equipment & Supplies
2022
Form of Underwriting Agreement
Underwriting Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
DE
2022
Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
2022
Form of Warrant Agency Agreement
Warrant Agreements
CHF Solutions, Inc.
2022
Leak-Out Agreement
CHF Solutions, Inc.
2022
First Amendment to 2021 Inducement Plan
CHF Solutions, Inc.
Health Care Equipment & Supplies
2022
Fourth Amendment to Lease, dated as of November 18, 2021, by and between Capital Partners Industrial Fund I, LLLP and Nuwellis, Inc
Lease Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2021
Nuwellis, Inc. Non-Employee Director Compensation Policy (effective August 18, 2021)
Compensation Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2021
Underwriting Agreement, dated September 15, 2021, between Nuwellis, Inc. and Ladenburg Thalmann & Co. Inc., as the Representative of the several underwriters named in Schedule I...
Underwriting Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2021
Offer Letter by and between Nuwellis, Inc. and Neil P. Ayotte, effective as of June 7, 2021
CHF Solutions, Inc.
Health Care Equipment & Supplies
2021
Offer Letter by and between Nuwellis, Inc. and George Montague, effective as of June 28, 2021
CHF Solutions, Inc.
2021
Nuwellis, Inc. 2021 Inducement Plan
CHF Solutions, Inc.
2021
Form of Stock Option Grant Notice, Option Agreement and Notice of Exercise under the Nuwellis, Inc. 2021 Inducement Plan
Stock Agreements
CHF Solutions, Inc.
2021
Description of Securities
CHF Solutions, Inc.
2021
Underwriting Agreement, dated March 17, 2021, between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc., as the Representative of the several underwriters named in Schedule I...
Underwriting Agreements
CHF Solutions, Inc.
2021
Eighth Amendment to New-Hire Equity Incentive Plan
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2021
Eighth Amendment to New-Hire Equity Incentive Plan
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2021
Executive Employment Agreement, dated January 16, 2021, by and between CHF Solutions, Inc. and Nestor Jaramillo, Jr
Employment Agreements
CHF Solutions, Inc.
2021
Executive Employment Agreement, dated January 16, 2021, by and between CHF Solutions, Inc. and John L. Erb
Employment Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
MN
2021
Underwriting Agreement dated as of August 19, 2020, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc
Underwriting Agreements
CHF Solutions, Inc.
2020
Warrant Agency Agreement
Warrant Agreements
CHF Solutions, Inc.
2020
Form of Underwriting Agreement
Underwriting Agreements
CHF Solutions, Inc.
2020
Form of Warrant to purchase shares of
Warrant Agreements
CHF Solutions, Inc.
2020
Form of Lock-Up and Voting Agreement
Voting Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2020
Placement Agency Agreement, dated as of May 1, 2020, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc
Agency Agreements
CHF Solutions, Inc.
2020
Form of Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
2020
Form of Securities Purchase Agreement, dated as of May 1, 2020, by and among CHF Solutions, Inc. and the purchasers identified on the signature pagers thereto
Purchase Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2020
Placement Agency Agreement, dated as of March 30, 2020, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc
Agency Agreements
CHF Solutions, Inc.
2020
Form of Warrant
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2020
Form of Securities Purchase Agreement, dated as of March 30, 2020, by and among CHF Solutions, Inc. and the purchasers identified on the signature pages thereto
Purchase Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2020
Placement Agency Agreement, dated as of March 19, 2020, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc
Agency Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2020
Form of Warrant
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2020
Form of Securities Purchase Agreement, dated as of March 19, 2020, by and among CHF Solutions, Inc. and the purchasers identified on the signature pages thereto
Purchase Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2020
Description of Securities
CHF Solutions, Inc.
2020
Underwriting Agreement dated as of January 24, 2020, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc
Underwriting Agreements
CHF Solutions, Inc.
2020
Warrant Agency Agreement
Warrant Agreements
CHF Solutions, Inc.
2020
Form of Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
2020
Form of Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2020
Form of Underwriting Agreement
Underwriting Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2020
Form of Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2020
Seventh Amendment to New-Hire Equity Incentive Plan
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2019
Non - Employee Director Compensation Policy
Compensation Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2019
Placement Agency Agreement, dated as of November 4, 2019, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc
Agency Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2019
Form of Warrant
Warrant Agreements
CHF Solutions, Inc.
2019
Form of Pre-Funded Warrant
Warrant Agreements
CHF Solutions, Inc.
2019
Form of Securities Purchase Agreement, dated as of November 4, 2019, by and among CHF Solutions, Inc. and the purchasers identified on the signature pages thereto
Purchase Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2019
Placement Agency Agreement, dated as of October 23, 2019, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc
Agency Agreements
CHF Solutions, Inc.
