Caterpillar Contracts & Agreements

198 Contracts & Agreements
Browse by Contract Category
Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Caterpillar Inc. $2 Billion Senior Notes Underwriting Agreement with Underwriters (May 2025)
Underwriting Agreements
Caterpillar
Machinery
NY
2025
Caterpillar Inc. 5.200% Senior Notes Due 2035 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2025
Caterpillar Inc. 5.500% Senior Notes Due 2055 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2025
Caterpillar Inc. 2023 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2024
Caterpillar Inc. 2023 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2024
Caterpillar Inc. 2023 Long-Term Incentive Plan Nonqualified Stock Option Award Notice
Warrant Agreements
Caterpillar
Machinery
TX
2024
Caterpillar Inc. 2023 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2024
Consulting Agreement between Suzette M. Long and Caterpillar Inc. dated January 29, 2024
Consulting Agreements
Caterpillar
Machinery
2024
Caterpillar Inc. 2023 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Equity Distribution Agreements
Caterpillar
Machinery
TX
2023
Caterpillar Inc. 2023 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Caterpillar Inc. 2023 Long-Term Incentive Plan Nonqualified Stock Option Award Notice
Warrant Agreements
Caterpillar
Machinery
TX
2023
Caterpillar Inc. 2023 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Caterpillar Inc. 2023 Long-Term Incentive Plan Nonqualified Stock Option Award Notice (China Payroll Addendum)
Warrant Agreements
Caterpillar
Machinery
2023
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice
Warrant Agreements
Caterpillar
Machinery
TX
2023
Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Fourth Amendment to Caterpillar Inc. 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
2022
First Amendment to Caterpillar Inc. 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
2022
Second Amendment to Caterpillar Inc. Supplemental Retirement Plan
Retirement Agreements
Caterpillar
Machinery
2022
Fourth Amendment to Caterpillar Inc. Supplemental Employees’ Investment Plan
Retirement Agreements
Caterpillar
Machinery
2022
Second Amendment to Caterpillar Inc. Directors’ Deferred Compensation Plan
Compensation Agreements
Caterpillar
Machinery
2022
Fourth Amendment to Caterpillar Inc. Deferred Employees’ Investment Plan
Retirement Agreements
Caterpillar
Machinery
2022
Fifth Amendment to Caterpillar Inc. Supplemental Deferred Compensation Plan
Modification Agreements
Caterpillar
Machinery
2022
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2022
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice for Directors
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2022
Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice
Warrant Agreements
Caterpillar
Machinery
IL
2022
Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2022
First Amendment to Caterpillar Inc. Supplemental Retirement Plan (Effective January 1, 2022)
Retirement Agreements
Caterpillar
Machinery
2022
Third Amendment to Caterpillar Inc. Supplemental Employees’ Investment Plan
Retirement Agreements
Caterpillar
Machinery
2022
Third Amendment to Caterpillar Inc. Deferred Employees’ Investment Plan
Retirement Agreements
Caterpillar
Machinery
2022
Fourth Amendment to Caterpillar Inc. Supplemental Deferred Compensation Plan
Compensation Agreements
Caterpillar
Machinery
2022
Second Amendment to Solar Turbines Incorporated Managerial Retirement Objective Plan (Caterpillar Inc.)
Retirement Agreements
Caterpillar
Machinery
2022
Second Amendment to Solar Turbines Incorporated Pension Plan for European Foreign Service Employees
Retirement Agreements
Caterpillar
Machinery
2022
Consulting Agreement between William P. Ainsworth and Caterpillar Inc. dated January 26, 2021
Consulting Agreements
Caterpillar
Machinery
2021
Caterpillar Inc. $500,000,000 1.900% Senior Notes Due 2031 Underwriting Agreement
Underwriting Agreements
Caterpillar
Machinery
NY
2021
Caterpillar Inc. 1.900% Senior Notes Due 2031 Global Security Certificate
Indenture Agreements
Caterpillar
Machinery
2021
Caterpillar Inc. Supplemental Retirement Plan (As Amended and Restated Effective January 1, 2020)
Retirement Agreements
Caterpillar
Machinery
DC
2021
Short-Term Credit Agreement among Caterpillar Inc., Caterpillar Financial Services Corporation, and Lender Banks (April 21, 2020)
Credit Agreements
Caterpillar
Machinery
DE
2020
Caterpillar Inc. $2 Billion Senior Notes Underwriting Agreement with Underwriters (April 2020)
Underwriting Agreements
Caterpillar
Machinery
NY
2020
Caterpillar Inc. 2.600% Senior Notes Due 2030 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2020
Caterpillar Inc. 3.250% Senior Notes Due 2050 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2020
Description of Common Stock and Debt Securities of Caterpillar Inc.
