CHF Solutions, Inc. Contracts & Agreements

Form of Series I Common Stock Purchase Warrant (Filed With SEC on November 7, 2024)

Form of Series II Common Stock Purchase Warrant (Filed With SEC on November 7, 2024)

Form of Placement Agent Warrant (Filed With SEC on November 7, 2024)

Form of Warrant Inducement Offer Letter (Filed With SEC on November 7, 2024)

Confidential Settlement Agreement & Release, dated October 20, 2024 (Filed With SEC on October 23, 2024)

Form of Common Warrant (Filed With SEC on August 26, 2024)

Form of Placement Agent Warrant (Filed With SEC on August 26, 2024)

Placement Agency Agreement, dated August 23, 2024, between the Company and Ladenburg Thalmann & Co. Inc (Filed With SEC on August 26, 2024)

Form of Securities Purchase Agreement (Filed With SEC on August 26, 2024)

Termination Agreement to the Supply and Collaboration Agreement, dated August 21, 2024 (Filed With SEC on August 22, 2024)

Form of Common Warrant (Filed With SEC on July 25, 2024)

Placement Agency Agreement, dated July 24, 2024, between the Company and Roth Capital Partners, LLC (Filed With SEC on July 25, 2024)

Form of Securities Purchase Agreement (Filed With SEC on July 25, 2024)

First Amendment to Supply and Collaboration Agreement dated as of May 31, 2024 by and between the Company and DaVita Inc (Filed With SEC on June 6, 2024)

Placement Agency Agreement dated as of April 26, 2024, by and between Nuwellis, Inc. and Roth Capital Partners, LLC (Filed With SEC on May 1, 2024)

Form of Warrant to purchase shares of common stock (Filed With SEC on May 1, 2024)

Form of Pre-Funded Warrant to purchase shares of common stock (Filed With SEC on May 1, 2024)

Form of Warrant Agency Agreement (Filed With SEC on May 1, 2024)

Form of Securities Purchase Agreement, dated as of April 26, 2024, by and among Nuwellis, Inc. and the purchasers identified on the signature pages thereto (Filed With SEC on May 1, 2024)

Form of Common Stock Purchase Warrant (Filed With SEC on April 17, 2024)

Form of Securities Purchase Agreement (Filed With SEC on April 17, 2024)

Form of Placement Agency Agreement (Filed With SEC on March 13, 2024)

Form of Common Stock Purchase Warrant (Filed With SEC on March 13, 2024)

Form of Pre-Funded Warrant (Filed With SEC on March 13, 2024)

Form of Warrant Agency Agreement (Filed With SEC on March 13, 2024)

Form of Securities Purchase Agreement (Filed With SEC on March 13, 2024)

Description of Securities (Filed With SEC on March 11, 2024)

Form of Placement Agency Agreement (Filed With SEC on February 5, 2024)

Form of Series A Warrant (Filed With SEC on February 5, 2024)

Form of Series B Warrant (Filed With SEC on February 5, 2024)

Form of Warrant Agency Agreement (Filed With SEC on February 5, 2024)

Form of Securities Purchase Agreement (Filed With SEC on February 5, 2024)

Form of Placement Agency Agreement (Filed With SEC on January 31, 2024)

Form of Common Warrant (Filed With SEC on January 31, 2024)

Form of Pre-Funded Warrant (Filed With SEC on January 31, 2024)

Form of Warrant Agency Agreement (Filed With SEC on January 31, 2024)

Form of Securities Purchase Agreement (Filed With SEC on January 31, 2024)

Placement Agency Agreement dated as of October 12, 2023, by and between Nuwellis, Inc., Lake Street Capital Markets, LLC and Maxim Group LLC (Filed With SEC on October 17, 2023)

Form of Placement Agency Agreement by and between the Company, Lake Street Capital Markets, LLC and Maxim Group, LLC (Filed With SEC on September 29, 2023)

Form of Warrant to purchase shares of Series J Convertible Preferred Stock (Filed With SEC on September 29, 2023)

Form of Warrant Agency Agreement (Filed With SEC on September 29, 2023)

Form of Securities Purchase Agreement to be entered into in this Offering (Filed With SEC on September 29, 2023)

