Cathay General Bancorp Contracts & Agreements

CATHAY GENERAL BANCORP RESTRICTED STOCK UNIT AGREEMENT (Performance Shares - EPS) (Filed With SEC on August 8, 2024)

CATHAY GENERAL BANCORP RESTRICTED STOCK UNIT AGREEMENT (Performance Shares - TSR) (Filed With SEC on August 8, 2024)

CATHAY GENERAL BANCORP RESTRICTED STOCK UNIT AGREEMENT (Performance Shares - ROA) (Filed With SEC on August 8, 2024)

Description of the Bancorps Common Stock (Filed With SEC on February 29, 2024)

Description of the Bancorps Common Stock (Filed With SEC on February 28, 2023)

Description of the Bancorps Common Stock (Filed With SEC on March 1, 2022)

Form of Indemnification Agreement between the Bancorp and its directors and certain officers (Filed With SEC on March 1, 2022)

Description of the Bancorps Common Stock (Filed With SEC on March 1, 2021)

Employment Agreement, dated as of July 16, 2020, among Cathay General Bancorp, Cathay Bank and Chang M. Liu (Filed With SEC on November 9, 2020)

Change in Control Employment Agreement, dated as of July 16, 2020, among Cathay General Bancorp, Cathay Bank and Chang M. Liu (Filed With SEC on November 9, 2020)

Change ofControl Employment Agreement to be entered into with Executive Officers on or afterJuly 16, 2020 (Filed With SEC on August 10, 2020)

Employment Agreement, dated as of July 16, 2020, among Cathay General Bancorp, Cathay Bank and Chang M. Liu (Filed With SEC on July 17, 2020)

Change in Control Employment Agreement, dated as of July 16, 2020, among Cathay General Bancorp, Cathay Bank and Chang M. Liu (Filed With SEC on July 17, 2020)

Description of the Bancorps Common Stock (Filed With SEC on March 2, 2020)

Executive Officer Annual Cash Bonus Program under the Companys 2005 Incentive Plan (As Amended and Restated) (Filed With SEC on March 2, 2020)

Employment Agreement, dated as of June 20, 2019, among Cathay General Bancorp, Cathay Bank and Pin Tai (Filed With SEC on June 21, 2019)

Consulting Agreement, dated June 20, 2019, among Cathay General Bancorp, Cathay Bank and Pin Tai (Filed With SEC on June 21, 2019)

Amendment No. 3 to the Cathay Bank Employee Stock Ownership Plan, as amended and restated, effective December 22, 2015 (Filed With SEC on August 9, 2018)

Form of Cathay General Bancorp 2005 Incentive Plan (As Amended and Restated) Restricted Stock Unit Agreement (Immediate Vesting/Deferred Distribution) (Filed With SEC on May 10, 2018)

Cathay Bank Employee Stock Ownership Plan, as amended and restated effective December 22, 2015 (Filed With SEC on March 1, 2018)

Amendment No. 1 to the Cathay Bank Employee Stock Ownership Plan, as amended and restated effective December 22, 2015 (Filed With SEC on March 1, 2018)

Amendment No. 2 to the Cathay Bank Employee Stock Ownership Plan, as amended and restated effective December 22, 2015 (Filed With SEC on March 1, 2018)

first amendment to CHANGE OF CONTROL EMPLOYMENT AGREEMENT Amended and Restated as of December 18, 2008 (Filed With SEC on May 4, 2017)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on March 30, 2017)

CATHAY GENERAL BANCORP RESTRICTED STOCK UNIT AGREEMENT (Clawback Rider) (Filed With SEC on March 30, 2017)

CATHAY GENERAL BANCORP RESTRICTED STOCK UNIT AGREEMENT (Performance Shares - EPS) (Filed With SEC on December 21, 2016)

CATHAY GENERAL BANCORP RESTRICTED STOCK UNIT AGREEMENT (Performance Shares - TSR) (Filed With SEC on December 21, 2016)

CATHAY GENERAL BANCORP RESTRICTED STOCK UNIT AGREEMENT (Performance Shares - ROA) (Filed With SEC on December 21, 2016)

CATHAY GENERAL BANCORP RESTRICTED STOCK UNIT AGREEMENT (Clawback Rider) (Filed With SEC on December 21, 2016)

EMPLOYMENT AGREEMENT (Filed With SEC on August 19, 2016)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN (As Amended and Restated) (Filed With SEC on February 29, 2016)

