Capital One Financial Contracts & Agreements

Form of Restricted Stock Unit Award Agreement granted to our (Filed With SEC on August 1, 2024)

Underwriting Agreement dated July 24, 2024 (Filed With SEC on July 26, 2024)

Form of 5.463% Fixed-to-Floating Rate Senior Note due 2030 (Filed With SEC on July 26, 2024)

Form of 5.884% Fixed-to-Floating Rate Senior Note due 2035 (Filed With SEC on July 26, 2024)

Amended and Restated 2002 Associate Stock Purchase Plan (Filed With SEC on May 3, 2024)

Form of Retention Bonus Letter Agreement, by and between Capital One Financial Corporation and certain executive officers (Filed With SEC on May 2, 2024)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on February 23, 2024)

Amended and Restated (Filed With SEC on February 23, 2024)

Amended and Restated Form of Performance Unit Award Agreements, dated November 2, 2023, granted to our executive officers under the Amended and Restated 2004 Stock Incentive Plan... (Filed With SEC on February 23, 2024)

Amended and Restated Total Shareholder Return Performance Unit Award Agreement, dated November 2, 2023, granted to our Chief Executive Officer under the Amended and Restated 2004... (Filed With SEC on February 23, 2024)

Amended and Restated (Filed With SEC on February 23, 2024)

Amended and Restated Form of Performance Unit Award Agreements, dated November 2, 2023, granted to our executive officers under the Amended and Restated 2004 Stock Incentive Plan... (Filed With SEC on February 23, 2024)

Total Shareholder Return Performance Unit Award Agreement granted to our Chief Executive Officer under the Amended and Restated 2004 Stock Incentive Plan on February 1, 2024 (Filed With SEC on February 23, 2024)

Performance Unit Award Agreement granted to our Chief Executive Officer under the Amended and Restated 2004 Stock Incentive Plan on February 1, 2024 (Filed With SEC on February 23, 2024)

Form of Restricted Stock Unit Award Agreement, dated February 1, 2024, by and between Capital One Financial Corporation and Richard D. Fairbank under the Amended and Restated 2004... (Filed With SEC on February 23, 2024)

Form of Restricted Stock Unit Award Agreements granted to our executive officers under the Amended and Restated 2004 Stock Incentive Plan on February 1, 2024 (Filed With SEC on February 23, 2024)

Form of Performance Unit Award Agreements granted to our executive officers under the Amended and Restated 2004 Stock Incentive Plan on February 1, 2024 (Filed With SEC on February 23, 2024)

Amended and Restated Capital One Financial Corporation Non-Employee Directors Deferred Compensation Plan (Filed With SEC on February 23, 2024)

Agreement and Plan of Merger, dated as of February 19, 2024, by and among Discover Financial Services, Capital One Financial Corporation and Vega Merger Sub, Inc (Filed With SEC on February 22, 2024)

Underwriting Agreement dated January 29, 2024 (Filed With SEC on February 1, 2024)

Form of 5.700% Fixed-to-Floating Rate Senior Note due 2030 (Filed With SEC on February 1, 2024)

Form of 6.051% Fixed-to-Floating Rate Senior Note due 2035 (Filed With SEC on February 1, 2024)

Underwriting Agreement dated October 27, 2023 (Filed With SEC on November 1, 2023)

Form of 7.149% Fixed-to-Floating Rate Senior Note due 2027 (Filed With SEC on November 1, 2023)

Form of 7.624% Fixed-to-Floating Rate Senior Note due 2031 (Filed With SEC on November 1, 2023)

Underwriting Agreement dated June 5, 2023 (Filed With SEC on June 8, 2023)

Form of 6.312% Fixed-to-Floating Rate Senior Note due 2029 (Filed With SEC on June 8, 2023)

Form of 6.377% Fixed-to-Floating Rate Senior Note due 2034 (Filed With SEC on June 8, 2023)

Seventh Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on May 9, 2023)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on February 24, 2023)

Form of Restricted Stock Unit Award Agreement, dated January 26, 2023, by and between Capital One Financial Corporation and Richard D. Fairbank under the Sixth Amended and... (Filed With SEC on February 24, 2023)

Performance Unit Award Agreement, dated January 26, 2023, by and between Capital One Financial Corporation and Richard D. Fairbank under the Sixth Amended and Restated 2004 Stock... (Filed With SEC on February 24, 2023)

Total Shareholder Return Performance Unit Award Agreement granted to our Chief Executive Officer under the Sixth Amended and Restated 2004 Stock Incentive Plan on January 26, 2023 (Filed With SEC on February 24, 2023)

Form of Restricted Stock Unit Award Agreements granted to our executive officers under the Sixth Amended and Restated 2004 Stock Incentive Plan on January 26, 2023 (Filed With SEC on February 24, 2023)

Form of Performance Unit Award Agreements granted to our executive officers under the Sixth Amended and Restated 2004 Stock Incentive Plan on January 26, 2023 (Filed With SEC on February 24, 2023)

