CATASYS, INC. Contracts & Agreements

254 Contracts & Agreements
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Pre-Funded Common Stock Purchase Warrant Agreement between Ontrak, Inc. and Holder (June 30, 2025)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2025
Ontrak, Inc. Common Stock Purchase Warrant Agreement (June 30, 2025)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2025
Placement Agency Agreement between Ontrak, Inc. and Roth Capital Partners, LLC (June 27, 2025)
Underwriting Agreements
CATASYS, INC.
Health Care Providers & Services
2025
Form of Purchase Agreement
CATASYS, INC.
Health Care Providers & Services
2025
Form of Lock-up Agreement
CATASYS, INC.
Health Care Providers & Services
2025
Seventh Amendment to Master Note Purchase Agreement among Ontrak, Inc., Acuitas Capital LLC, and U.S. Bank Trust Company
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2025
Agreement Regarding Anti-Dilution Adjustments for Public Offering Warrants between Ontrak, Inc. and Purchaser (June 27, 2025)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2025
Agreement Regarding Anti-Dilution Adjustments to Acuitas Warrants among Humanitario Capital LLC, Acuitas Capital LLC, and Ontrak, Inc.
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2025
Pre-Funded Common Stock Purchase Warrant Agreement between Ontrak, Inc. and Holder
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2025
Ontrak, Inc. Common Stock Purchase Warrant Agreement (2025)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2025
Securities Purchase Agreement between Ontrak, Inc. and Purchasers (June 2025)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2025
Placement Agency Agreement between Ontrak, Inc. and Roth Capital Partners, LLC (June 2025)
Agency Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2025
Letter Agreement for Additional Demand Note Purchases between Ontrak, Inc. and Acuitas Capital LLC (May 2025)
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2025
Senior Secured Non-Convertible Demand Note between Ontrak, Inc. and Acuitas Capital LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2025
Amendment and Waiver Agreement to Master Note Purchase Agreement between Ontrak, Inc. and Acuitas Capital, LLC
Waiver Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2025
Warrant Amendment Agreement between Ontrak, Inc. and Purchaser (October 8, 2024)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2024
Ontrak, Inc. Amended and Restated 2017 Stock Incentive Plan
Stock Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2024
Ontrak, Inc. Stock Option Agreement under 2017 Stock Incentive Plan
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NV
2024
Ontrak, Inc. Stock Option Agreement under Amended and Restated 2017 Stock Incentive Plan
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NV
2024
Ontrak, Inc. Stock Option Agreement under 2017 Stock Incentive Plan
Stock Agreements
CATASYS, INC.
Health Care Providers & Services
NV
2024
Employment Agreement between Ontrak, Inc. and Richard P. Newman (Chief Operating Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2024
Letter Agreement Regarding Demand Note Purchases between Ontrak, Inc. and Acuitas Capital, LLC (August 2024)
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2024
Securities Purchase Agreement between Ontrak, Inc. and Purchasers dated November 10, 2023
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2024
Senior Secured Convertible Demand Note between Ontrak, Inc. and Acuitas Capital LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2024
Common Stock Purchase Warrant Agreement between Ontrak, Inc. and Holder
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2024
Sixth Amendment to Master Note Purchase Agreement among Ontrak, Inc., Acuitas Capital LLC, and U.S. Bank Trust Company
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2024
Waiver and Consent Agreement between Ontrak, Inc. and Purchaser Regarding Sixth Amendment to Note Purchase Agreement
Waiver Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2024
Waiver and Agreement between Humanitario Capital LLC and Ontrak, Inc. Regarding Warrant Anti-Dilution Adjustments
Waiver Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2024
Ontrak, Inc. Pre-Funded Common Stock Purchase Warrant Agreement (2023)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Ontrak, Inc. Common Stock Purchase Warrant Agreement
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Pre-Funded Common Stock Purchase Warrant between Ontrak, Inc. and Humanitario Capital LLC (November 14, 2023)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Common Stock Purchase Warrant Agreement between Ontrak, Inc. and Humanitario Capital LLC (November 14, 2023)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Amendment to Master Note Purchase Agreement between Ontrak, Inc. and Acuitas Capital, LLC (November 2023)
Modification Agreements
CATASYS, INC.
