Capital One Financial Contracts & Agreements

319 Contracts & Agreements
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Filed
Underwriting Agreement dated January 28, 2025
Underwriting Agreements
Capital One Financial
Consumer Finance
2025
First Supplemental Indenture dated as of January 30, 2025 to the Subordinated Indenture dated as of August 29, 2006 between Capital One Financial Corporation and The Bank of New...
Indenture Agreements
Capital One Financial
Consumer Finance
2025
Form of 6.183% Fixed-to-Floating Rate Subordinated Note due 2036
Note Agreements
Capital One Financial
Consumer Finance
2025
Form of Restricted Stock Unit Award Agreement granted to our
Stock Agreements
Capital One Financial
Consumer Finance
DE
2024
Form of Restricted Stock Unit Award Agreement granted to our
Stock Agreements
Capital One Financial
Consumer Finance
DE
2024
Underwriting Agreement dated July 24, 2024
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2024
Form of 5.463% Fixed-to-Floating Rate Senior Note due 2030
Note Agreements
Capital One Financial
Consumer Finance
2024
Form of 5.884% Fixed-to-Floating Rate Senior Note due 2035
Note Agreements
Capital One Financial
Consumer Finance
2024
Amended and Restated 2002 Associate Stock Purchase Plan
Stock Agreements
Capital One Financial
Consumer Finance
2024
Form of Retention Bonus Letter Agreement, by and between Capital One Financial Corporation and certain executive officers
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2024
Description of Securities Registered Under Section 12 of the Exchange Act
Capital One Financial
Consumer Finance
NY
2024
Amended and Restated
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Form of Performance Unit Award Agreements, dated November 2, 2023, granted to our executive officers under the Amended and Restated 2004 Stock Incentive Plan...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Total Shareholder Return Performance Unit Award Agreement, dated November 2, 2023, granted to our Chief Executive Officer under the Amended and Restated 2004...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Form of Performance Unit Award Agreements, dated November 2, 2023, granted to our executive officers under the Amended and Restated 2004 Stock Incentive Plan...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Total Shareholder Return Performance Unit Award Agreement granted to our Chief Executive Officer under the Amended and Restated 2004 Stock Incentive Plan on February 1, 2024
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Performance Unit Award Agreement granted to our Chief Executive Officer under the Amended and Restated 2004 Stock Incentive Plan on February 1, 2024
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Form of Restricted Stock Unit Award Agreement, dated February 1, 2024, by and between Capital One Financial Corporation and Richard D. Fairbank under the Amended and Restated 2004...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Form of Restricted Stock Unit Award Agreements granted to our executive officers under the Amended and Restated 2004 Stock Incentive Plan on February 1, 2024
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Form of Performance Unit Award Agreements granted to our executive officers under the Amended and Restated 2004 Stock Incentive Plan on February 1, 2024
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Capital One Financial Corporation Non-Employee Directors Deferred Compensation Plan
Compensation Agreements
Capital One Financial
Consumer Finance
2024
Agreement and Plan of Merger, dated as of February 19, 2024, by and among Discover Financial Services, Capital One Financial Corporation and Vega Merger Sub, Inc
Merger Agreements
Capital One Financial
Consumer Finance
DE
2024
Underwriting Agreement dated January 29, 2024
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2024
Form of 5.700% Fixed-to-Floating Rate Senior Note due 2030
Note Agreements
Capital One Financial
Consumer Finance
2024
Form of 6.051% Fixed-to-Floating Rate Senior Note due 2035
Note Agreements
Capital One Financial
Consumer Finance
2024
Underwriting Agreement dated October 27, 2023
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2023
Form of 7.149% Fixed-to-Floating Rate Senior Note due 2027
Note Agreements
Capital One Financial
Consumer Finance
2023
Form of 7.624% Fixed-to-Floating Rate Senior Note due 2031
Note Agreements
Capital One Financial
Consumer Finance
2023
Underwriting Agreement dated June 5, 2023
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2023
Form of 6.312% Fixed-to-Floating Rate Senior Note due 2029
Note Agreements
Capital One Financial
Consumer Finance
2023
Form of 6.377% Fixed-to-Floating Rate Senior Note due 2034
Note Agreements
Capital One Financial
Consumer Finance
2023
Seventh Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Description of Securities Registered Under Section 12 of the Exchange Act
Capital One Financial
Consumer Finance
NY
2023