Restricted Stock Unit Award Agreement, dated January 31, 2022, by and between Capital One Financial Corporation and Neal Blinde under the Sixth Amended and Restated 2004 Stock... (Filed With SEC on February 24, 2023)

Amended and Restated Capital One Financial Corporation Executive Severance Plan (Filed With SEC on February 24, 2023)

Amendment Number One to the Amended and Restated Capital One Financial Corporation Executive Severance Plan (Filed With SEC on February 24, 2023)

Notice & Garden Leave Agreement, dated December 13, 2021, between Capital One Financial Corporation and Neal Blinde (Filed With SEC on February 24, 2023)

Underwriting Agreement dated January 25, 2023 (Filed With SEC on February 1, 2023)

Form of 5.468% Fixed-to-Floating Rate Senior Note due 2029 (Filed With SEC on February 1, 2023)

Form of 5.817% Fixed-to-Floating Rate Senior Note due 2034 (Filed With SEC on February 1, 2023)

Form of Restricted Stock Unit Award Agreement granted to our directors under the Sixth Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on July 29, 2022)

Underwriting Agreement dated July 25, 2022 (Filed With SEC on July 27, 2022)

Form of 4.985% Fixed-to-Floating Rate Senior Note due 2026 (Filed With SEC on July 27, 2022)

Form of 5.247% Fixed-to-Floating Rate Senior Note due 2030 (Filed With SEC on July 27, 2022)

Underwriting Agreement dated May 5, 2022 (Filed With SEC on May 9, 2022)

Form of 4.166% Fixed-to-Floating Rate Senior Note due 2025 (Filed With SEC on May 9, 2022)

Form of 4.927% Fixed-to-Floating Rate Senior Note due 2028 (Filed With SEC on May 9, 2022)

Form of 5.268% Fixed-to-Floating Rate Senior Note due 2033 (Filed With SEC on May 9, 2022)

Form of Floating Rate Senior Note due 2025 (Filed With SEC on May 9, 2022)

Underwriting Agreement dated March 1, 2022 (Filed With SEC on March 3, 2022)

Form of 2.636% Fixed-to-Floating Rate Senior Note due 2026 (Filed With SEC on March 3, 2022)

Form of 3.273% Fixed-to-Floating Rate Senior Note due 2030 (Filed With SEC on March 3, 2022)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on February 25, 2022)

Form of Performance Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Sixth Amended and Restated 2004 Stock Incentive Plan... (Filed With SEC on February 25, 2022)

Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Sixth Amended and Restated 2004 Stock Incentive... (Filed With SEC on February 25, 2022)

Form of Total Shareholder Return Performance Unit Award Agreement granted to our Chief Executive Officer under the Sixth Amended and Restated 2004 Stock Incentive Plan on February... (Filed With SEC on February 25, 2022)

Underwriting Agreement dated January 28, 2022 (Filed With SEC on February 2, 2022)

Underwriting Agreement dated December 2, 2021 (Filed With SEC on December 6, 2021)

Form of 1.343% Fixed-to-Floating Rate Senior Note due 2024 (Filed With SEC on December 6, 2021)

Form of Floating Rate Senior Note due 2024 (Filed With SEC on December 6, 2021)

Underwriting Agreement dated October 28, 2021 (Filed With SEC on November 2, 2021)

First Supplemental Indenture dated as of November 2, 2021 to the Senior Indenture dated as of November 1, 1996 between Capital One Financial Corporation and The Bank of New York... (Filed With SEC on November 2, 2021)

Form of 1.878% Fixed-to-Floating Rate Senior Note due 2027 (Filed With SEC on November 2, 2021)

Form of 2.618% Fixed-to-Floating Rate Senior Note due 2032 (Filed With SEC on November 2, 2021)

Underwriting Agreement for the Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N, dated July 26, 2021 (Filed With SEC on July 29, 2021)

Underwriting Agreement for the 2.359% Fixed-to-Floating Rate Subordinated Note due 2032, dated July 27, 2021 (Filed With SEC on July 29, 2021)

Deposit Agreement, dated July 29, 2021 (Filed With SEC on July 29, 2021)

Form of 2.359% Fixed-to-Floating Rate Subordinated Note due 2032 (Filed With SEC on July 29, 2021)

Underwriting Agreement, dated June 7, 2021 (Filed With SEC on June 10, 2021)

Sixth Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on May 7, 2021)

Underwriting Agreement, dated April 29, 2021 (Filed With SEC on May 4, 2021)

Deposit Agreement, dated May 4, 2021 (Filed With SEC on May 4, 2021)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on February 25, 2021)

Form of Performance Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive Plan... (Filed With SEC on February 25, 2021)

Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive... (Filed With SEC on February 25, 2021)

Form of Total Shareholder Return Performance Unit Award Agreement granted to our Chief Executive Officer under the Fifth Amended and Restated 2004 Stock Incentive Plan on February... (Filed With SEC on February 25, 2021)

