CASTLE A M & CO Contracts & Agreements

162 Contracts & Agreements
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A. M. Castle & Co. Description of Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
CASTLE A M & CO
Trading Companies & Distributors
2021
Supplemental Indenture and Amendment No. 2 to 5.00%/7.00% Convertible Senior Secured PIK Toggle Notes Due 2022 between A. M. Castle & Co., Guarantors, and Wilmington Savings Fund...
Indenture Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2020
Amended and Restated Registration Rights Agreement between A.M. Castle & Co. and Investors (March 27, 2020)
Registration Rights Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2020
Intercreditor Agreement among PNC Bank, National Association and Wilmington Savings Fund Society, FSB, dated March 27, 2020
CASTLE A M & CO
Trading Companies & Distributors
NY
2020
Indenture for 3.00% / 5.00% Convertible Senior Secured PIK Toggle Notes due 2024 among A. M. Castle & Co., Guarantors, and Wilmington Savings Fund Society, FSB
Indenture Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2020
Supplemental Indenture and Amendment No. 2 to 5.00%/7.00% Convertible Senior Secured PIK Toggle Notes Due 2022 between A.M. Castle & Co., Guarantors, and Wilmington Savings Fund...
Indenture Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2020
Description of Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934 – A. M. Castle & Co.
Equity Distribution Agreements
CASTLE A M & CO
Trading Companies & Distributors
2020
A.M. Castle & Co. Non-Employee Director Restricted Stock Award Agreement (2017 Management Incentive Plan)
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2020
Support and Exchange Agreement between A.M. Castle & Co. and Noteholder Regarding Exchange Offer for Convertible Senior Notes
Exchange Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2020
Retirement Agreement and Release between A.M. Castle & Co. and Steven W. Scheinkman
Retirement Agreements
CASTLE A M & CO
Trading Companies & Distributors
2020
Amended and Restated Employment Agreement between A.M. Castle & Co. and Marec E. Edgar
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2020
Employment Agreement between A. M. Castle & Co. and Jeremy Steele dated May 9, 2019
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2019
Amended and Restated Employment Agreement between A.M. Castle & Co. and Marec E. Edgar (President)
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2018
A.M. Castle & Co. 2017 Management Incentive Plan Performance Unit Award Agreement
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
MD
2018
Amended and Restated Employment Agreement between A. M. Castle & Co. and Edward Quinn
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2018
A. M. Castle & Co. Offer Letter for Vice President, Controller and Chief Accounting Officer – Edward M. Quinn
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2017
A. M. Castle & Co. 2017 Management Incentive Plan
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
MD
2017
Amended and Restated Employment Agreement between A.M. Castle & Co. and Steven W. Scheinkman
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2017
Amended and Restated Employment Agreement between A.M. Castle & Co. and Marec E. Edgar (May 15, 2017)
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2017
Amended and Restated Employment Agreement between A.M. Castle & Co. and Patrick R. Anderson (May 15, 2017)
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2017
Amended and Restated Employment Agreement between A.M. Castle & Co. and Ronald E. Knopp
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2017
Debtors’ Amended Prepackaged Joint Chapter 11 Plan of Reorganization for Keystone Tube Company, LLC and Affiliates
Plan of Reorganization Agreements
CASTLE A M & CO
Trading Companies & Distributors
DE
2017
Third Amendment to Credit and Guaranty Agreement among A.M. Castle & Co., Total Plastics Inc., and Cantor Fitzgerald Securities
Credit Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2017
Restructuring Support Agreement among A.M. Castle & Co., SGF, Inc., and Consenting Creditors (April 6, 2017)
Plan of Reorganization Agreements
CASTLE A M & CO
Trading Companies & Distributors
IN
2017
Registration Rights Agreement between A.M. Castle & Co. and Lenders (December 8, 2016)
Registration Rights Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
First Amendment to Amended and Restated Intercreditor Agreement among Cantor Fitzgerald Securities, U.S. Bank National Association, and A.M. Castle & Co.
