Caterpillar Contracts & Agreements

192 Contracts & Agreements
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Filed
Underwriting Agreement, dated as of May 12, 2025, by and among Caterpillar Inc., Barclays Capital Inc., Citigroup Global Markets Inc. and SG Americas Securities, LLC, as...
Underwriting Agreements
Caterpillar
Machinery
2025
Form of 5.200% Senior Note due 2035
Note Agreements
Caterpillar
Machinery
2025
Form of 5.500% Senior Note due 2055
Caterpillar
Machinery
2025
Form of Restricted Stock Unit Award pursuant to the 2023 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2024
Form of Restricted Stock Unit Award for Directors pursuant to the 2023 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2024
Form of Nonqualified Stock Options Award pursuant to the 2023 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2024
Form of Performance-Based Restricted Stock Unit Award pursuant to the 2023 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2024
Consulting Agreement between Suzette M. Long and Caterpillar Inc., dated January 29, 2024
Consulting Agreements
Caterpillar
Machinery
2024
Form of Restricted Stock Unit Award pursuant to the 2023 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Form of Restricted Stock Unit Award for Directors pursuant to the 2023 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Form of Nonqualified Stock Options Award pursuant to the 2023 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Form of Performance-Based Restricted Stock Unit Award pursuant to the 2023 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Form of Nonqualified Stock Options Award pursuant to the 2023 Long-Term Incentive Plan (China Payroll Addendum)
Bonus & Incentive Agreements
Caterpillar
Machinery
2023
Form of Restricted Stock Unit Award pursuant to the 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Form of Restricted Stock Unit Award for Directors pursuant to the 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Form of Nonqualified Stock Options Award pursuant to the 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Form of Performance-Based Restricted Stock Unit Award pursuant to the 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
TX
2023
Fourth Amendment to the Caterpillar Inc. 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
2022
First Amendment to the Caterpillar Inc. 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
2022
Second Amendment to the Caterpillar Inc. Supplemental Retirement Plan
Retirement Agreements
Caterpillar
Machinery
2022
Fourth Amendment to the Caterpillar Inc. Supplemental Employees' Investment Plan
Caterpillar
Machinery
2022
Second Amendment to the Caterpillar Inc. Directors' Deferred Compensation Plan
Compensation Agreements
Caterpillar
Machinery
2022
Fourth Amendment to the Caterpillar Inc. Deferred Employees' Investment Plan
Caterpillar
Machinery
2022
Fifth Amendment to the Caterpillar Inc. Supplement Deferred Compensation Plan
Compensation Agreements
Caterpillar
Machinery
2022
Form of Restricted Stock Unit Award pursuant to the 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2022
Form of Restricted Stock Unit Award for Directors pursuant to the 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2022
Form of Nonqualified Stock Options Award pursuant to the 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2022
Form of Performance-Based Restricted Stock Unit Award pursuant to the 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2022
First Amendment to the Caterpillar Inc. Supplemental Retirement Plan, effective January 1, 202
Retirement Agreements
Caterpillar
Machinery
2022
Third Amendment to the Caterpillar Inc. Supplemental Employees' Investment Plan, effective January 1, 2022
Caterpillar
Machinery
2022
Third Amendment to the Caterpillar Inc. Deferred Employees' Investment Plan, effective as of January 1, 2022
Caterpillar
Machinery
2022
Fourth Amendment to the Caterpillar Supplemental Deferred Compensation Plan, effective as of January 1, 2022
Compensation Agreements
Caterpillar
Machinery
2022
Second Amendment to the Solar Turbines Incorporated Managerial Retirement Objective Plan, effective January 1, 2022
Retirement Agreements
Caterpillar
Machinery
2022
Second Amendment to the Solar Turbines Incorporated Pension Plan for European Foreign Service Employees effective January 1, 2022
Caterpillar
Machinery
2022
Consulting Agreement between William P. Ainsworth and Caterpillar Inc. dated January 26, 2021
Consulting Agreements
Caterpillar
Machinery
2021
Underwriting Agreement, dated as of March 2, 2021, by and among Caterpillar Inc., BofA Securities, Inc., J.P. Morgan Securities LLC and MUFG Securities Americas Inc., as...