Underwriting Agreement, dated September 10, 2020 (Filed With SEC on September 17, 2020)

Deposit Agreement, dated September 17, 2020 (Filed With SEC on September 17, 2020)

Underwriting Agreement dated May 6, 2020 (Filed With SEC on May 11, 2020)

Form of 2.600% Senior Note due 2023 (Filed With SEC on May 11, 2020)

Form of 3.650% Senior Note due 2027 (Filed With SEC on May 11, 2020)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on February 20, 2020)

Form of Performance Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive Plan... (Filed With SEC on February 20, 2020)

Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fifth Amended and Restated 2004 Stock Incentive... (Filed With SEC on February 20, 2020)

Underwriting Agreement, dated January 28, 2020 (Filed With SEC on January 31, 2020)

Deposit Agreement, dated January 31, 2020 (Filed With SEC on January 31, 2020)

Underwriting Agreement, dated September 4, 2019 (Filed With SEC on September 11, 2019)

Deposit Agreement, dated September 11, 2019 (Filed With SEC on September 11, 2019)

Form of Restricted Stock Unit Award Agreement granted to our directors under the Fifth Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on July 31, 2019)

Underwriting Agreement dated June 5, 2019 (Filed With SEC on June 12, 2019)

Form of 0.800% Senior Note due 2024 (Filed With SEC on June 12, 2019)

Form of 1.650% Senior Note due 2029 (Filed With SEC on June 12, 2019)

Paying Agency Agreement dated as of June 12, 2019 (Filed With SEC on June 12, 2019)

Fifth Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on May 3, 2019)

Form of Performance Unit Award Agreements granted to our executive officers under the Fourth Amended and Restated 2004 Stock Incentive Plan on January 31, 2019 (Filed With SEC on February 20, 2019)

Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fourth Amended and Restated 2004 Stock Incentive... (Filed With SEC on February 20, 2019)

Underwriting Agreement dated January 24, 2019 (Filed With SEC on January 29, 2019)

Form of 3.900% Senior Note due 2024 (Filed With SEC on January 29, 2019)

Form of Restricted Stock Unit Award Agreement granted to our directors under the Fourth Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on July 27, 2018)

Underwriting Agreement dated April 26, 2018 (Filed With SEC on April 30, 2018)

Form of 3.450% Senior Note due 2021 (Filed With SEC on April 30, 2018)

Form of 4.250% Senior Note due 2025 (Filed With SEC on April 30, 2018)

Fourth Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on February 21, 2018)

Form of Performance Unit Award Agreements granted to executive officers, including the Chief Executive Officer, under the Fourth Amended and Restated 2004 Stock Incentive Plan on... (Filed With SEC on February 21, 2018)

Form of Restricted Stock Unit Award Agreements granted to our executive officers, including the Chief Executive Officer, under the Fourth Amended and Restated 2004 Stock Incentive... (Filed With SEC on February 21, 2018)

Underwriting Agreement dated February 13, 2018 (Filed With SEC on February 16, 2018)

Form of Floating Rate Senior Note due 2021 (Filed With SEC on February 16, 2018)

Underwriting Agreement dated January 25, 2018 (Filed With SEC on January 30, 2018)

Form of 3.200% Senior Note due 2023 (Filed With SEC on January 30, 2018)

Form of Floating Rate Senior Note due 2023 (Filed With SEC on January 30, 2018)

Form of 3.800% Senior Note due 2028 (Filed With SEC on January 30, 2018)

Underwriting Agreement dated October 26, 2017 (Filed With SEC on October 31, 2017)

Form of 2.400% Senior Note due 2020 (Filed With SEC on October 31, 2017)

Form of Floating Rate Senior Note due 2020 (Filed With SEC on October 31, 2017)

Form of 3.300% Senior Note due 2024 (Filed With SEC on October 31, 2017)

Form of Restricted Stock Unit Award Agreement granted to our directors under the Second Amended and Restated 2004 Stock Incentive Plan (Filed With SEC on July 28, 2017)

CAPITAL ONEFINANCIAL CORPORATION $2,500,000,000 $1,400,000,000 2.500% Senior Notes Due 2020 $500,000,000 Floating Rate Senior Notes Due 2020 $600,000,000 3.750% Senior Notes Due... (Filed With SEC on May 12, 2017)

2.500% SENIOR NOTE DUE 2020 (Filed With SEC on May 12, 2017)

FLOATING RATE SENIOR NOTE DUE 2020 (Filed With SEC on May 12, 2017)

NON-COMPETITION AGREEMENT (Filed With SEC on May 3, 2017)

CAPITAL ONE FINANCIAL CORPORATION $2,000,000,000 $850,000,000 3.050% Senior Notes Due 2022 $400,000,000 Floating Rate Senior Notes Due 2022 $750,000,000 3.750% Senior Notes Due... (Filed With SEC on March 9, 2017)

3.050% SENIOR NOTE DUE 2022 (Filed With SEC on March 9, 2017)

