CATASYS, INC. (20)
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Contracts
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Underwriting Agreement between and among the Company andB.Riley Securities, Inc., as representative of the several Underwriters, dated December 15, 2020
(Filed With SEC on December 16, 2020)
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Employment Agreement dated October 19, 2020 by and between the Company and Robert Newton
(Filed With SEC on October 23, 2020)
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At Market Issuance Sales Agreement, dated September 11, 2020, by and between Ontrak, Inc. and B. Riley Securities, Inc
(Filed With SEC on September 14, 2020)
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Description of Securities
(Filed With SEC on March 16, 2020)
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Fifth Amendment to Note Purchase Agreement between and among the Company and Goldman Sachs Specialty Lending Group, L.P. dated as of December 14, 2020
(Filed With SEC on December 15, 2020)
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Fourth Amendment to Note Purchase Agreement between and among the Company and Goldman Sachs Specialty Lending Group, L.P. dated as of September 30, 2020
(Filed With SEC on October 2, 2020)
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Third Amendment to Note Purchase Agreement between and among the Company and Goldman Sachs Specialty Lending Group, L.P. dated as of September 11, 2020
(Filed With SEC on September 14, 2020)
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Underwriting Agreement between and among the Company andB.Riley Securities, Inc., as representative of the several Underwriters, dated August 20, 2020
(Filed With SEC on August 21, 2020)
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Second Amendment to Note Purchase Agreement by and among the Company and Goldman Sachs Specialty Lending Group, L.P. dated as of August 19, 2020
(Filed With SEC on August 20, 2020)
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Second Amendment to Warrant
(Filed With SEC on July 31, 2020)
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First Amendment to Note Purchase Agreement, dated as of June 30, 2020, by and among Catasys, Inc., the Purchaser signatory thereto and Goldman Sachs Specialty Lending Group, L.P
(Filed With SEC on July 1, 2020)
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Employment Agreement dated March 16, 2020 by and between the Company and Brandon LaVerne
(Filed With SEC on March 17, 2020)
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Modification of Employment Agreement dated December 16, 2019 by and between the Company and Mr. Christopher Shirley
(Filed With SEC on December 20, 2019)
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Employment Agreement dated November 15, 2019 by and between the Company and Curtis Medeiros
(Filed With SEC on December 6, 2019)
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Note Purchase Agreement, dated as of September 24, 2019, by and among Catasys, Inc., certain of its subsidiaries party thereto as guarantors, Goldman Sachs Specialty Lending Goup,...
(Filed With SEC on September 25, 2019)
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Purchase Warrant for Common Shares issued in favor of Special Situations Investing Group II, LLC , dated September 24, 2019
(Filed With SEC on September 25, 2019)
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Form of Senior Secured Note
(Filed With SEC on September 25, 2019)
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Amended and Restated Venture Loan and Security Agreement, dated March 13, 2019, by and between Catasys, Inc. and Horizon Technology Finance Corporation
(Filed With SEC on March 14, 2019)
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Amendment No. 1 dated March 13, 2019 to Loan and Security Agreement, dated June 14, 2018, by and between Catasys, Inc. and Corporate Finance, a division of Heritage Bank of...
(Filed With SEC on March 14, 2019)
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Form of Horizon Warrant
(Filed With SEC on March 14, 2019)