Amendment No. 2 to Investor's Rights Agreement

EX-4.4 6 c21812s1exv4w4.htm AMENDMENT NO. 2 TO INVESTOR'S RIGHTS AGREEMENT exv4w4
 

EXHIBIT 4.4
AMENDMENT NO. 2 TO INVESTOR’S RIGHTS AGREEMENT
     THIS AMENDMENT NO. 2 TO INVESTOR’S RIGHTS AGREEMENT is entered into effective this 19th day of September, 2007 (this “Amendment No. 2”), by and among Cardiovascular Systems, Inc., a Minnesota Corporation (the “Company”) , the Series A-1 Convertible Preferred Stockholders listed on Exhibit A hereto (“Series A-1 Investors”), and the Investors signatory hereto.
RECITALS
     WHEREAS, this Amendment No. 2 amends an Investor’s Rights Agreement, dated July 19, 2006 (the "Investor’s Rights Agreement”) by and between the Company and the “Investors” set forth on Schedule A thereto and “Stockholders” set forth on Schedule B thereto, as amended by Amendment No. 1 to Investor’s Rights Agreement, dated October 3, 2006 by and between the Company, ITX International Equity Corp. and the “Investors” signatory thereto;
     WHEREAS, the Company has agreed to sell up to 2,941,177 shares of Series A-1 Convertible Preferred Stock to the Series A-1 Investors (the “Offering”) in accordance with the terms of that certain Private Placement Memorandum dated May 16, 2007, as supplemented on August 8, 2007, and those certain Subscription Agreements by and between the Company and the Series A-1 Investors received in connection with the Offering (the “Subscription Agreements”);
     WHEREAS, on May 21, 2007, the Company’s Board of Directors approved the sale of up to 1,175,000 shares of Series A-1 Convertible Preferred Stock to the Series A-1 Investors and the transactions contemplated by the Subscription Agreements including this Amendment No. 2, and on August 7, 2007 the Board further authorized that the Offering be increased to not more than 2,941,177 shares of Series A-1 Convertible Preferred Stock; and
     WHEREAS, Investors executing this Amendment No. 2 hold at least 66 2/3% of the combined voting power of the outstanding shares of Series A Preferred Stock and any Common Stock issued upon conversion of the Series A Preferred Stock.
     NOW THEREFORE, in consideration of the mutual covenants and agreements contained in this Amendment No. 2, the sufficiency of which is hereby acknowledged, the parties hereto agree as set forth below:
  1.   Defined Terms. Capitalized terms not defined herein shall have the meanings ascribed to them in the Investor’s Rights Agreement.
 
  2.   The Series A-1 Convertible Preferred Stock sold in the Offering shall be deemed additional shares of Series A Convertible Preferred Stock for purposes of the Investor’s Rights Agreement.

1


 

  3.   Schedule A is hereby amended in its entirety as follows and each of the Series A-1 Investors shall be deemed an Investor as that term is used in the Investor’s Rights Agreement:
Investors
                                 