Health Care Providers & Services
2023
Fifth Amendment to Master Note Purchase Agreement among Ontrak, Inc., Acuitas Capital LLC, and U.S. Bank Trust Company
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2023
Support Agreement by and among Ontrak, Inc. and Certain Stockholders, dated October 31, 2023
Voting Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Ontrak, Inc. Common Stock Purchase Warrant Agreement
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Pre-Funded Common Stock Purchase Warrant Agreement between Ontrak, Inc. and Holder
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Securities Purchase Agreement between Ontrak, Inc. and Purchasers (2023)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Fifth Amendment to Master Note Purchase Agreement among Ontrak, Inc., Acuitas Capital LLC, and U.S. Bank Trust Company
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2023
Support Agreement among Ontrak, Inc. and Certain Stockholders Dated October 31, 2023
Voting Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Warrant Agency Agreement between Ontrak, Inc. and Equiniti Trust Company, LLC (2023)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Ontrak, Inc. Common Stock Purchase Warrant Agreement
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Securities Purchase Agreement between Ontrak, Inc. and Purchasers (2023)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Placement Agency Agreement between Ontrak, Inc. and Roth Capital Partners, LLC (2023)
Underwriting Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Ontrak, Inc. Retention Bonus Agreement with Employee
Retention Agreements
CATASYS, INC.
Health Care Providers & Services
NV
2023
Ontrak, Inc. and Equiniti Trust Company Warrant Agency Agreement (2023)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Ontrak, Inc. Common Stock Purchase Warrant Agreement
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Pre-Funded Common Stock Purchase Warrant Agreement between Ontrak, Inc. and Holder
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Securities Purchase Agreement between Ontrak, Inc. and Purchasers (2023)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Placement Agency Agreement between Ontrak, Inc. and Roth Capital Partners, LLC
Equity Distribution Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Employment Agreement between Ontrak, Inc. and Mary Louise Osborne dated July 26, 2022
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
NV
2023
Retention Bonus Agreement between Ontrak, Inc. and Jonathan Mayhew
Retention Agreements
CATASYS, INC.
Health Care Providers & Services
NV
2023
Separation Agreement and Release between Jonathan Mayhew and Ontrak, Inc.
Separation Agreements
CATASYS, INC.
Health Care Providers & Services
2023
Waiver and Lock-Up Extension Agreement between Ontrak, Inc. and Acuitas Capital LLC (August 2023)
Waiver Agreements
CATASYS, INC.
Health Care Providers & Services
2023
Fourth Amendment to Master Note Purchase Agreement by and among Ontrak, Inc., Acuitas Capital LLC, and U.S. Bank Trust Company, N.A.
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2023
Employment Agreement between Ontrak, Inc. and Brandon LaVerne (Co-President and COO)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
NV
2023
Stockholders Agreement between Ontrak, Inc. and Acuitas Capital LLC dated February 21, 2023
Shareholders Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2023
Senior Secured Convertible Note between Ontrak, Inc. and Acuitas Capital LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2023
Ontrak, Inc. Purchase Warrant Agreement for Common Shares
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2023
Third Amendment to Master Note Purchase Agreement among Ontrak, Inc., Acuitas Capital LLC, and U.S. Bank Trust Company
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2023
Senior Secured Convertible Note between Ontrak, Inc. and Acuitas Capital LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2022
Ontrak, Inc. Purchase Warrant Agreement for Common Shares
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2022
Waiver Agreement to Master Note Purchase Agreement between Ontrak, Inc. and Acuitas Capital LLC (August 26, 2022)
Waiver Agreements
CATASYS, INC.
Health Care Providers & Services
2022
Securities Purchase Agreement between Ontrak, Inc. and Purchasers dated August 2, 2022
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2022
Placement Agency Agreement between Ontrak, Inc. and Roth Capital Partners, LLC dated August 2, 2022
Equity Distribution Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2022
Waiver Agreement to Master Note Purchase Agreement between Ontrak, Inc. and Acuitas Capital LLC (July 2022)
Waiver Agreements
CATASYS, INC.
