CDTI ADVANCED MATERIALS, INC. Contracts & Agreements

106 Contracts & Agreements
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Filed
Employment Agreement, dated as of October 12, 2018, between CDTi Advanced Materials, Inc. and Matthew Beale
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2018
Employment Agreement, dated as of October 12, 2018, between CDTi Advanced Materials, Inc. and Peter J. Chase
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2018
Employment Agreement, dated as of October 12, 2018, between CDTi Advanced Materials, Inc. and Tracy A. Kern
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2018
Subscription Agent Agreement dated as of June 28, 2018 between the Company and American Stock Transfer & Trust Company, LLC
Subscription Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2018
Form of Rights Certificate
CDTI ADVANCED MATERIALS, INC.
2018
Asset Purchase Agreement, dated September 8, 2017, by and between the Registrant, Catalytic Solutions, Inc., Engine Control Systems Limited, and AP Emissions Technologies, LLC
Purchase Agreements
CDTI ADVANCED MATERIALS, INC.
2017
EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2017
CLEAN DIESEL TECHNOLOGIES, INC. RESTRICTED STOCK UNIT AGREEMENT
Stock Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2017
CLEAN DIESEL TECHNOLOGIES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT
Stock Agreements
CDTI ADVANCED MATERIALS, INC.
2017
CLEAN DIESEL TECHNOLOGIES, INC. INCENTIVE STOCK OPTION AGREEMENT
Bonus & Incentive Agreements
CDTI ADVANCED MATERIALS, INC.
2017
CLEAN DIESEL TECHNOLOGIES, INC. RESTRICTED STOCK UNIT AGREEMENT
Stock Agreements
CDTI ADVANCED MATERIALS, INC.
2017
CLEAN DIESEL TECHNOLOGIES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT
Stock Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2017
EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2017
CLEAN DIESEL TECHNOLOGIES, INC. 2016 OMNIBUS INCENTIVE PLAN
Bonus & Incentive Agreements
CDTI ADVANCED MATERIALS, INC.
DE
2016
CLEAN DIESEL TECHNOLOGIES, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
2016
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CDTI ADVANCED MATERIALS, INC.
DE
2016
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2016
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
CDTI ADVANCED MATERIALS, INC.
2016
CLEAN DIESEL TECHNOLOGIES, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2016
KANIS S.A. P.O. Box 986 Third Floor Geneva Place Road Town Tortola VG1110 British Virgin Islands
CDTI ADVANCED MATERIALS, INC.
2016
Lon E. Bell, Ph.D. [Address]
CDTI ADVANCED MATERIALS, INC.
2016
Debt Subordination Agreement
Subordination Agreement
CDTI ADVANCED MATERIALS, INC.
CA
2016
NOTE PURCHASE AGREEMENT
Note Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2016
Clean Diesel Technologies, Inc. SENIOR CONVERTIBLE PROMISSORY NOTE
Note Agreements
CDTI ADVANCED MATERIALS, INC.
2016
Clean Diesel Technologies, Inc. CONVERTIBLE PROMISSORY NOTE
Note Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2016
SEPARATION AGREEMENT AND RELEASE
Separation Agreements
CDTI ADVANCED MATERIALS, INC.
2016
EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2016
ADDENDUM TO EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2016
Clean Diesel Technologies, Inc. DIRECTORS CONVERTIBLE PROMISSORY NOTE (Amended and Restated Effective May 12, 2016)
Note Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2016
Clean Diesel Technologies, Inc. DIRECTORS CONVERTIBLE PROMISSORY NOTE
Note Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2016
Clean Diesel Technologies, Inc. PROMISSORY NOTE
Note Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2016
AMENDMENT TO LOAN AGREEMENT
Loan Agreements
CDTI ADVANCED MATERIALS, INC.
2016
SEPARATION AGREEMENT AND RELEASE
Separation Agreements
CDTI ADVANCED MATERIALS, INC.
2016
SEPARATION AGREEMENT AND RELEASE
Separation Agreements
CDTI ADVANCED MATERIALS, INC.
2016
ADDENDUM TO EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2016
ADDENDUM TO EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2016
ADDENDUM TO EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2016
ADDENDUM TO EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2016
FORM OF WARRANT
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2015
FORM OF WARRANT
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2015
FORM OF WARRANT
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
2015
FORM OF WARRANT
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2015
FORM OF WARRANT
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
2015
CLEAN DIESEL TECHNOLOGIES INC. 883,862 shares of Common Stock Series B Pre-Funded Warrants to Purchase 1,686,138 shares of Common Stock and Series A Warrants to Purchase 771,000...
Stock Agreements
CDTI ADVANCED MATERIALS, INC.