Underwriting Agreements
Caterpillar
Machinery
NY
2021
Form of 1.900% Senior Note due 2031
Note Agreements
Caterpillar
Machinery
2021
Caterpillar Inc. Supplemental Retirement Plan (formerly known as the Caterpillar Inc. Supplemental Pension Benefit Plan), amended and restated effective January 1, 2020
Retirement Agreements
Caterpillar
Machinery
DC
2021
Short Term Facility
Caterpillar
Machinery
DE
2020
Underwriting Agreement, dated as of April 6, 2020, by and among Caterpillar Inc., BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC, MUFG Securities...
Underwriting Agreements
Caterpillar
Machinery
NY
2020
Form of 2.600% Senior Note due 2030
Note Agreements
Caterpillar
Machinery
2020
Form of 3.250% Senior Note due 2050
Note Agreements
Caterpillar
Machinery
2020
Description of Securities
Caterpillar
Machinery
NY
2020
Caterpillar Inc. 2014 Long-Term Incentive Plan, amended and restated effective October 8, 2019
Bonus & Incentive Agreements
Caterpillar
Machinery
NY
2020
Caterpillar Inc. Executive Office Annual Incentive Plan amended and restated October 8, 2019
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2020
Caterpillar Inc. Supplemental Retirement Plan (formerly known as the Caterpillar Inc. Supplemental Pension Benefit Plan), amended and restated effective January 1, 2020
Retirement Agreements
Caterpillar
Machinery
DC
2020
Third Amendment to the Caterpillar Inc. Supplement Deferred Compensation Plan effective January 1, 2019
Compensation Agreements
Caterpillar
Machinery
2020
First Amendment to the Solar Turbines Incorporated Pension Plan for European Foreign Service Employees effective January 1, 2020
Caterpillar
Machinery
2020
Underwriting Agreement, dated as of September 16, 2019, by and among Caterpillar Inc., Barclays Capital Inc., Citigroup Global Markets Inc. and SG Americas Securities, LLC, as...
Underwriting Agreements
Caterpillar
Machinery
NY
2019
Form of 2.600% Senior Note due 2029
Note Agreements
Caterpillar
Machinery
2019
Form of 3.250% Senior Note due 2049
Note Agreements
Caterpillar
Machinery
2019
First Amendment to the Caterpillar Inc. Directors' Deferred Compensation Plan dated January 22, 2019
Compensation Agreements
Caterpillar
Machinery
2019
Third Amendment to the Caterpillar Inc. 2006 Long-Term Incentive Plan effective as of April 1, 2019
Bonus & Incentive Agreements
Caterpillar
Machinery
2019
Form of Nonqualified Stock Option Award pursuant to the 2014 Long-Term Incentive Plan for awards granted after 2018
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2019
Addendum to Form of Nonqualified Stock Option Award pursuant to the 2006 and 2014 Long-Term Incentive Plans for awards granted prior to March 4, 2019
Bonus & Incentive Agreements
Caterpillar
Machinery
2019
Form of Performance-Based Restricted Stock Unit Award pursuant to the 2014 Long-Term Incentive Plan for awards granted after 2018
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2019
Form of Restricted Stock Unit Award for Directors pursuant to the 2014 Long-Term Incentive Plan for awards granted after 2017
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2019
First Amendment to the Caterpillar Inc. Supplemental Retirement Plan, dated December 14, 2018
Retirement Agreements
Caterpillar
Machinery
2019
Second Amendment to the Caterpillar Inc. Supplemental Employees' Investment Plan, dated December 14, 2018
Caterpillar
Machinery
2019
Second Amendment to the Caterpillar Inc. Deferred Employees' Investment Plan, dated December 14, 2018
Caterpillar
Machinery
2019
Second Amendment to the Caterpillar Inc. Supplemental Deferred Compensation Plan, dated December 14, 2018
Compensation Agreements
Caterpillar
Machinery
2019
Mercer Super Trust CatSuper Special Arrangement Agreement between Caterpillar of Australia PTY LTD and Robert Brian Charter dated June 26, 2007
Trust Agreements
Caterpillar
Machinery
2019
Revised Letter Agreement dated August 28, 2018 between Caterpillar Inc. and Andrew R.J. Bonfield
Caterpillar
Machinery
2018
Mercer Super Trust CatSuper Plan Special Arrangement Agreement dated April 4, 2018, by and between Caterpillar of Australia PTY LTD and Robert Brian Charter
Trust Agreements
Caterpillar
Machinery
2018
Letter Agreement dated May 1, 2018 by and between Caterpillar Inc. and Andrew Bonfield
