CBAK Energy Technology, Inc. Contracts & Agreements

Description of Securities Registered Pursuant to Section 12 of the Exchange Act (Filed With SEC on March 15, 2024)

Form of Restricted Share Award Agreement under the 2023 Equity Incentive Plan (Filed With SEC on March 15, 2024)

Form of Restricted Stock Unit Award Agreement under the 2023 Equity Incentive Plan (Filed With SEC on March 15, 2024)

Form of Share Option Agreement under the 2023 Equity Incentive Plan (Filed With SEC on March 15, 2024)

English translation of Equity Transfer Agreement relating to Nanjing CBAK New Energy Technology Co., Ltd.s investment in Shenzhen BAK Power Battery Co., Ltd., dated September 27,... (Filed With SEC on October 3, 2023)

English translation of Equity Transfer Contract relating to Zhejiang Hitrans Lithium Technology Co., Ltd.s investment in Zhejiang Shengyang Renewable Resources Technology Co.,... (Filed With SEC on October 3, 2023)

Description of Securities Registered Pursuant to Section 12 of the Exchange Act (Filed With SEC on April 14, 2023)

Description of Securities Registered Pursuant to Section 12 of the Exchange Act (Filed With SEC on April 15, 2022)

English translation of Framework Agreement Relating to Dalian CBAK Power Battery Co., Ltd.s Investment in Zhejiang Meidu Hitrans Lithium Battery Technology Co., Ltd., dated July... (Filed With SEC on July 26, 2021)

English translation of Form of Loan Repayment Agreement (Filed With SEC on July 26, 2021)

Form of Amendment No.1 to Series B Warrant to Purchase Common Stock (Filed With SEC on May 11, 2021)

Description of Securities Registered Pursuant to Section 12 of the Exchange Act (Filed With SEC on April 13, 2021)

Form of Investors Warrant (Filed With SEC on February 9, 2021)

Form of Placement Agent Warrant (Filed With SEC on February 9, 2021)

Form of Securities Purchase Agreement by and among the Company and the Investors (Filed With SEC on February 9, 2021)

Form of Registration Rights Agreement by and among the Company and the Investors (Filed With SEC on February 9, 2021)

Placement Agency Agreement by and between the Company and FT Global Capital, Inc., dated February 8, 2021 (Filed With SEC on February 9, 2021)

Form of Investors Warrant (Filed With SEC on December 9, 2020)

Form of Placement Agent Warrant (Filed With SEC on December 9, 2020)

Form of Securities Purchase Agreement by and among the Company and the Investors (Filed With SEC on December 9, 2020)

Placement Agent Agreement by and between the Company and FT Global Capital, Inc., dated November 25, 2020 (Filed With SEC on December 9, 2020)

Cancellation Agreement between the Company and creditor, dated as of November 11, 2020 (Filed With SEC on November 17, 2020)

Amendment to Promissory Notes, by and between the Company and Atlas Sciences, LLC, dated October 12, 2020 (Filed With SEC on October 16, 2020)

Exchange Agreement between the Company and Atlas Sciences, LLC, dated July 29, 2020 (Filed With SEC on August 4, 2020)

Exchange Agreement between the Company and Atlas Sciences, LLC, dated July 8, 2020 (Filed With SEC on July 14, 2020)

Exchange Agreement between the Company and Atlas Sciences, LLC, dated July 6, 2020 (Filed With SEC on July 10, 2020)

Exchange Agreement between the Company and Atlas Sciences, LLC, dated June 10, 2020 (Filed With SEC on June 16, 2020)

Exchange Agreement between the Company and Atlas Sciences, LLC, dated June 8, 2020 (Filed With SEC on June 12, 2020)

Exchange Agreement between the Company and Atlas Sciences, LLC, dated April 28, 2020 (Filed With SEC on May 1, 2020)

Cancellation Agreement among the Company and creditors, dated as of April 27, 2020 (Filed With SEC on April 28, 2020)

Exchange Agreement between the Company and Atlas Sciences, LLC, dated February 20, 2020 (Filed With SEC on February 25, 2020)

Exchange Agreement between the Company and Atlas Sciences, LLC, dated January 27, 2020 (Filed With SEC on January 31, 2020)

Securities Purchase Agreement between the Company and Atlas Sciences, LLC, dated December 30, 2019 (Filed With SEC on January 6, 2020)

Promissory Note from the Company to Atlas Sciences, LLC, dated December 30, 2019 (Filed With SEC on January 6, 2020)