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Amendment No. 4 to Loan and Security Agreement among A.M. Castle & Co., Total Plastics, Inc., A.M. Castle & Co. (Canada) Inc., and Wells Fargo Bank, N.A.
Loan Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
First Amendment to Amended and Restated Transaction Support Agreement between A.M. Castle & Co. and Support Parties
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
2016
Exchange Agreement between A.M. Castle & Co. and Holders of 7.00% Convertible Senior Notes due 2017
Exchange Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Exchange Agreement between A.M. Castle & Co. and Holders of 7.00% Convertible Senior Notes due 2017
Exchange Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Amended and Restated Transaction Support Agreement between A.M. Castle & Co. and Noteholders (March 16, 2016)
Exchange Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
A.M. Castle & Co. Directors Deferred Compensation Plan (Amended and Restated as of January 1, 2015)
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
MD
2016
Amendment to A.M. Castle & Co. Supplemental 401(k) Savings and Retirement Plan (2015)
Retirement Agreements
CASTLE A M & CO
Trading Companies & Distributors
2016
A. M. Castle & Co. 401(k) Savings and Retirement Plan (Amended and Restated as of January 1, 2015)
Profit Sharing Plans
CASTLE A M & CO
Trading Companies & Distributors
IL
2016
Second Amendment to A.M. Castle & Co. Salaried Employees Pension Plan (Effective January 1, 2010, Amended October 8, 2015)
Retirement Agreements
CASTLE A M & CO
Trading Companies & Distributors
2016
Retention Agreement between Total Plastics, Inc. and Thomas L. Garrett
Retention Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2016
First Amendment to Transaction Support Agreement between A.M. Castle & Co. and Support Party
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
2016
Transaction Support Agreement between A.M. Castle & Co. and Noteholders (January 15, 2016)
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Equity Holder Support Agreement between A.M. Castle & Co. and Equity Support Parties (January 15, 2016)
Investor Rights Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Separation Agreement and General Release between A.M. Castle & Co. and Stephen J. Letnich
Separation Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2015
A. M. Castle & Co. Restricted Stock Unit Award Agreement under 2008 Omnibus Incentive Plan
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2015
Bonus Award Agreement between A. M. Castle & Co. and Marec E. Edgar (March 17, 2015)
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
2015
A.M. Castle & Co. Offer Letter to Steven Scheinkman for President & CEO Position
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2015
Severance Agreement between A.M. Castle & Co. and Steven W. Scheinkman
Severance Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2015
A.M. Castle & Co. and Steven W. Scheinkman Change in Control Agreement
Change of Control Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2015
Separation Agreement and General Release between A.M. Castle & Co. and Scott Dolan
Separation Agreements
CASTLE A M & CO
Trading Companies & Distributors
2015
A. M. Castle & Co. Non-Employee Director Restricted Stock Award Agreement under 2008 Omnibus Incentive Plan
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2015
Amendment to Non-Employee Director Restricted Stock Award Agreements under the 2008 A. M. Castle & Co. Omnibus Incentive Plan
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
2015
Interim CFO Compensation Agreement between A.M. Castle & Co. and Pat (September 25, 2014)
Compensation Agreements
CASTLE A M & CO
Trading Companies & Distributors
2014
A.M. Castle & Co. Offer Letter to Marec Edgar for Vice President, General Counsel & Secretary Position
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2014
A.M. Castle & Co. Chief Commercial Officer Employment Offer Letter to Steve Letnich (2013)
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2013
Amendment No. 1 to Rights Agreement between A. M. Castle & Co. and American Stock Transfer & Trust Company, LLC (August 13, 2013)
Registration Rights Agreements
CASTLE A M & CO
Trading Companies & Distributors
2013
Separation Agreement Between Blain Tiffany and Company (April 26, 2013)
Separation Agreements
CASTLE A M & CO
Trading Companies & Distributors
2013
A.M. Castle & Co. Chief Commercial Officer Offer Letter to Blain Tiffany
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2013
A. M. Castle & Co. Employment Offer Letter to Scott Dolan (President & CEO)
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
A.M. Castle & Co. CEO Restricted Stock Unit Award Agreement with Scott Dolan
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
Severance Agreement between A.M. Castle & Co. and Scott Dolan
Severance Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
Change in Control Agreement between A.M. Castle & Co. and Scott Dolan
Change of Control Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
A. M. Castle & Co. Employment Offer Letter to Scott Dolan for President and CEO Position
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
Severance Agreement between A.M. Castle & Co. and Scott Dolan
Severance Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
A.M. Castle & Co. and Scott Dolan Change in Control Agreement (October 2012)
Change of Control Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