Caterpillar
Machinery
2018
Caterpillar Inc. Directors' Deferred Compensation Plan, as amended and restated effective July 1, 2018
Compensation Agreements
Caterpillar
Machinery
2018
First Amendment to Retention and Retirement Agreement between Caterpillar Inc. and Bradley M. Halverson dated February 19, 2018
Retention Agreements
Caterpillar
Machinery
2018
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice dated March 5, 2018
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2018
Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice dated March 5, 2018
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2018
Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice dated March 5, 2018
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2018
First Amendment to the Caterpillar Inc. Executive Office Annual Incentive Plan , dated December 10, 2015
Bonus & Incentive Agreements
Caterpillar
Machinery
2018
First Amendment to the Caterpillar Inc. Supplement Employees' Investment Plan, effective as of July, 24, 2017
Caterpillar
Machinery
2018
First Amendment to the Caterpillar Inc. Deferred Employees' Investment Plan, effective as of July 24, 2017
Caterpillar
Machinery
2018
First Amendment to the Caterpillar Inc. Supplemental Deferred Compensation Plan, effective as of July 24, 2017
Compensation Agreements
Caterpillar
Machinery
2018
CATERPILLAR INC. SUPPLEMENTAL RETIREMENT PLAN (formerly known as the Caterpillar Inc. Supplemental Pension Benefit Plan) (As Amended and Restated Effective as of May 15, 2017)
Retirement Agreements
Caterpillar
Machinery
DC
2017
CATERPILLAR INC. SUPPLEMENTAL EMPLOYEES INVESTMENT PLAN (Amended and Restated as of May 15, 2017)
Caterpillar
Machinery
DC
2017
CATERPILLAR INC. DEFERRED EMPLOYEES INVESTMENT PLAN (Amended and Restated as of May 15, 2017)
Caterpillar
Machinery
DC
2017
CATERPILLAR INC. SUPPLEMENTAL DEFERRED COMPENSATION PLAN (As Amended and Restated Generally Effective May 15, 2017)
Compensation Agreements
Caterpillar
Machinery
DC
2017
RETENTION AND RETIREMENT AGREEMENT
Retention Agreements
Caterpillar
Machinery
IL
2017
Caterpillar Inc. 2014 Long-Term Incentive Plan Stock Appreciation Right Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2017
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2017
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2017
Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2017
Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2017
AIRCRAFT TIME SHARING AGREEMENT
Caterpillar
Machinery
2017
EXECUTIVE SEPARATION AND GENERAL RELEASE AGREEMENT
Separation Agreements
Caterpillar
Machinery
2017
FIRST AMENDMENT TO THE CATERPILLAR INC. EXECUTIVE SHORT-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
Caterpillar
Machinery
2016
Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice [Option Date]
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2016
Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice [Grant Date]
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2016
SIXTH AMENDMENT TO THE CATERPILLAR INC. SUPPLEMENTAL RETIREMENT PLAN
Retirement Agreements
Caterpillar
Machinery
2016
Solar Turbines Incorporated Pension Plan For European Foreign Service Employees (Amended and Restated Effective January 1, 2015) TABLE OF CONTENTS PREAMBLEARTICLE...
Services Agreements
Caterpillar
Machinery
2015
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2015
Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2015
Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice 2015-2017 Performance Period
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2015
Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2015
CATERPILLAR INC. SUPPLEMENTAL RETIREMENT PLAN (formerly known as the Caterpillar Inc. Supplemental Pension Benefit Plan) (Amended and Restated as of December 10, 2014) Table of...
Retirement Agreements
Caterpillar
Machinery
DC
2015
CATERPILLAR INC. SUPPLEMENTAL EMPLOYEES INVESTMENT PLAN (Amended and Restated as of December 10, 2014) Table of Contents ARTICLE IDEFINITIONSARTICLE IIELIGIBILITY AND...
Caterpillar
Machinery
DC
2015
CATERPILLAR INC. DEFERRED EMPLOYEES INVESTMENT PLAN (Amended and Restated as of December 10, 2014) TABLE OF CONTENTS ARTICLE IDEFINITIONSARTICLE IIELIGIBILITY AND...