Cancellation Agreement among the Company and creditors, dated as of October 14, 2019 (Filed With SEC on November 1, 2019)

Cancellation Agreement among the Company and creditors, dated as of October 14, 2019 (Filed With SEC on October 17, 2019)

Form of Restricted Share Units Award Agreement Under 2015 Equity Incentive Plan (Filed With SEC on August 29, 2019)

Cancellation Agreement among the Company and creditors, dated as of July 26, 2019 (Filed With SEC on July 31, 2019)

Securities Purchase Agreement between the Company and Atlas Sciences, LLC, dated July 24, 2019 (Filed With SEC on July 29, 2019)

Promissory Note from the Company to Atlas Sciences, LLC, dated July 24, 2019 (Filed With SEC on July 29, 2019)

Cancellation Agreement (Filed With SEC on May 1, 2019)

Cancellation Agreement (Filed With SEC on January 11, 2019)

Summary of Technology Transfer Agreement by and between CBAK Power and BAK Shenzhen, dated as of September 30, 2018 (Filed With SEC on November 19, 2018)

Form of Securities Purchase Agreement (Filed With SEC on June 1, 2017)

English Translation of Termination Agreement of Intellectual Property License by and among CBAK Energy Technology, Inc., Dalian CBAK Power Battery Co., Ltd and Shenzhen BAK... (Filed With SEC on March 24, 2017)

Articles of Merger, filed with the Secretary of State of Nevada effective on January 16, 2017 (Filed With SEC on January 17, 2017)

Form of Securities Purchase Agreement (Filed With SEC on August 3, 2016)

Form of Debt Conversion Agreement (Filed With SEC on October 5, 2015)

Summary of Intellectual Property Rights License Agreement entered into by and among Shenzhen BAK Battery Co., Ltd. (the Licensor), China BAK Battery, Inc. (the Lisensee 1) and... (Filed With SEC on January 13, 2015)

English Translation of Loan Agreement, dated January 8, 2014, by and between Shenzhen BAK and Mr. Jinghui Wang (Filed With SEC on March 14, 2014)

Corporate Guarantee, dated March 10, 2014, by and between BAK International and Mr. Jinghui Wang (Filed With SEC on March 14, 2014)

Corporate Guarantee, dated March 10, 2014, by and between China BAK Battery, Inc. and Mr. Jinghui Wang (Filed With SEC on March 14, 2014)

Further Share Mortgage, dated March 10, 2014, by and among China BAK Battery, Inc., BAK International, Shenzhen BAK and Mr. Jinghui Wang (Filed With SEC on March 14, 2014)

English Translation of Loan Agreement, dated December 17, 2013, by and between Shenzhen BAK and Mr. Jinghui Wang (Filed With SEC on January 14, 2014)

Corporate Guarantee, dated January 14, 2014, by and between BAK International and Mr. Jinghui Wang (Filed With SEC on January 14, 2014)

Corporate Guarantee, dated January 14, 2014, by and between China BAK Battery, Inc. and Mr. Jinghui Wang (Filed With SEC on January 14, 2014)

Share Mortgage, dated January 14, 2014, by and among China BAK Battery, Inc., BAK International and Mr. Jinghui Wang (Filed With SEC on January 14, 2014)

Employment Agreement, dated January 7, 2013, by and between the Company and Danny Pan (Filed With SEC on January 8, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on May 27, 2011)

INDEMNIFICATIONAGREEMENT (Filed With SEC on January 3, 2011)

EMPLOYMENTAGREEMENT (Filed With SEC on January 3, 2011)

Employment Agreement between the Registrant and Jun Zou, dated March 25, 2010 (Filed With SEC on December 14, 2010)

Summary of Loan Agreement between Shenzhen BAK Battery Co., Ltd. and Shenzhen Longgang Branch, Bank of China, dated July 17, 2009 (Filed With SEC on December 14, 2009)

Summary of Loan Agreement between Shenzhen BAK Battery Co., Ltd. and Shenzhen Eastern Branch, Agricultural Bank of China, effective July 22, 2009 (Filed With SEC on December 14, 2009)

Summary of Loan Agreement between Shenzhen BAK Battery Co., Ltd. and Shenzhen Eastern Branch, Agricultural Bank of China, effective July 23, 2009 (Filed With SEC on December 14, 2009)

[FORMOF WARRANT] CHINABAK BATTERY, INC. WarrantTo Purchase Common Stock (Filed With SEC on October 22, 2009)