A. M. Castle & Co. Employment Offer Letter to Scott Dolan for President and CEO Position
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
Severance Agreement between A.M. Castle & Co. and Scott Dolan
Severance Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
Change in Control Agreement between A.M. Castle & Co. and Scott Dolan
Change of Control Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
Rights Agreement between A. M. Castle & Co. and American Stock Transfer & Trust Company, LLC, dated August 31, 2012
CASTLE A M & CO
Trading Companies & Distributors
NY
2012
Employment Agreement between A. M. Castle & Co. and Paul Sorensen
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
TX
2012
A.M. Castle & Co. Retention Bonus Agreement in Connection with CEO Transition
Retention Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
A.M. Castle & Co. Offer of Employment Letter to Paul Sorensen as President, Oil & Gas Unit
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2012
Executive Retention and Severance Agreement between A.M. Castle & Co. and Stephen V. Hooks (as Amended October 27, 2011)
Retention Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2011
Second Amendment to Amended and Restated Credit Agreement among A.M. Castle & Co. and Lenders, dated April 21, 2011
Credit Agreements
CASTLE A M & CO
Trading Companies & Distributors
2011
A.M. Castle & Co. 2008 Omnibus Incentive Plan (Amended and Restated as of April 28, 2011)
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2011
A.M. Castle & Co. Performance Share Award Agreement (2011-2013 LTCP) under 2008 Equity Compensation Plan
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2011
Amended and Restated Severance Agreement between A.M. Castle & Co. and Executive Officers (Excluding CEO)
Severance Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2010
Amended and Restated CEO Employment and Non-Competition Agreement between A. M. Castle & Co. and Michael Goldberg (December 22, 2010)
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2010
A. M. Castle & Co. 2008 Amended and Restated Equity Compensation Plan
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2010
A. M. Castle & Co. Non-Employee Director Restricted Stock Award Agreement
Compensation Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2010
A. M. Castle & Co. Executive Officer Restricted Stock Unit Award Agreement (2010)
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2010
A. M. Castle & Co. Executive Officer Performance Share Award Agreement under 2008 Equity Compensation Plan
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2010
A. M. Castle & Co. Executive Officer Incentive Stock Option Award Agreement (2010)
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
2010
A. M. Castle & Co. Executive Officer Non-Qualified Stock Option Award Agreement (2010 Form)
Warrant Agreements
CASTLE A M & CO
Trading Companies & Distributors
2010
Board Resolution Amending Non-Employee Director Compensation Program
Compensation Agreements
CASTLE A M & CO
Trading Companies & Distributors
2009
Indemnification Agreement between A. M. Castle & Co. and Director/Officer
Indemnification Agreements
CASTLE A M & CO
Trading Companies & Distributors
MD
2009
Change in Control Agreement between A. M. Castle & Co. and Michael Goldberg (2006)
Change of Control Agreements
CASTLE A M & CO
Trading Companies & Distributors
2009
Severance Agreement between A.M. Castle & Co. and Executive (2008)
Severance Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2009
A. M. Castle & Co. 2008 Amended and Restated Equity Compensation Plan
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2009
A.M. Castle & Co. Restricted Stock Award Agreement under 2008 Equity Compensation Plan
Equity Distribution Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2009
A.M. Castle & Co. Performance Share Award Agreement under 2008 Equity Compensation Plan
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2009
A.M. Castle & Co. Directors Deferred Compensation Plan (Amended and Restated as of October 22, 2008)
Compensation Agreements
CASTLE A M & CO
Trading Companies & Distributors
MD
2009
A.M. Castle & Co. Supplemental 401(k) Savings and Retirement Plan (Amended and Restated as of January 1, 2009)
Retirement Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2009
A.M. Castle & Co. Supplemental Pension Plan (Amended and Restated as of January 1, 2009)
Retirement Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2009
Severance Agreement between A.M. Castle & Co. and Scott F. Stephens
Severance Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2008
A.M. Castle & Co. and Scott F. Stephens Change in Control Agreement (2008)
Change of Control Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2008
U.K. Guarantee Agreement among A.M. Castle & Co. Subsidiaries and Bank of America, N.A. as U.S. Agent
Guaranty Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2008
Amendment No. 2 to Note Agreement between A.M. Castle & Co. and Prudential Insurance Companies
Note Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2008
Guarantee Agreement among Keystone Tube Company, LLC, Total Plastics, Inc., and Others in Favor of Bank of America, N.A. as Agent
Guaranty Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2006
Amended and Restated Collateral Agency and Intercreditor Agreement among Bank of America, N.A., The Prudential Insurance Company of America, The Northern Trust Company, A. M....