2015
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2015
EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2015
Loan
Loan Agreements
CDTI ADVANCED MATERIALS, INC.
2015
NORTH AMERICAN PURCHASE AND SALE AGREEMENT
Purchase Agreements
CDTI ADVANCED MATERIALS, INC.
OH
2015
EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2015
CLEAN DIESEL TECHNOLOGIES, INC. 2,500,000 Units Each Consisting of One Share of Common Stock and 0.2 of a Warrant to Purchase One Share of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2015
CLEAN DIESEL TECHNOLOGIES, INC. 2,500,000 Units Each Consisting of One Share of Common Stock and 0.2 of a Warrant to Purchase One Share of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2015
[FORM OF WARRANT]
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2015
Loan
Loan Agreements
CDTI ADVANCED MATERIALS, INC.
2015
COMMON STOCK PURCHASE WARRANT CLEAN DIESEL TECHNOLOGIES, INC.
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
2015
TKK-CDTi Addendum Agreement
CDTI ADVANCED MATERIALS, INC.
2015
EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2014
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2014
FORM OF SERIES A WARRANT CLEAN DIESEL TECHNOLOGIES, INC. Warrant To Purchase Common Stock
Stock Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2014
FORM OF SERIES B WARRANT CLEAN DIESEL TECHNOLOGIES, INC. Warrant To Purchase Common Stock
Stock Agreements
CDTI ADVANCED MATERIALS, INC.
2014
CLEAN DIESEL TECHNOLOGIES INC. 1,385,000 shares of Common Stock Series A Warrants to Purchase 388,393 shares of Common Stock and Series B Warrants toPurchase 168,571 shares of...
Stock Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2014
ASSET PURCHASE AGREEMENT between CLEAN DIESEL TECHNOLOGIES, INC., ECS HOLDINGS, INC., ENGINE CONTROL SYSTEMS LTD., and SES USA INC. October 20, 2014
Purchase Agreements
CDTI ADVANCED MATERIALS, INC.
2014
SEPARATION AGREEMENT AND RELEASE
Separation Agreements
CDTI ADVANCED MATERIALS, INC.
2014
FORM OF WARRANT CLEANDIESEL TECHNOLOGIES, INC. Warrant To Purchase Common Stock
Stock Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2014
CLEAN DIESEL TECHNOLOGIES INC. 2,030,000 Units EachUnit Consisting of One Share of Common Stock and 0.4 of a Warrant,each Warrant to Purchase One Share of Common Stock PLACEMENT...
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2014
AMENDMENT NO. 1 TO UNDERWRITING AGREEMENT
Underwriting Agreements
CDTI ADVANCED MATERIALS, INC.
2013
COMMON STOCK PURCHASE WARRANT CLEAN DIESEL TECHNOLOGIES, INC.
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
2013
CLEAN DIESEL TECHNOLOGIES, INC. 1,600,000 Shares of Common Stock, $0.01par value. and Warrants to Purchase 800,000 Shares of Common Stock, $0.01 par value UnderwritingAgreement
Stock Agreements
CDTI ADVANCED MATERIALS, INC.
2013
4567 Telephone Road, Suite 100, Ventura CA 93003 Tel ###-###-#### Fax ###-###-#### www.cdti.com
CDTI ADVANCED MATERIALS, INC.
2013
[Signature Page Follows]
CDTI ADVANCED MATERIALS, INC.
DE
2013
EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2012
EMPLOYMENT AGREEMENT
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2012
CLEAN DIESEL TECHNOLOGIES, INC. NEW EMPLOYEE INDUCEMENT AWARD NONQUALIFIED STOCK OPTION
Stock Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2012
CLEAN DIESEL TECHNOLOGIES, INC. NEW EMPLOYEE INDUCEMENT AWARD RESTRICTED SHARE UNITS
Share Agreements
CDTI ADVANCED MATERIALS, INC.
2012
Amendment of Clean Diesel Technologies, Inc. 8% Subordinated ConvertiblePromissory Note
Note Agreements
CDTI ADVANCED MATERIALS, INC.
2012
FORM OF WARRANT
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
2012
Clean Diesel Technologies, Inc. 1994 INCENTIVE PLAN (as amended through September 8, 2011) The 1994 Incentive Plan of Clean Diesel Technologies, Inc. Index
CDTI ADVANCED MATERIALS, INC.
2011
FORM OF PURCHASE AGREEMENT
Purchase Agreements
CDTI ADVANCED MATERIALS, INC.
2011
FORM OF REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
CDTI ADVANCED MATERIALS, INC.
2011
2,725,000 Shares CLEAN DIESEL TECHNOLOGIES, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
CDTI ADVANCED MATERIALS, INC.