2019
Form of Warrant
Warrant Agreements
CHF Solutions, Inc.
2019
Form of Securities Purchase Agreement, dated as of October 23, 2019, by and among CHF Solutions, Inc. and the purchasers identified on the signature pages thereto
Purchase Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2019
Common Stock Purchase Warrant, dated May 30, 2019, between CHF Solutions, Inc. and Redington, Inc
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
DE
2019
Sixth Amendment to New-Hire Equity Incentive Plan
Bonus & Incentive Agreements
CHF Solutions, Inc.
2019
Form of Employee Proprietary Information, Inventions Assignment and Non-Competition Agreement for the Companys employees, including executive officers
Non-Competition Agreements
CHF Solutions, Inc.
2019
Offer Letter, by and between, CHF Solutions, Inc. and Claudia Drayton, dated December 9, 2014
CHF Solutions, Inc.
Health Care Equipment & Supplies
2019
Offer Letter, by and between, CHF Solutions, Inc. and Nestor Jaramillo, dated May 7, 2019
CHF Solutions, Inc.
Health Care Equipment & Supplies
2019
Underwriting Agreement dated as of March 8, 2019, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc
Underwriting Agreements
CHF Solutions, Inc.
2019
Warrant Agency Agreement
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2019
Form of Underwriting Agreement
Underwriting Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2019
Form of Series 1 and Series 2 Warrants to purchase shares of common stock
Stock Agreements
CHF Solutions, Inc.
2019
Consulting Agreement, dated as of January 28, 2019, between CHF Solutions, Inc. and Steve Brandt
Consulting Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
MN
2019
Separation and Release Agreement, dated as of August 6, 2018, between the Company and James Breidenstein
Separation Agreements
CHF Solutions, Inc.
2018
Third Amendment to Lease, dated as of August 3, 2018, by and between the Company and Capital Partners Industrial Fund I, LLLP
Lease Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2018
Form of Underwriting Agreement by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc., as the Representative of the several underwriters named in Schedule I thereto
Underwriting Agreements
CHF Solutions, Inc.
2018
Form of Warrant Reprice Agreement
Warrant Agreements
CHF Solutions, Inc.
2018
Fifth Amendment to New-Hire Equity Incentive Plan
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2018
Warrant Agency Agreement, by and between CHF Solutions, Inc. and American Stock Transfer & Trust Company, LLC dated November 27, 2017
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2017
Form of Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
2017
Form of Underwriting Agreement
Underwriting Agreements
CHF Solutions, Inc.
2017
Form of Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
2017
Form of Underwriting Agreement
Underwriting Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2017
Form of Warrant to purchase shares of common stock
Warrant Agreements
CHF Solutions, Inc.
2017
Molly Wade Retention Bonus Letter, dated as of December 12, 2016
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2017
SUNSHINE HEART, INC. 2017 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: April 6, 2017 APPROVED BY THE STOCKHOLDERS: May 25, 2017
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
DE
2017
SUNSHINE HEART, INC. STOCK OPTION GRANT NOTICE (2017 EQUITY INCENTIVE PLAN)
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2017
SUNSHINE HEART, INC. RESTRICTED STOCK UNIT GRANT NOTICE (2017 EQUITY INCENTIVE PLAN)
Bonus & Incentive Agreements
CHF Solutions, Inc.
2017
FOURTH AMENDMENT TO THE CHF SOLUTIONS, INC. NEW-HIRE EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
CHF Solutions, Inc.
2017
SUNSHINE HEART, INC. 12988 VALLEY VIEW ROAD EDEN PRAIRIE, MN 55344 April 12, 2017
CHF Solutions, Inc.
Health Care Equipment & Supplies
MN
2017
Sunshine Heart, Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of April 24, 2017
Warrant Agreements
CHF Solutions, Inc.
2017
SHARES OF COMMON STOCK, SHARES OF SERIES E CONVERTIBLE PREFERRED STOCK (CONVERTIBLE INTO SHARES OF COMMON STOCK) AND WARRANTS (EXERCISABLE INTO SHARES OF COMMON STOCK) OF SUNSHINE...
Underwriting Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2017
COMMON STOCK PURCHASE WARRANT SUNSHINE HEART, INC.
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2017
COMMON STOCK PURCHASE WARRANT SUNSHINE HEART, INC.
Warrant Agreements
CHF Solutions, Inc.
2017
[Signature Page Follows]
CHF Solutions, Inc.
2017
COMMON STOCK PURCHASE WARRANT SUNSHINE HEART, INC.
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2016
SECURITIES EXCHANGE AGREEMENT
Exchange Agreements
CHF Solutions, Inc.
2016
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CHF Solutions, Inc.