Caterpillar
Machinery
DC
2015
CATERPILLAR INC. SUPPLEMENTAL DEFERRED COMPENSATION PLAN (Amended and Restated as of December 10, 2014) TABLE OF CONTENTS
Compensation Agreements
Caterpillar
Machinery
DC
2015
SOLAR TURBINES INCORPORATED MANAGERIAL RETIREMENT OBJECTIVE PLAN (As Amended and Restated as of December 10, 2014) Table of Contents ARTICLE IDEFINITIONSARTICLE IIELIGIBILITY;...
Retirement Agreements
Caterpillar
Machinery
DC
2015
Solar Turbines Incorporated Pension Plan For European Foreign Service Employees (Amended and Restated as of December 10, 2014) TABLE OF CONTENTS ARTICLE IDEFINITIONSARTICLE...
Caterpillar
Machinery
DC
2015
EQUITY COMPENSATION AGREEMENT
Compensation Agreements
Caterpillar
Machinery
DE
2014
EQUITY COMPENSATION AGREEMENT
Compensation Agreements
Caterpillar
Machinery
DE
2014
CATERPILLAR INC. 2014 LONG-TERM INCENTIVE PLAN I. INTRODUCTION
Bonus & Incentive Agreements
Caterpillar
Machinery
NY
2014
CATERPILLAR INC. EXECUTIVE SHORT-TERM INCENTIVE PLAN (As Amended and Restated, Effective June 11, 2014) I.INTRODUCTION
Bonus & Incentive Agreements
Caterpillar
Machinery
DE
2014
CATERPILLAR INC. $1,000,000,000 3.40% Senior Notes due 2024 $500,000,000 4.30% Senior Notes due 2044 $500,000,000 4.75% Senior Notes due 2064 UNDERWRITING AGREEMENT
Underwriting Agreements
Caterpillar
Machinery
NY
2014
CATERPILLAR INC. 3.40% SENIOR NOTES DUE 2024
Note Agreements
Caterpillar
Machinery
2014
CATERPILLAR INC. 4.30% SENIOR NOTES DUE 2044
Note Agreements
Caterpillar
Machinery
2014
CATERPILLAR INC. 4.75% SENIOR NOTES DUE 2064
Note Agreements
Caterpillar
Machinery
2014
CATERPILLAR INC. SUPPLEMENTAL RETIREMENT PLAN (formerly known as the Caterpillar Inc. Supplemental Pension Benefit Plan) (Amended and Restated as of December 5, 2013) Table of...
Retirement Agreements
Caterpillar
Machinery
DC
2014
CATERPILLAR INC. SUPPLEMENTAL EMPLOYEES INVESTMENT PLAN (Amended and Restated as of December 17, 2013) Table of Contents
Caterpillar
Machinery
DC
2014
CATERPILLAR INC. DEFERRED EMPLOYEES INVESTMENT PLAN (Amended and Restated as of December 17, 2013)
Caterpillar
Machinery
DC
2014
CATERPILLAR INC. SUPPLEMENTAL DEFERRED COMPENSATION PLAN (Amended and Restated as of December 17, 2013)
Compensation Agreements
Caterpillar
Machinery
DC
2014
SOLAR TURBINES INCORPORATED MANAGERIAL RETIREMENT OBJECTIVE PLAN (Restated as of December 17, 2013) Solar Turbines Incorporated Managerial Retirement Objective Plan (Restated as...
Retirement Agreements
Caterpillar
Machinery
DC
2014
Solar Turbines Incorporated Pension Plan For European Foreign Service Employees (Amended and Restated as of December 17, 2013) TABLE OF CONTENTS
Caterpillar
Machinery
DC
2014
CATERPILLAR INC. 2006 LONG-TERM INCENTIVE PLAN (As Amended and Restated Through Second Amendment Dated August 22, 2013) Caterpillar Inc. 2006 Long-Term Incentive Plan Section 1....