    Series A   Series A   Series A-1    
    Preferred   Preferred   Preferred   Aggregate
Name of Investor   Shares   Warrant   Shares   Purchase Price
Easton Hunt Capital Partners, L.P.
    612,960       87,040              
Easton Hunt Partners, LP
    612,960       87,040              
Maverick Fund, L.D.C.
    770,212       109,370       103,524     $ 879,954.00  
Maverick Fund USA, Ltd.
    310,952       44,155       41,795     $ 355,257.50  
Maverick Fund II, Ltd.
    670,149       95,161       90,075     $ 765,637.50  
Mitsui & Co. Venture Partners II, L.P.
    675,148       95,871       117,647     $ 999,999.50  
ITX International Equity Corp.
    350,263       49,737       47,079     $ 400,171.50  
Abrasive Technology, Inc. Profit Shar Pl
                32,000     $ 272,000.00  
Michael Adrian
    8,943       1,270       3,552     $ 30,200.00  
Mark R. Alvig
                6,000     $ 51,000.00  
Shahla Amiri
                5,000     $ 42,500.00  
Anthony Angelini
                12,000     $ 102,000.00  
Michael J. Antonello
    35,937       5,103       18,255     $ 155,167.50  
Massoud Arbabzadeh, MD
                5,882     $ 49,997.00  
Naoum Baladi
                28,000     $ 238,000.00  
Michael S. Barish
    44,474       6,315       11,928     $ 101,388.00  
Frederick L. Betz and Cynthia A. Betz, JTWROS
                6,000     $ 51,000.00  
RBC Dain Rauscher Cust FBO Frederick L. Betz IRA
                9,500     $ 80,750.00  
Charles Schwab & Co. Cust FBO John A. Beyer IRA
                5,882     $ 50,000.00  
Thomas M. Bies and Edith C. Bies, JTWROS
                5,882     $ 50,000.00  
Gerry Black
                5,882     $ 50,000.00  
Brent G. Blackey
                5,900     $ 50,150.00  
Pensco Trust Company Cust FBO Michael J. Bogart IRA
                4,900     $ 41,650.00  
William Bold
                3,600     $ 30,600.00  
John R. Borrell
                11,764     $ 99,994.00  
Robert Brady
                9,000     $ 76,500.00  
Larry Brandt and Judy Brandt JTWROS
    8,943       1,270       4,120     $ 35,020.00  
David Brink
    10,260       1,457       17,000     $ 144,500.00  
Gerald F. Bubnick
                2,942     $ 25,007.00  
Brian P. Burns, Jr.
                7,500     $ 63,750.00  
Marlyn and Margaret Buss, Trustees, Marlyn and Margaret Buss Rev. Living Trust dated 4/12/04
                5,882     $ 50,000.00  
Wedbush Morgan Securities Cust FBO Richard E. Bye IRA
                7,050     $ 59,925.00  
Timothy Byrne and Sandra Byrne, Trustees, Byrne Family Trust
                5,882     $ 50,000.00  
Christopher Campbell
                2,941     $ 25,000.00  

2


 

                                 
    Series A   Series A   Series A-1    
    Preferred   Preferred   Preferred   Aggregate
Name of Investor   Shares   Warrant   Shares   Purchase Price
H. Daniel Caparo
                5,882     $ 50,000.00  
Charles Schwab & Co., Inc. Cust FBO Franklin G. Capitanini IRA
                5,800     $ 49,300.00  
Joseph Anthony Cardenas
                29,400     $ 249,900.00  
Curtis L. Carlson Family Foundation
    43,783       6,217       29,414     $ 250,019.00  
Charles Schwab & Co., Inc. Cust FBO Steven W. Carter IRA
                5,882     $ 50,000.00  
CAVA Partners, LLC
                5,882     $ 50,000.00  
John F. Cavanaugh
                3,000     $ 25,500.00  
Vijay T. Char
                5,882     $ 50,000.00  
Scott Chase
                17,647     $ 150,000.00  
Richard J. Cherry and JoAnn Cherry, JTWROS
                2,942     $ 25,007.00  
George Jean Chilazi
                6,777     $ 57,604.50  
Charles Schwab & Co., Inc. Cust FBO Bruce A. Church IRA
                5,882     $ 50,000.00  
Pershing LLC Custodian FBO Walter Douglas Clark IRA
                5,882     $ 50,000.00  
David E. Cohen, M.D.
                5,884     $ 50,014.00  
Sean Collins
                11,765     $ 100,002.50  
Wachovia Securities Cust FBO Sean Collins IRA
                12,941     $ 110,000.00  
Tom Correia
                5,882     $ 50,000.00  
Ralph D. Crawford
                11,750     $ 99,875.00  
Carla C. Dahl
                590     $ 5,015.00  
Thomas P. Davis, MD
                5,882     $ 50,000.00  
Keith Donnan
                5,882     $ 50,000.00  
Peter S. Dougan, M.D.
                2,941     $ 25,000.00  
Charles Schwab & Co., Inc. Cust FBO Mark W. DuPont IRA
                6,000     $ 51,000.00  
Keith M. Eastman
                4,000     $ 34,000.00  
Joane Evans and Lyell Evans JTWROS
                2,942     $ 25,007.00  
Ryan E. Evans
                5,883     $ 50,005.50  
Gary Jay Fishbein, MD
                6,000     $ 51,000.00  
Jeffrey Fleming
                2,942     $ 25,007.00  
James Flynn
                5,882     $ 50,000.00  
Linda M. Foster
    17,890       2,540       2,404     $ 20,434.00  
Michael D. Fugit, M.D.
                2,941     $ 25,000.00  
Michael Furlong
                5,882     $ 50,000.00  
Geoffrey T. Gainor
                5,882     $ 50,000.00  
Dennis R. Gancarz
                5,882     $ 50,000.00  
GDN Holdings, LLC
    131,349       18,652       41,913     $ 356,260.50  
Kenneth L. Gibbs, MD and Beverly T. Gibbs JTWROS
                2,950     $ 25,075.00  
Scott Kean Goodman
                19,059     $ 162,001.50  
UBS Financial Services, Inc. Cust FBO R. Hunt Greene IRA
                6,500     $ 55,250.00  