Health Care Providers & Services
2022
Senior Secured Note between Ontrak, Inc. and Acuitas Capital LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2022
Ontrak, Inc. Purchase Warrant Agreement with Special Situations Investing Group II, LLC (March 8, 2022)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2022
Eighth Amendment to Note Purchase Agreement among Ontrak, Inc., Goldman Sachs Specialty Lending Group, L.P., and Purchaser
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2022
At Market Issuance Sales Agreement between Ontrak, Inc. and B. Riley Securities, Inc. (November 5, 2021)
Equity Distribution Agreements
CATASYS, INC.
Health Care Providers & Services
CO
2021
Seventh Amendment to Note Purchase Agreement among Ontrak, Inc., Goldman Sachs Specialty Lending Group, L.P., and Purchaser
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2021
Employment Agreement between Ontrak, Inc. and Robert Accordino, MD (Chief Medical Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2021
Employment Agreement between Ontrak, Inc. and Arik Hill (Chief Information Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2021
Employment Agreement between Ontrak, Inc. and Mary Louise Osborne (Chief Customer Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2021
Sixth Amendment to Note Purchase Agreement among Ontrak, Inc., Purchaser, and Goldman Sachs Specialty Lending Group, L.P.
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2021
Employment Agreement between Ontrak, Inc. and Jonathan Mayhew (Chief Executive Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
CT
2021
Description of Ontrak, Inc. Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
CATASYS, INC.
Health Care Providers & Services
2021
Ontrak, Inc. 9.50% Series A Cumulative Perpetual Preferred Stock Underwriting Agreement with B. Riley Securities, Inc.
Underwriting Agreements
CATASYS, INC.
Health Care Providers & Services
CO
2020
Fifth Amendment to Note Purchase Agreement by and among Ontrak, Inc., Purchaser, and Goldman Sachs Specialty Lending Group, L.P.
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2020
Employment Agreement between Ontrak, Inc. and Rob Newton (General Counsel and Secretary)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2020
Fourth Amendment to Note Purchase Agreement among Ontrak, Inc., Purchaser, and Goldman Sachs Specialty Lending Group, L.P.
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2020
At Market Issuance Sales Agreement between Ontrak, Inc. and B. Riley Securities, Inc. for 9.50% Series A Preferred Stock
Equity Distribution Agreements
CATASYS, INC.
Health Care Providers & Services
CO
2020
Third Amendment to Note Purchase Agreement among Ontrak, Inc., Goldman Sachs Specialty Lending Group, L.P., and Purchaser
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2020
Ontrak, Inc. 9.50% Series A Cumulative Perpetual Preferred Stock Underwriting Agreement with B. Riley Securities, Inc.
Underwriting Agreements
CATASYS, INC.
Health Care Providers & Services
CO
2020
Second Amendment to Note Purchase Agreement among Ontrak, Inc., Purchaser, and Goldman Sachs Specialty Lending Group, L.P.
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2020
Second Amendment to Warrant to Purchase Common Stock by Ontrak, Inc. in Favor of Crede CG III, Ltd. and Acuitas Group Holdings, LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2020
First Amendment to Note Purchase Agreement among Catasys, Inc., Purchaser, and Goldman Sachs Specialty Lending Group, L.P.
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2020
Employment Agreement between Catasys, Inc. and Brandon LaVerne (Chief Financial Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2020
Description of Catasys, Inc. Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
CATASYS, INC.
Health Care Providers & Services
2020
Modification of Employment Agreement between Catasys, Inc. and Christopher Shirley (December 16, 2019)
Modification Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2019
Employment Agreement between Catasys, Inc. and Curtis Medeiros (President and COO)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2019
Senior Secured Note Issued by Catasys, Inc. to Holder under Note Purchase Agreement
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2019
Catasys, Inc. Purchase Warrant Agreement with Special Situations Investing Group II, LLC (September 24, 2019)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2019
Note Purchase Agreement among Catasys, Inc., Subsidiaries, Various Purchasers, and Goldman Sachs Specialty Lending Group, L.P. (Collateral Agent)
Note Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2019
Warrant to Purchase Shares Agreement between Catasys, Inc. and Horizon Technology Finance Corporation (Revolving Loan)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2019
Amended and Restated Venture Loan and Security Agreement among Horizon Technology Finance Corporation, Horizon Credit II LLC, and Catasys, Inc. (with Co-Borrowers)
Loan Agreements
CATASYS, INC.