Offer Letter by and between Nuwellis, Inc. and Robert B. Scott, effective as of September 2, 2023 (Filed With SEC on August 18, 2023)

Transition Agreement dated August 4, 2023 by and between Nuwellis, Inc. and Lynn Blake (Filed With SEC on August 8, 2023)

Consulting Agreement dated August 4, 2023 by and between Nuwellis, Inc. and Lynn Blake (Filed With SEC on August 8, 2023)

Common Stock Warrant Agreement (Filed With SEC on June 21, 2023)

Supply and Collaboration Agreement dated as of June 19, 2023 by and between the Company and DaVita Inc (Filed With SEC on June 21, 2023)

Registration Rights Agreement dated as of June 19, 2023 by and between the Company and DaVita Inc (Filed With SEC on June 21, 2023)

At The Market Offering Agreement, dated as of March 3, 2023, by and between the Company and Ladenburg Thalmann & Co. Inc (Filed With SEC on March 3, 2023)

Description of Securities (Filed With SEC on March 3, 2023)

Second Amendment to the 2017 Equity Incentive Plan (Filed With SEC on March 3, 2023)

Non-Employee Director Compensation Policy (effective January 1, 2023) (Filed With SEC on March 3, 2023)

License and Distribution Agreement with SeaStar Medical Holding Corporation, dated as of December 27, 2022 (Filed With SEC on March 3, 2023)

Second Amendment to 2021 Inducement Plan (Filed With SEC on March 1, 2023)

First Amendment to Offer Letter between the Company and Lynn Blake (Filed With SEC on December 9, 2022)

Underwriting Agreement dated as of October 14, 2022, by and between Nuwellis, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on October 18, 2022)

Warrant Agency Agreement (Filed With SEC on October 18, 2022)

Warrant to purchase shares of common stock (Filed With SEC on October 13, 2022)

Form of Underwriting Agreement (Filed With SEC on October 12, 2022)

Warrant to purchase shares of common stock (Filed With SEC on October 12, 2022)

Form of Underwriting Agreement (Filed With SEC on October 11, 2022)

Warrant to purchase shares of common stock (Filed With SEC on October 11, 2022)

Warrant to purchase shares of common stock (Filed With SEC on October 6, 2022)

Offer Letter by and between Nuwellis, Inc. and Lynn Blake, effective as of October 24, 2022 (Filed With SEC on October 5, 2022)

Form of Underwriting Agreement (Filed With SEC on September 30, 2022)

Warrant to purchase shares of common stock (Filed With SEC on September 30, 2022)

Form of Warrant Agency Agreement (Filed With SEC on September 30, 2022)

Leak-Out Agreement (Filed With SEC on September 30, 2022)

First Amendment to 2021 Inducement Plan (Filed With SEC on April 21, 2022)

Fourth Amendment to Lease, dated as of November 18, 2021, by and between Capital Partners Industrial Fund I, LLLP and Nuwellis, Inc (Filed With SEC on November 23, 2021)

Nuwellis, Inc. Non-Employee Director Compensation Policy (effective August 18, 2021) (Filed With SEC on November 10, 2021)

Underwriting Agreement, dated September 15, 2021, between Nuwellis, Inc. and Ladenburg Thalmann & Co. Inc., as the Representative of the several underwriters named in Schedule I... (Filed With SEC on September 17, 2021)

Offer Letter by and between Nuwellis, Inc. and Neil P. Ayotte, effective as of June 7, 2021 (Filed With SEC on August 12, 2021)

Offer Letter by and between Nuwellis, Inc. and George Montague, effective as of June 28, 2021 (Filed With SEC on June 22, 2021)

Nuwellis, Inc. 2021 Inducement Plan (Filed With SEC on May 20, 2021)

Form of Stock Option Grant Notice, Option Agreement and Notice of Exercise under the Nuwellis, Inc. 2021 Inducement Plan (Filed With SEC on May 20, 2021)

Description of Securities (Filed With SEC on March 25, 2021)

Underwriting Agreement, dated March 17, 2021, between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc., as the Representative of the several underwriters named in Schedule I... (Filed With SEC on March 17, 2021)

Eighth Amendment to New-Hire Equity Incentive Plan (Filed With SEC on February 25, 2021)