3


 

                                 
    Series A   Series A   Series A-1    
    Preferred   Preferred   Preferred   Aggregate
Name of Investor   Shares   Warrant   Shares   Purchase Price
Daniel Patrick Greenleaf and Diane Francis Greenleaf
                10,000     $ 85,000.00  
Barry K. Griffith
                18,750     $ 159,375.00  
Edith Guglielmi
                7,060     $ 60,010.00  
David J. Gunther
                2,941     $ 25,000.00  
Rob Hadley
                2,941     $ 25,000.00  
Fiserv ISS & Co. Cust FBO Rob Hadley IRA
                5,882     $ 50,000.00  
Scott Robert Hannum
                11,764     $ 100,000.00  
Scott Merle Hanson
                600     $ 5,100.00  
Steven J. Healy
    8,815       1,252       9,431     $ 80,173.50  
Syntel, LLC Profit Sharing Plan FBO Alfred Harry Herget, Alfred Harry Herget, Trustee
                5,882     $ 49,997.00  
Richard R. Heuser and Sharon L.Heuser, Trustees, R&S Trust dated 8/3/99
                5,882     $ 50,000.00  
Charles Schwab & Co., Inc. Cust FBO David Richard Hewitt IRA
                13,000     $ 110,500.00  
Robert C. Hinckle
                17,647     $ 150,000.00  
William Hoffman and Lilia Helen Hoffman JTWROS
                5,882     $ 50,000.00  
Jeremy Houseman
                2,942     $ 25,007.00  
Derek J. Howe
                8,000     $ 68,000.00  
Wende S. Hutton, Trustee, Hutton Living Trust dtd 12/10/96
                5,882     $ 50,000.00  
Innovasc, LLC
                4,500     $ 38,250.00  
Michael Iovanni and Linda Iovanni, JTWROS
                2,941     $ 25,000.00  
Andrew J. Iseman and Shelly D. Iseman JTWROS
    17,657       2,507       7,108     $ 60,418.00  
Sean Janzer
                11,765     $ 100,000.00  
Sara Jay
                5,900     $ 50,150.00  
Takemito Jimbo
                11,765     $ 100,002.50  
Charles David Joffe, MD
                6,000     $ 51,000.00  
Darla R. Johnson and John A. Beyer JTWROS
                3,529     $ 30,000.00  
Elias H. Kassab
                5,882     $ 50,000.00  
Salva Kassab and Suha Kassab JTWROS
                3,529     $ 30,000.00  
KD Holding, Inc.
                6,000     $ 51,000.00  
Puneet K. Khanna and Monica Khanna JTWROS
                17,647     $ 150,000.00  
Yazan Khatib
                2,941     $ 25,000.00  
Farhad Khosravi, Ttee, Farhad Khosravi and Flora Shirzad Khosravi Trust U/A
                5,882     $ 50,000.00  
Bertram W. Klein
                10,000     $ 85,000.00  
E*Trade as Cust FBO Joseph F. Koziol IRA
                5,883     $ 50,005.50  

