EX-4.1: FORM OF COMMON STOCK CERTIFICATE

Contract Categories: Business Finance - Stock Agreements
EX-4.1 2 y12717a3exv4w1.htm EX-4.1: FORM OF COMMON STOCK CERTIFICATE EX-4.1
 

EXHIBIT 4.1
SPECIMEN COMMON STOCK CERTIFICATE
         
NUMBER: CB
      SHARES
 
  [LOGO]    
INCORPORATED
        
UNDER THE
  CASTLE BRANDS   CUSIP 148435 10 0
LAWS OF THE
      SEE REVERSE
STATE OF
  CASTLE BRANDS INC.   FOR CERTAIN
DELAWARE
      DEFINITIONS
THIS CERTIFIES THAT
IS THE OWNER OF
FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, PAR
VALUE $.01 PER SHARE, OF
CASTLE BRANDS INC. transferable on the books of the Corporation by the holder hereof in
person or by duly authorized attorney upon surrender of this certificate properly endorsed.
This certificate is not valid until countersigned and registered by the Transfer Agent and
Registrar.
Witness the facsimile signatures of its duly authorized officers.
Dated:
             
 
            
 
            
 
Secretary
     
 
Chairman of the Board 		   
 
            
CASTLE BRANDS INC.
CORPORATE
SEAL 2003
Delaware

 

 

Countersigned and Registered
CONTINENTAL STOCK TRANSFER & TRUST COMPANY
Transfer Agent and Registrar
 
Authorized Officer
 
          The Corporation will furnish without charge to each stockholder who so request a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights.
          The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
     
 
  TEN COM — as tenants in common
 
    
 
  TEN ENT — as tenants by the entireties
 
    
 
  JT TEN — as joint tenants with right of survivorship and not as tenants in common
 
    
                     
 
  UNIF GIFT MIN ACT -                          Custodian                           
 
            (Cust)             (Minor)    
         
 
        
 
  under Uniform Gifts to Minors Act                                           
 
                (State)
 
        
     
 
  Additional Abbreviations may also be used though not in the above list.
     For value received,                      hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR
OTHER
IDENTIFYING NUMBER OR ASSIGNEE
 
     
 
    
 
    
     
 
    
 
    
 
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE

 

 

 
 
 
 
     
 
 
   Shares
represented by the within Certificate, and do hereby irrevocably constitute and appoint
     
 
 
   Attorney
to transfer the said shares on the books of the within-named Corporation with full power of substitution in the premises.
     
 
    
Dated
    
 
 
    
 
 
    
 
    
         
 
  NOTICE:   The signature to this assignment must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever.
Signature(s) Guaranteed:
 
 
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM) PURSUANT TO S.E.C. RULE 17Ad-15.