Form of Restricted Stock Unit Award Agreement, dated January 26, 2023, by and between Capital One Financial Corporation and Richard D. Fairbank under the Sixth Amended and...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Performance Unit Award Agreement, dated January 26, 2023, by and between Capital One Financial Corporation and Richard D. Fairbank under the Sixth Amended and Restated 2004 Stock...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Total Shareholder Return Performance Unit Award Agreement granted to our Chief Executive Officer under the Sixth Amended and Restated 2004 Stock Incentive Plan on January 26, 2023
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Form of Restricted Stock Unit Award Agreements granted to our executive officers under the Sixth Amended and Restated 2004 Stock Incentive Plan on January 26, 2023
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Form of Performance Unit Award Agreements granted to our executive officers under the Sixth Amended and Restated 2004 Stock Incentive Plan on January 26, 2023
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Restricted Stock Unit Award Agreement, dated January 31, 2022, by and between Capital One Financial Corporation and Neal Blinde under the Sixth Amended and Restated 2004 Stock...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Restricted Stock Unit Award Agreement, dated January 31, 2022, by and between Capital One Financial Corporation and Neal Blinde under the Sixth Amended and Restated 2004 Stock...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Restricted Stock Unit Award Agreement, dated January 31, 2022, by and between Capital One Financial Corporation and Neal Blinde under the Sixth Amended and Restated 2004 Stock...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Amended and Restated Capital One Financial Corporation Executive Severance Plan
Severance Agreements
Capital One Financial
Consumer Finance
VA
2023
Amendment Number One to the Amended and Restated Capital One Financial Corporation Executive Severance Plan
Severance Agreements
Capital One Financial
Consumer Finance
2023
Notice & Garden Leave Agreement, dated December 13, 2021, between Capital One Financial Corporation and Neal Blinde
Capital One Financial
Consumer Finance
DE
2023
Underwriting Agreement dated January 25, 2023
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2023
Form of 5.468% Fixed-to-Floating Rate Senior Note due 2029
Note Agreements
Capital One Financial
Consumer Finance
2023
Form of 5.817% Fixed-to-Floating Rate Senior Note due 2034
Note Agreements
Capital One Financial
Consumer Finance
2023
Form of Restricted Stock Unit Award Agreement granted to our directors under the Sixth Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2022
Underwriting Agreement dated July 25, 2022
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2022
Form of 4.985% Fixed-to-Floating Rate Senior Note due 2026
Note Agreements
Capital One Financial
Consumer Finance
2022
Form of 5.247% Fixed-to-Floating Rate Senior Note due 2030
Note Agreements
Capital One Financial
Consumer Finance
2022
Underwriting Agreement dated May 5, 2022
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2022
Form of 4.166% Fixed-to-Floating Rate Senior Note due 2025
Note Agreements
Capital One Financial
Consumer Finance
2022
Form of 4.927% Fixed-to-Floating Rate Senior Note due 2028
Note Agreements
Capital One Financial
Consumer Finance
2022
Form of 5.268% Fixed-to-Floating Rate Senior Note due 2033
Note Agreements
Capital One Financial
Consumer Finance
2022
Form of Floating Rate Senior Note due 2025
Note Agreements
Capital One Financial
Consumer Finance
2022
Underwriting Agreement dated March 1, 2022
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2022
Form of 2.636% Fixed-to-Floating Rate Senior Note due 2026
Note Agreements
Capital One Financial
Consumer Finance
2022
Form of 3.273% Fixed-to-Floating Rate Senior Note due 2030
Note Agreements
Capital One Financial
Consumer Finance
2022
Description of Securities Registered Under Section 12 of the Exchange Act
Capital One Financial
Consumer Finance
NY
2022
Form of Performance Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Sixth Amended and Restated 2004 Stock Incentive Plan...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2022
Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Sixth Amended and Restated 2004 Stock Incentive...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2022
Form of Total Shareholder Return Performance Unit Award Agreement granted to our Chief Executive Officer under the Sixth Amended and Restated 2004 Stock Incentive Plan on February...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2022
Underwriting Agreement dated January 28, 2022
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2022
Underwriting Agreement dated December 2, 2021
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
Form of 1.343% Fixed-to-Floating Rate Senior Note due 2024
Note Agreements
Capital One Financial
Consumer Finance
2021
Form of Floating Rate Senior Note due 2024
Note Agreements
Capital One Financial
Consumer Finance
2021
Underwriting Agreement dated October 28, 2021
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
First Supplemental Indenture dated as of November 2, 2021 to the Senior Indenture dated as of November 1, 1996 between Capital One Financial Corporation and The Bank of New York...