CATHAY GENERAL BANCORP RESTRICTED STOCK UNIT AGREEMENT (Performance Shares - EPS) (Filed With SEC on February 29, 2016)

CATHAY GENERAL BANCORP RESTRICTED STOCK UNIT AGREEMENT (Performance Shares - TSR) (Filed With SEC on February 29, 2016)

CATHAY GENERAL BANCORP RESTRICTED STOCK UNIT AGREEMENT (Clawback Rider) (Filed With SEC on February 29, 2016)

CathayGeneral Bancorp 2005Incentive Plan Executive Officer Annual Cash BonusProgram (Filed With SEC on March 28, 2014)

CathayGeneral Bancorp 2005Incentive Plan Executive Officer Annual Cash BonusProgram (Filed With SEC on March 19, 2014)

Cathay Bank Bonus Deferral Agreement (Filed With SEC on March 19, 2014)

CATHAY GENERAL BANCORP RESTRICTED STOCKUNIT AGREEMENT (Performance Shares - EPS) (Filed With SEC on December 24, 2013)

CATHAY GENERAL BANCORP RESTRICTED STOCKUNIT AGREEMENT (Performance Shares - TSR) (Filed With SEC on December 24, 2013)

CATHAY GENERALBANCORP RESTRICTEDSTOCK UNIT AGREEMENT (Clawback Rider) (Filed With SEC on December 24, 2013)

1,846,374 Warrants CATHAYGENERAL BANCORP UNDERWRITING AGREEMENT (Filed With SEC on December 9, 2013)

CATHAY GENERAL BANCORP as Company INDENTURE Dated as of March 30, 2007 LASALLE BANK NATIONAL ASSOCIATION As Trustee JUNIOR SUBORDINATED DEBT SECURITIES Due June 15, 2037 TABLE OF... (Filed With SEC on March 1, 2013)

AMENDED AND RESTATED DECLARATION OF TRUST CATHAY CAPITAL TRUST III Dated as of March 30, 2007 TABLE OF CONTENTS (Filed With SEC on March 1, 2013)

GUARANTEE AGREEMENT CATHAY GENERAL BANCORP Dated as of March 30, 2007 TABLE OF CONTENTS (Filed With SEC on March 1, 2013)

Cathay Bank Bonus Deferral Agreement (Filed With SEC on March 1, 2013)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN (Filed With SEC on March 1, 2013)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on March 1, 2013)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN STOCK OPTION AGREEMENT (NONSTATUTORY) (Filed With SEC on March 1, 2013)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN STOCK OPTION AGREEMENT (NONSTATUTORY) (NONEMPLOYEE DIRECTOR) (Filed With SEC on March 1, 2013)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on March 1, 2013)

Cathay GeneralBancorp 2005 INCENTIVEPLAN STOCK AWARDAGREEMENT (Filed With SEC on June 8, 2012)

Cathay GeneralBancorp 2005 INCENTIVE PLAN STOCK AWARD AGREEMENT (Filed With SEC on June 8, 2012)

Cathay GeneralBancorp 2005 INCENTIVEPLAN STOCK AWARDAGREEMENT (Filed With SEC on June 8, 2012)

Cathay GeneralBancorp 2005 INCENTIVE PLAN STOCK AWARD AGREEMENT (Filed With SEC on June 8, 2012)

CathayGeneral Bancorp 2005 INCENTIVE PLAN STOCK AWARD AGREEMENT (Filed With SEC on June 8, 2012)

INDEMNIFICATION AGREEMENT (Filed With SEC on February 28, 2012)

CATHAY BANCORP, INC. EQUITY INCENTIVE PLAN (Filed With SEC on February 28, 2012)

GBC BANCORP 1999 EMPLOYEE STOCK INCENTIVE PLAN Adopted as of April 22, 1999 (Filed With SEC on February 28, 2012)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on May 10, 2011)

CATHAY BANK EMPLOYEE STOCK OWNERSHIP PLAN As Amended and Restated, Effective January 1, 2010 TABLE OF CONTENTS (Filed With SEC on February 28, 2011)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 28, 2011)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN STOCK OPTION AGREEMENT (NONSTATUTORY) (Filed With SEC on February 28, 2011)

AMENDMENT NO. 1 TO THE CATHAY BANK (Filed With SEC on March 16, 2010)