Security Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2006
Amended and Restated Security Agreement among A. M. Castle & Co., Other Securing Parties, and Bank of America, N.A.
Security Agreements
CASTLE A M & CO
Trading Companies & Distributors
2006
Guarantee Agreement between A. M. Castle & Co. and Bank of America, N.A., Canada Branch (as Canadian Agent)
Guaranty Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2006
Employment and Non-Competition Agreement between A. M. Castle & Co. and Michael Goldberg
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2006
Amended Employment Agreement between A.M. Castle & Co. and G. Thomas McKane (2006)
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2006
Executive Severance Agreement between A.M. Castle & Co. and Stephen V. Hooks (Effective January 26, 2006)
Severance Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2006
A. M. Castle & Co. Executive Employment Agreement with Lawrence A. Boik (Vice President and Corporate Controller)
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
2006
Collateral Agency and Intercreditor Agreement among U.S. Bank National Association, Bank of America, Noteholders, The Northern Trust Company, A. M. Castle & Co., and Guarantors...
Security Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2005
Intercreditor Agreement among U.S. Bank National Association, Castle SPFD, LLC, A. M. Castle & Co., and Others, dated March 20, 2003
Financing Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2005
Employment and Non-Competition Agreement between A. M. Castle & Co. and G. Thomas McKane
Employment Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2005
A.M. Castle & Co. Executive Incentive Plan Agreement
Bonus & Incentive Agreements
CASTLE A M & CO
Trading Companies & Distributors
2005
Paycheck Protection Program Term Note between A. M. Castle & Co. and PNC Bank, National Association
Note Agreements
CASTLE A M & CO
Trading Companies & Distributors
2020
Second Amendment to Intercreditor Agreement between PNC Bank and Wilmington Savings Fund Society
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2020
Second Amendment to Credit and Guaranty Agreement by and among A.M. Castle & Co., Total Plastics, Inc., and Cantor Fitzgerald Securities
Credit Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2017
A.M. Castle & Co. Warrant to Purchase Common Stock Agreement (December 8, 2016)
Warrant Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Third Supplemental Indenture to 12.75% Senior Secured Notes Due 2018 – A.M. Castle & Co., Guarantors, and U.S. Bank National Association
Indenture Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Fourth Supplemental Indenture to 12.750% Senior Secured Notes Due 2018 – A.M. Castle & Co. and U.S. Bank National Association
Indenture Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
First Supplemental Indenture to 5.25% Convertible Senior Secured Notes Due 2019 – A.M. Castle & Co., Subsidiaries, and U.S. Bank National Association
Indenture Agreements
CASTLE A M & CO
Trading Companies & Distributors
2016
Credit and Guaranty Agreement among A.M. Castle & Co., Total Plastics, Inc., Various Lenders, and Cantor Fitzgerald Securities (December 8, 2016)
Credit Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Settlement Agreement between A.M. Castle & Co. and Raging Capital Group dated November 4, 2016
Settlement Agreements
CASTLE A M & CO
Trading Companies & Distributors
MD
2016
Depot Metals LLC Unit Purchase Agreement between A.M. Castle & Co. and Duferco Steel, Inc.
