2600 Michelson Drive, Ste 700, Irvine, CA 92612vSecurities offered through Courtland Securities Corp., Member FINRA/SIPC
EX-10.1 2 ex10-1.htm EX. 10.1 ex10-1.htm
VIA EMAIL
May 14, 2014
To: Darin Pastor, President
Capstone Affluent Strategies, Inc.
2600 Michelson Dr., Suite 700
Irvine, CA 92612
From: George Schneider
Capstone Financial Group, Inc.
2600 Michelson Dr., Suite 700
Irvine, CA 92612
Subject: Rescission of Acquisition Agreement and Plan of Merger (“Merger Agreement”) by and among Capstone Financial Group, Inc., Capstone Sub Co, and Capstone Affluent Strategies, Inc. (together the “Parties”)does
Dear Mr. Pastor,
This letter serves as notification that the Parties have mutually agreed to rescind the Merger Agreement dated December 16, 2013. The Board of Directors of each Party has unanimously approved the execution, delivery and performance of this Rescission Letter Agreement and the transactions contemplated by this letter.
Pursuant to this letter, the Parties hereby rescind the Merger Agreement and abandon the Merger by mutual consent. As a result of such rescission, the Merger Agreement is henceforth void and of no effect, without any liability on the part of the Parties or their affiliates, directors, officers, or stockholders.
In witness whereof, the undersigned have caused this agreement to be duly executed and delivered as of the date first above written.
| CAPSTONE FINANCIAL GROUP, INC. | ||
| By: | /S/ George Schneider | |
| George Schneider, President | ||
| CAPSTONE SUB CO | ||
| By: | /S/ Darin Pastor | |
| Darin Pastor, President | ||
| CAPSTONE AFFLUENT STRATEGIES, INC. | ||
| By: | /S/ Darin Pastor | |
| Darin Pastor, President | ||
2600 Michelson Drive, Ste 700, Irvine, CA 92612 v Securities offered through Courtland Securities Corp., Member FINRA/SIPC