Caterpillar
Machinery
NY
2020
Caterpillar Inc. 2014 Long-Term Incentive Plan (Amended and Restated as of October 8, 2019)
Bonus & Incentive Agreements
Caterpillar
Machinery
NY
2020
Caterpillar Inc. Executive Office Annual Incentive Plan (Amended and Restated October 8, 2019)
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2020
Caterpillar Inc. Supplemental Retirement Plan (As Amended and Restated Effective January 1, 2020)
Retirement Agreements
Caterpillar
Machinery
DC
2020
Third Amendment to Caterpillar Inc. Supplemental Deferred Compensation Plan
Retirement Agreements
Caterpillar
Machinery
2020
First Amendment to the Solar Turbines Incorporated Pension Plan for European Foreign Service Employees (Caterpillar Inc.)
Retirement Agreements
Caterpillar
Machinery
2020
Caterpillar Inc. $1.5 Billion Senior Notes Underwriting Agreement with Underwriters (2019)
Underwriting Agreements
Caterpillar
Machinery
NY
2019
Caterpillar Inc. 2.600% Senior Notes Due 2029 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2019
Caterpillar Inc. 3.250% Senior Notes Due 2049 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2019
First Amendment to Caterpillar Inc. Directors’ Deferred Compensation Plan
Compensation Agreements
Caterpillar
Machinery
2019
Third Amendment to Caterpillar Inc. 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
2019
Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice
Warrant Agreements
Caterpillar
Machinery
DE
2019
Addendum to Nonqualified Stock Option Award Agreements under 2006 and 2014 Long-Term Incentive Plans
Stock Agreements
Caterpillar
Machinery
2019
Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based RSU Award Notice for [NAME]
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2019
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2019
First Amendment to Caterpillar Inc. Supplemental Retirement Plan
Retirement Agreements
Caterpillar
Machinery
2019
Second Amendment to Caterpillar Inc. Supplemental Employees Investment Plan
Retirement Agreements
Caterpillar
Machinery
2019
Second Amendment to Caterpillar Inc. Deferred Employees Investment Plan
Compensation Agreements
Caterpillar
Machinery
2019
Second Amendment to Caterpillar Inc. Supplemental Deferred Compensation Plan
Compensation Agreements
Caterpillar
Machinery
2019
Caterpillar Inc. Chief Financial Officer Employment Offer Letter with Andrew Bonfield
Employment Agreements
Caterpillar
Machinery
2018
Special Arrangement Agreement Between Caterpillar of Australia Pty Ltd and Robert Brian Charter Regarding Mercer Super Trust CatSuper Plan
Compensation Agreements
Caterpillar
Machinery
2018
Caterpillar Inc. Chief Financial Officer Employment Offer Letter with Andrew Bonfield (May 2018)
Employment Agreements
Caterpillar
Machinery
2018
Caterpillar Inc. Directors’ Deferred Compensation Plan (Amended and Restated as of July 1, 2018)
Compensation Agreements
Caterpillar
Machinery
2018
First Amendment to Retention and Retirement Agreement between Caterpillar Inc. and Bradley M. Halverson
Retention Agreements
Caterpillar
Machinery
2018
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice (March 5, 2018)
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2018
Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice (March 5, 2018)
Stock Agreements
Caterpillar
Machinery
DE
2018
Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based RSU Award Notice (March 5, 2018)
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2018
First Amendment to Caterpillar Inc. Executive Short-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
2018
First Amendment to Caterpillar Inc. Supplemental Employees’ Investment Plan (Effective July 24, 2017)
Modification Agreements
Caterpillar
Machinery
2018
First Amendment to Caterpillar Inc. Deferred Employees’ Investment Plan (Effective July 24, 2017)
Retirement Agreements
Caterpillar
Machinery
2018
First Amendment to Caterpillar Inc. Supplemental Deferred Compensation Plan
Compensation Agreements
Caterpillar
Machinery
2018
Caterpillar Inc. Supplemental Retirement Plan (As Amended and Restated Effective May 15, 2017)
Retirement Agreements
Caterpillar
Machinery
DC
2017
Caterpillar Inc. Supplemental Employees’ Investment Plan (Amended and Restated as of May 15, 2017)
Profit Sharing Plans
Caterpillar
Machinery
DC
2017