AMENDMENT NO. 2 TO THE CATHAY BANK (Filed With SEC on March 16, 2010)

AMENDMENT NO. 3 TO THE (Filed With SEC on March 16, 2010)

AMENDMENT NO. 4 TO THE (Filed With SEC on March 16, 2010)

AMENDMENT NO. 5 TO THE (Filed With SEC on March 16, 2010)

AMENDMENT NO. 6 TO THE (Filed With SEC on March 16, 2010)

AMENDMENT NO. 7 TO THE (Filed With SEC on March 16, 2010)

CONSENT (Filed With SEC on March 16, 2010)

CATHAY GENERAL BANCORP (a Delaware corporation) 13,068,182 Shares of Common Stock PURCHASE AGREEMENT (Filed With SEC on February 2, 2010)

CATHAY GENERAL BANCORP (a Delaware corporation) 7,614,571 Shares of Common Stock PURCHASE AGREEMENT (Filed With SEC on October 14, 2009)

DISTRIBUTION AGREEMENT (Filed With SEC on September 23, 2009)

DISTRIBUTION AGREEMENT (Filed With SEC on September 9, 2009)

FIRST AMENDMENT TO CATHAY BANCORP, INC. EQUITY INCENTIVE PLAN (Filed With SEC on March 2, 2009)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN (Filed With SEC on March 2, 2009)

AMENDED AND RESTATED CHANGE OF CONTROL EMPLOYMENT AGREEMENT (Filed With SEC on March 2, 2009)

Please see Exhibit 3.1 which is incorporated herein by this reference. (Filed With SEC on December 5, 2008)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 5, 2008)

Certificate Number PB 00001 CATHAY GENERAL BANCORP INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE Shares 258,000 CUSIP 149150 99 9 (Filed With SEC on December 5, 2008)

UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220 (Filed With SEC on December 5, 2008)

WAIVER (Filed With SEC on December 5, 2008)

CONSENT (Filed With SEC on December 5, 2008)

Cathay Bank Bonus Deferral Agreement (Filed With SEC on November 9, 2007)

CATHAY GENERAL BANCORP 2005 INCENTIVE PLAN (Filed With SEC on November 9, 2007)

CATHAY GENERAL BANCORP as Company INDENTURE Dated as of March 30, 2007 LASALLE BANK NATIONAL ASSOCIATION As Trustee JUNIOR SUBORDINATED DEBT SECURITIES Due June 15, 2037 (Filed With SEC on May 10, 2007)

AMENDED AND RESTATED DECLARATION OF TRUST CATHAY CAPITAL TRUST III Dated as of March 30, 2007 (Filed With SEC on May 10, 2007)

GUARANTEE AGREEMENT CATHAY GENERAL BANCORP Dated as of March 30, 2007 TABLE OF CONTENTS (Filed With SEC on May 10, 2007)

INDEMNIFICATION AGREEMENT (Filed With SEC on March 1, 2007)

AMENDED AND RESTATED CATHAY BANK EMPLOYEE STOCK OWNERSHIP PLAN TABLE OF CONTENTS (Filed With SEC on March 1, 2007)

GBC BANCORP 1999 EMPLOYEE STOCK INCENTIVE PLAN (Filed With SEC on March 1, 2007)

CHANGE OF CONTROL EMPLOYMENT AGREEMENT (Filed With SEC on November 8, 2006)

CATHAY BANCORP, INC. EQUITY INCENTIVE PLAN (Filed With SEC on March 16, 2006)

Form of Cathay General Bancorp 2005 Incentive Plan Restricted Stock Award Agreement (Filed With SEC on January 30, 2006)

Form of Cathay General Bancorp 2005 Incentive Plan Stock Option Agreement (Nonstatutory) (Filed With SEC on January 30, 2006)

777 NORTH BROADWAY (Filed With SEC on May 10, 2005)

Cathay Bank Bonus Deferral Agreement (Filed With SEC on March 30, 2005)

AMENDMENT NO. 1 (Filed With SEC on March 15, 2004)

AMENDMENT NO. 2 TO THE CATHAY BANK EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on March 15, 2004)

AMENDMENT NO. 3 TO THE CATHAY BANK EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on March 15, 2004)

FIRST AMENDMENT TO CATHAY BANCORP, INC. EQUITY INCENTIVE PLAN (Filed With SEC on November 14, 2003)

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Cathay General Bancorp Contracts & Agreements