Health Care Providers & Services
CT
2019
First Amendment to Loan and Security Agreement between Catasys, Inc., Affiliates, and Heritage Bank of Commerce
Loan Agreements
CATASYS, INC.
Health Care Providers & Services
2019
Office Lease Agreement between Arboretum Courtyard, L.L.C. and Catasys, Inc. for 2120 Colorado Avenue, Suite 230, Santa Monica, CA
Lease Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2018
Warrant to Purchase Common Stock Agreement between Catasys, Inc. and Heritage Commerce Corp.
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2018
Loan and Security Agreement between Heritage Bank of Commerce and Catasys, Inc., Anxiolitix, Inc., and Catasys Health, Inc.
Loan Agreements
CATASYS, INC.
Health Care Providers & Services
NC
2018
Venture Loan and Security Agreement among Horizon Technology Finance Corporation, Catasys, Inc., Anxiolitix, Inc., and Catasys Health, Inc.
Loan Agreements
CATASYS, INC.
Health Care Providers & Services
CT
2018
Amended Employment Agreement between Catasys, Inc. and Richard A. Anderson (April 10, 2018)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2018
Employment Agreement between Catasys, Inc. and Christopher Shirley (Chief Financial Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2017
Underwriting Agreement between Catasys, Inc. and Joseph Gunnar & Co., LLC (April 25, 2017)
Underwriting Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2017
Underwriting Agreement between Catasys, Inc. and Joseph Gunnar & Co., LLC
Underwriting Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2017
Underwriting Agreement between Catasys, Inc. and Joseph Gunnar & Co., LLC (2017)
Underwriting Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2017
Amendment to Common Stock Purchase Warrant between CATASYS, INC. and Holder (March 29, 2017)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2017
8% Series B Convertible Debenture Agreement between Catasys, Inc. and Acuitas Group Holdings, LLC
Debenture Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2017
Common Stock Purchase Warrant Agreement between Catasys, Inc. and Acuitas Group Holdings, LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2017
Subscription Agreement between Catasys, Inc. and Acuitas Group Holdings, LLC (January 31, 2017)
Subscription Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2017
Catasys, Inc. 8% Series B Convertible Debenture Agreement with Shamus, LLC (Due March 31, 2017)
Debenture Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2016
Common Stock Purchase Warrant Agreement between Catasys, Inc. and Shamus, LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Catasys, Inc. 8% Senior Convertible Debenture Due March 15, 2017
Debenture Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2016
Catasys, Inc. Common Stock Purchase Warrant Agreement with Holder
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Securities Exchange Agreement between Catasys, Inc. and Purchasers
Exchange Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2016
Agreement for Exchange of Promissory Notes and Warrants between Catasys, Inc. and Acuitas Group Holdings, LLC (August 15, 2016)
Exchange Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2016
Second Amended and Restated Promissory Note between Catasys, Inc. and Acuitas Group Holdings, LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Common Stock Purchase Warrant Agreement between Catasys, Inc. and Acuitas Group Holdings, LLC (May 24, 2016)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Third Amended and Restated Promissory Note between Catasys, Inc. and Acuitas Group Holdings, LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Common Stock Purchase Warrant Agreement between Catasys, Inc. and Acuitas Group Holdings, LLC (June 2, 2016)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Fourth Amended and Restated Promissory Note between Catasys, Inc. and Acuitas Group Holdings, LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Common Stock Purchase Warrant Agreement between Catasys, Inc. and Acuitas Group Holdings, LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Fifth Amended and Restated Promissory Note between Catasys, Inc. and Acuitas Group Holdings, LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Common Stock Purchase Warrant Agreement between Catasys, Inc. and Acuitas Group Holdings, LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Sixth Amended and Restated Promissory Note between Catasys, Inc. and Acuitas Group Holdings, LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Common Stock Purchase Warrant Agreement between Catasys, Inc. and Acuitas Group Holdings, LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Senior Promissory Note between Catasys, Inc. and Holder dated August 15, 2016
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2016
Catasys, Inc. Common Stock Purchase Warrant Agreement with Holder
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Catasys, Inc. Subscription Agreement with Purchaser for Senior Promissory Note and Warrants (August 15, 2016)
Subscription Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2016
First Amended and Restated Promissory Note between Catasys, Inc. and Acuitas Group Holdings, LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Common Stock Purchase Warrant Agreement between Catasys, Inc. and Acuitas Group Holdings, LLC (April 27, 2016)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Common Stock Purchase Warrant Agreement between Catasys, Inc. and Acuitas Group Holdings, LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Promissory Note between Catasys, Inc. and Acuitas Group Holdings, LLC dated March 30, 2016
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2016
Stock Purchase Agreement between Catasys, Inc. and Purchaser (October 16, 2015)
Stock Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2015
Amendment to 12% Original Issue Discount Convertible Debenture and Securities Purchase Agreement between Catasys, Inc. and Acuitas Group Holdings, LLC
Modification Agreements
CATASYS, INC.