FLOATING RATE SENIOR NOTE DUE 2022 (Filed With SEC on March 9, 2017)

3.750% SENIOR NOTE DUE 2027 (Filed With SEC on March 9, 2017)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement No. of Shares Subject to Option: 81,486 (Filed With SEC on February 23, 2017)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Performance Unit Award Agreement No. of Performance Units at Target: 101,344 (Filed With SEC on February 23, 2017)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 20,675 (Filed With SEC on February 23, 2017)

20,000,000DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES H OF CAPITAL ONE FINANCIAL CORPORATION... (Filed With SEC on November 29, 2016)

DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY... (Filed With SEC on November 29, 2016)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: %%TOTAL_SHARES_GRANTED%% (Filed With SEC on August 1, 2016)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 14,368 (Filed With SEC on August 1, 2016)

Amendment #1 to Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Award Agreement (Filed With SEC on August 1, 2016)

24,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES G OF CAPITAL ONE FINANCIAL CORPORATION... (Filed With SEC on July 29, 2016)

DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY... (Filed With SEC on July 29, 2016)

CAPITAL ONEFINANCIAL CORPORATION $1,500,000,000 3.750% Subordinated Notes Due 2026 UNDERWRITING AGREEMENT July 25, 2016 (Filed With SEC on July 28, 2016)

FORM OF 3.750% SUBORDINATED NOTEDUE 2026 (Filed With SEC on July 28, 2016)

CAPITAL ONE FINANCIAL CORPORATION 2004 STOCK INCENTIVE PLAN NONSTATUTORY STOCK OPTION AWARD AGREEMENT No. of Shares Subject to Option: 106,973 (Filed With SEC on February 25, 2016)

CAPITAL ONE FINANCIAL CORPORATION 2004 STOCK INCENTIVE PLAN PERFORMANCE UNIT AWARD AGREEMENT No. of Performance Units at Target: 137,298 (Filed With SEC on February 25, 2016)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 27,460 (Filed With SEC on February 25, 2016)

CAPITAL ONE FINANCIAL CORPORATION EXECUTIVE SEVERENCE PLAN Amended and Restated, effective July 30, 2015 (Filed With SEC on November 2, 2015)

CAPITAL ONE FINANCIAL CORPORATION $1,500,000,000 4.200% Subordinated Notes Due 2025 UNDERWRITING AGREEMENT October 26, 2015 (Filed With SEC on October 29, 2015)

FORM OF 4.200% SUBORDINATED NOTEDUE 2025 (Filed With SEC on October 29, 2015)

20,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES F OF CAPITAL ONE FINANCIAL CORPORATION... (Filed With SEC on August 24, 2015)

DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY... (Filed With SEC on August 24, 2015)

1,000,000 SHARES OF FIXED-TO-FLOATING RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES E OF CAPITAL ONEFINANCIAL CORPORATION UNDERWRITING AGREEMENT May 11, 2015 (Filed With SEC on May 14, 2015)

AMENDMENT to the CAPITAL ONE FINANCIAL CORPORATION THIRD AMENDED AND RESTATED 2004 STOCK INCENTVIE PLAN (Filed With SEC on February 24, 2015)

CAPITAL ONE FINANCIAL CORPORATION 2004 STOCK INCENTIVE PLAN NONSTATUTORY STOCK OPTION AWARD AGREEMENT No. of Shares Subject to Option: 115,812 (Filed With SEC on February 24, 2015)

CAPITAL ONE FINANCIAL CORPORATION 2004 STOCK INCENTIVE PLAN PERFORMANCE UNIT AWARD AGREEMENT No. of Performance Units at Target: 116,729 (Filed With SEC on February 24, 2015)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 23,346 (Filed With SEC on February 24, 2015)

CAPITAL ONE FINANCIAL CORPORATION $1,000,000,000 3.200% Senior Notes Due 2025 UNDERWRITING AGREEMENT (Filed With SEC on February 5, 2015)

3.200% SENIOR NOTE DUE 2025 (Filed With SEC on February 5, 2015)

20,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES D OF CAPITAL ONE FINANCIALCORPORATION... (Filed With SEC on October 31, 2014)

DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY... (Filed With SEC on October 31, 2014)

20,000,000DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES C OF CAPITAL ONE FINANCIAL CORPORATION... (Filed With SEC on June 12, 2014)

DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY... (Filed With SEC on June 12, 2014)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: %% TOTAL_UNITS_GRANTED%% (Filed With SEC on May 6, 2014)

CAPITAL ONE FINANCIAL CORPORATION $750,000,000 2.450% Senior Notes Due 2019 $750,000,000 3.750% Senior Notes Due 2024 UNDERWRITING AGREEMENT April 21, 2014 (Filed With SEC on April 24, 2014)

2.450% SENIOR NOTE DUE 2019 (Filed With SEC on April 24, 2014)