Caterpillar
Machinery
IL
2013
Terms Applicable to Awards of Restricted Stock to Directors pursuant to the Caterpillar Inc. 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Caterpillar
Machinery
2013
Caterpillar Inc. 2006 Long-Term Incentive Plan Restricted Stock Units March 5, 2012
Bonus & Incentive Agreements
Caterpillar
Machinery
2013
Caterpillar Inc. 2006 Long-Term Incentive Plan Stock Appreciation Rights March 5, 2012
Bonus & Incentive Agreements
Caterpillar
Machinery
2013
Caterpillar Inc. 2006 Long-Term Incentive Plan Nonqualified Stock Options March 5, 2012
Bonus & Incentive Agreements
Caterpillar
Machinery
2013
CATERPILLAR INC. SUPPLEMENTAL RETIREMENT PLAN (formerly known as the Caterpillar Inc. Supplemental Pension Benefit Plan) (Amended and Restated as of December 13, 2012) Table of...
Retirement Agreements
Caterpillar
Machinery
DC
2013
CATERPILLAR INC. SUPPLEMENTAL EMPLOYEES INVESTMENT PLAN (Amended and Restated as of December 13, 2012) Table of Contents ARTICLEI. DEFINITIONSARTICLEII. ELIGIBILITY AND...
Administration Agreements
Caterpillar
Machinery
DC
2013
CATERPILLAR INC. DEFERRED EMPLOYEES INVESTMENT PLAN (Amended and Restated as of December 13, 2012)
Caterpillar
Machinery
DC
2013
CATERPILLAR INC. SUPPLEMENTAL DEFERRED COMPENSATION PLAN (Amended and Restated as of December 13, 2012) Table of Contents ARTICLEI. DEFINITIONSARTICLEII. ELIGIBILITY; ADOPTION BY...
Compensation Agreements
Caterpillar
Machinery
DC
2013
SOLAR TURBINES INCORPORATED MANAGERIAL RETIREMENT OBJECTIVE PLAN (Amended and Restated as of December 13, 2012) Table of Contents ARTICLEI. DEFINITIONSARTICLEII. ELIGIBILITY;...
Retirement Agreements
Caterpillar
Machinery
DC
2013
Solar Turbines Incorporated Pension Plan For European Foreign Service Employees (Amended and Restated as of December 13, 2012) TABLE OF CONTENTS ARTICLEI. DEFINITIONSARTICLEII....
Retirement Agreements
Caterpillar
Machinery
DC
2013
EQUITY COMPENSATION AND SUPPLEMENTAL PENSION AGREEMENT
Compensation Agreements
Caterpillar
Machinery
IL
2012
CATERPILLAR INC. SUPPLEMENTAL EMPLOYEES INVESTMENT PLAN (As Amended and Restated Effective July 31, 2012) Table of Contents ARTICLE IDEFINITIONSARTICLE IIELIGIBILITY AND...
Caterpillar
Machinery
2012
CATERPILLAR INC. SUPPLEMENTAL DEFERRED COMPENSATION PLAN (As Amended and Restated Effective July 31, 2012) Table of Contents ARTICLE IDEFINITIONSARTICLE IIELIGIBILITY; ADOPITON BY...
Compensation Agreements
Caterpillar
Machinery
2012
CATERPILLAR INC. DEFERRED EMPLOYEES INVESTMENT PLAN (As Amended and Restated Effective July 31, 2012) Table of Contents ARTICLE IDEFINITIONSARTICLE IIELIGIBILITY AND...
Caterpillar
Machinery
2012
CATERPILLAR INC. SUPPLEMENTAL RETIREMENT PLAN (formerly known as the Caterpillar Inc. Supplemental Pension Benefit Plan) (As Amended and Restated Effective July 31, 2012) Table of...