Indenture Agreements
Capital One Financial
Consumer Finance
NY
2021
Form of 1.878% Fixed-to-Floating Rate Senior Note due 2027
Note Agreements
Capital One Financial
Consumer Finance
2021
Form of 2.618% Fixed-to-Floating Rate Senior Note due 2032
Note Agreements
Capital One Financial
Consumer Finance
2021
Underwriting Agreement for the Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N, dated July 26, 2021
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
Underwriting Agreement for the 2.359% Fixed-to-Floating Rate Subordinated Note due 2032, dated July 27, 2021
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
Deposit Agreement, dated July 29, 2021
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2021
Form of 2.359% Fixed-to-Floating Rate Subordinated Note due 2032
Note Agreements
Capital One Financial
Consumer Finance
2021
Underwriting Agreement, dated June 7, 2021
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
Sixth Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2021
Underwriting Agreement, dated April 29, 2021
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
Deposit Agreement, dated May 4, 2021
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2021
Description of Securities Registered Under Section 12 of the Exchange Act
Capital One Financial
Consumer Finance
NY
2021
Form of Performance Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive Plan...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2021
Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2021
Form of Total Shareholder Return Performance Unit Award Agreement granted to our Chief Executive Officer under the Fifth Amended and Restated 2004 Stock Incentive Plan on February...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2021
Underwriting Agreement, dated September 10, 2020
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2020
Deposit Agreement, dated September 17, 2020
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2020
Underwriting Agreement dated May 6, 2020
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2020
Form of 2.600% Senior Note due 2023
Note Agreements
Capital One Financial
Consumer Finance
2020
Form of 3.650% Senior Note due 2027
Note Agreements
Capital One Financial
Consumer Finance
2020
Description of Securities Registered Under Section 12 of the Exchange Act
Capital One Financial
Consumer Finance
NY
2020
Form of Performance Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive Plan...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2020
Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2020
Underwriting Agreement, dated January 28, 2020
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2020
Deposit Agreement, dated January 31, 2020
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2020
Underwriting Agreement, dated September 4, 2019
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2019
Deposit Agreement, dated September 11, 2019
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2019
Form of Restricted Stock Unit Award Agreement granted to our directors under the Fifth Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2019
Underwriting Agreement dated June 5, 2019
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2019
Form of 0.800% Senior Note due 2024
Note Agreements
Capital One Financial
Consumer Finance
2019
Form of 1.650% Senior Note due 2029
Note Agreements
Capital One Financial
Consumer Finance
2019
Paying Agency Agreement dated as of June 12, 2019
Agency Agreements
Capital One Financial
Consumer Finance
NY
2019
Fifth Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2019
Form of Performance Unit Award Agreements granted to our executive officers under the Fourth Amended and Restated 2004 Stock Incentive Plan on January 31, 2019
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2019
Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fourth Amended and Restated 2004 Stock Incentive...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2019
Underwriting Agreement dated January 24, 2019
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2019
Form of 3.900% Senior Note due 2024
Note Agreements
Capital One Financial
Consumer Finance
2019
Form of Restricted Stock Unit Award Agreement granted to our directors under the Fourth Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2018
Underwriting Agreement dated April 26, 2018
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2018
Form of 3.450% Senior Note due 2021
Note Agreements
Capital One Financial
Consumer Finance
2018
Form of 4.250% Senior Note due 2025
Note Agreements
Capital One Financial
Consumer Finance
2018
Fourth Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2018
Form of Performance Unit Award Agreements granted to executive officers, including the Chief Executive Officer, under the Fourth Amended and Restated 2004 Stock Incentive Plan on...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2018
Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fourth Amended and Restated 2004 Stock Incentive...
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2018
Underwriting Agreement dated February 13, 2018
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2018
Form of Floating Rate Senior Note due 2021
Note Agreements
Capital One Financial
Consumer Finance
2018
Underwriting Agreement dated January 25, 2018
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2018
Form of 3.200% Senior Note due 2023
Note Agreements
Capital One Financial
Consumer Finance
2018
Form of Floating Rate Senior Note due 2023
Note Agreements
Capital One Financial
Consumer Finance
2018
Form of 3.800% Senior Note due 2028
Note Agreements
Capital One Financial
Consumer Finance
2018
Underwriting Agreement dated October 26, 2017
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2017
Form of 2.400% Senior Note due 2020
Note Agreements
Capital One Financial
Consumer Finance
2017
Form of Floating Rate Senior Note due 2020
Note Agreements
Capital One Financial
Consumer Finance
2017
Form of 3.300% Senior Note due 2024
Note Agreements
Capital One Financial
Consumer Finance
2017
Form of Restricted Stock Unit Award Agreement granted to our directors under the Second Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2017
CAPITAL ONEFINANCIAL CORPORATION $2,500,000,000 $1,400,000,000 2.500% Senior Notes Due 2020 $500,000,000 Floating Rate Senior Notes Due 2020 $600,000,000 3.750% Senior Notes Due...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2017
2.500% SENIOR NOTE DUE 2020
Note Agreements
Capital One Financial
Consumer Finance
2017
FLOATING RATE SENIOR NOTE DUE 2020
Note Agreements
Capital One Financial
Consumer Finance
2017
NON-COMPETITION AGREEMENT
Non-Competition Agreements
Capital One Financial
Consumer Finance
VA
2017
NON-COMPETITION AGREEMENT
Non-Competition Agreements
Capital One Financial
Consumer Finance
VA
2017
NON-COMPETITION AGREEMENT
Non-Competition Agreements
Capital One Financial
Consumer Finance
DE
2017
CAPITAL ONE FINANCIAL CORPORATION $2,000,000,000 $850,000,000 3.050% Senior Notes Due 2022 $400,000,000 Floating Rate Senior Notes Due 2022 $750,000,000 3.750% Senior Notes Due...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2017
3.050% SENIOR NOTE DUE 2022
Note Agreements
Capital One Financial
Consumer Finance
2017
FLOATING RATE SENIOR NOTE DUE 2022
Note Agreements
Capital One Financial
Consumer Finance
2017
3.750% SENIOR NOTE DUE 2027
Note Agreements
Capital One Financial
Consumer Finance
2017
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement No. of Shares Subject to Option: 81,486
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2017
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Performance Unit Award Agreement No. of Performance Units at Target: 101,344
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2017
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 20,675
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2017
20,000,000DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES H OF CAPITAL ONE FINANCIAL CORPORATION...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2016
DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY...