3.750% SENIOR NOTE DUE 2024 (Filed With SEC on April 24, 2014)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement No. of Shares Subject to Option: 108,944 (Filed With SEC on February 27, 2014)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Performance Unit Award Agreement No. of Performance Units at Target: 123,309 (Filed With SEC on February 27, 2014)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 40,076 (Filed With SEC on February 27, 2014)

CHANGE OF CONTROL EMPLOYMENT AGREEMENT (Filed With SEC on February 27, 2014)

NON-COMPETITION AND NON-SOLICITATION OF CUSTOMER AGREEMENT (Filed With SEC on February 27, 2014)

CAPITAL ONE FINANCIAL CORPORATION, as the Company and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as the Trustee SUPPLEMENTAL INDENTURE DATED AS OF JUNE 6, 2013 TO INDENTURE... (Filed With SEC on June 6, 2013)

CAPITAL ONE FINANCIAL CORPORATION 3.50% Senior Notes due 2023 REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 6, 2013)

SPECIAL AGREEMENT AND RELEASE (Filed With SEC on May 9, 2013)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement No. of Shares Subject to Option: 325,985 (Filed With SEC on February 28, 2013)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Performance Unit Award Agreement No. of Performance Units at Target: 155,363 (Filed With SEC on February 28, 2013)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 38,841 (Filed With SEC on February 28, 2013)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Award Agreement No. of Shares: %%TOTAL_SHARES_GRANTED%-% (Filed With SEC on February 28, 2013)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Award Agreement No. of Shares: 174,000 (Filed With SEC on February 28, 2013)

FIRST AMENDMENT TO THE CAPITAL ONE FINANCIAL CORPORATION VOLUNTARY NON-QUALIFIED DEFERRED COMPENSATION PLAN (Filed With SEC on February 28, 2013)

CHANGE OF CONTROL EMPLOYMENT AGREEMENT (Filed With SEC on February 28, 2013)

NON-COMPETITION AGREEMENT (Filed With SEC on February 28, 2013)

SPECIAL RETENTION, SEPARATION AND NON-COMPETE AGREEMENT AND RELEASE (Filed With SEC on February 28, 2013)

CAPITAL ONE FINANCIAL CORPORATION $750,000,000 1.000% Senior Notes Due2015 $250,000,000 Floating Rate Senior Notes Due 2015 UNDERWRITING AGREEMENT (Filed With SEC on November 6, 2012)

FLOATING RATE SENIOR NOTE DUE 2015 (Filed With SEC on November 6, 2012)

1.000% SENIOR NOTE DUE 2015 (Filed With SEC on November 6, 2012)

54,028,086 SHARES OF COMMON STOCK OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT September 4, 2012 (Filed With SEC on September 10, 2012)

35,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED RATE NON-CUMULATIVE PERPETUALPREFERRED STOCK, SERIES B OF CAPITAL ONE FINANCIAL CORPORATION... (Filed With SEC on August 20, 2012)

DEPOSIT AGREEMENT among CAPITAL ONE FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC. and THE HOLDERSFROM TIME TO TIME OF THE DEPOSITARY... (Filed With SEC on August 20, 2012)

PURCHASER TRANSITION SERVICES AGREEMENT between HSBCTECHNOLOGY & SERVICES (USA) INC. and CAPITAL ONE SERVICES, LLC DATED AS OF MAY 1, 2012 TABLE OF CONTENTS (Filed With SEC on August 9, 2012)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Amendment No. 1 Restricted Stock Award Agreements Award Numbers: 00083626 and 00084032 (Filed With SEC on May 8, 2012)

CAPITAL ONE FINANCIAL CORPORATION $1,250,000,000 2.150% Senior NotesDue 2015 UNDERWRITING AGREEMENT (Filed With SEC on March 23, 2012)

2.150% SENIOR NOTE DUE 2015 (Filed With SEC on March 23, 2012)

24,442,706 SHARES OF COMMON STOCK OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT March 15, 2012 (Filed With SEC on March 19, 2012)

FIRST AMENDMENT TO THE PURCHASE AND SALE AGREEMENT (Filed With SEC on February 29, 2012)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement No. of Shares Subject to Option: 360,009 (Filed With SEC on February 29, 2012)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Performance Unit Award Agreement No. of Performance Units: Up to 382,514 (Filed With SEC on February 29, 2012)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: 157,378 (Filed With SEC on February 29, 2012)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Award Agreement No. of Shares: %%TOTAL_SHARES_GRANTED%-% (Filed With SEC on February 29, 2012)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement No. of Units: %%TOTAL_SHARES_GRANTED%-% (Filed With SEC on February 29, 2012)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonqualified Stock Option Agreement No. of Shares Subject to Option: %TOTAL_SHARES_GRANTED%-% (Filed With SEC on February 29, 2012)

Capital One Financial Corporation Executive Severance Plan Amended and Restated, effective July 16, 2011 (Filed With SEC on February 29, 2012)