Eighth Amendment to New-Hire Equity Incentive Plan (Filed With SEC on February 23, 2021)

Executive Employment Agreement, dated January 16, 2021, by and between CHF Solutions, Inc. and Nestor Jaramillo, Jr (Filed With SEC on January 19, 2021)

Executive Employment Agreement, dated January 16, 2021, by and between CHF Solutions, Inc. and John L. Erb (Filed With SEC on January 19, 2021)

Underwriting Agreement dated as of August 19, 2020, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on August 21, 2020)

Warrant Agency Agreement (Filed With SEC on August 21, 2020)

Form of Underwriting Agreement (Filed With SEC on August 17, 2020)

Form of Warrant to purchase shares of (Filed With SEC on August 17, 2020)

Form of Lock-Up and Voting Agreement (Filed With SEC on August 17, 2020)

Placement Agency Agreement, dated as of May 1, 2020, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on May 4, 2020)

Form of Warrant to purchase shares of common stock (Filed With SEC on May 4, 2020)

Form of Securities Purchase Agreement, dated as of May 1, 2020, by and among CHF Solutions, Inc. and the purchasers identified on the signature pagers thereto (Filed With SEC on May 4, 2020)

Placement Agency Agreement, dated as of March 30, 2020, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on March 30, 2020)

Form of Warrant (Filed With SEC on March 30, 2020)

Form of Securities Purchase Agreement, dated as of March 30, 2020, by and among CHF Solutions, Inc. and the purchasers identified on the signature pages thereto (Filed With SEC on March 30, 2020)

Placement Agency Agreement, dated as of March 19, 2020, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on March 20, 2020)

Form of Warrant (Filed With SEC on March 20, 2020)

Form of Securities Purchase Agreement, dated as of March 19, 2020, by and among CHF Solutions, Inc. and the purchasers identified on the signature pages thereto (Filed With SEC on March 20, 2020)

Description of Securities (Filed With SEC on March 5, 2020)

Underwriting Agreement dated as of January 24, 2020, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on January 29, 2020)

Warrant Agency Agreement (Filed With SEC on January 29, 2020)

Form of Warrant to purchase shares of common stock (Filed With SEC on January 23, 2020)

Form of Underwriting Agreement (Filed With SEC on January 6, 2020)

Form of Warrant to purchase shares of common stock (Filed With SEC on January 6, 2020)

Seventh Amendment to New-Hire Equity Incentive Plan (Filed With SEC on December 6, 2019)

Non - Employee Director Compensation Policy (Filed With SEC on November 8, 2019)

Placement Agency Agreement, dated as of November 4, 2019, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on November 4, 2019)

Form of Warrant (Filed With SEC on November 4, 2019)

Form of Pre-Funded Warrant (Filed With SEC on November 4, 2019)

Form of Securities Purchase Agreement, dated as of November 4, 2019, by and among CHF Solutions, Inc. and the purchasers identified on the signature pages thereto (Filed With SEC on November 4, 2019)

Placement Agency Agreement, dated as of October 23, 2019, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on October 23, 2019)

Form of Warrant (Filed With SEC on October 23, 2019)

Form of Securities Purchase Agreement, dated as of October 23, 2019, by and among CHF Solutions, Inc. and the purchasers identified on the signature pages thereto (Filed With SEC on October 23, 2019)

Common Stock Purchase Warrant, dated May 30, 2019, between CHF Solutions, Inc. and Redington, Inc (Filed With SEC on August 8, 2019)

Sixth Amendment to New-Hire Equity Incentive Plan (Filed With SEC on August 8, 2019)

Form of Employee Proprietary Information, Inventions Assignment and Non-Competition Agreement for the Companys employees, including executive officers (Filed With SEC on May 9, 2019)

Offer Letter, by and between, CHF Solutions, Inc. and Claudia Drayton, dated December 9, 2014 (Filed With SEC on May 9, 2019)

Offer Letter, by and between, CHF Solutions, Inc. and Nestor Jaramillo, dated May 7, 2019 (Filed With SEC on May 9, 2019)

Underwriting Agreement dated as of March 8, 2019, by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on March 13, 2019)

Warrant Agency Agreement (Filed With SEC on March 13, 2019)

Form of Underwriting Agreement (Filed With SEC on February 25, 2019)