4


 

                                 
    Series A   Series A   Series A-1    
    Preferred   Preferred   Preferred   Aggregate
Name of Investor   Shares   Warrant   Shares   Purchase Price
Al Kraus and Eileen Kraus JTWROS
                8,825     $ 75,012.50  
Al Kraus
                2,942     $ 25,007.00  
David Kraus, M.D.
                3,000     $ 25,500.00  
Scott Kraus
                22,600     $ 192,100.00  
John T. Kuzara
                5,882     $ 50,000.00  
Habib John Lahlouh
                6,000     $ 51,000.00  
David Lamadrid
                2,942     $ 25,007.00  
Aaron Lew
                17,000     $ 144,500.00  
MLPF&S Cust FBO Aaron Lew IRA
                23,529     $ 199,996.50  
Robert Lindmeier and Sheryl Lindmeier
                11,764     $ 100,000.00  
William Andrew Lindmeier and Susan J. Lindmeier JTWROS
                5,000     $ 42,500.00  
Wells Fargo Bank, N.A. as Trustee of the Donald M. Longlet Rev Trust
                11,764     $ 99,994.00  
Louis Lopez, MD
                11,765     $ 100,000.00  
Richard A. Lotti
                5,882     $ 50,000.00  
Jonathan K. Lubkert
                600     $ 5,100.00  
Kenneth H. Lubkert and Elizabeth R. Lubkert JTWROS
                4,706     $ 40,001.00  
Satyaprakash Makam
                5,882     $ 50,000.00  
Louis Manfredo and Genevieve Manfredo JTWROS
                2,942     $ 25,007.00  
Carol A. Martin, Sole Trustee of the Martin Family Revocable Trust
                5,882     $ 50,000.00  
Lynne Martin and Tevis P. Martin III
                1,200     $ 10,200.00  
MaxBee Holding Company LLC
                5,882     $ 50,000.00  
Gary McCord
                17,647     $ 150,000.00  
Christopher W. McNeill
                5,882     $ 50,000.00  
John J. Mehalchin
                11,765     $ 100,002.50  
Jacob P. Mercer
                3,000     $ 25,500.00  
Amir Motarjeme, Trustee of the Amir Motarjeme Profit Sharing Plan FBO Amir Motarjeme
                5,882     $ 49,997.00  
Padmini Natarajan and B. R. Natarajan JTWROS
                5,882     $ 50,000.00  
Fiserv ISS & Co. Cust FBO Thomas P. Neslund IRA
                5,882     $ 50,000.00  
Thomas P. Neslund
                2,941     $ 25,000.00  
Hajime Oshita
                2,400     $ 20,400.00  
Marco Ovikian and Catherine Ovikian, JTWROS
                8,823     $ 75,000.00  
Ashish Pal
                30,000     $ 255,000.00  
Tom Pardubeck
                3,000     $ 25,500.00  
Daryl L. Peterman
    1,027       146       5,000     $ 42,500.00  
Loyal M. Peterman, Jr.
    20,564       2,920       16,124     $ 137,054.00  
John N. Phillips
                5,882     $ 50,000.00  

5


 