Purchase Agreements
CASTLE A M & CO
Trading Companies & Distributors
DE
2016
First Supplemental Indenture to 12.75% Senior Secured Notes Due 2018 – A.M. Castle & Co., Guarantors, and U.S. Bank National Association
Indenture Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Second Supplemental Indenture to 12.75% Senior Secured Notes Due 2018 – A.M. Castle & Co., Guarantors, and U.S. Bank National Association
Indenture Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Settlement Agreement between A. M. Castle & Co. and Raging Capital Group (May 27, 2016)
Settlement Agreements
CASTLE A M & CO
Trading Companies & Distributors
MD
2016
Indenture for 5.25% Convertible Senior Secured Notes Due 2019 by A. M. Castle & Co. and U.S. Bank National Association
Indenture Agreements
CASTLE A M & CO
Trading Companies & Distributors
MD
2016
Pledge and Security Agreement between A.M. Castle & Co., Subsidiaries, and U.S. Bank National Association (Collateral Agent)
Pledge Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Asset Purchase Agreement between Total Plastics, Inc. and Total Plastics Resources LLC dated March 11, 2016
Purchase Agreements
CASTLE A M & CO
Trading Companies & Distributors
DE
2016
Amendment No. 1 to Asset Purchase Agreement between Total Plastics, Inc. and Total Plastics Resource LLC
Purchase Agreements
CASTLE A M & CO
Trading Companies & Distributors
DE
2016
First Supplemental Indenture to 12.75% Senior Notes Due 2016 by A.M. Castle & Co. and U.S. Bank National Association
Indenture Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2016
Second Amendment to Settlement Agreement between A.M. Castle & Co. and Raging Capital Parties
Settlement Agreements
CASTLE A M & CO
Trading Companies & Distributors
2015
A.M. Castle & Co. Non-Qualified Stock Option Award Agreement under 2008 Omnibus Incentive Plan
Warrant Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2015
First Amendment to Settlement Agreement between A.M. Castle & Co. and Raging Capital Parties
Settlement Agreements
CASTLE A M & CO
Trading Companies & Distributors
2015
Settlement Agreement between A. M. Castle & Co. and Raging Capital Group dated March 17, 2015
Settlement Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2015
Amendment No. 2 to Loan and Security Agreement among A.M. Castle & Co., Affiliates, Lenders, and Wells Fargo Bank
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2014
Amendment No. 1 to Loan and Security Agreement among A.M. Castle & Co., Subsidiaries, Lenders, and Wells Fargo Bank
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2014
Fourth Amendment to Stock Purchase Agreement among Paul Sorensen, Jerry Willeford, A. M. Castle & Co., and Tube Supply, LLC
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
DE
2013
Fifth Amendment to Stock Purchase Agreement among Paul Sorensen, Jerry Willeford, A. M. Castle & Co., and Tube Supply, LLC
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
DE
2013
A.M. Castle & Co. CEO Restricted Stock Unit Award Agreement with Scott Dolan
Equity Distribution Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
A.M. Castle & Co. CEO Restricted Stock Unit Award Agreement with Scott Dolan
Compensation Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2012
Amendment to Stock Purchase Agreement Among Paul Sorensen, Jerry Willeford, A. M. Castle & Co., Tube Supply, Inc., and A. M. Castle & Co. (Canada) Inc.
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
2011
Stock Purchase Agreement among Paul Sorensen, Jerry Willeford, A. M. Castle & Co., and Tube Supply, Inc. dated November 9, 2011
Stock Agreements
CASTLE A M & CO
Trading Companies & Distributors
DE
2011
Amendment No. 3 to Note Agreement between A.M. Castle & Co. and Prudential Insurance Company of America
Note Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2011
Amended and Restated CEO Change in Control Agreement between A. M. Castle & Co. and Michael Goldberg (December 22, 2010)
Change of Control Agreements
CASTLE A M & CO
Trading Companies & Distributors
2010
A.M. Castle & Co. Change in Control Agreement with Executive
Change of Control Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2010
A.M. Castle & Co. Change in Control Agreement with Executive (2008)
Change of Control Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2009
First Amendment to Credit Agreement among A.M. Castle & Co., Subsidiaries, and Bank of America, N.A.
