Capital One Financial | Business Contracts

Notice & Garden Leave Agreement, dated December 13, 2021, between Capital One Financial Corporation and Neal Blinde (Filed With SEC on February 24, 2023)

Form of Performance Unit Award Agreements granted to our executive officers under the Sixth Amended and Restated 2004 Stock Incentive Plan on January 26, 2023 (Filed With SEC on February 24, 2023)

Form of 5.817% Fixed-to-Floating Rate Senior Note due 2034 (Filed With SEC on February 1, 2023)

Paying Agency Agreement dated as of June 12, 2019 (Filed With SEC on June 12, 2019)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on February 24, 2023)

Form of Restricted Stock Unit Award Agreement, dated January 26, 2023, by and between Capital One Financial Corporation and Richard D. Fairbank under the Sixth Amended and... (Filed With SEC on February 24, 2023)

Performance Unit Award Agreement, dated January 26, 2023, by and between Capital One Financial Corporation and Richard D. Fairbank under the Sixth Amended and Restated 2004 Stock... (Filed With SEC on February 24, 2023)

Total Shareholder Return Performance Unit Award Agreement granted to our Chief Executive Officer under the Sixth Amended and Restated 2004 Stock Incentive Plan on January 26, 2023 (Filed With SEC on February 24, 2023)

Form of Restricted Stock Unit Award Agreements granted to our executive officers under the Sixth Amended and Restated 2004 Stock Incentive Plan on January 26, 2023 (Filed With SEC on February 24, 2023)

Restricted Stock Unit Award Agreement, dated January 31, 2022, by and between Capital One Financial Corporation and Neal Blinde under the Sixth Amended and Restated 2004 Stock... (Filed With SEC on February 24, 2023)

Amended and Restated Capital One Financial Corporation Executive Severance Plan (Filed With SEC on February 24, 2023)

Amendment Number One to the Amended and Restated Capital One Financial Corporation Executive Severance Plan (Filed With SEC on February 24, 2023)

Form of 5.468% Fixed-to-Floating Rate Senior Note due 2029 (Filed With SEC on February 1, 2023)

Underwriting Agreement dated January 25, 2023 (Filed With SEC on February 1, 2023)

Form of Restricted Stock Unit Award Agreement granted to our directors under the Sixth Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on July 29, 2022)

Underwriting Agreement dated July 25, 2022 (Filed With SEC on July 27, 2022)

Form of 4.985% Fixed-to-Floating Rate Senior Note due 2026 (Filed With SEC on July 27, 2022)

Form of 5.247% Fixed-to-Floating Rate Senior Note due 2030 (Filed With SEC on July 27, 2022)

Form of Floating Rate Senior Note due 2025 (Filed With SEC on May 9, 2022)

Form of 5.268% Fixed-to-Floating Rate Senior Note due 2033 (Filed With SEC on May 9, 2022)

Form of 4.927% Fixed-to-Floating Rate Senior Note due 2028 (Filed With SEC on May 9, 2022)

Form of 4.166% Fixed-to-Floating Rate Senior Note due 2025 (Filed With SEC on May 9, 2022)

Underwriting Agreement dated May 5, 2022 (Filed With SEC on May 9, 2022)

Underwriting Agreement dated March 1, 2022 (Filed With SEC on March 3, 2022)

Form of 3.273% Fixed-to-Floating Rate Senior Note due 2030 (Filed With SEC on March 3, 2022)

Form of 2.636% Fixed-to-Floating Rate Senior Note due 2026 (Filed With SEC on March 3, 2022)

Form of Total Shareholder Return Performance Unit Award Agreement granted to our Chief Executive Officer under the Sixth Amended and Restated 2004 Stock Incentive Plan on February... (Filed With SEC on February 25, 2022)

Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Sixth Amended and Restated 2004 Stock Incentive... (Filed With SEC on February 25, 2022)

Form of Performance Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Sixth Amended and Restated 2004 Stock Incentive Plan... (Filed With SEC on February 25, 2022)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on February 25, 2022)