                                 
    Series A   Series A   Series A-1    
    Preferred   Preferred   Preferred   Aggregate
Name of Investor   Shares   Warrant   Shares   Purchase Price
Cassandra Piippo
                589     $ 5,006.50  
Pinnacle Investment Group, LLC
                9,000     $ 76,500.00  
Sridhar Prativadi
                5,882     $ 50,000.00  
Rolando E. Prieto
                2,941     $ 24,998.50  
Dave B. Radovich
    7,203       1,023       25,169     $ 213,936.50  
Robert K. Ranum
                2,941     $ 24,998.50  
Ambika Ravindran
                12,000     $ 102,000.00  
Redmile Capital, LP
                7,569     $ 64,341.00  
Redmile Ventures, LLC
                5,882     $ 49,997.00  
Redmile Capital Offshore, Ltd.
                27,725     $ 235,658.00  
Michael Reilly and Lisa Reilly
                11,764     $ 99,994.00  
Ronald Reuss and Rita Reuss JTWROS
                3,000     $ 25,500.00  
Stacey Rickert
                10,000     $ 85,000.00  
Benjamin S. Rinkey
                4,000     $ 34,000.00  
Caleb Rivera
                2,940     $ 24,990.00  
Edward Todd Robbins
                2,941     $ 25,000.00  
Cecilia S. Roberts, Trustee David K. Roberts Residuary Trust
                21,200     $ 180,200.00  
David K. Roberts
                11,800     $ 100,300.00  
Todd A. Roberts and Debra D. Roberts
                5,882     $ 50,000.00  
Peter Lars Runquist
                5,882     $ 50,000.00  
Paul W. Schaffer
    10,216       1,451       20,000     $ 170,000.00  
James W. Schlesing and Dona Connelly
                7,059     $ 60,001.50  
Marc S. Schwartzberg
                2,941     $ 25,000.00  
Gary M. Scott and Malisa M. Scott, Ttees of the Gary and Malisa Scott Rev Trust
                29,500     $ 250,750.00  
R. Randolph Scott
                5,882     $ 50,000.00  
Gino J. Sedillo, MD
                5,882     $ 50,000.00  
David Shaskey
                5,882     $ 50,000.00  
Pamela Shaw and James Shaw JTWROS
                5,882     $ 50,000.00  
Neil J. Sheehan
                2,000     $ 17,000.00  
Chiemsee Money Purchase Plan, dtd 03/11/97, FBO Robert T. Shepard
                6,000     $ 51,000.00  
Robert Shepard and Celia Shepard, Ttees of the Shepard Family Trust dated 2/1/99
                6,000     $ 51,000.00  
Harvinder Paul Singh, MD
                5,882     $ 50,000.00  
Kevin Spanier
                1,200     $ 10,200.00  
Kathleen A. Stauter
                1,775     $ 15,087.50  
Steven Mendelow, Trustee, Teledata Financial Services Corp. Profit Shar Plan
                23,529     $ 200,000.00  
Charles Schwab & Co., Inc. Cust FBO Robert J. Thatcher IRA
                12,000     $ 102,000.00  
Kimberley J. Thomas and A. Conrade Thomas JTWROS
                5,890     $ 50,065.00  

6


 

                                 
    Series A   Series A   Series A-1    
    Preferred   Preferred   Preferred   Aggregate
Name of Investor   Shares   Warrant   Shares   Purchase Price
TMP, LLLP
    53,217       7,557       56,768     $ 482,529.00  
Top Medical Holding B.V.
                4,000     $ 34,000.00  
Leslie Trigg and Michael Trigg, Trustees, Trigg Family Trust
                2,942     $ 25,007.00  
Edwin C. Tyska
                11,765     $ 100,000.00  
Hector J. Vasquez and Sandra L. Vasquez
                3,000     $ 25,500.00  
Greg Vella and Michelle Vella, Ttees, Greg Vella and Michelle Vella Family Tr
                5,882     $ 50,000.00  
Chris Vieira
                4,588     $ 39,000.00  
Douglas A. Waldo, MD
                3,000     $ 25,500.00  
Joseph A. Wasselle and Stacie Poole
                2,941     $ 24,998.50  
Charles Schwab & Co., Inc. Cust FBO Burton M. Waxman IRA
                7,058     $ 60,000.00  
Wellspring Capital
                176,470     $ 1,500,000.00  
Wellspring Management, LLC
                58,823     $ 500,000.00  
Martin F. Whalen
                5,882     $ 50,000.00  
Fiserv ISS & Co. Cust FBO Kimberly Williamson IRA
                5,882     $ 50,000.00  
Steven Wishnia
                3,000     $ 25,500.00  
Sharon T. Wooster
                2,941     $ 25,000.00  
Total
    4,002,644       568,374       2,188,425     $ 18,601,821.50  
  4.   This Amendment No. 2 may be executed in any number of original or facsimile counterparts, and each such counterpart hereof shall be deemed to be an original instrument, but all such counterparts together shall constitute but one agreement. Any counterpart or other signature to this Amendment No. 2 that is delivered by facsimile shall be deemed for all purposes as constituting good and valid execution and delivery by such party of this Amendment No. 2.
 