Credit Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2008
First Amendment to Amended and Restated Collateral Agency and Intercreditor Agreement among Bank of America, Prudential, Northern Trust, A. M. Castle & Co., and Guarantors
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2008
Change in Control Agreement between A.M. Castle & Co. and Stephen V. Hooks (2007)
Change of Control Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2007
A.M. Castle & Co. Underwriting Agreement with William Blair & Company, Jefferies & Company, KeyBanc Capital Markets, and Davenport & Company (May 23, 2007)
Underwriting Agreements
CASTLE A M & CO
Trading Companies & Distributors
2007
Amended and Restated Credit Agreement among A. M. Castle & Co., A. M. Castle & Co. (Canada) Inc., and Bank of America, N.A., dated September 5, 2006
Credit Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2006
Amendment No. 1 to Note Agreement between A.M. Castle & Co. and Prudential Insurance Companies
Note Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2006
Stock Purchase Agreement between Transtar Holdings #2, LLC and A.M. Castle & Co. dated August 12, 2006
Purchase Agreements
CASTLE A M & CO
Trading Companies & Distributors
DE
2006
Receivables Sale and Contribution Agreement among A.M. Castle & Co., Total Plastics, Inc., Oliver Steel Plate Co., Keystone Tube Company, LLC, and Castle SPFD, LLC (December 26,...
Contribution Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2005
Receivables Purchase and Servicing Agreement among Castle SPFD, LLC, A.M. Castle & Co., Total Plastics, Inc., Oliver Steel Plate Co., Castle IND MGR, Inc., and General Electric...
Purchase Agreements
CASTLE A M & CO
Trading Companies & Distributors
NY
2005
A. M. Castle & Co. Change of Control Agreement with Executive
Change of Control Agreements
CASTLE A M & CO
Trading Companies & Distributors
2005
Castle Director's Deferred Compensation Plan Description
Compensation Agreements
CASTLE A M & CO
Trading Companies & Distributors
2005
A.M. Castle & Co. $20,000,000 6.49% Senior Note Agreement dated April 1, 1996
Note Agreements
CASTLE A M & CO
Trading Companies & Distributors
DE
2002
First Amendment and Waiver to Note Agreement between A.M. Castle & Co. and Nationwide Life Insurance Company (December 1, 1998)
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2002
Second Amendment to Note Agreement between A. M. Castle & Co. and Note Holders (November 22, 2002)
Note Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2002
A.M. Castle & Co. $25,000,000 7.54% Senior Note Agreement dated May 15, 1997
Note Agreements
CASTLE A M & CO
Trading Companies & Distributors
DE
2002
First Amendment and Waiver to Note Agreement between A.M. Castle & Co., Massachusetts Mutual Life Insurance Company, and United of Omaha Life Insurance Company
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
MA
2002
Second Amendment to Note Agreement between A. M. Castle & Co. and Note Holders (November 22, 2002)
Note Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2002
A.M. Castle & Co. Note Agreement Dated March 1, 1998
Note Agreements
CASTLE A M & CO
Trading Companies & Distributors
2002
First Amendment and Waiver to Note Agreement between A.M. Castle & Co. and Senior Note Holders
Modification Agreements
CASTLE A M & CO
Trading Companies & Distributors
MA
2002
Second Amendment to Note Agreement between A. M. Castle & Co. and Note Holders (November 22, 2002)
Note Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2002
Series A Cumulative Convertible Preferred Stock Purchase Agreement among A.M. Castle & Co., Investors, and W.B. & Co.
Purchase Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2002
Registration Rights Agreement among A.M. Castle & Co., Investors, and W.B. & Co. (Nominee) dated November 22, 2002
Registration Rights Agreements
CASTLE A M & CO
Trading Companies & Distributors
IL
2002