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2016
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: %%TOTAL_SHARES_GRANTED%%
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2016
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 14,368
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2016
Amendment #1 to Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
2016
24,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES G OF CAPITAL ONE FINANCIAL CORPORATION...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2016
DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY...
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2016
CAPITAL ONEFINANCIAL CORPORATION $1,500,000,000 3.750% Subordinated Notes Due 2026 UNDERWRITING AGREEMENT July 25, 2016
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2016
FORM OF 3.750% SUBORDINATED NOTEDUE 2026
Capital One Financial
Consumer Finance
2016
CAPITAL ONE FINANCIAL CORPORATION 2004 STOCK INCENTIVE PLAN NONSTATUTORY STOCK OPTION AWARD AGREEMENT No. of Shares Subject to Option: 106,973
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2016
CAPITAL ONE FINANCIAL CORPORATION 2004 STOCK INCENTIVE PLAN PERFORMANCE UNIT AWARD AGREEMENT No. of Performance Units at Target: 137,298
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2016
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 27,460
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2016
CAPITAL ONE FINANCIAL CORPORATION EXECUTIVE SEVERENCE PLAN Amended and Restated, effective July 30, 2015
Capital One Financial
Consumer Finance
VA
2015
CAPITAL ONE FINANCIAL CORPORATION $1,500,000,000 4.200% Subordinated Notes Due 2025 UNDERWRITING AGREEMENT October 26, 2015
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2015
FORM OF 4.200% SUBORDINATED NOTEDUE 2025
Capital One Financial
Consumer Finance
2015
20,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES F OF CAPITAL ONE FINANCIAL CORPORATION...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2015
DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY...
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2015
1,000,000 SHARES OF FIXED-TO-FLOATING RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES E OF CAPITAL ONEFINANCIAL CORPORATION UNDERWRITING AGREEMENT May 11, 2015
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2015
AMENDMENT to the CAPITAL ONE FINANCIAL CORPORATION THIRD AMENDED AND RESTATED 2004 STOCK INCENTVIE PLAN
Stock Agreements
Capital One Financial
Consumer Finance
2015
CAPITAL ONE FINANCIAL CORPORATION 2004 STOCK INCENTIVE PLAN NONSTATUTORY STOCK OPTION AWARD AGREEMENT No. of Shares Subject to Option: 115,812
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2015
CAPITAL ONE FINANCIAL CORPORATION 2004 STOCK INCENTIVE PLAN PERFORMANCE UNIT AWARD AGREEMENT No. of Performance Units at Target: 116,729
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2015
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 23,346
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2015
CAPITAL ONE FINANCIAL CORPORATION $1,000,000,000 3.200% Senior Notes Due 2025 UNDERWRITING AGREEMENT
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2015
3.200% SENIOR NOTE DUE 2025
Note Agreements
Capital One Financial
Consumer Finance
2015
20,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES D OF CAPITAL ONE FINANCIALCORPORATION...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2014
DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY...
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2014
20,000,000DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES C OF CAPITAL ONE FINANCIAL CORPORATION...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2014
DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY...
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2014
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: %% TOTAL_UNITS_GRANTED%%
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2014
CAPITAL ONE FINANCIAL CORPORATION $750,000,000 2.450% Senior Notes Due 2019 $750,000,000 3.750% Senior Notes Due 2024 UNDERWRITING AGREEMENT April 21, 2014
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2014
2.450% SENIOR NOTE DUE 2019
Note Agreements
Capital One Financial
Consumer Finance
2014
3.750% SENIOR NOTE DUE 2024
Note Agreements
Capital One Financial
Consumer Finance
2014
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement No. of Shares Subject to Option: 108,944
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2014
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Performance Unit Award Agreement No. of Performance Units at Target: 123,309
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2014
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 40,076
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2014
CHANGE OF CONTROL EMPLOYMENT AGREEMENT
Change of Control Agreements
Capital One Financial
Consumer Finance
2014
NON-COMPETITION AND NON-SOLICITATION OF CUSTOMER AGREEMENT
Non-Competition Agreements
Capital One Financial
Consumer Finance
VA
2014
CAPITAL ONE FINANCIAL CORPORATION, as the Company and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as the Trustee SUPPLEMENTAL INDENTURE DATED AS OF JUNE 6, 2013 TO INDENTURE...