SUBSCRIPTIONAGREEMENT (Filed With SEC on October 22, 2009)

5,790,000Units CHINABAK BATTERY, INC. UnitsConsisting of OneShare of Common Stock and aWarrant to Purchase 0.25 of a Share of Common Stock PLACEMENT AGENTAGREEMENT (Filed With SEC on October 22, 2009)

n Interest accruedand settled per month, interest settlement day is the 20thday of each month; (Filed With SEC on August 7, 2009)

n Interest accruedand settled per month, interest settlement day is the 20thday of each month; (Filed With SEC on May 11, 2009)

Bankof China Shenzhen Branch (Filed With SEC on May 11, 2009)

Bankof China Shenzhen Branch LoanCertificate Date:March 31, 2009 Applicant Shenzhen BAK Battery Co., Ltd ID card of the Applicant Currency RMB Amount 50,000,000.00 Contract No.... (Filed With SEC on May 11, 2009)

Bankof China Credit Loan certificate (Filed With SEC on December 12, 2008)

Bankof China Shenzhen Branch Loan certificate (Filed With SEC on December 12, 2008)

Plot ratio (construction area density): d1.20; (Filed With SEC on December 12, 2008)

[FORM OF WARRANT] CHINA BAK BATTERYINC. Warrant To Purchase Common Stock (Filed With SEC on August 26, 2008)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on August 26, 2008)

AMENDMENT NO. 1 TO THE CHINA BAK BATTERY INC. STOCK OPTION PLAN (Filed With SEC on August 8, 2008)

Supplemental Agreement (Filed With SEC on August 8, 2008)

SETTLEMENT AGREEMENT (Filed With SEC on May 12, 2008)

Shenzhen Hi-tech Industrial Park Branch, Industrial Bank Co. Ltd Loan Certificate (Filed With SEC on May 12, 2008)

Shenzhen Branch, Bank of China Loan Certificate (Filed With SEC on May 12, 2008)

SETTLEMENT AGREEMENT (Filed With SEC on March 31, 2008)

Credit Facility Agreement (Filed With SEC on February 6, 2008)

Guaranty Contract of Maximum Amount (Credit Facility) (Filed With SEC on February 6, 2008)

Pledge Contract of Maximum Amount (Credit Facility) (Filed With SEC on February 6, 2008)

Shenzhen Branch, Bank of China Loan Certificate (Filed With SEC on February 6, 2008)

Shenzhen Development Bank Loan Certificate (1) (Filed With SEC on February 6, 2008)

Shenzhen Development Bank Loan Certificate (2) (Filed With SEC on February 6, 2008)

Shenzhen Development Bank Loan Certificate (3) (Filed With SEC on February 6, 2008)

Shenzhen Ping An Bank Loan Certificate (Filed With SEC on February 6, 2008)

Agricultural Bank of China Loan Certificate (1) (Filed With SEC on February 6, 2008)

Agricultural Bank of China Loan Certificate (2) (Filed With SEC on February 6, 2008)

Agricultural Bank of China Loan Certificate (3) (Filed With SEC on February 6, 2008)

Shenzhen Development Bank Loan Certificate July 2, 2007 (Filed With SEC on December 19, 2007)

Shenzhen Branch, Bank of China Loan Certificate (1) Date: August 14, 2007 (Filed With SEC on December 19, 2007)

Shenzhen Branch, Bank of China Loan Certificate (2) (Filed With SEC on December 19, 2007)

Shenzhen Ping An Bank Loan Certificate (1) (Filed With SEC on December 19, 2007)

Shenzhen Ping An Bank Loan Certificate (2) (Filed With SEC on December 19, 2007)

Agricultural Bank of China Loan Certificate (Filed With SEC on December 19, 2007)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 6, 2007)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 6, 2007)

Guaranty Contract of Maximum Amount (Filed With SEC on August 7, 2007)

Comprehensive Credit Facilities Agreement Parties (Filed With SEC on August 7, 2007)

Guaranty Contract of Maximum Amount Pledge (Filed With SEC on August 7, 2007)

Guaranty Contract of Maximum Amount (Filed With SEC on August 7, 2007)

Individual Guaranty Contract of Maximum Amount (Filed With SEC on August 7, 2007)

Guaranty Contract of Maximum Amount (Filed With SEC on August 7, 2007)

Loan Certificate (1) (Filed With SEC on August 7, 2007)