Caterpillar Inc. Deferred Employees’ Investment Plan (Amended and Restated as of May 15, 2017)
Profit Sharing Plans
Caterpillar
Machinery
DC
2017
Caterpillar Inc. Supplemental Deferred Compensation Plan (Amended and Restated as of May 15, 2017)
Compensation Agreements
Caterpillar
Machinery
DC
2017
Caterpillar Inc. and Bradley M. Halverson Retention and Retirement Agreement (July 31, 2017)
Retirement Agreements
Caterpillar
Machinery
IL
2017
Caterpillar Inc. 2014 Long-Term Incentive Plan Stock Appreciation Right Award Notice to Employee
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2017
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice for Employees
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2017
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice for Directors
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2017
Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice for Employees
Warrant Agreements
Caterpillar
Machinery
DE
2017
Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2017
Aircraft Time Sharing Agreement between Caterpillar Inc. and D. James Umpleby, III (Effective January 10, 2017)
Caterpillar
Machinery
2017
Executive Separation and General Release Agreement between David P. Bozeman and Caterpillar Inc.
Separation Agreements
Caterpillar
Machinery
2017
First Amendment to Caterpillar Inc. Executive Short-Term Incentive Plan (Renamed Executive Annual Incentive Plan)
Bonus & Incentive Agreements
Caterpillar
Machinery
2016
Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice to Employee
Equity Distribution Agreements
Caterpillar
Machinery
DE
2016
Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2016
Sixth Amendment to Caterpillar Inc. Supplemental Retirement Plan
Retirement Agreements
Caterpillar
Machinery
2016
Solar Turbines Incorporated Pension Plan for European Foreign Service Employees (Amended and Restated Effective January 1, 2015)
Retirement Agreements
Caterpillar
Machinery
2015
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice for Employees
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2015
Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice for Employees
Stock Agreements
Caterpillar
Machinery
DE
2015
Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice (2015-2017)
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2015
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice for Directors
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2015
Caterpillar Inc. Supplemental Retirement Plan (Amended and Restated as of December 10, 2014)
Retirement Agreements
Caterpillar
Machinery
DC
2015
Caterpillar Inc. Supplemental Employees’ Investment Plan (Amended and Restated as of December 10, 2014)
Profit Sharing Plans
Caterpillar
Machinery
DC
2015
Caterpillar Inc. Deferred Employees’ Investment Plan (Amended and Restated as of December 10, 2014)
Profit Sharing Plans
Caterpillar
Machinery
DC
2015
Caterpillar Inc. Supplemental Deferred Compensation Plan (Amended and Restated as of December 10, 2014)
Compensation Agreements
Caterpillar
Machinery
DC
2015
Solar Turbines Incorporated Managerial Retirement Objective Plan (Amended and Restated as of December 10, 2014)
Retirement Agreements
Caterpillar
Machinery
DC
2015
Solar Turbines Incorporated Pension Plan for European Foreign Service Employees (Amended and Restated as of December 10, 2014)
Retirement Agreements
Caterpillar
Machinery
DC
2015
Equity Compensation Agreement between Caterpillar Inc. and Stuart L. Levenick
Equity Distribution Agreements
Caterpillar
Machinery
DE
2014
Equity Compensation Agreement between Caterpillar Inc. and Steven H. Wunning (2014)
Equity Distribution Agreements
Caterpillar
Machinery
DE
2014
Caterpillar Inc. 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
NY
2014
Caterpillar Inc. Executive Short-Term Incentive Plan (Amended and Restated, Effective June 11, 2014)
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2014
Caterpillar Inc. $2 Billion Senior Notes Underwriting Agreement with Underwriters (May 2014)
Underwriting Agreements
Caterpillar
Machinery
NY
2014
Caterpillar Inc. 3.40% Senior Notes Due 2024 Global Security Certificate
Indenture Agreements
Caterpillar
Machinery
2014
Caterpillar Inc. 4.30% Senior Notes Due 2044 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2014