Indenture Agreements
Capital One Financial
Consumer Finance
NY
2013
CAPITAL ONE FINANCIAL CORPORATION 3.50% Senior Notes due 2023 REGISTRATION RIGHTS AGREEMENT
Note Agreements
Capital One Financial
Consumer Finance
NY
2013
SPECIAL AGREEMENT AND RELEASE
Release Agreements
Capital One Financial
Consumer Finance
VA
2013
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement No. of Shares Subject to Option: 325,985
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2013
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Performance Unit Award Agreement No. of Performance Units at Target: 155,363
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2013
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 38,841
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2013
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Award Agreement No. of Shares: %%TOTAL_SHARES_GRANTED%-%
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2013
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Award Agreement No. of Shares: 174,000
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2013
FIRST AMENDMENT TO THE CAPITAL ONE FINANCIAL CORPORATION VOLUNTARY NON-QUALIFIED DEFERRED COMPENSATION PLAN
Compensation Agreements
Capital One Financial
Consumer Finance
2013
CHANGE OF CONTROL EMPLOYMENT AGREEMENT
Change of Control Agreements
Capital One Financial
Consumer Finance
2013
NON-COMPETITION AGREEMENT
Non-Competition Agreements
Capital One Financial
Consumer Finance
VA
2013
SPECIAL RETENTION, SEPARATION AND NON-COMPETE AGREEMENT AND RELEASE
Non-Competition Agreements
Capital One Financial
Consumer Finance
DE
2013
CAPITAL ONE FINANCIAL CORPORATION $750,000,000 1.000% Senior Notes Due2015 $250,000,000 Floating Rate Senior Notes Due 2015 UNDERWRITING AGREEMENT
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2012
FLOATING RATE SENIOR NOTE DUE 2015
Note Agreements
Capital One Financial
Consumer Finance
2012
1.000% SENIOR NOTE DUE 2015
Note Agreements
Capital One Financial
Consumer Finance
2012
54,028,086 SHARES OF COMMON STOCK OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT September 4, 2012
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2012
35,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUALPREFERRED STOCK, SERIES B OF CAPITAL ONE FINANCIAL CORPORATION...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2012
DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERSFROM TIME TO TIME OF THE DEPOSITARY...
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2012
PURCHASER TRANSITION SERVICES AGREEMENT between HSBCTECHNOLOGY & SERVICES (USA) INC. and CAPITAL ONE SERVICES, LLC DATED AS OF MAY 1, 2012 TABLE OF CONTENTS
Transition Agreements
Capital One Financial
Consumer Finance
DE
2012
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Amendment No. 1 Restricted Stock Award Agreements Award Numbers: 00083626 and 00084032
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
2012
CAPITAL ONE FINANCIAL CORPORATION $1,250,000,000 2.150% Senior NotesDue 2015 UNDERWRITING AGREEMENT
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2012
2.150% SENIOR NOTE DUE 2015
Note Agreements
Capital One Financial
Consumer Finance
2012
24,442,706 SHARES OF COMMON STOCK OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT March 15, 2012
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2012
FIRST AMENDMENT TO THE PURCHASE AND SALE AGREEMENT
Purchase Agreements
Capital One Financial
Consumer Finance
2012
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement No. of Shares Subject to Option: 360,009
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2012
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Performance Unit Award Agreement No. of Performance Units: Up to 382,514
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2012
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 157,378
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2012
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Award Agreement No. of Shares: %%TOTAL_SHARES_GRANTED%-%
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2012
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: %%TOTAL_SHARES_GRANTED%-%
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2012
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonqualified Stock Option Agreement No. of Shares Subject to Option: %TOTAL_SHARES_GRANTED%-%
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2012
Capital One Financial Corporation Executive Severance Plan Amended and Restated, effective July 16, 2011
Severance Agreements
Capital One Financial
Consumer Finance
VA
2012
CAPITAL ONE FINANCIAL CORPORATION NON-EMPLOYEE DIRECTORS DEFERREDCOMPENSATION PLAN TABLE OF CONTENTS
Capital One Financial
Consumer Finance
2012
CAPITAL ONE FINANCIAL CORPORATION VOLUNTARY NON-QUALIFIED DEFERRED COMPENSATION PLAN Amended and Restated Effective January 1, 2012 CAPITAL ONE FINANCIAL CORPORATION VOLUNTARY...
Compensation Agreements
Capital One Financial
Consumer Finance
2012
CHANGE OF CONTROL EMPLOYMENT AGREEMENT
Change of Control Agreements
Capital One Financial
Consumer Finance
2012
Amendment Agreement Number 1
Capital One Financial
Consumer Finance
NY
2012
Amendment Agreement Number 2
Capital One Financial
Consumer Finance
NY
2012
Amendment Agreement Number 1
Capital One Financial
Consumer Finance
NY
2012
Amendment Agreement Number 2
Capital One Financial
Consumer Finance
NY
2012
SPECIAL SEPARATION AGREEMENT AND RELEASE
Separation Agreements
Capital One Financial
Consumer Finance
VA
2012
PURCHASE AND ASSUMPTION AGREEMENT among HSBC FINANCE CORPORATION, HSBC USA INC., HSBC TECHNOLOGY AND SERVICES (USA) INC. and CAPITALONE FINANCIAL CORPORATION AUGUST 10, 2011 TABLE...