Loan Certificate (2) (Filed With SEC on August 7, 2007)

Shenzhen Commercial Bank Loan Certificate (Filed With SEC on August 7, 2007)

Guaranty Contract (Filed With SEC on March 20, 2007)

CHINA BAK BATTERY, INC. STOCK OPTION PLAN NOTICE OF GRANT (Filed With SEC on February 9, 2007)

Summary of Loan Agreement entered into by and between Shenzhen BAK Battery Co., Ltd. and Shenzhen Eastern Branch, Agricultural Bank of China dated October 23, 2006. (Filed With SEC on February 9, 2007)

Summary of Loan Agreement entered into by and between Shenzhen BAK Battery Co., Ltd. and Shenzhen Eastern Branch, Agricultural Bank of China dated November 15, 2006. (Filed With SEC on February 9, 2007)

Summary of Loan Agreement entered into by and between Shenzhen BAK Battery Co., Ltd. and Shenzhen Eastern Branch, Agricultural Bank of China dated November 23, 2006. (Filed With SEC on February 9, 2007)

Mortgage Contract (Filed With SEC on February 9, 2007)

Summary of Loan Agreement, dated December 26, 2006, between Shenzhen BAK Battery Co., Ltd. and Shenzhen Branch, China Development Bank (Filed With SEC on January 3, 2007)

Summary of Guaranty Agreement, dated December 26, 2006, between Xiangqian Li and Shenzhen Branch, China Development Bank (Filed With SEC on January 3, 2007)

Summary of Loan Agreement, effective December 18, 2006, between Shenzhen BAK Battery Co., Ltd. and Shenzhen Eastern Branch, Agricultural Bank of China (Filed With SEC on December 22, 2006)

Extent of Facilities (Filed With SEC on December 8, 2006)

Application Letter for Drawing of Bank Loan Facility (Filed With SEC on December 8, 2006)

Guaranty Contract of Maximum Amount (Filed With SEC on December 8, 2006)

Application Letter for Drawing of Bank Loan Facility (Filed With SEC on December 8, 2006)

Credit Facility Agreement (Filed With SEC on December 8, 2006)

Guaranty Contract of Maximum Amount (Credit Facility) (Filed With SEC on December 8, 2006)

Form of Termination and Release Agreement (Filed With SEC on October 2, 2006)

Form of Restricted Stock Grant Award Agreement (Filed With SEC on October 2, 2006)

CHINA BAK BATTERY, INC. STOCK OPTION PLAN (Filed With SEC on August 22, 2006)

CHINA BAK BATTERY, INC. COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on August 22, 2006)

INDEMNIFICATION AGREEMENT (Filed With SEC on August 22, 2006)

EMPLOYMENT AGREEMENT (Filed With SEC on August 22, 2006)

Guaranty Contract of Maximum Amount (Filed With SEC on August 22, 2006)

Individual Guaranty Contract of Maximum Amount (Filed With SEC on August 22, 2006)

Pledge Contract of Maximum Amount (Filed With SEC on August 22, 2006)

Comprehensive Credit Facilities Agreement (Filed With SEC on August 22, 2006)

Guaranty Contract of Maximum Amount (Filed With SEC on August 22, 2006)

Pledge Contract of Maximum Amount (Filed With SEC on August 22, 2006)

Mortgage Contract of Maximum Amount (Filed With SEC on August 22, 2006)

Contract of Limit for Discount of Commercial Acceptance Draft (Filed With SEC on August 22, 2006)

Pledge Contract of Maximum Amount (Filed With SEC on August 22, 2006)

Summary (Filed With SEC on May 10, 2006)

Loan Agreement (1) (Filed With SEC on May 10, 2006)

Loan Agreement (2) (Filed With SEC on May 10, 2006)

Loan Agreement (3) (Filed With SEC on May 10, 2006)

Loan Agreement (4) (Filed With SEC on May 10, 2006)

Comprehensive Credit Facility Agreement Of Maximum Amount (Comprehensive Agreement) Entered Between Shenzhen BAK Battery Co., Ltd (the Company) and Shenzhen Branch, China CITIC... (Filed With SEC on May 10, 2006)

Guaranty Contract (1) (Filed With SEC on May 10, 2006)

Guaranty Contract (2) (Filed With SEC on May 10, 2006)

Application Letter for Drawing of Bank Loan Facility (Filed With SEC on May 10, 2006)

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CBAK Energy Technology, Inc. Contracts & Agreements