Caterpillar Inc. 4.75% Senior Notes Due 2064 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2014
Caterpillar Inc. Supplemental Retirement Plan (Amended and Restated as of December 5, 2013)
Retirement Agreements
Caterpillar
Machinery
DC
2014
Caterpillar Inc. Supplemental Employees’ Investment Plan (Amended and Restated as of December 17, 2013)
Profit Sharing Plans
Caterpillar
Machinery
DC
2014
Caterpillar Inc. Deferred Employees’ Investment Plan (Amended and Restated as of December 17, 2013)
Retirement Agreements
Caterpillar
Machinery
DC
2014
Caterpillar Inc. Supplemental Deferred Compensation Plan (Amended and Restated as of December 17, 2013)
Compensation Agreements
Caterpillar
Machinery
DC
2014
Solar Turbines Incorporated Managerial Retirement Objective Plan (Restated December 17, 2013)
Retirement Agreements
Caterpillar
Machinery
DC
2014
Solar Turbines Incorporated Pension Plan for European Foreign Service Employees (Amended and Restated as of December 17, 2013)
Retirement Agreements
Caterpillar
Machinery
DC
2014
Caterpillar Inc. 2006 Long-Term Incentive Plan (As Amended and Restated August 22, 2013)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2013
Caterpillar Inc. Restricted Stock Award Terms for Directors under 2006 Long-Term Incentive Plan
Equity Distribution Agreements
Caterpillar
Machinery
2013
Caterpillar Inc. 2006 Long-Term Incentive Plan Restricted Stock Unit Award Agreement (March 5, 2012)
Bonus & Incentive Agreements
Caterpillar
Machinery
2013
Caterpillar Inc. 2006 Long-Term Incentive Plan Stock Appreciation Rights Award Agreement (March 5, 2012)
Bonus & Incentive Agreements
Caterpillar
Machinery
2013
Caterpillar Inc. 2006 Long-Term Incentive Plan Nonqualified Stock Option Award Agreement (March 5, 2012)
Warrant Agreements
Caterpillar
Machinery
2013
Caterpillar Inc. Supplemental Retirement Plan (Amended and Restated as of December 13, 2012)
Retirement Agreements
Caterpillar
Machinery
DC
2013
Caterpillar Inc. Supplemental Employees’ Investment Plan (Amended and Restated as of December 13, 2012)
Profit Sharing Plans
Caterpillar
Machinery
DC
2013
Caterpillar Inc. Deferred Employees’ Investment Plan (Amended and Restated as of December 13, 2012)
Profit Sharing Plans
Caterpillar
Machinery
DC
2013
Caterpillar Inc. Supplemental Deferred Compensation Plan (Amended and Restated as of December 13, 2012)
Profit Sharing Plans
Caterpillar
Machinery
DC
2013
Solar Turbines Incorporated Managerial Retirement Objective Plan (Amended and Restated as of December 13, 2012)
Retirement Agreements
Caterpillar
Machinery
DC
2013
Solar Turbines Incorporated Pension Plan for European Foreign Service Employees (Amended and Restated December 13, 2012)
Retirement Agreements
Caterpillar
Machinery
DC
2013
Equity Compensation and Supplemental Pension Agreement between Caterpillar Inc. and Richard P. Lavin
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2012
Caterpillar Inc. Supplemental Employees’ Investment Plan (Amended and Restated Effective July 31, 2012)
Profit Sharing Plans
Caterpillar
Machinery
2012
Caterpillar Inc. Supplemental Deferred Compensation Plan (Amended and Restated Effective July 31, 2012)
Compensation Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. Deferred Employees’ Investment Plan (Amended and Restated as of July 31, 2012)
Retirement Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. Supplemental Retirement Plan (As Amended and Restated Effective July 31, 2012)
Retirement Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. 2006 Long-Term Incentive Plan Nonqualified Stock Option Award Terms
Bonus & Incentive Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. 3.803% Debentures Due 2042 Global Security Certificate
Debenture Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. 3.803% Debentures Due 2042 Global Security Certificate
Debenture Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. 3.803% Debentures Due 2042 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. 3.803% Debentures Due 2042 (Global Security Certificate)
Debenture Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. 3.803% Debentures Due 2042 – Global Security Certificate
Debenture Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. Registration Rights Agreement with Barclays, Citigroup, and RBS (August 15, 2012)
Registration Rights Agreements