Purchase Agreements
Capital One Financial
Consumer Finance
DE
2011
40,000,000 SHARES OF COMMON STOCK OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT July 14, 2011
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2011
CAPITAL ONE FINANCIAL CORPORATION $750,000,000 2.125% Senior Notes Due2014 $250,000,000 Floating Rate Senior Notes Due 2014 $750,000,000 3.150% Senior Notes Due 2016...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2011
FORM OF FLOATING RATE SENIOR NOTE DUE 2014
Note Agreements
Capital One Financial
Consumer Finance
2011
FORM OF 2.125% SENIOR NOTE DUE 2014
Note Agreements
Capital One Financial
Consumer Finance
2011
FORM OF 3.150% SENIOR NOTE DUE 2016
Note Agreements
Capital One Financial
Consumer Finance
2011
FORM OF 4.750% SENIOR NOTE DUE 2021
Note Agreements
Capital One Financial
Consumer Finance
2011
PURCHASE AND SALE AGREEMENT dated as of June 16, 2011 by and among ING Groep N.V., ING Bank N.V., ING Direct N.V., ING Direct Bancorp and Capital One Financial Corporation TABLE...
Purchase Agreements
Capital One Financial
Consumer Finance
DE
2011
Form of Performance Unit Award Agreement granted to our executive officers, including the Chief Executive Officer, under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2011
Form of Restricted Stock Unit Award Agreement granted to our executive officers, including the Chief Executive Officer, under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2011
Form of Nonstatutory Stock Option Award Agreement granted to our executive officers, including the Chief Executive Officer, under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2011
Form of Restricted Stock Award Agreement granted to our executive officers under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2011
[* * *] AMENDMENT TO SERVICES AGREEMENT [* * *]
Services Agreements
Capital One Financial
Consumer Finance
2010
THIRD AMENDMENT TO SERVICES AGREEMENT (FIR-14088)
Services Agreements
Capital One Financial
Consumer Finance
2010
12,657,960 Warrants Capital One Financial Corporation UNDERWRITING AGREEMENT
Underwriting Agreements
Capital One Financial
Consumer Finance
2009
1,000,000 CAPITAL ONE CAPITAL VI 8.875% Cumulative Trust Preferred Securities (Liquidation Amount of $1,000 per Security) Fully and unconditionallyguaranteed on a junior...
Security Agreements
Capital One Financial
Consumer Finance
NY
2009
FIFTH SUPPLEMENTAL INDENTURE between
Indenture Agreements
Capital One Financial
Consumer Finance
2009
AMENDED AND RESTATED DECLARATION
Capital One Financial
Consumer Finance
DE
2009
GUARANTEE AGREEMENT Dated as of November 13, 2009 By and Between CAPITAL ONE FINANCIAL CORPORATION, as Guarantor
Guarantee Agreements
Capital One Financial
Consumer Finance
DE
2009
1,000,000 CAPITAL ONE CAPITAL V 10.25% Cumulative Trust Preferred Securities (Liquidation Amount of $1,000per Security) Fully and unconditionally guaranteed on a junior...
Security Agreements
Capital One Financial
Consumer Finance
NY
2009
FOURTH SUPPLEMENTAL INDENTURE
Indenture Agreements
Capital One Financial
Consumer Finance
2009
AMENDED AND RESTATED DECLARATION OF TRUST CAPITAL ONE CAPITAL V Dated as of August 5, 2009 TABLE OF CONTENTS
Trust Agreements
Capital One Financial
Consumer Finance
DE
2009
GUARANTEE AGREEMENT
Guarantee Agreements
Capital One Financial
Consumer Finance
DE
2009
$1,000,000,000 CAPITAL ONE FINANCIAL CORPORATION
Capital One Financial
Consumer Finance
NY
2009
7.375% SENIOR NOTE DUE 2014
Note Agreements
Capital One Financial
Consumer Finance
2009
56,000,000 SHARES OF COMMON STOCK OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT
Underwriting Agreements
Capital One Financial
Consumer Finance
DE
2009
EMPLOYMENT AGREEMENT
Employment Agreements
Capital One Financial
Consumer Finance
VA
2009
EMPLOYMENT AGREEMENT
Employment Agreements
Capital One Financial
Consumer Finance
CA
2009
STOCK PURCHASE AGREEMENT
Stock Agreements
Capital One Financial
Consumer Finance
DE
2009
CERTIFICATE OF DESIGNATIONS OF FIXED RATE CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A OF CAPITAL ONE FINANCIAL CORPORATION
Stock Agreements
Capital One Financial
Consumer Finance
2008
WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Capital One Financial
Consumer Finance
NY
2008
UNITED STATES DEPARTMENTOF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW
Capital One Financial
Consumer Finance
DC
2008
FIRST QUARTER 2008 AMENDMENT TO PROCESSING SERVICES AGREEMENT
Services Agreements
Capital One Financial
Consumer Finance
2008
14,000,000 SHARES OF COMMON STOCK OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2008
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Performance Unit Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2008
FIRST QUARTER 2006 AMENDMENT TO PROCESSING SERVICES AGREEMENT