  5.   Except as set forth herein, all other terms and conditions of the Investor’s Rights Agreement remain the same.
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7


 

     IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 2 to Investor’s Rights Agreement effective the date first written above.
         
  CARDIOVASCULAR SYSTEMS, INC.
 
 
  By:   /s/ James E. Flaherty    
    Name:   James E. Flaherty   
    Title:   Chief Financial Officer   

8


 

         
     IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 2 to Investor’s Rights Agreement effective the date first written above.
         
    EASTON HUNT CAPITAL PARTNERS, L.P.
 
       
 
  By:   EHC GP, L.P. its General Partner
 
  By:   EHC GP, Inc., its General Partner
 
       
 
  By:   /s/ John H. Friedman
 
       
 
      Name: John H. Friedman
Title: President
 
       
    EASTON CAPITAL PARTNERS, LP
 
       
 
  By:   ECP GP, LLC
 
  By:   ECP GP, Inc., its Manager
 
       
 
  By:   /s/ John H. Friedman
 
       
 
      Name: John H. Friedman
 
      Title: President

9


 

     IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 2 to Investor’s Rights Agreement effective the date first written above.
         
    MAVERICK FUND, L.D.C.
 
       
 
  By:   Maverick Capital, Ltd.
 
      Its Investment Advisor
 
       
 
  By:   /s/ John T. McCafferty
 
       
 
      Name: John T. McCafferty
 
      Title: Limited Partner and General Counsel
 
       
    MAVERICK FUND USA, LTD.
 
       
 
  By:   Maverick Capital, Ltd.
 
      Its Investment Advisor
 
       
 
  By:   /s/ John T. McCafferty
 
       
 
      Name: John T. McCafferty
 
      Title: Limited Partner and General Counsel
 
       
    MAVERICK FUND II, LTD.
 
       
 
  By:   Maverick Capital, Ltd.
 
      Its Investment Advisor
 
       
 
  By:   /s/ John T. McCafferty
 
       
 
      Name: John T. McCafferty
 
      Title: Limited Partner and General Counsel

10


 

     IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 2 to Investor’s Rights Agreement effective the date first written above.
         
 
  MITSUI & CO. VENTURE PARTNERS II, L.P.
 
       
 
  By:   Mitsui & Co. Venture Partners, Inc.
 
      Its General Partner
 
       
 
  By:   /s/ Koichi Ando
 
       
 
      Name: Koichi Ando
 
      Title: President & CEO

11


 

     IN WITNESS WHEREOF, the parties hereto have executed this Amendment No. 2 to Investor’s Rights Agreement effective the date first written above.
         
  SERIES A-1 CONVERTIBLE PREFERRED INVESTORS
 
 
  By:   /s/ James E. Flaherty    
    James E. Flaherty, as Attorney-in-Fact for the Series A-1 Convertible   
    Preferred Investors named on Exhibit A hereto   

12


 