Caterpillar
Machinery
NY
2012
Caterpillar Inc. $1.5 Billion Senior Notes Underwriting Agreement with Multiple Underwriters (2012)
Underwriting Agreements
Caterpillar
Machinery
NY
2012
Caterpillar Inc. 0.950% Senior Notes Due 2015 Global Security Certificate
Indenture Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. 1.500% Senior Notes Due 2017 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. 2.600% Senior Notes Due 2022 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. 2006 Long-Term Incentive Plan Restricted Stock Unit Award Terms (Chairman’s Award Program)
Bonus & Incentive Agreements
Caterpillar
Machinery
2012
Solar Turbines Incorporated Managerial Retirement Objective Plan (As Amended Through January 1, 2011)
Retirement Agreements
Caterpillar
Machinery
2012
Solar Turbines Incorporated Pension Plan for European Foreign Service Employees (As Amended Through January 1, 2011)
Retirement Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. $4.5 Billion Senior Notes Underwriting Agreement with Multiple Underwriters (2011)
Underwriting Agreements
Caterpillar
Machinery
NY
2011
Caterpillar Inc. Floating Rate Senior Notes Due 2012 (Global Security Certificate)
Note Agreements
Caterpillar
Machinery
2011
Caterpillar Inc. Floating Rate Senior Notes Due 2013 (Global Security)
Note Agreements
Caterpillar
Machinery
2011
Caterpillar Inc. 1.375% Senior Notes Due 2014 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2011
Caterpillar Inc. 3.900% Senior Notes Due 2021 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2011
Caterpillar Inc. 5.200% Senior Notes Due 2041 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2011
Caterpillar Inc. 2006 Long-Term Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Caterpillar
Machinery
2011
Caterpillar Inc. 2006 Long-Term Incentive Plan Stock Appreciation Rights Award Agreement
Bonus & Incentive Agreements
Caterpillar
Machinery
2011
Time Sharing Agreement between Caterpillar Inc. and Douglas R. Oberhelman
Services Agreements
Caterpillar
Machinery
2011
Caterpillar Inc. 2006 Long-Term Incentive Plan (Amended and Restated as of December 6, 2010)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2011
Caterpillar Inc. Supplemental Retirement Plan (As Amended and Restated Through First Amendment dated November 1, 2010)
Retirement Agreements
Caterpillar
Machinery
2011
Caterpillar Inc. Supplemental Deferred Compensation Plan (Amended and Restated as of October 18, 2010)
Compensation Agreements
Caterpillar
Machinery
2011
Agreement and Plan of Merger among Caterpillar Inc., Badger Merger Sub, Inc., and Bucyrus International, Inc. dated November 14, 2010
Merger Agreements
Caterpillar
Machinery
DE
2010
Caterpillar Inc. $8.6 Billion Senior Bridge Term Loan Credit Facility Commitment Letter with J.P. Morgan
Credit Agreements
Caterpillar
Machinery
2010
Separation and Release Agreement between David B. Burritt and Caterpillar Inc.
Separation Agreements
Caterpillar
Machinery
IL
2010
Caterpillar Inc. Administrative Support and Home Security Agreement with James W. Owens (Retirement)
Compensation Agreements
Caterpillar
Machinery
2010
Caterpillar Inc. 2006 Long-Term Incentive Plan (Amended and Restated as of June 9, 2010)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2010
Caterpillar Inc. 2006 Long-Term Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Caterpillar
Machinery
2010
Caterpillar Inc. 2006 Long-Term Incentive Plan Restricted Stock Unit Award Agreement with James W. Owens
Bonus & Incentive Agreements
Caterpillar
Machinery
2010
Caterpillar Inc. Supplemental Employees’ Investment Plan (Amended and Restated as of June 1, 2009)
Profit Sharing Plans
Caterpillar
Machinery
2010
Caterpillar Inc. Executive Short-Term Incentive Plan (Amended and Restated as of February 14, 2007)
Bonus & Incentive Agreements
Caterpillar
Machinery
2010
Caterpillar Inc. Deferred Employees’ Investment Plan (Amended and Restated as of June 1, 2009)
Profit Sharing Plans
Caterpillar
Machinery
2010
Solar Turbines Incorporated Managerial Retirement Objective Plan (Amended and Restated as of July 16, 2009)
Retirement Agreements
Caterpillar
Machinery
2010
Solar Turbines Incorporated Pension Plan for European Foreign Service Employees (Amended and Restated as of January 1, 2005)
Retirement Agreements
Caterpillar
Machinery
