CAPITAL SOUTHWEST CORP Contracts & Agreements

80 Contracts & Agreements
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Form of Fifth Amendment, dated October
CAPITAL SOUTHWEST CORP
Capital Markets
2024
Sixth Supplemental Indenture, dated November 8, 2024, by and between Capital Southwest Corporation and U.S. Bank Trust Company, National Association (as successor in interest for...
Indenture Agreements
CAPITAL SOUTHWEST CORP
2024
Underwriting Agreement, dated November 4, 2024, by and between Capital Southwest Corporation and Oppenheimer & Co. Inc., as representative of the several underwriters named in...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
2024
Form of Fifth Amendment, dated October
CAPITAL SOUTHWEST CORP
2024
Incremental Commitment and Assumption Agreement dated September 12, 2024 among Capital Southwest Corporation, as borrower, Capital Southwest Equity Investments, Inc, as a...
Investment Agreements
CAPITAL SOUTHWEST CORP
2024
Description of Capital Southwest Corporation's Securities Registered pursuant to Section 12 of the Securities Exchange Act of 1934
CAPITAL SOUTHWEST CORP
2024
Form of Fourth Amendment, dated May 21, 2024, to Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between Capital Southwest Corporation and each of...
CAPITAL SOUTHWEST CORP
2024
Form of Fourth Amendment, dated May 21, 2024, to Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between Capital Southwest Corporation and each of Citizens...
CAPITAL SOUTHWEST CORP
2024
Incremental Commitment and Assumption Agreement dated December 7, 2023 among Capital Southwest Corporation, as borrower, Capital Southwest Equity Investments, Inc, as a Subsidiary...
Investment Agreements
CAPITAL SOUTHWEST CORP
2023
Fifth Supplemental Indenture by and between Capital Southwest Corporation and U.S. Bank Trust Company National Association (as successor in interest for U.S. Bank National...
Indenture Agreements
CAPITAL SOUTHWEST CORP
2023
Underwriting Agreement, dated June 7, 2023, by and between Capital Southwest Corporation and Oppenheimer & Co., Inc., as representative of the several underwriters named in...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
2023
Underwriting Agreement, dated November 14, 2022, by and between Capital Southwest Corporation and Raymond James & Associates, Inc. as representative of the several underwriters...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2022
Incremental Commitment and Assumption Agreement dated November 16, 2022 among Capital Southwest Corporation, as borrower, ING Capital LLC, as Administrative Agent, the Increasing...
CAPITAL SOUTHWEST CORP
2022
Form of Third Amendment, dated August 2, 2022, to Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of Jefferies LLC and...
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2022
Form of Third Amendment, dated August 2, 2022, to Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of JMP Securities LLC and B....
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
2022
Underwriting Agreement, dated November 4, 2021, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
2021
Form of Second Amendment, dated November 2, 2021, to Third Amended and Restated Equity Distribution Agreement between the Company and each of Jefferies LLC and Raymond James &...
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2021
Form of Second Amendment, dated November 2, 2021, to Amended and Restated Equity Distribution Agreement between the Company and each of JMP Securities LLC and B. Riley Securities,...
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
2021
Limited Consent and Amendment No. 1 to Second Amended and Restated Senior Secured Revolving Credit Agreement, dated as of September 10, 2021, by and among Capital Southwest...
Credit Agreements
CAPITAL SOUTHWEST CORP
2021
Underwriting Agreement, dated August 24, 2021, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Fourth Supplemental Indenture, dated as of August 27, 2021, relating to the 3.375% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee
Indenture Agreements
CAPITAL SOUTHWEST CORP
2021
Form of Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of Jefferies LLC and Raymond James & Associates, Inc.,...
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Form of Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of JMP Securities LLC and B. Riley Securities, Inc., respectively
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Second Amended and Restated Limited Liability Company Operating Agreement of I-45 SLF LLC
Operating Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
DE
2021
Underwriting Agreement, dated February 22, 2021, by and between the Company and Raymond James & Associates, Inc., as the sole underwriter
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Underwriting Agreement, dated December 22, 2020, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
2020
Third Supplemental Indenture, dated as of December 29, 2020, relating to the 4.50% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2020
Incremental Commitment Agreement, dated as of December 10, 2020, by and among Capital Southwest Corporation, ING Capital LLC, and Texas Capital Bank
CAPITAL SOUTHWEST CORP
2020
Amendment No. 1 to the Amended and Restated Senior Secured Revolving Credit Agreement, dated as of December 10, 2020, by and among Capital Southwest Corporation, as Borrower, the...
Credit Agreements
CAPITAL SOUTHWEST CORP
2020
Underwriting Agreement, dated August 12, 2020, by and between the Company and Raymond James & Associates, Inc
Underwriting Agreements
CAPITAL SOUTHWEST CORP
2020
Description of Capital Southwest Corporation's Securities Registered pursuant to Section 12 of the Securities Exchange Act of 1934
CAPITAL SOUTHWEST CORP
2020
Incremental Assumption Agreement dated as of March 19, 2020 among Capital Southwest Corporation, as Borrower, ING Capital LLC, as Administrative Agent, and Hancock Whitney Bank,...
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Form of Equity Distribution Agreement, dated February 4, 2020, between the Company and each of JMP Securities LLC and B. Riley FBR, Inc., respectively
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
2020
Form of Second Amended and Restated Equity Distribution Agreement, dated February 4, 2020, between the Company and each of Jefferies LLC and Raymond James & Associates, Inc.,...