Health Care Providers & Services
2015
Stock Purchase Agreement between Catasys, Inc. and Crede CG III, Ltd. dated September 17, 2015
Stock Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2015
Catasys, Inc. 12% Original Issue Discount Convertible Debenture Due January 18, 2016 (with Crede CG III, Ltd.)
Debenture Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2015
Common Stock Purchase Warrant Agreement between Catasys, Inc. and CREDE CG III, Ltd.
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2015
Securities Purchase Agreement between Catasys, Inc. and Purchasers (July 30, 2015)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2015
Promissory Note between Catasys, Inc. and Crede CG III, Ltd. dated July 22, 2015
Note Agreements
CATASYS, INC.
Health Care Providers & Services
2015
Warrant Exchange Agreement between Catasys, Inc. and Investors (May 18, 2015)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2015
Lock-Up Agreement between Catasys, Inc. and Warrant Holders (May 18, 2015)
Waiver Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2015
Catasys, Inc. 12% Original Issue Discount Convertible Debenture Due January 18, 2016
Debenture Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2015
Common Stock Purchase Warrant Agreement between Catasys, Inc. and Holder (April 17, 2015)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2015
Securities Purchase Agreement between Catasys, Inc. and Purchasers dated April 16, 2015
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2015
Catasys, Inc. Stock Option Grant Agreement under 2010 Stock Incentive Plan
Compensation Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2015
First Amendment to Lease Agreement between Trizec Wilshire Center, LLC and Catasys, Inc. (March 6, 2015)
Lease Agreements
CATASYS, INC.
Health Care Providers & Services
2015
Employment Agreement between Catasys, Inc. and Susan Etzel (Chief Financial Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2013
Common Stock Purchase Warrant Agreement between Catasys, Inc. and Holder (December 4, 2012)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2012
Securities Purchase Agreement between Catasys, Inc. and Purchasers (December 4, 2012)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2012
Catasys, Inc. Common Stock Purchase Warrant Agreement (2012)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2012
Securities Purchase Agreement between Catasys, Inc. and Purchasers (September 13, 2012)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2012
Catasys, Inc. Common Stock Purchase Warrant Agreement (April 17, 2012)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2012
Securities Purchase Agreement between Catasys, Inc. and Purchasers dated April 17, 2012
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2012
Secured Convertible Promissory Note between Catasys, Inc. and Socius Capital Group, LLC (April 11, 2012)
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2012
Catasys, Inc. Warrant Agreement with Socius Capital Group, LLC (Amended and Restated, April 11, 2012)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2012
Secured Convertible Promissory Note between Catasys, Inc. and Socius Capital Group, LLC (February 22, 2012)
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2012
Catasys, Inc. Warrant Agreement with Socius Capital Group, LLC (Warrant No. 022220121)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2012
Securities Purchase Agreement between Catasys, Inc. and Socius Capital Group, LLC dated February 22, 2012
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2012
Catasys, Inc. Common Stock Purchase Warrant Agreement (December 2011)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Securities Purchase Agreement between Catasys, Inc. and Purchasers (December 20, 2011)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Third Amended and Restated Secured Convertible Promissory Note between Catasys, Inc. and David E. Smith
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Fourth Amended and Restated Secured Convertible Promissory Note between Catasys, Inc. and Socius Capital Group, LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Catasys, Inc. Third Amended and Restated Warrant Agreement with David E. Smith
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Fourth Amended and Restated Warrant Agreement between Catasys, Inc. and Socius Capital Group, LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Amendment to Consent Agreement among Catasys, Inc., Socius Capital Group, LLC, and David E. Smith (December 7, 2011)