2010
Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan (Amended and Restated)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2009
Caterpillar Inc. 2006 Long-Term Incentive Plan (Amended and Restated through Fifth Amendment)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2009
Caterpillar Inc. Directors’ Charitable Award Program (Amended and Restated as of April 1, 2008)
Bonus & Incentive Agreements
Caterpillar
Machinery
2009
Caterpillar Inc. $1.5 Billion Notes and Debentures Underwriting Agreement with Underwriters
Underwriting Agreements
Caterpillar
Machinery
NY
2008
Caterpillar Inc. Global Note (Form of Security under Indenture with U.S. Bank National Association)
Note Agreements
Caterpillar
Machinery
2008
Caterpillar Inc. Global Debenture Form (Indenture Dated May 1, 1987)
Debenture Agreements
Caterpillar
Machinery
2008
Amendment No. 1 to Credit Agreement (Five-Year Facility) among Caterpillar Inc. and Lenders
Credit Agreements
Caterpillar
Machinery
NY
2008
Omnibus Amendment and Waiver Agreement among Caterpillar Inc., Affiliates, and Lenders (March 10, 2008)
Waiver Agreements
Caterpillar
Machinery
NY
2008
Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan (Amended and Restated)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2008
Caterpillar Inc. 2006 Long-Term Incentive Plan (Amended and Restated through Third Amendment)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2008
Tri-Party Agreement for Successor Trustee Appointment under Indenture – Caterpillar Inc., Citibank, N.A., and U.S. Bank N.A.
Trust Agreements
Caterpillar
Machinery
2007
Caterpillar Inc. 2006 Long-Term Incentive Plan (Amended and Restated through First Amendment)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2007
Caterpillar Inc. Directors’ Deferred Compensation Plan (Amended and Restated as of January 1, 2005)
Bonus & Incentive Agreements
Caterpillar
Machinery
2007
Underwriting Agreement between Caterpillar Inc. and Underwriters for $1.25 Billion Notes and Debentures Offering
Underwriting Agreements
Caterpillar
Machinery
NY
2006
Caterpillar Inc. Deferred Employees' Investment Plan (Amended and Restated as of February 2005)
Profit Sharing Plans
Caterpillar
Machinery
2006
Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan (Amended and Restated August 18, 2004)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2005
Caterpillar Inc. Supplemental Pension Benefit Plan (Amended and Restated as of January 1, 2003)
Retirement Agreements
Caterpillar
Machinery
2005
Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan (Amended and Restated as of January 1, 2004)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2004
Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan (Amended and Restated 2002)
Bonus & Incentive Agreements
Caterpillar
Machinery
2003
Caterpillar Inc. 1987 Stock Option Plan (Amended and Restated as of December 31, 2000)
Stock Agreements
Caterpillar
Machinery
IL
2003
Caterpillar Inc. Supplemental Employees' Investment Plan (Amended and Restated as of December 1, 2002)
Profit Sharing Plans
Caterpillar
Machinery
2003
Caterpillar Inc. Executive Incentive Compensation Plan (Effective 01/01/2002)
Bonus & Incentive Agreements
Caterpillar
Machinery
2003
Caterpillar Inc. Deferred Employees' Investment Plan (Amended and Restated as of December 1, 2002)
Bonus & Incentive Agreements
Caterpillar
Machinery
2003
Caterpillar Inc. 6.55% Notes Due 2011 Global Security Certificate
Note Agreements
Caterpillar
Machinery
2001
Caterpillar Inc. 7.30% Debentures Due 2031 (Global Security Form)
Debenture Agreements
Caterpillar
Machinery
2001
Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan (Amended and Restated as of 12/31/2000)
Bonus & Incentive Agreements
Caterpillar
Machinery
2001
Caterpillar Inc. 1987 Stock Option Plan (Amended and Restated as of 12/31/2000)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2001
Caterpillar Inc. Supplemental Employees' Investment Plan (Restated December 2000)
Compensation Agreements
Caterpillar
Machinery
2001
Caterpillar Inc. Deferred Employees' Investment Plan (Restated December 2000)
Compensation Agreements
Caterpillar
Machinery
2001
Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan (Amended and Restated as of June 7, 2000)
Bonus & Incentive Agreements
Caterpillar
Machinery
2000