         
EXHIBIT A
SERIES A-1 CONVERTIBLE PREFERRED INVESTORS
 
Abrasive Technology, Inc.
Profit Sharing Plan
Michael Adrian
Mark R. Alvig
Shahla Amiri
Anthony Angelini
Michael J. Antonello
Massoud Arbabzadeh, MD
Naoum Baladi
Michael S. Barish
Frederick L. Betz and
Cynthia A. Betz, JTWROS
RBC Dain Rauscher Cust
FBO Frederick L. Betz IRA
Charles Schwab & Co. Cust
FBO John A. Beyer IRA
Thomas M. Bies and
Edith C. Bies, JTWROS
Gerry Black
Brent G. Blackey
Pensco Trust Company Cust
FBO Michael J. Bogart IRA
William Bold
John R. Borrell
Robert Brady
Larry Brandt and
Judy Brandt JTWROS
David Brink
Gerald F. Bubnick
Brian P. Burns, Jr.
Marlyn and Margaret Buss,
Ttees, Marlyn and Margaret
Buss Rev. Living Trust
Wedbush Morgan Securities
Cust FBO Richard E. Bye IRA
Timothy Byrne and Sandra Byrne, Trustees,
Byrne Family Trust
Christopher Campbell
H. Daniel Caparo
Charles Schwab & Co., Inc. Cust
FBO Franklin G. Capitanini IRA
Joseph Anthony Cardenas
Curtis L. Carlson Family
Foundation
Charles Schwab & Co., Inc.
Cust FBO Steven W. Carter IRA
CAVA Partners, LLC
John F. Cavanaugh
Vijay T. Char
Scott Chase
Richard J. Cherry and
JoAnn Cherry, JTWROS
George Jean Chilazi
Charles Schwab & Co., Inc. Cust
FBO Bruce A. Church IRA
Pershing LLC Custodian
FBO Walter Douglas Clark IRA
David E. Cohen, M.D.
Sean Collins
Wachovia Securities Cust
FBO Sean Collins IRA
Tom Correia
Ralph D. Crawford
Carla C. Dahl
Thomas P. Davis, MD
Keith Donnan
Peter S. Dougan, M.D.
Charles Schwab & Co., Inc. Cust
FBO Mark W. DuPont IRA
Keith M. Eastman
Joane Evans and
Lyell Evans JTWROS
Ryan E. Evans
Gary Jay Fishbein, MD
Jeffrey Fleming
James Flynn
Linda M. Foster
Michael D. Fugit, M.D.
Michael Furlong
Geoffrey T. Gainor
Dennis R. Gancarz
GDN Holdings, LLC
Kenneth L. Gibbs, MD and
Beverly T. Gibbs JTWROS
Scott Kean Goodman
UBS Financial Services, Inc. Cust
FBO R. Hunt Greene IRA
Daniel Patrick Greenleaf and
Diane Francis Greenleaf
Barry K. Griffith
Edith Guglielmi
David J. Gunther
Rob Hadley
Fiserv ISS & Co. Cust
FBO Rob Hadley IRA
Scott Robert Hannum
Scott Merle Hanson
Steven J. Healy
Syntel, LLC Profit Sharing Plan
FBO Alfred Harry Herget, Alfred
Harry Herget, Trustee
Richard R. Heuser and Sharon L.
Heuser, Trustees, R&S Trust
dated 8/3/99
Charles Schwab & Co., Inc. Cust
FBO David Richard Hewitt IRA
Robert C. Hinckle

13


 