Services Agreements
Capital One Financial
Consumer Finance
2008
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2007
CHANGE OF CONTROL EMPLOYMENT AGREEMENT
Change of Control Agreements
Capital One Financial
Consumer Finance
2007
$1,500,000,000 CAPITAL ONE FINANCIAL CORPORATION
Capital One Financial
Consumer Finance
NY
2007
FORM OF 6.750% SENIOR NOTE DUE 2017
Note Agreements
Capital One Financial
Consumer Finance
2007
SEPARATION AND TRANSITION ADVISORY SERVICES AGREEMENT
Separation Agreements
Capital One Financial
Consumer Finance
VA
2007
Annex A
Capital One Financial
Consumer Finance
VA
2007
$500,000,000 CAPITAL ONE CAPITAL IV 6.745% Capital Securities (Liquidation Amount of $1,000 per Security) Fully and unconditionally guaranteed on a junior subordinated basis, as...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2007
CAPITAL ONE FINANCIAL CORPORATION
Capital One Financial
Consumer Finance
2007
AMENDED AND RESTATED DECLARATION
Capital One Financial
Consumer Finance
DE
2007
GUARANTEE AGREEMENT Dated as of February 5, 2007
Guarantee Agreements
Capital One Financial
Consumer Finance
DE
2007
AMENDMENT NO. 1 TO THE CAPITAL ONE FINANCIAL CORPORATION
Capital One Financial
Consumer Finance
2006
$1,100,000,000 Floating Rate Senior Notes Due 2009 $1,100,000,000 5.700% Senior Notes Due 2011 CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2006
FORM OF FLOATING RATE SENIOR NOTE DUE 2009
Note Agreements
Capital One Financial
Consumer Finance
2006
FORM OF 5.700% SENIOR NOTE DUE 2011
Note Agreements
Capital One Financial
Consumer Finance
2006
$1,000,000,000 CAPITAL ONE FINANCIAL CORPORATION
Capital One Financial
Consumer Finance
NY
2006
CAPITAL ONE FINANCIAL CORPORATION, Issuer TO The Bank of New York as Trustee SUBORDINATED INDENTURE Dated as of August 29, 2006
Indenture Agreements
Capital One Financial
Consumer Finance
NY
2006
FORM OF SUBORDINATED NOTE
Note Agreements
Capital One Financial
Consumer Finance
2006
CAPITAL ONE FINANCIAL CORPORATION $4,200,000,000 BRIDGE LOAN AGREEMENT
Loan Agreements
Capital One Financial
Consumer Finance
DE
2006
$650,000,000 CAPITAL ONE CAPITAL III 7.686% Capital Securities (Liquidation Amount of $1,000 per Security) Fully and unconditionally guaranteed on a junior subordinated basis, as...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2006
CAPITAL ONE FINANCIAL CORPORATION AND THE BANK OF NEW YORK as Trustee
Capital One Financial
Consumer Finance
2006
AMENDED AND RESTATED DECLARATION OF TRUST CAPITAL ONE CAPITAL III Dated as of August 1, 2006 CROSS-REFERENCE TABLE*
Trust Agreements
Capital One Financial
Consumer Finance
DE
2006
GUARANTEE AGREEMENT Dated as of August 1, 2006 By and Between
Guarantee Agreements
Capital One Financial
Consumer Finance
DE
2006
12,000,000 CAPITAL ONE CAPITAL II 7.50% Enhanced Trust Preferred Securities (Liquidation Amount of $25 perSecurity) Fully and unconditionally guaranteed on a junior subordinated...
Trust Agreements
Capital One Financial
Consumer Finance
NY
2006
CAPITAL ONE FINANCIAL CORPORATION as Issuer TO THE BANK OF NEW YORK as Trustee
Capital One Financial
Consumer Finance
DE
2006
FIRST SUPPLEMENTAL INDENTURE between CAPITAL ONE FINANCIAL CORPORATION
Indenture Agreements
Capital One Financial
Consumer Finance
2006
AMENDED AND RESTATED DECLARATION OF TRUST CAPITAL ONE CAPITAL II Dated as of June 6, 2006 TABLE OF CONTENTS
Trust Agreements
Capital One Financial
Consumer Finance
DE
2006
GUARANTEE AGREEMENT Dated as of June 6, 2006 By and Between
Guarantee Agreements
Capital One Financial
Consumer Finance
DE
2006
Capital One Financial Corporation 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2006
CAPITAL ONE FINANCIAL CORPORATION RESTRICTED SHARE AGREEMENT
Share Agreements
Capital One Financial
Consumer Finance
VA
2006
CAPITAL ONE FINANCIAL CORPORATION RESTRICTED SHARE AGREEMENT
Share Agreements
Capital One Financial
Consumer Finance
VA
2006
PROCESSING SERVICES AGREEMENT
Services Agreements
Capital One Financial
Consumer Finance
GA
2005
SERVICES AGREEMENT between CAPITAL ONE SERVICES, INC. and
Services Agreements
Capital One Financial
Consumer Finance
VA
2005
W I T N E S S E T H:
Capital One Financial
Consumer Finance
NY
2005
CAPITAL ONE FINANCIALCORPORATION 5.50% SENIOR NOTES DUE JUNE 1, 2015
Note Agreements
Capital One Financial
Consumer Finance
2005
CAPITAL ONE FINANCIALCORPORATION 5.25% SENIOR NOTES DUE FEBRUARY 21, 2017
Note Agreements
Capital One Financial
Consumer Finance
2005
CAPITAL ONE FINANCIALCORPORATION 4.80% SENIOR NOTES DUE FEBRUARY 21, 2012
Note Agreements
Capital One Financial
Consumer Finance
2005
Pursuant to 17 CFR 240.24b-2, confidential informationhas been omitted and has been filed separately with the Securities and Exchange Commission pursuant to a Confidential...