Modification Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Third Amended and Restated Secured Convertible Promissory Note between Catasys, Inc. and Socius Capital Group, LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Third Amended and Restated Warrant Agreement between Catasys, Inc. and Socius Capital Group, LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Second Amended and Restated Secured Convertible Promissory Note between Catasys, Inc. and Socius Capital Group, LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Second Amended and Restated Secured Convertible Promissory Note between Catasys, Inc. and David E. Smith
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Second Amended and Restated Warrant Agreement between Catasys, Inc. and Socius Capital Group, LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Second Amended and Restated Warrant Agreement between Catasys, Inc. and David E. Smith
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Amendment to Consent Agreement among Catasys, Inc., Socius Capital Group, LLC, and David E. Smith (November 15, 2011)
Modification Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Amended and Restated Secured Convertible Promissory Note between Catasys, Inc. and Socius Capital Group, LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Amended and Restated Secured Convertible Promissory Note between Catasys, Inc. and David E. Smith
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Amended and Restated Warrant Agreement between Catasys, Inc. and Socius Capital Group, LLC (August 17, 2011, as amended November 2, 2011)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Amended and Restated Warrant Agreement between Catasys, Inc. and David E. Smith (Warrant No. 100520111)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Amendment to Consent Agreement among Catasys, Inc., Socius Capital Group, LLC, and David E. Smith (November 2, 2011)
Modification Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Secured Convertible Promissory Note between Catasys, Inc. and David E. Smith dated October 5, 2011
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Catasys, Inc. Warrant Agreement with David E. Smith dated October 5, 2011
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Securities Purchase Agreement between Catasys, Inc. and David E. Smith dated October 5, 2011
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Secured Convertible Promissory Note between Catasys, Inc. and Socius Capital Group, LLC dated August 17, 2011
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Warrant Agreement between Catasys, Inc. and Socius Capital Group, LLC dated August 17, 2011
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Securities Purchase Agreement between Catasys, Inc. and Socius Capital Group, LLC (August 17, 2011)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Placement Agent Agreement between Catasys, Inc. and Rodman & Renshaw, LLC (July 22, 2011)
Underwriting Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2011
Hythiam, Inc. Warrant Agreement with Non-Affiliated Investor (November 16, 2010)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Sublease Agreement between Catasys, Inc. and Reserva LLC for 11150 Santa Monica Blvd., Suite 1500
Lease Agreements
CATASYS, INC.
Health Care Providers & Services
2011
Consulting Services Agreement between Catasys, Inc. and Marc Cummins (March 30, 2011)
Consulting Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2011
Securities Purchase Agreement between Hythiam, Inc. and Purchasers (June 29, 2010)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2010
Placement Agent Agreement between Hythiam Inc. and Rodman & Renshaw, LLC (June 2010)
Underwriting Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2010
Common Stock Purchase Warrant Agreement between Hythiam, Inc. and Holder
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2010
Seventh Amendment to Lease Agreement between The Irvine Company LLC and Hythiam, Inc.
Lease Agreements
CATASYS, INC.
Health Care Providers & Services
2010
Indenture Agreement for Hythiam, Inc. [•]% Convertible Senior Notes Due 2015
Indenture Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2010
Order for Settlement of Claims Between The Trinity Group-I, Inc. and Hythiam, Inc.
Settlement Agreements
CATASYS, INC.
Health Care Providers & Services
2010
Settlement Agreement between Lincoln PO FBOP Limited Partnership and Hythiam, Inc.
Settlement Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2010
Order Approving Settlement Agreement Between The Trinity Group-I, Inc. and Hythiam, Inc.
Settlement Agreements
CATASYS, INC.