Form of Series 1 and Series 2 Warrants to purchase shares of common stock (Filed With SEC on February 25, 2019)

Consulting Agreement, dated as of January 28, 2019, between CHF Solutions, Inc. and Steve Brandt (Filed With SEC on February 21, 2019)

Separation and Release Agreement, dated as of August 6, 2018, between the Company and James Breidenstein (Filed With SEC on November 7, 2018)

Third Amendment to Lease, dated as of August 3, 2018, by and between the Company and Capital Partners Industrial Fund I, LLLP (Filed With SEC on November 7, 2018)

Form of Underwriting Agreement by and between CHF Solutions, Inc. and Ladenburg Thalmann & Co. Inc., as the Representative of the several underwriters named in Schedule I thereto (Filed With SEC on June 29, 2018)

Form of Warrant Reprice Agreement (Filed With SEC on June 29, 2018)

Fifth Amendment to New-Hire Equity Incentive Plan (Filed With SEC on January 18, 2018)

Warrant Agency Agreement, by and between CHF Solutions, Inc. and American Stock Transfer & Trust Company, LLC dated November 27, 2017 (Filed With SEC on November 28, 2017)

Form of Warrant to purchase shares of common stock (Filed With SEC on November 17, 2017)

Form of Underwriting Agreement (Filed With SEC on November 13, 2017)

Form of Warrant to purchase shares of common stock (Filed With SEC on November 13, 2017)

Form of Underwriting Agreement (Filed With SEC on November 6, 2017)

Form of Warrant to purchase shares of common stock (Filed With SEC on November 6, 2017)

Molly Wade Retention Bonus Letter, dated as of December 12, 2016 (Filed With SEC on October 18, 2017)

SUNSHINE HEART, INC. 2017 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: April 6, 2017 APPROVED BY THE STOCKHOLDERS: May 25, 2017 (Filed With SEC on May 30, 2017)

SUNSHINE HEART, INC. STOCK OPTION GRANT NOTICE (2017 EQUITY INCENTIVE PLAN) (Filed With SEC on May 30, 2017)

SUNSHINE HEART, INC. RESTRICTED STOCK UNIT GRANT NOTICE (2017 EQUITY INCENTIVE PLAN) (Filed With SEC on May 30, 2017)

FOURTH AMENDMENT TO THE CHF SOLUTIONS, INC. NEW-HIRE EQUITY INCENTIVE PLAN (Filed With SEC on May 30, 2017)

SUNSHINE HEART, INC. 12988 VALLEY VIEW ROAD EDEN PRAIRIE, MN 55344 April 12, 2017 (Filed With SEC on May 12, 2017)

Sunshine Heart, Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of April 24, 2017 (Filed With SEC on April 25, 2017)

SHARES OF COMMON STOCK, SHARES OF SERIES E CONVERTIBLE PREFERRED STOCK (CONVERTIBLE INTO SHARES OF COMMON STOCK) AND WARRANTS (EXERCISABLE INTO SHARES OF COMMON STOCK) OF SUNSHINE... (Filed With SEC on April 5, 2017)

COMMON STOCK PURCHASE WARRANT SUNSHINE HEART, INC. (Filed With SEC on April 5, 2017)

COMMON STOCK PURCHASE WARRANT SUNSHINE HEART, INC. (Filed With SEC on February 16, 2017)

[Signature Page Follows] (Filed With SEC on February 16, 2017)

COMMON STOCK PURCHASE WARRANT SUNSHINE HEART, INC. (Filed With SEC on October 31, 2016)

SECURITIES EXCHANGE AGREEMENT (Filed With SEC on October 31, 2016)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on October 31, 2016)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 31, 2016)

CONFIDENTIAL EXECUTION COPY ASSET PURCHASE AGREEMENT between SUNSHINE HEART, INC. and GAMBRO UF SOLUTIONS, INC. Dated as of August 5, 2016 (Filed With SEC on August 8, 2016)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 8, 2016)

PATENT LICENSE AGREEMENT (Filed With SEC on August 8, 2016)

LOAN AND SECURITY AGREEMENT (Filed With SEC on August 8, 2016)

Incorporated under the Laws of Number Delaware Shares PRF-B-** *** SUNSHINE HEART, INC. (Filed With SEC on July 22, 2016)