Retirement Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. 2006 Long-Term Incentive Plan Nonqualified Stock Options
Bonus & Incentive Agreements
Caterpillar
Machinery
2012
CATERPILLAR INC. 3.803% DEBENTURES DUE 2042
Caterpillar
Machinery
2012
2 CATERPILLAR INC. 3.803% DEBENTURES DUE 2042 REGISTEREDNO. $CUSIP: 149123 CA7ISIN: US149123CA78
Caterpillar
Machinery
2012
CATERPILLAR INC. 3.803% DEBENTURES DUE 2042 REGISTEREDNO. $CUSIP: U14912 AB2ISIN: USU14912AB24
Caterpillar
Machinery
2012
CATERPILLAR INC. 3.803% DEBENTURES DUE 2042
Caterpillar
Machinery
2012
CATERPILLAR INC. REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Caterpillar
Machinery
NY
2012
CATERPILLAR INC. $500,000,000 0.950% Senior Notes due 2015 $500,000,000 1.500% Senior Notes due 2017 $500,000,000 2.600% Senior Notes due 2022 UNDERWRITING AGREEMENT
Underwriting Agreements
Caterpillar
Machinery
NY
2012
CATERPILLAR INC. 0.950% SENIOR NOTES DUE 2015
Note Agreements
Caterpillar
Machinery
2012
CATERPILLAR INC. 1.500% SENIOR NOTES DUE 2017
Note Agreements
Caterpillar
Machinery
2012
CATERPILLAR INC. 2.600% SENIOR NOTES DUE 2022
Note Agreements
Caterpillar
Machinery
2012
Caterpillar Inc. 2006 Long-Term Incentive Plan Restricted Stock Units Chairmans Award Program
Bonus & Incentive Agreements
Caterpillar
Machinery
2012
SOLAR TURBINES INCORPORATED MANAGERIAL RETIREMENT OBJECTIVE PLAN (As Amended Through January 1, 2011)
Retirement Agreements
Caterpillar
Machinery
2012
Solar Turbines Incorporated Pension Plan For European Foreign Service Employees As Amended Through January 1, 2011
Caterpillar
Machinery
2012
CATERPILLAR INC. $500,000,000 Floating Rate Senior Notes due 2012 $750,000,000 Floating Rate Senior Notes due 2013 $750,000,000 1.375% Senior Notes due 2014 $1,250,000,000 3.900%...
Underwriting Agreements
Caterpillar
Machinery
NY
2011
CATERPILLAR INC. FLOATING RATE SENIOR NOTES DUE 2012
Note Agreements
Caterpillar
Machinery
2011
CATERPILLAR INC. FLOATING RATE SENIOR NOTES DUE 2013
Note Agreements
Caterpillar
Machinery
2011
CATERPILLAR INC. 1.375% SENIOR NOTES DUE 2014
Note Agreements
Caterpillar
Machinery
2011
CATERPILLAR INC. 3.900% SENIOR NOTES DUE 2021
Note Agreements
Caterpillar
Machinery
2011
CATERPILLAR INC. 5.200% SENIOR NOTES DUE 2041
Note Agreements
Caterpillar
Machinery
2011
Caterpillar Inc. 2006 Long-Term Incentive Plan Restricted Stock Units [Insert Grant Date]
Bonus & Incentive Agreements
Caterpillar
Machinery
2011
Caterpillar Inc. 2006 Long-Term Incentive Plan Stock Appreciation Rights [Insert Grant Date]
Bonus & Incentive Agreements
Caterpillar
Machinery
2011
TIME SHARING AGREEMENT
Caterpillar
Machinery
2011
CATERPILLAR INC. 2006 LONG-TERM INCENTIVE PLAN (As Amended and Restated Through First Amendment Dated December 6, 2010)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2011
CATERPILLAR INC. SUPPLEMENTAL RETIREMENT PLAN (formerly known as the Caterpillar Inc. Supplemental Pension Benefit Plan) (As Amended and Restated Through First Amendment dated...