CAPITAL ONE FINANCIAL CORPORATION NON-EMPLOYEE DIRECTORS DEFERREDCOMPENSATION PLAN TABLE OF CONTENTS (Filed With SEC on February 29, 2012)

CAPITAL ONE FINANCIAL CORPORATION VOLUNTARY NON-QUALIFIED DEFERRED COMPENSATION PLAN Amended and Restated Effective January 1, 2012 CAPITAL ONE FINANCIAL CORPORATION VOLUNTARY... (Filed With SEC on February 29, 2012)

CHANGE OF CONTROL EMPLOYMENT AGREEMENT (Filed With SEC on February 29, 2012)

Amendment Agreement Number 1 (Filed With SEC on February 29, 2012)

Amendment Agreement Number 2 (Filed With SEC on February 29, 2012)

Amendment Agreement Number 1 (Filed With SEC on February 29, 2012)

Amendment Agreement Number 2 (Filed With SEC on February 29, 2012)

SPECIAL SEPARATION AGREEMENT AND RELEASE (Filed With SEC on February 29, 2012)

PURCHASE AND ASSUMPTION AGREEMENT among HSBC FINANCE CORPORATION, HSBC USA INC., HSBC TECHNOLOGY AND SERVICES (USA) INC. and CAPITALONE FINANCIAL CORPORATION AUGUST 10, 2011 TABLE... (Filed With SEC on August 12, 2011)

40,000,000 SHARES OF COMMON STOCK OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT July 14, 2011 (Filed With SEC on July 19, 2011)

CAPITAL ONE FINANCIAL CORPORATION $750,000,000 2.125% Senior Notes Due2014 $250,000,000 Floating Rate Senior Notes Due 2014 $750,000,000 3.150% Senior Notes Due 2016... (Filed With SEC on July 19, 2011)

FORM OF FLOATING RATE SENIOR NOTE DUE 2014 (Filed With SEC on July 19, 2011)

FORM OF 2.125% SENIOR NOTE DUE 2014 (Filed With SEC on July 19, 2011)

FORM OF 3.150% SENIOR NOTE DUE 2016 (Filed With SEC on July 19, 2011)

FORM OF 4.750% SENIOR NOTE DUE 2021 (Filed With SEC on July 19, 2011)

PURCHASE AND SALE AGREEMENT dated as of June 16, 2011 by and among ING Groep N.V., ING Bank N.V., ING Direct N.V., ING Direct Bancorp and Capital One Financial Corporation TABLE... (Filed With SEC on June 22, 2011)

Form of Performance Unit Award Agreement granted to our executive officers, including the Chief Executive Officer, under the 2004 Stock Incentive Plan (Filed With SEC on March 1, 2011)

Form of Restricted Stock Unit Award Agreement granted to our executive officers, including the Chief Executive Officer, under the 2004 Stock Incentive Plan (Filed With SEC on March 1, 2011)

Form of Nonstatutory Stock Option Award Agreement granted to our executive officers, including the Chief Executive Officer, under the 2004 Stock Incentive Plan (Filed With SEC on March 1, 2011)

Form of Restricted Stock Award Agreement granted to our executive officers under the 2004 Stock Incentive Plan (Filed With SEC on March 1, 2011)

[* * *] AMENDMENT TO SERVICES AGREEMENT [* * *] (Filed With SEC on February 26, 2010)

THIRD AMENDMENT TO SERVICES AGREEMENT (FIR-14088) (Filed With SEC on February 26, 2010)

12,657,960 Warrants Capital One Financial Corporation UNDERWRITING AGREEMENT (Filed With SEC on December 9, 2009)

1,000,000 CAPITAL ONE CAPITAL VI 8.875% Cumulative Trust Preferred Securities (Liquidation Amount of $1,000 per Security) Fully and unconditionallyguaranteed on a junior... (Filed With SEC on November 13, 2009)

FIFTH SUPPLEMENTAL INDENTURE between (Filed With SEC on November 13, 2009)

AMENDED AND RESTATED DECLARATION (Filed With SEC on November 13, 2009)

GUARANTEE AGREEMENT Dated as of November 13, 2009 By and Between CAPITAL ONE FINANCIAL CORPORATION, as Guarantor (Filed With SEC on November 13, 2009)

1,000,000 CAPITAL ONE CAPITAL V 10.25% Cumulative Trust Preferred Securities (Liquidation Amount of $1,000per Security) Fully and unconditionally guaranteed on a junior... (Filed With SEC on August 6, 2009)

FOURTH SUPPLEMENTAL INDENTURE (Filed With SEC on August 6, 2009)

AMENDED AND RESTATED DECLARATION OF TRUST CAPITAL ONE CAPITAL V Dated as of August 5, 2009 TABLE OF CONTENTS (Filed With SEC on August 6, 2009)

GUARANTEE AGREEMENT (Filed With SEC on August 6, 2009)

$1,000,000,000 CAPITAL ONE FINANCIAL CORPORATION (Filed With SEC on May 22, 2009)