2011
CLEAN DIESEL TECHNOLOGIES, INC. FORM OF WARRANT Warrant No. [___] Original Issue Date: _____, 2011
Warrant Agreements
CDTI ADVANCED MATERIALS, INC.
2011
U.S. on-highway
CDTI ADVANCED MATERIALS, INC.
NY
2011
FORM OF CLEAN DIESEL TECHNOLOGIES, INC. RESTRICTED SHARE UNIT AGREEMENT NOTICE OF AWARD
Share Agreements
CDTI ADVANCED MATERIALS, INC.
2011
Clean Diesel Technologies, Inc. Management Short Term Incentive Plan Approvals: Charles F. Call, CEO Nikhil Mehta, CFO Compensation and Nominating Committee
Bonus & Incentive Agreements
CDTI ADVANCED MATERIALS, INC.
2011
Clean Diesel Technologies, Inc. Subordinated Convertible Notes Commitment Letter
Note Agreements
CDTI ADVANCED MATERIALS, INC.
DE
2011
Heavy Duty Diesel Systems: Our Heavy Duty Diesel Systems division is a leading environmental business specializing in the design and manufacture of verified exhaust emissions...
Change of Control Agreements
CDTI ADVANCED MATERIALS, INC.
2011
Heavy Duty Diesel Systems: Our Heavy Duty Diesel Systems division is a leading environmental business specializing in the design and manufacture of verified exhaust emissions...
Change of Control Agreements
CDTI ADVANCED MATERIALS, INC.
2011
FORM OF SALE OF ACCOUNTS AND SECURITY AGREEMENT
Security Agreements
CDTI ADVANCED MATERIALS, INC.
2011
GUARANTY
Guaranty Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2011
FIFTH THIRD BANK Canadian Branch 20 Bay Street, 12th Floor Toronto, Ontario M5J 2N8 January 13, 2011 Catalytic Solutions, Inc. Engine Control Systems Limited4587 Telephone Road,...
CDTI ADVANCED MATERIALS, INC.
2011
Clean Diesel Technologies, Inc. Loan Commitment Letter
Loan Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2011
SETTLEMENT AGREEMENT AND RELEASES
Settlement Agreements
CDTI ADVANCED MATERIALS, INC.
CA
2010
REGISTRATION RIGHTS AGREEMENT by and among CATALYTIC SOLUTIONS, INC. and THE INVESTOR PARTIES HERETO dated as of October 15, 2010
Registration Rights Agreements
CDTI ADVANCED MATERIALS, INC.
NY
2010
ASSIGNMENT AND ASSUMPTION AGREEMENT
Assignment Agreements
CDTI ADVANCED MATERIALS, INC.
2010
[Letterhead of CSI]
CDTI ADVANCED MATERIALS, INC.
DE
2010
Condensed Consolidated Financial Statements
CDTI ADVANCED MATERIALS, INC.
2010
Condensed Consolidated Financial Statements
CDTI ADVANCED MATERIALS, INC.
2010
Employment Agreement dated September 23, 2003 between Tim Rogers and the Company (incorporated by reference to Exhibit10(x) to Annual Report on Form 10-K filed on March 30, 2007)...
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2010
Employment Agreement effective January 16, 2009 between Dr. Daniel K. Skelton and the Company
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2010
Consulting Services Agreement effective January 27, 2010 between David F. Merrion and the Company
Consulting Agreements
CDTI ADVANCED MATERIALS, INC.
2010
UBS Bank USA Collateral and Credit Line Agreements dated December 24, 2008
Credit Agreements
CDTI ADVANCED MATERIALS, INC.
2010
Employment Agreement dated August 21, 2008 and Addendum thereto dated August 26, 2008 between Michael Asmussen and the Company
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
CT
2009
Office lease dated as of September 2008
Lease Agreements
CDTI ADVANCED MATERIALS, INC.
CT
2009
Company Acceptance dated November 6, 2008 of UBS Offer relating to Auction Rate Securities
CDTI ADVANCED MATERIALS, INC.
2008
Employment Agreement dated as of January 1, 2008 between Bernhard Steiner and the Company
Employment Agreements
CDTI ADVANCED MATERIALS, INC.
2008
Very truly yours, Clean Diesel Technologies, Inc. By: /s/ Michael L. Asmussen Name: Michael L. Asmussen Title: President By: /s/ John B. Wynne Name: John B. Wynne Title: Interim...
CDTI ADVANCED MATERIALS, INC.
2010
Very truly yours, Clean Diesel Technologies, Inc. By: /s/ Michael L. Asmussen Michael L. Asmussen, Chief Executive Officer and President By: /s/ John B. Wynne John B. Wynne,...
CDTI ADVANCED MATERIALS, INC.
2010