 
William Hoffman and
Lilia Helen Hoffman JTWROS
Jeremy Houseman
Derek J. Howe
Wende S. Hutton, Trustee,
Hutton Living Trust dtd 12/10/96
Innovasc, LLC
Michael Iovanni and
Linda Iovanni, JTWROS
Andrew J. Iseman and
Shelly D. Iseman JTWROS
ITX International Equity Corp.
Sean Janzer
Sara Jay
Takemito Jimbo
Charles David Joffe, MD
Darla R. Johnson and
John A. Beyer JTWROS
Elias H. Kassab
Salva Kassab and
Suha Kassab JTWROS
KD Holding, Inc.
Puneet K. Khanna and
Monica Khanna JTWROS
Yazan Khatib
Farhad Khosravi, Ttee, Farhad Khosravi
and Flora Shirzad Khosravi Trust U/A
Bertram W. Klein
E*Trade as Cust
FBO Joseph F. Koziol IRA
Al Kraus and
Eileen Kraus JTWROS
Al Kraus
David Kraus, M.D.
Scott Kraus
John T. Kuzara
Habib John Lahlouh
David Lamadrid
Aaron Lew
MLPF&S Cust FBO
Aaron Lew IRA
Robert Lindmeier and
Sheryl Lindmeier
William Andrew Lindmeier and
Susan J. Lindmeier JTWROS
Wells Fargo Bank, N.A. as Trustee
of the Donald M. Longlet Rev Tr
Louis Lopez, MD
Richard A. Lotti
Jonathan K. Lubkert
Kenneth H. Lubkert and
Elizabeth R. Lubkert JTWROS
Satyaprakash Makam
Louis Manfredo and
Genevieve Manfredo JTWROS
Carol A. Martin, Sole Trustee,
Martin Family Revocable Trust
Lynne Martin and
Tevis P. Martin III
Maverick Fund, L.D.C.
Maverick Fund USA, Ltd.
Maverick Fund II, Ltd.
MaxBee Holding Company LLC
Gary McCord
Christopher W. McNeill
John J. Mehalchin
Jacob P. Mercer
Mitsui & Co. Venture Partners II, LP
Amir Motarjeme, Trustee, Amir
Motarjeme Profit Sharing Plan
FBO Amir Motarjeme
Padmini Natarajan and
B. R. Natarajan JTWROS
Fiserv ISS & Co. Cust
FBO Thomas P. Neslund IRA
Thomas P. Neslund
Hajime Oshita
Marco Ovikian and
Catherine Ovikian, JTWROS
Ashish Pal
Tom Pardubeck
Daryl L. Peterman
Loyal M. Peterman, Jr.
John N. Phillips
Cassandra Piippo
Pinnacle Investment Group, LLC
Sridhar Prativadi
Rolando E. Prieto
Dave B. Radovich
Robert K. Ranum
Ambika Ravindran
Redmile Capital, LP
Redmile Ventures, LLC
Redmile Capital Offshore, Ltd.
Michael Reilly and Lisa Reilly
Ronald Reuss and
Rita Reuss JTWROS
Stacey Rickert
Benjamin S. Rinkey
Caleb Rivera
Edward Todd Robbins
Cecilia S. Roberts, Trustee
David K. Roberts Residuary Trust
David K. Roberts
Todd A. Roberts and
Debra D. Roberts
Peter Lars Runquist
Paul W. Schaffer
James W. Schlesing and
Dona Connelly
Marc S. Schwartzberg
Gary M. Scott and Malisa M. Scott,
Ttees of the Gary and Malisa Scott
Rev Trust
R. Randolph Scott

14


 

 
Gino J. Sedillo, MD
David Shaskey
Pamela Shaw and
James Shaw JTWROS
Neil J. Sheehan
Chiemsee Money Purchase Plan,
dtd 03/11/97, FBO Robert T.
Shepard
Robert Shepard and Celia Shepard,
Ttees of the Shepard Family Trust
dated 2/1/99
Harvinder Paul Singh, MD
Kevin Spanier
Kathleen A. Stauter
Steven Mendelow, Trustee,
Teledata Financial Services Corp.
Profit Shar Plan
Charles Schwab & Co., Inc. Cust
FBO Robert J. Thatcher IRA
Kimberley J. Thomas and
A. Conrade Thomas JTWROS
TMP, LLLP
Top Medical Holding B.V.
Leslie Trigg and Michael Trigg,
Trustees, Trigg Family Trust
Edwin C. Tyska
Hector J. Vasquez and
Sandra L. Vasquez
Greg Vella and Michelle Vella,
Ttees, Greg Vella and Michelle
Vella Family Tr
Chris Vieira
Douglas A. Waldo, MD
Joseph A. Wasselle and
Stacie Poole
Charles Schwab & Co., Inc. Cust
FBO Burton M. Waxman IRA
Wellspring Capital
Wellspring Management, LLC
Martin F. Whalen
Fiserv ISS & Co. Cust
FBO Kimberly Williamson IRA
Steven Wishnia
Sharon T. Wooster

15