7.375% SENIOR NOTE DUE 2014 (Filed With SEC on May 22, 2009)

56,000,000 SHARES OF COMMON STOCK OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT (Filed With SEC on May 12, 2009)

EMPLOYMENT AGREEMENT (Filed With SEC on May 8, 2009)

STOCK PURCHASE AGREEMENT (Filed With SEC on February 26, 2009)

CERTIFICATE OF DESIGNATIONS OF FIXED RATE CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A OF CAPITAL ONE FINANCIAL CORPORATION (Filed With SEC on November 18, 2008)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on November 18, 2008)

UNITED STATES DEPARTMENTOF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW (Filed With SEC on November 18, 2008)

FIRST QUARTER 2008 AMENDMENT TO PROCESSING SERVICES AGREEMENT (Filed With SEC on November 10, 2008)

14,000,000 SHARES OF COMMON STOCK OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT (Filed With SEC on September 26, 2008)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Performance Unit Award Agreement (Filed With SEC on February 29, 2008)

FIRST QUARTER 2006 AMENDMENT TO PROCESSING SERVICES AGREEMENT (Filed With SEC on February 29, 2008)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Agreement (Filed With SEC on December 11, 2007)

CHANGE OF CONTROL EMPLOYMENT AGREEMENT (Filed With SEC on October 30, 2007)

$1,500,000,000 CAPITAL ONE FINANCIAL CORPORATION (Filed With SEC on September 5, 2007)

FORM OF 6.750% SENIOR NOTE DUE 2017 (Filed With SEC on September 5, 2007)

SEPARATION AND TRANSITION ADVISORY SERVICES AGREEMENT (Filed With SEC on August 9, 2007)

Annex A (Filed With SEC on May 9, 2007)

$500,000,000 CAPITAL ONE CAPITAL IV 6.745% Capital Securities (Liquidation Amount of $1,000 per Security) Fully and unconditionally guaranteed on a junior subordinated basis, as... (Filed With SEC on February 8, 2007)

CAPITAL ONE FINANCIAL CORPORATION (Filed With SEC on February 8, 2007)

AMENDED AND RESTATED DECLARATION (Filed With SEC on February 8, 2007)

GUARANTEE AGREEMENT Dated as of February 5, 2007 (Filed With SEC on February 8, 2007)

AMENDMENT NO. 1 TO THE CAPITAL ONE FINANCIAL CORPORATION (Filed With SEC on November 3, 2006)

$1,100,000,000 Floating Rate Senior Notes Due 2009 $1,100,000,000 5.700% Senior Notes Due 2011 CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT (Filed With SEC on September 18, 2006)

FORM OF FLOATING RATE SENIOR NOTE DUE 2009 (Filed With SEC on September 18, 2006)

FORM OF 5.700% SENIOR NOTE DUE 2011 (Filed With SEC on September 18, 2006)

$1,000,000,000 CAPITAL ONE FINANCIAL CORPORATION (Filed With SEC on August 31, 2006)

CAPITAL ONE FINANCIAL CORPORATION, Issuer TO The Bank of New York as Trustee SUBORDINATED INDENTURE Dated as of August 29, 2006 (Filed With SEC on August 31, 2006)

FORM OF SUBORDINATED NOTE (Filed With SEC on August 31, 2006)

CAPITAL ONE FINANCIAL CORPORATION $4,200,000,000 BRIDGE LOAN AGREEMENT (Filed With SEC on August 7, 2006)

$650,000,000 CAPITAL ONE CAPITAL III 7.686% Capital Securities (Liquidation Amount of $1,000 per Security) Fully and unconditionally guaranteed on a junior subordinated basis, as... (Filed With SEC on August 4, 2006)

CAPITAL ONE FINANCIAL CORPORATION AND THE BANK OF NEW YORK as Trustee (Filed With SEC on August 4, 2006)

AMENDED AND RESTATED DECLARATION OF TRUST CAPITAL ONE CAPITAL III Dated as of August 1, 2006 CROSS-REFERENCE TABLE* (Filed With SEC on August 4, 2006)

GUARANTEE AGREEMENT Dated as of August 1, 2006 By and Between (Filed With SEC on August 4, 2006)

12,000,000 CAPITAL ONE CAPITAL II 7.50% Enhanced Trust Preferred Securities (Liquidation Amount of $25 perSecurity) Fully and unconditionally guaranteed on a junior subordinated... (Filed With SEC on June 12, 2006)

CAPITAL ONE FINANCIAL CORPORATION as Issuer TO THE BANK OF NEW YORK as Trustee (Filed With SEC on June 12, 2006)

FIRST SUPPLEMENTAL INDENTURE between CAPITAL ONE FINANCIAL CORPORATION (Filed With SEC on June 12, 2006)

AMENDED AND RESTATED DECLARATION OF TRUST CAPITAL ONE CAPITAL II Dated as of June 6, 2006 TABLE OF CONTENTS (Filed With SEC on June 12, 2006)

