Allonge No. 3 to 2015 Senior Secured Convertible Note of the Company

Contract Categories: Business Finance - Note Agreements
EX-10.42 3 ex10-42.htm ALLONGE NO. 3 TO 2015 SENIOR SECURED CONVERTIBLE NOTE
 

CareView Communications, Inc. 8-K

 

Exhibit 10.42

 

ALLONGE NO. 3 TO SENIOR SECURED CONVERTIBLE NOTES

(issued February 17, 2015)

 

June 30, 2022

 

This Allonge No. 3 to Senior Secured Convertible Notes (this “Allonge”), effective as of the date first written above, is entered into as of July 12, 2022, shall be affixed to each of those certain Senior Secured Convertible Notes dated February 17, 2015 (as amended by Allonge No. 1 to Senior Secured Convertible Notes dated June 26, 2015 and Allonge No. 2 to Senior Secured Convertible Notes dated July 10, 2018, the “Notes” and each, a “Note”), issued in the original aggregate principal amount of $6,000,000, made by CareView Communications, Inc., a Nevada corporation (the “Company”), and payable to the order of the Holders specified therein and party hereto (each, a “Holder”), and shall become a permanent part thereof and shall amend each such Note as provided herein.

 

1.            Amendment to Interest Rate. Section 2(b) of the Note is hereby amended to add the following sentence at the end thereof:

 

“Notwithstanding the foregoing, no Interest shall accrue on this Note from and after January 1, 2022.”

 

2.            No Further Amendments; Authorization to Affix to Note. Except as specifically amended hereby, the Note shall remain in full force and effect. The Company hereby authorizes each Holder to affix this Allonge to its Note and it shall for all purposes henceforth be part of the Note.

 

[Signature page follows]

 

 

 

 

IN WITNESS WHEREOF, the Company has caused this Allonge to be executed by its officer thereunto duly authorized, as of the date first above written. 

 

  COMPANY:
     
  CAREVIEW COMMUNICATIONS, INC.,
  a Nevada corporation
     
  By: /s/ Steven Johnson
  Name: Steven Johnson
  Title: Chief Executive Officer

 

AGREED AND ACCEPTED:

 

HEALTHCOR PARTNERS FUND, L.P.

By: HealthCor Partners Management L.P., as Manager
By: HealthCor Partners Management, G.P., LLC, as General Partner
     
By: /s/ Jeffrey Lightcap  
Name: Jeffrey Lightcap  
Name:  Senior Managing Director  
     
/s/ Allen Wheeler  
Allen Wheeler  
   
/s/ Steven Johnson  
Steven Johnson  
   
/s/ James R. Higgins  
Dr. James R. Higgins  

 

[Signature Page to Allonge No. 3 to CareView Communications, Inc. Secured Convertible Notes issued February 17, 2015]

 

 

 

 

Raymond James & Assoc. Inc., not in its corporate capacity but solely as Custodian of the Individual Retirement Account of Sandra K. McRee. Further, all representations, warranties and covenants (including indemnities) set forth herein are being made by Sandra K. McRee, not Raymond James & Assoc. Inc.  
     
By: /s/ Sandra McRee  
Name: Sandra McRee  
Title: Custodian  
     
/s/ Sandra K. McRee  
Sandra K. McRee  

 

[Signature Page to Allonge No. 3 to CareView Communications, Inc. Secured Convertible Notes issued February 17, 2015] 

 

 

 

 

/s/ Stephen Berkley  
Stephen Berkley  
   
/s/ Alexandra Berkley  
Alexandra Berkley  
     
/s/ Steven B. Epstein  
Steven B. Epstein  
   
/s/ Deborah L. Epstein  
Deborah L. Epstein  
   
/s/ Jason Peter Epstein  
Jason Peter Epstein  
     
/s/ Gregory Harris Epstein  
Gregory Harris Epstein  
     
/s/ David Epstein  
David Epstein  

 

[Signature Page to Allonge No. 3 to CareView Communications, Inc. Secured Convertible Notes issued February 17, 2015] 

 

 

 

 

/s/ Juliann Martin  
Juliann Martin  
     
/s/ Jason Thompson  
Jason Thompson  

 

Thompson Family Investments, LLC

 

By: /s/ Jason Thompson  
Name: Jason Thompson  
Title: Manager  

 

[Signature Page to Allonge No. 3 to CareView Communications, Inc. Secured Convertible Notes issued February 17, 2015]

 

 

 

 

/s/ Irwin Leiber  
Irwin Leiber  
   
/s/ Joseph P. Healey  
Joseph P. Healey  
   
/s/ Arthur B. Cohen  
Arthur B. Cohen  
   
SJ2, LLC  
   
By: /s/ Michael Mashaal  
Name:  Michael Mashaal  
Title:  Manager  
   
The Joseph P. Healey 2011 Family Trust  
   
By: /s/ Frank Marzano  
Name: Frank Marzano  
Title: Trustee  

 

[Signature Page to Allonge No. 3 to CareView Communications, Inc. Secured Convertible Notes issued February 17, 2015]

 

 

 

 

PENSCO TRUST COMPANY LLC, not in its corporate capacity but solely as Custodian of the Individual Retirement Account of Jeffrey C. Lightcap  
   
By:   /s/ Breanda Malonson  
Name: Breanda Malonson  
Title: Authorized Signatory  
   
/s/ Bradford C. Lightcap  
Bradford C. Lightcap  
   
/s/ Brian R. Lightcap  
Brian R. Lightcap  
   
/s/ Megan M. Lightcap  
Megan M. Lightcap  

 

[Signature Page to Allonge No. 3 to CareView Communications, Inc. Secured Convertible Notes issued February 17, 2015]