Retirement Agreements
Caterpillar
Machinery
2011
CATERPILLAR INC. SUPPLEMENTAL DEFERRED COMPENSATION PLAN (As Amended and Restated through October 18, 2010)
Compensation Agreements
Caterpillar
Machinery
2011
AGREEMENT AND PLAN OF MERGER among CATERPILLAR INC., BADGER MERGER SUB, INC. and BUCYRUS INTERNATIONAL, INC. dated as of November 14, 2010
Merger Agreements
Caterpillar
Machinery
DE
2010
J.P. MORGAN SECURITIES LLC JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179
Caterpillar
Machinery
2010
SEPARATIONAND RELEASE AGREEMENT
Release Agreements
Caterpillar
Machinery
IL
2010
CATERPILLARINC. 2006 LONG-TERM INCENTIVE PLAN (asamended and restated effective June 9, 2010) Section1. Establishment, Objectives and Duration
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2010
Terms Applicable to Awards of Restricted Stock Units
Stock Agreements
Caterpillar
Machinery
2010
Terms Applicable to Awards of Restricted Stock Units with Transfer Restrictions
Stock Agreements
Caterpillar
Machinery
2010
EXHIBIT10.4 CATERPILLARINC. SUPPLEMENTALEMPLOYEES INVESTMENTPLAN (Amendedand Restated as of June 1, 2009)
Caterpillar
Machinery
2010
CATERPILLARINC. EXECUTIVESHORT-TERM INCENTIVE PLAN (Amendedand Restated as of 02/14/2007)
Bonus & Incentive Agreements
Caterpillar
Machinery
2010
CATERPILLARINC. DEFERREDEMPLOYEES INVESTMENTPLAN (Amendedand Restated as of June 1, 2009)
Caterpillar
Machinery
2010
SOLAR TURBINES INCORPORATED MANAGERIAL RETIREMENT OBJECTIVE PLAN (Amendedand Restated Effective as of July 16, 2009)
Retirement Agreements
Caterpillar
Machinery
2010
SolarTurbines Incorporated Pension Plan For EuropeanForeign Service Employees Amendedand Restated Effective January 1, 2005
Caterpillar
Machinery
2010
Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan amended and restated through fourth amendment
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2009
Caterpillar Inc. 2006 Long-Term Incentive Plan as amended and restated through fifth amendment
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2009
Directors' Charitable Award Program, as amended and restated through April 1, 2008
Caterpillar
Machinery
2009
CATERPILLARINC. _____% NOTES DUE_____
Note Agreements
Caterpillar
Machinery
2008
CATERPILLARINC. _____% DEBENTURESDUE _____
Caterpillar
Machinery
2008
Amendment No. 1 to the 2006 Five-Year Credit Agreement among Caterpillar Inc., Caterpillar Financial Services Corporation, Caterpillar Finance Corporation and Caterpillar...
Credit Agreements
Caterpillar
Machinery
NY
2008
Omnibus Amendment and Waiver Agreement (Amendment No. 2) to the 2006 Five-Year Credit Agreement among Caterpillar Inc., Caterpillar Financial Services Corporation, Caterpillar...
Credit Agreements
Caterpillar
Machinery
NY
2008
CaterpillarInc. 1996Stock Option and Long-Term Incentive Plan (Amended andRestated through Third Amendment)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2008
CaterpillarInc. 2006Long-Term Incentive Plan (Amended andRestated through Third Amendment) Section1. Establishment,Objectives and Duration
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2008
TRI-PARTY AGREEMENT
Caterpillar
Machinery
2007
Caterpillar Inc. 2006 Long-Term Incentive Plan (Amended and Restated through First Amendment) Caterpillar Inc. 2006 Long-Term Incentive Plan (Amended and Restated through First...
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2007
CATERPILLAR INC. DIRECTORS DEFERRED COMPENSATION PLAN (Amended and Restated as of January 1, 2005) CATERPILLAR INC. DIRECTORS DEFERRED COMPENSATION PLAN (Amended and Restated as...
Compensation Agreements
Caterpillar
Machinery
2007
CATERPILLAR INC. $500,000,000 5.700% Notes due 2016 $750,000,000 6.050% Debentures due 2036 UNDERWRITING AGREEMENT
Underwriting Agreements
Caterpillar
Machinery
NY
2006
CATERPILLAR INC. 1996 STOCK OPTION AND LONG-TERM INCENTIVE PLAN (as Amended and Restated effective January 1, 2004)
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2004
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Caterpillar
Machinery
2003
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Caterpillar
Machinery
IL
2003
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Caterpillar
Machinery
2003
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Caterpillar
Machinery
2003
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Caterpillar
Machinery
2003
FORM OF 6.55% NOTES DUE 2011
Note Agreements
Caterpillar
Machinery
2001
FORM OF 7.30% DEBENTURES DUE 2031
Caterpillar
Machinery
2001
Caterpillar Inc. 1996 Stock Option and Long-Term Incentive Plan, amended and restated as of December 31, 2000
Bonus & Incentive Agreements
Caterpillar
Machinery
2001
Caterpillar Inc. 1987 Stock Option Plan, as amended and restated and Long Term Incentive Supplement, amended and restated as of December 31, 2000
Bonus & Incentive Agreements
Caterpillar
Machinery
IL
2001
Supplemental Employees' Investment Plan, as amended and restated through December 31, 2000
Caterpillar
Machinery
2001
Deferred Employees' Investment Plan, as amended and restated through December 31, 2000
Caterpillar
Machinery
2001