Health Care Providers & Services
2010
Consulting Services Agreement between Hythiam, Inc. and John V. Rigali
Consulting Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2010
Maurice Hebert Resignation Letter as Chief Financial Officer of Hythiam, Inc.
Separation Agreements
CATASYS, INC.
Health Care Providers & Services
2009
Common Stock Purchase Warrant Agreement between Hythiam, Inc. and Holder (September 2009)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
2009
Securities Purchase Agreement between Hythiam, Inc. and Purchasers (September 2009)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2009
Placement Agent Agreement between Hythiam Inc. and Rodman & Renshaw, LLC (September 17, 2009)
Equity Distribution Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2009
Corporate Finance Advisory Agreement between Hythiam, Inc. and Brean Murray, Carret & Co.
Advisory Agreements
CATASYS, INC.
Health Care Providers & Services
2009
Amendment No. 1 to Amended and Restated Senior Secured Note between Hythiam, Inc. and Highbridge International LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2009
Amendment No. 1 to Common Stock Purchase Warrant between Hythiam, Inc. and Highbridge International LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2009
Amendment No. 1 to Amended and Restated Warrant to Purchase Common Stock between Hythiam, Inc. and Highbridge International LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2009
Technology License and Administrative Services Agreement between Hythiam, Inc. and [Organization]
License Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2009
Second Amendment to Consulting Services Agreement between Hythiam, Inc. and David E. Smith & Associates
Consulting Agreements
CATASYS, INC.
Health Care Providers & Services
2009
Stock Purchase Agreement between Core Corporate Consulting Group, Inc. and WoodCliff Healthcare Investment Partners, LLC (Comprehensive Care Corporation Shares)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2009
Stock Purchase Agreement between Core Corporate Consulting Group, Inc. and WoodCliff Healthcare Investment Partners, LLC
Stock Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2009
Employment Agreement between Hythiam, Inc. and Maurice Hebert (Chief Financial Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2008
Consulting Services Agreement between Hythiam, Inc. and Chuck Timpe (November 12, 2008)
Consulting Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2008
Amendment and Exchange Agreement between Hythiam, Inc. and Highbridge International LLC (July 31, 2008)
Exchange Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2008
Amended and Restated Senior Secured Note between Hythiam, Inc. and Highbridge International LLC
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2008
Amended and Restated Warrant to Purchase Common Stock between Hythiam, Inc. and Highbridge International LLC
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2008
Amendment to Employment Agreement between Hythiam, Inc. and Richard A. Anderson (July 16, 2008)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
2008
Technology License and Administrative Services Agreement between Hythiam, Inc. and [Organization]
License Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2008
Redemption Agreement between Hythiam, Inc. and Highbridge International LLC (November 7, 2007)
CATASYS, INC.
Health Care Providers & Services
2008
Securities Purchase Agreement between Hythiam, Inc. and Purchasers (November 6, 2007)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2007
Securities Purchase Agreement between Hythiam, Inc. and Purchasers (November 6, 2007)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2007
Placement Agent Agreement between Hythiam, Inc. and Rodman & Renshaw, LLC (November 6, 2007)
Underwriting Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2007
Termination Agreement among Hythiam, Inc., HCCC Acquisition Corporation, and Comprehensive Care Corporation
Termination Agreements
CATASYS, INC.
Health Care Providers & Services
2007
First Amendment to Consulting Services Agreement between Hythiam, Inc. and David E. Smith & Associates
Consulting Agreements
CATASYS, INC.
Health Care Providers & Services
2007
First Amendment to Management and Support Services Agreement between Hythiam, Inc. and David E. Smith, M.D. Medical Group, Inc.
Management Agreements
CATASYS, INC.
Health Care Providers & Services
2007
Second Amendment to Management and Support Services Agreement between Hythiam, Inc. and David E. Smith, M.D. Medical Group, Inc.
Management Agreements
CATASYS, INC.
Health Care Providers & Services
2007
Employment Agreement between Hythiam, Inc. and Christopher Hassan (Senior Executive Vice President of Marketing and Business Development)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2007
Hythiam, Inc. Director Compensation Structure Effective July 1, 2007
Compensation Agreements
CATASYS, INC.