Exchange Agreements
Capital One Financial
Consumer Finance
DE
2005
LEASE SUPPLEMENT
Lease Agreements
Capital One Financial
Consumer Finance
2005
REAFFIRMATION OF GUARANTY
Guaranty Agreements
Capital One Financial
Consumer Finance
VA
2005
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2005
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2005
EX-2.1: AGREEMENT AND PLAN OF MERGER
Merger Agreements
Capital One Financial
Consumer Finance
NY
2005
CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2004
CAPITAL ONE FINANCIAL CORPORATION 1999 Non-Employee Directors Stock Incentive Plan Nonstatutory Stock Option Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2004
CAPITAL ONE FINANCIAL CORPORATION 1999 Non-Employee Directors Stock Incentive Plan Deferred Share Unit Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2004
Capital One Bank (a Bank organized pursuant to the Laws of Virginia) Global Bank Notes Issue of US$500,000,000 5.000% Senior Global Bank Notes due 2009 UNDER THE...
Note Agreements
Capital One Financial
Consumer Finance
NY
2004
CAPITAL ONE FINANCIAL CORPORATION VOLUNTARY NON-QUALIFIED DEFERRED COMPENSATION PLAN
Compensation Agreements
Capital One Financial
Consumer Finance
2004
CAPITAL ONE FINANCIAL CORPORATION CAPITAL ONE BANK CAPITAL ONE, F.S.B. CAPITAL ONE BANK(EUROPE) PLC
Capital One Financial
Consumer Finance
DE
2004
Capital One Bank (a Bank organized pursuant to the Laws of Virginia)
Capital One Financial
Consumer Finance
NY
2004
Jaap L. Tonckens
Capital One Financial
Consumer Finance
2004
SEE REVERSE FOR CERTAIN DEFINITIONS
Capital One Financial
Consumer Finance
2004
(a Bank organizedpursuant to the Laws of Virginia) Global Bank Notes Issue of US$500,000,000 4.250% Senior Bank Notes due 2008 UNDER THE U.S.$8,000,000,000 GLOBAL BANK NOTE PROGRAM
Note Agreements
Capital One Financial
Consumer Finance
NY
2004
(a Bank organizedpursuant to the Laws of Virginia) Global Bank Notes Issue of $600,000,000 5.75% Senior Global Bank Notes due2010 UNDER THE U.S.$8,000,000,000 GLOBAL BANK NOTE...
Note Agreements
Capital One Financial
Consumer Finance
NY
2004
CAPITAL ONE BANK (a Bank organized pursuant to the Laws of Virginia)
Capital One Financial
Consumer Finance
NY
2004
(a Bank organizedpursuant to the Laws of Virginia) Global Bank Notes Issue of $600,000,000 4.875% Senior Global Bank Notes due2008 UNDER THE U.S.$8,000,000,000 GLOBAL BANK NOTE...
Note Agreements
Capital One Financial
Consumer Finance
NY
2004
CAPITAL ONE FINANCIALCORPORATION 6.25% SENIOR NOTES DUE NOVEMBER 15, 2013
Note Agreements
Capital One Financial
Consumer Finance
2004
AMENDED AND RESTATED DECLARATION OF TRUST CAPITAL ONECAPITAL I Dated as of January 31, 1997
Trust Agreements
Capital One Financial
Consumer Finance
DE
2004
Capital One Financial Corporation Revised Schedule of Counterparts of the Amended and Restated Change of Control Employment Agreement
Change of Control Agreements
Capital One Financial
Consumer Finance
2004
Capital One Bank Senior and Subordinated Global Bank Notes Due From 30 Days to 30 Years or More from Date of Issue AMENDED AND RESTATED DISTRIBUTION AGREEMENT
Note Agreements
Capital One Financial
Consumer Finance
NY
2003
CAPITAL ONE FINANCIAL CORPORATION CAPITAL ONE BANK CAPITAL ONE, F.S.B. CAPITAL ONE BANK (EUROPE) PLC $1,000,000,000 CREDIT AGREEMENT Dated as of May 5, 2003 J.P. MORGAN SECURITIES...
Credit Agreements
Capital One Financial
Consumer Finance
NY
2003
EMPLOYMENT AGREEMENT
Employment Agreements
Capital One Financial
Consumer Finance
VA
2003
Acknowledgment
Capital One Financial
Consumer Finance
VA
2003
DATED 28 JUNE 2002 BETWEEN CAPITAL ONE BANK (EUROPE) PLC AS PRINCIPAL BORROWER CAPITAL ONE FINANCIAL CORPORATION AS ORIGINAL GUARANTOR CAPITAL ONE BANK AS GUARANTOR AND BARCLAYS...
Credit Agreements
Capital One Financial
Consumer Finance
2002
AMENDMENT NO. 2
Capital One Financial
Consumer Finance
2002
[Acknowledgment Pages to Follow]
Capital One Financial
Consumer Finance
2002
[Acknowledgment Pages to Follow]
Capital One Financial
Consumer Finance
2002