Underwriting Agreement dated January 28, 2022 (Filed With SEC on February 2, 2022)

Form of 1.343% Fixed-to-Floating Rate Senior Note due 2024 (Filed With SEC on December 6, 2021)

Underwriting Agreement dated December 2, 2021 (Filed With SEC on December 6, 2021)

Form of Floating Rate Senior Note due 2024 (Filed With SEC on December 6, 2021)

Form of 2.618% Fixed-to-Floating Rate Senior Note due 2032 (Filed With SEC on November 2, 2021)

Form of 1.878% Fixed-to-Floating Rate Senior Note due 2027 (Filed With SEC on November 2, 2021)

First Supplemental Indenture dated as of November 2, 2021 to the Senior Indenture dated as of November 1, 1996 between Capital One Financial Corporation and The Bank of New York... (Filed With SEC on November 2, 2021)

Underwriting Agreement dated October 28, 2021 (Filed With SEC on November 2, 2021)

Form of 2.359% Fixed-to-Floating Rate Subordinated Note due 2032 (Filed With SEC on July 29, 2021)

Deposit Agreement, dated July 29, 2021 (Filed With SEC on July 29, 2021)

Underwriting Agreement for the 2.359% Fixed-to-Floating Rate Subordinated Note due 2032, dated July 27, 2021 (Filed With SEC on July 29, 2021)

Underwriting Agreement for the Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N, dated July 26, 2021 (Filed With SEC on July 29, 2021)

Underwriting Agreement, dated June 7, 2021 (Filed With SEC on June 10, 2021)

Sixth Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on May 7, 2021)

Deposit Agreement, dated May 4, 2021 (Filed With SEC on May 4, 2021)

Underwriting Agreement, dated April 29, 2021 (Filed With SEC on May 4, 2021)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on February 25, 2021)

Form of Total Shareholder Return Performance Unit Award Agreement granted to our Chief Executive Officer under the Fifth Amended and Restated 2004 Stock Incentive Plan on February... (Filed With SEC on February 25, 2021)

Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive... (Filed With SEC on February 25, 2021)

Form of Performance Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive Plan... (Filed With SEC on February 25, 2021)

Underwriting Agreement, dated September 10, 2020 (Filed With SEC on September 17, 2020)

Deposit Agreement, dated September 17, 2020 (Filed With SEC on September 17, 2020)

Underwriting Agreement dated May 6, 2020 (Filed With SEC on May 11, 2020)

Form of 2.600% Senior Note due 2023 (Filed With SEC on May 11, 2020)

Form of 3.650% Senior Note due 2027 (Filed With SEC on May 11, 2020)

Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive... (Filed With SEC on February 20, 2020)

Form of Performance Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive Plan... (Filed With SEC on February 20, 2020)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on February 20, 2020)

Deposit Agreement, dated January 31, 2020 (Filed With SEC on January 31, 2020)

Underwriting Agreement, dated January 28, 2020 (Filed With SEC on January 31, 2020)

Deposit Agreement, dated September 11, 2019 (Filed With SEC on September 11, 2019)

Underwriting Agreement, dated September 4, 2019 (Filed With SEC on September 11, 2019)

Form of Restricted Stock Unit Award Agreement granted to our directors under the Fifth Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on July 31, 2019)

Form of 1.650% Senior Note due 2029 (Filed With SEC on June 12, 2019)

Form of 0.800% Senior Note due 2024 (Filed With SEC on June 12, 2019)

Underwriting Agreement dated June 5, 2019 (Filed With SEC on June 12, 2019)

Fifth Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on May 3, 2019)

Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fourth Amended and Restated 2004 Stock Incentive... (Filed With SEC on February 20, 2019)

Form of Performance Unit Award Agreements granted to our executive officers under the Fourth Amended and Restated 2004 Stock Incentive Plan on January 31, 2019 (Filed With SEC on February 20, 2019)

Form of 3.900% Senior Note due 2024 (Filed With SEC on January 29, 2019)

Underwriting Agreement dated January 24, 2019 (Filed With SEC on January 29, 2019)

Capital One Financial (73)