2016
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2016
CONFIDENTIAL EXECUTION COPY ASSET PURCHASE AGREEMENT between SUNSHINE HEART, INC. and GAMBRO UF SOLUTIONS, INC. Dated as of August 5, 2016
Purchase Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
DE
2016
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
IL
2016
PATENT LICENSE AGREEMENT
License Agreements
CHF Solutions, Inc.
2016
LOAN AND SECURITY AGREEMENT
Loan Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2016
Incorporated under the Laws of Number Delaware Shares PRF-B-** *** SUNSHINE HEART, INC.
CHF Solutions, Inc.
2016
COMMON STOCK PURCHASE WARRANT SUNSHINE HEART, INC.
Warrant Agreements
CHF Solutions, Inc.
2016
COMMON STOCK PURCHASE WARRANT SUNSHINE HEART, INC.
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2016
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CHF Solutions, Inc.
2016
SEPARATION AND RELEASE AGREEMENT
Separation Agreements
CHF Solutions, Inc.
2016
SEPARATION AND RELEASE AGREEMENT
Separation Agreements
CHF Solutions, Inc.
2016
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2016
SEPARATION AND RELEASE AGREEMENT
Separation Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
MN
2015
TERMINATION AND RELEASE AGREEMENT
Termination Agreements
CHF Solutions, Inc.
2015
SECOND AMENDMENT TO LEASE
Lease Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2015
SUNSHINE HEART, INC. FORM OF STOCK OPTION GRANT NOTICE (2013 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN)
Bonus & Incentive Agreements
CHF Solutions, Inc.
2015
SUNSHINE HEART, INC. FORM OF RESTRICTED STOCK UNIT AWARD GRANT NOTICE (2013 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN)
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2015
SUNSHINE HEART, INC. FORM OF STOCK OPTION GRANT NOTICE UNDER THE NEW-HIRE EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2015
FORM OF CHANGE IN CONTROL AGREEMENT
Change of Control Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
MN
2015
SEPARATION AND RELEASE AGREEMENT
Separation Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
MN
2015
WARRANT TO PURCHASE STOCK
Warrant Agreements
CHF Solutions, Inc.
2015
WARRANT TO PURCHASE STOCK
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2015
LOAN AND SECURITY AGREEMENT
Loan Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2015
CHANGE IN CONTROL AGREEMENT
Change of Control Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
MN
2015
FIRST AMENDMENT TO THE SUNSHINE HEART, INC. NEW-HIRE EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
CHF Solutions, Inc.
2013
SUNSHINE HEART, INC. STOCK OPTION GRANT NOTICE UNDER THE NEW-HIRE EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2013
3,810,000 Shares(1) Sunshine Heart, Inc. Common Stock, $0.0001 par value per share UNDERWRITING AGREEMENT
Underwriting Agreements
CHF Solutions, Inc.
2013
SUNSHINE HEART, INC. FORM OF STOCK GRANT NOTICE UNDER THE SUNSHINE HEART, INC. AMENDED AND RESTATED 2011 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2013
SUNSHINE HEART, INC. FORM OF RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE SUNSHINE HEART, INC. AMENDED AND RESTATED 2011 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2013
SUNSHINE HEART, INC. NEW-HIRE EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
CHF Solutions, Inc.
2013
SUNSHINE HEART, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY
Compensation Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2013
RIGHTS AGREEMENT SUNSHINE HEART, INC. AND AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC AS RIGHTS AGENT DATED AS OF JUNE 14, 2013
CHF Solutions, Inc.
2013
SUNSHINE HEART, INC. STOCK OPTION GRANT NOTICE (2013 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN)
Bonus & Incentive Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2013
2,500,000 Shares(1) Sunshine Heart, Inc. Common Stock, par value $0.0001 per share UNDERWRITING AGREEMENT
Underwriting Agreements
CHF Solutions, Inc.
2013
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2013
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
CHF Solutions, Inc.
2013
COMMON STOCK PURCHASE AGREEMENT
Stock Agreements
CHF Solutions, Inc.
2013
SUNSHINE HEART, INC. STOCK OPTION GRANT NOTICE
Stock Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
2012
[ ] Shares(1) Sunshine Heart, Inc. Common Stock, par value $0.0001 per share UNDERWRITING AGREEMENT
Underwriting Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2012
SUNSHINE HEART, INC. AMENDED AND RESTATED 2011 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: March 17, 2011 AMENDED BY THE BOARD OF DIRECTORS: May 20, 2011 APPROVED BY...
Bonus & Incentive Agreements
CHF Solutions, Inc.
2012
SUNSHINE HEART, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
CHF Solutions, Inc.
Health Care Equipment & Supplies
NY
2012