Specimen of Convertible Preferred Stock Certificate

Contract Categories: Business Finance - Stock Agreements
EX-4.02 9 ex4_02.htm EXHIBIT 4.02 Exhibit 4.02


EXHIBIT 4.02


SPECIMEN CONVERTIBLE PREFERRED STOCK CERTIFICATE

[Front of Certificate]

NUMBER
SHARES

COLONIAL COMMERCIAL CORP.
INCORPORATED UNDER THE LAWS OF THE STATE OF NEW YORK


SEE REVERSE FOR CERTAIN DEFINITIONS

CUSIP

THIS CERTIFIES THAT



is the owner of

FULLY PAID AND NON-ASSESSABLE SHARES OF CONVERTIBLE PREFERRED STOCK OF THE PAR VALUE OF $.05 EACH, OF

COLONIAL COMMERCIAL CORP.

transferable on the books of the Corporation by said owner in person or by his duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the Certificate of Incorporation, as amended, of the Corporation (a copy of which is on file at the office of the Corporation), to all of which the holder of this Certificate, by acceptance hereof, assents.

This Certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

Dated:
 
PRESIDENT
   
   
 
SECRETARY
Countersigned:
 


[Back of Certificate]

The Corporation will furnish to any shareholder upon request and without charge, a full statement of the designation, relative rights, preferences and limitations of the shares of each class authorized to be issued.

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

TEN COM
--
as tenants in common
 
TEN ENT
--
as tenants by the entireties
 
JT TEN
--
as joint tenants with right of survivorship and not as tenants in common
 
 
UNIF GIFT MIN ACT
--
 
Custodian
 
 
   
(Cust)
 
(Minor)
 
   
under Uniform Gift to Minors
 
   
Act
 
 
 
     
(State)
   

Additional abbreviations may also be used though not in the above list.

FOR VALUE RECEIVED, ___________ hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE

   
   
 
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE OF ASSIGNEE)
 
Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint _________________________ Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

Dated
 
 
 
 

NOTICE: The Signature to this assignment must correspond with the name as written upon the face of the Certificate, in every particular, without alteration or enlargement, or any change whatever.