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
2020
Underwriting Agreement, dated October 4, 2019, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
2019
Second Supplemental Indenture, dated as of September 27, 2019, relating to the 5.375% Notes due 2024, by and between the Company and U.S. Bank National Association, as trustee
Indenture Agreements
CAPITAL SOUTHWEST CORP
2019
Underwriting Agreement, dated September 24, 2019, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
2019
Form of Amended and Restated Equity Distribution Agreement
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2019
Incremental Assumption Agreement dated as of May 23, 2019 among Capital Southwest Corporation, as Borrower, ING Capital LLC, as Administrative Agent, and Mutual of Omaha Bank, as...
CAPITAL SOUTHWEST CORP
2019
Master Reimbursement Agreement, dated as of May 9, 2018, by and between Capital Southwest Corporation, as Borrower, and ING Capital LLC, as Issuer
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2018
Incremental Assumption Agreement dated as of May 11, 2018 among Capital Southwest Corporation, as Borrower, and ING Capital LLC, as Administrative Agent and Increasing Lender
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2018
Incremental Assumption Agreement dated as of April 16, 2018 among Capital Southwest Corporation, as Borrower, ING Capital LLC, as Administrative Agent, and Hitachi Capital America...
CAPITAL SOUTHWEST CORP
2018
Third Amendment to the Capital Southwest Corporation 2010 Restricted Stock Award Plan
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2017
Third Amendment to the Capital Southwest Corporation 2009 Stock Incentive Plan
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
2017
Incremental Assumption Agreement dated as of August 18, 2017 among Capital Southwest Corporation, the Lenders party thereto, ING Capital LLC, as Administrative Agent, Arranger and...
CAPITAL SOUTHWEST CORP
2017
Form of Director and Officer Indemnification Agreement
Indemnification Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2017
I-45 SLF LLC Agreement dated September 9, 2015
CAPITAL SOUTHWEST CORP
Capital Markets
DE
2015
Form of Amended and Restated Incentive Stock Option Agreement (CSWI Employee Form)
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Non-Qualified Stock Option Agreement (Executive Compensation Plan CSWC Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Non-Qualified Stock Option Agreement (Executive Compensation Plan CSWI Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Restricted Stock Agreement (CSWC Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
2015
Form of Amended and Restated Non-Qualified Stock Option Agreement (CSWC Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Non-Qualified Stock Option Agreement (CSWI Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
2015
Form of Amended and Restated Restricted Stock Agreement (CSWI Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
2015
Form of Amended and Restated Incentive Stock Option Agreement (CSWC Employee Form)
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Restricted Stock Award (Executive Compensation Plan CSWC Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Restricted Stock Award (Executive Compensation Plan CSWI Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
2015
Form of Amended and Restated Cash Incentive Award Agreement (Executive Compensation Plan)
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
2015
Form of Amended and Restated Restricted Stock Award Agreement
Stock Agreements
CAPITAL SOUTHWEST CORP
2015
Distribution Agreement
Distribution Agreements
CAPITAL SOUTHWEST CORP
2015
Tax Matters Agreement
CAPITAL SOUTHWEST CORP
2015
Form of Amended and Restated Non-Qualified Stock Option Agreement
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Cash Incentive Award Agreement
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
2015
Amended and Restated Employee Matters Agreement
CAPITAL SOUTHWEST CORP
Capital Markets
DE
2015
Second Amendment to the 2010 Restricted Stock Award Plan
Stock Agreements
CAPITAL SOUTHWEST CORP
2015
Second Amendment to the 2009 Stock Incentive Plan
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2015
Amendment Four to Retirement Plan For Employees of Capital Southwest Corporation and its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2015
Form of Cash Incentive Award Agreement
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2014
Form of Non-Qualified Stock Option Agreement under the 2009 Stock Incentive Plan, as amended
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2014
Form of Restricted Stock Award Agreement under the 2010 Restricted Stock Award Plan, as amended
Stock Agreements
CAPITAL SOUTHWEST CORP
2014
First Amendment to the Capital Southwest Corporation 2010 Restricted Stock Award Plan
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2014
First Amendment to the Capital Southwest Corporation 2009 Stock Incentive Plan
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2014
Amendment one to Retirement Plan for employees of Capital Southwest Corporation and its affiliates as amended and restated effective April 1, 2011
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2013
Capital Southwest Corporation 2010 Restricted Stock Award Plan
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2011
Capital Southwest Corporation 2009 Stock Incentive Plan
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
2011
STOCK PURCHASE AGREEMENT by and among NORTHSTAR CEMETERY SERVICES OF CALIFORNIA, LLC, NORTHSTAR MEMORIAL GROUP, LLC LIFEMARK GROUP and CAPITAL SOUTHWEST CORPORATION Dated as of...
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2010
AMENDMENT TWO TO RETIREMENT PLAN FOR EMPLOYEES OF CAPITAL SOUTHWEST CORPORATION AND ITS AFFILIATES As Amended and Restated Effective April 1, 2006
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2010
AMENDMENT THREE TO RETIREMENT PLAN FOR EMPLOYEES OF CAPITAL SOUTHWEST CORPORATION AND ITS AFFILIATES As Amended and Restated Effective April 1, 2006
Retirement Agreements
CAPITAL SOUTHWEST CORP
2010
AMENDMENT FOUR TO RETIREMENT PLAN FOR EMPLOYEES OF CAPITAL SOUTHWEST CORPORATION AND ITS AFFILIATES As Amended and Restated Effective April 1, 2006
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2010
CAPITAL SOUTHWEST CORPORATION AND ITS AFFILIATES 2009 RESTORATION OF RETIREMENT INCOME PLAN
Retirement Agreements
CAPITAL SOUTHWEST CORP
2009