COMMON STOCK PURCHASE WARRANT SUNSHINE HEART, INC. (Filed With SEC on July 22, 2016)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on July 22, 2016)

SEPARATION AND RELEASE AGREEMENT (Filed With SEC on May 5, 2016)

EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on March 2, 2016)

SEPARATION AND RELEASE AGREEMENT (Filed With SEC on August 5, 2015)

TERMINATION AND RELEASE AGREEMENT (Filed With SEC on May 7, 2015)

SECOND AMENDMENT TO LEASE (Filed With SEC on April 23, 2015)

SUNSHINE HEART, INC. FORM OF STOCK OPTION GRANT NOTICE (2013 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN) (Filed With SEC on March 20, 2015)

SUNSHINE HEART, INC. FORM OF RESTRICTED STOCK UNIT AWARD GRANT NOTICE (2013 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN) (Filed With SEC on March 20, 2015)

SUNSHINE HEART, INC. FORM OF STOCK OPTION GRANT NOTICE UNDER THE NEW-HIRE EQUITY INCENTIVE PLAN (Filed With SEC on March 20, 2015)

FORM OF CHANGE IN CONTROL AGREEMENT (Filed With SEC on March 20, 2015)

SEPARATION AND RELEASE AGREEMENT (Filed With SEC on March 20, 2015)

WARRANT TO PURCHASE STOCK (Filed With SEC on February 19, 2015)

LOAN AND SECURITY AGREEMENT (Filed With SEC on February 19, 2015)

CHANGE IN CONTROL AGREEMENT (Filed With SEC on January 7, 2015)

FIRST AMENDMENT TO THE SUNSHINE HEART, INC. NEW-HIRE EQUITY INCENTIVE PLAN (Filed With SEC on November 12, 2013)

SUNSHINE HEART, INC. STOCK OPTION GRANT NOTICE UNDER THE NEW-HIRE EQUITY INCENTIVE PLAN (Filed With SEC on November 12, 2013)

3,810,000 Shares(1) Sunshine Heart, Inc. Common Stock, $0.0001 par value per share UNDERWRITING AGREEMENT (Filed With SEC on September 19, 2013)

SUNSHINE HEART, INC. FORM OF STOCK GRANT NOTICE UNDER THE SUNSHINE HEART, INC. AMENDED AND RESTATED 2011 EQUITY INCENTIVE PLAN (Filed With SEC on September 10, 2013)

SUNSHINE HEART, INC. FORM OF RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE SUNSHINE HEART, INC. AMENDED AND RESTATED 2011 EQUITY INCENTIVE PLAN (Filed With SEC on September 10, 2013)

SUNSHINE HEART, INC. NEW-HIRE EQUITY INCENTIVE PLAN (Filed With SEC on August 8, 2013)

SUNSHINE HEART, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY (Filed With SEC on August 8, 2013)

RIGHTS AGREEMENT SUNSHINE HEART, INC. AND AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC AS RIGHTS AGENT DATED AS OF JUNE 14, 2013 (Filed With SEC on June 14, 2013)

SUNSHINE HEART, INC. STOCK OPTION GRANT NOTICE (2013 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN) (Filed With SEC on May 29, 2013)

2,500,000 Shares(1) Sunshine Heart, Inc. Common Stock, par value $0.0001 per share UNDERWRITING AGREEMENT (Filed With SEC on April 11, 2013)

EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on February 6, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on January 16, 2013)

COMMON STOCK PURCHASE AGREEMENT (Filed With SEC on January 16, 2013)

SUNSHINE HEART, INC. STOCK OPTION GRANT NOTICE (Filed With SEC on September 18, 2012)

[ ] Shares(1) Sunshine Heart, Inc. Common Stock, par value $0.0001 per share UNDERWRITING AGREEMENT (Filed With SEC on July 30, 2012)

SUNSHINE HEART, INC. AMENDED AND RESTATED 2011 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: March 17, 2011 AMENDED BY THE BOARD OF DIRECTORS: May 20, 2011 APPROVED BY... (Filed With SEC on July 17, 2012)

SUNSHINE HEART, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on March 23, 2012)

Category

Industry

Companies

Contracts

CHF Solutions, Inc. Contracts & Agreements