Health Care Providers & Services
2007
Agreement and Plan of Merger between Hythiam, Inc. and Comprehensive Care Corporation (January 26, 2007)
Merger Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2007
Agreement and Plan of Merger between Hythiam, Inc. and Comprehensive Care Corporation (January 18, 2007)
Merger Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2007
Letter of Intent for Acquisition of Woodcliff Healthcare Investment Partners LLC by Hythiam, Inc.
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2007
Limited Liability Company Membership Interest Purchase Agreement among Hythiam, Inc., Woodcliff Healthcare Investment Partners, LLC, and Company Members (January 12, 2007)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
DE
2007
Escrow Agreement among Hythiam, Inc., Woodcliff Healthcare Investment Partners LLC, and Thelen Reid Brown Raysman & Steiner LLP as Escrow Agent
Escrow Agreements
CATASYS, INC.
Health Care Providers & Services
2007
Securities Purchase Agreement between Hythiam, Inc. and Investors (January 17, 2007)
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2007
Registration Rights Agreement between Hythiam, Inc. and Buyers (January 17, 2007)
Registration Rights Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2007
Hythiam, Inc. Warrant to Purchase Common Stock Agreement with Highbridge International LLC (January 18, 2007)
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2007
Senior Secured Note Agreement between Hythiam, Inc. and Highbridge International LLC (January 18, 2007)
Note Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2007
Pledge Agreement between Hythiam, Inc. and Highbridge International LLC as Collateral Agent
Pledge Agreements
CATASYS, INC.
Health Care Providers & Services
2007
Security Agreement between Hythiam, Inc. and Highbridge International LLC (Collateral Agent)
Security Agreements
CATASYS, INC.
Health Care Providers & Services
2007
Common Stock Certificate of Hythiam, Inc.
Stock Agreements
CATASYS, INC.
Health Care Providers & Services
2006
Employment Agreement between Hythiam, Inc. and Terren S. Peizer (Chief Executive Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2006
Employment Agreement between Hythiam, Inc. and Richard A. Anderson (Chief Administrative Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2006
Amendment to Employment Agreement between Hythiam, Inc. and Anthony M. LaMacchia
Modification Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2006
Employment Agreement between Hythiam, Inc. and Chuck Timpe (Chief Financial Officer)
Employment Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2006
Management and Support Services Agreement between Hythiam, Inc. and David E. Smith, M.D., Medical Group, Inc.
Services Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2006
Consulting Services Agreement between Hythiam, Inc. and David E. Smith & Associates (September 15, 2005)
Consulting Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2006
Underwriting Agreement between Hythiam, Inc. and UBS Securities LLC and First Albany Capital (November 2, 2005)
Underwriting Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2005
Technology License and Administrative Services Agreement between Lake Chelan Community Hospital and Hythiam, Inc.
License Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2004
Registration Rights Agreement between Hythiam, Inc. and Investor (2003)
Registration Rights Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2004
Second Amendment to Technology Purchase and Royalty Agreement between Hythiam Inc. and TAVAD S.L.
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2004
Technology License and Services Agreement between San Pedro Peninsula Hospital and Hythiam, Inc.
License Agreements
CATASYS, INC.
Health Care Providers & Services
2004
Common Stock Certificate of Hythiam, Inc.
Stock Agreements
CATASYS, INC.
Health Care Providers & Services
2004
Warrant Agreement between Hythiam, Inc. and Holder for Purchase of Common Stock
Warrant Agreements
CATASYS, INC.
Health Care Providers & Services
CA
2004
Asset Purchase Agreement between Alaska Freightways, Inc. and Donald E. Nelson, Richard L. Strahl, and Brady L. Strahl
Purchase Agreements
CATASYS, INC.
Health Care Providers & Services
NV
2003
Agreement and Plan of Merger among Alaska Freightways, Inc., Hythiam Acquisition Corp., Hythiam, Inc., and Certain Stockholders (2003)
Merger Agreements
CATASYS, INC.
Health Care Providers & Services
NY
2003
Agreement and Plan of Merger between Alaska Freightways, Inc. and Hythiam, Inc.
Merger Agreements
CATASYS, INC.
Health Care Providers & Services
NV
2003