GUARANTEE AGREEMENT Dated as of June 6, 2006 By and Between (Filed With SEC on June 12, 2006)

Capital One Financial Corporation 2004 Stock Incentive Plan (Filed With SEC on May 3, 2006)

CAPITAL ONE FINANCIAL CORPORATION RESTRICTED SHARE AGREEMENT (Filed With SEC on May 1, 2006)

PROCESSING SERVICES AGREEMENT (Filed With SEC on November 2, 2005)

SERVICES AGREEMENT between CAPITAL ONE SERVICES, INC. and (Filed With SEC on September 15, 2005)

W I T N E S S E T H: (Filed With SEC on September 8, 2005)

CAPITAL ONE FINANCIALCORPORATION 5.50% SENIOR NOTES DUE JUNE 1, 2015 (Filed With SEC on August 4, 2005)

CAPITAL ONE FINANCIALCORPORATION 5.25% SENIOR NOTES DUE FEBRUARY 21, 2017 (Filed With SEC on March 9, 2005)

CAPITAL ONE FINANCIALCORPORATION 4.80% SENIOR NOTES DUE FEBRUARY 21, 2012 (Filed With SEC on March 9, 2005)

Pursuant to 17 CFR 240.24b-2, confidential informationhas been omitted and has been filed separately with the Securities and Exchange Commission pursuant to a Confidential... (Filed With SEC on March 9, 2005)

LEASE SUPPLEMENT (Filed With SEC on March 9, 2005)

REAFFIRMATION OF GUARANTY (Filed With SEC on March 9, 2005)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Award Agreement (Filed With SEC on March 9, 2005)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Nonstatutory Stock Option Agreement (Filed With SEC on March 9, 2005)

EX-2.1: AGREEMENT AND PLAN OF MERGER (Filed With SEC on March 9, 2005)

CAPITAL ONE FINANCIAL CORPORATION 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement (Filed With SEC on November 1, 2004)

CAPITAL ONE FINANCIAL CORPORATION 1999 Non-Employee Directors Stock Incentive Plan Nonstatutory Stock Option Agreement (Filed With SEC on November 1, 2004)

CAPITAL ONE FINANCIAL CORPORATION 1999 Non-Employee Directors Stock Incentive Plan Deferred Share Unit Award Agreement (Filed With SEC on November 1, 2004)

Capital One Bank (a Bank organized pursuant to the Laws of Virginia) Global Bank Notes Issue of US$500,000,000 5.000% Senior Global Bank Notes due 2009 UNDER THE... (Filed With SEC on August 5, 2004)

CAPITAL ONE FINANCIAL CORPORATION VOLUNTARY NON-QUALIFIED DEFERRED COMPENSATION PLAN (Filed With SEC on August 5, 2004)

CAPITAL ONE FINANCIAL CORPORATION CAPITAL ONE BANK CAPITAL ONE, F.S.B. CAPITAL ONE BANK(EUROPE) PLC (Filed With SEC on August 5, 2004)

Capital One Bank (a Bank organized pursuant to the Laws of Virginia) (Filed With SEC on May 7, 2004)

Jaap L. Tonckens (Filed With SEC on May 7, 2004)

SEE REVERSE FOR CERTAIN DEFINITIONS (Filed With SEC on March 5, 2004)

(a Bank organizedpursuant to the Laws of Virginia) Global Bank Notes Issue of US$500,000,000 4.250% Senior Bank Notes due 2008 UNDER THE U.S.$8,000,000,000 GLOBAL BANK NOTE PROGRAM (Filed With SEC on March 5, 2004)

(a Bank organizedpursuant to the Laws of Virginia) Global Bank Notes Issue of $600,000,000 5.75% Senior Global Bank Notes due2010 UNDER THE U.S.$8,000,000,000 GLOBAL BANK NOTE... (Filed With SEC on March 5, 2004)

CAPITAL ONE BANK (a Bank organized pursuant to the Laws of Virginia) (Filed With SEC on March 5, 2004)

(a Bank organizedpursuant to the Laws of Virginia) Global Bank Notes Issue of $600,000,000 4.875% Senior Global Bank Notes due2008 UNDER THE U.S.$8,000,000,000 GLOBAL BANK NOTE... (Filed With SEC on March 5, 2004)

CAPITAL ONE FINANCIALCORPORATION 6.25% SENIOR NOTES DUE NOVEMBER 15, 2013 (Filed With SEC on March 5, 2004)

AMENDED AND RESTATED DECLARATION OF TRUST CAPITAL ONECAPITAL I Dated as of January 31, 1997 (Filed With SEC on March 5, 2004)

Capital One Financial Corporation Revised Schedule of Counterparts of the Amended and Restated Change of Control Employment Agreement (Filed With SEC on March 5, 2004)

Capital One Bank Senior and Subordinated Global Bank Notes Due From 30 Days to 30 Years or More from Date of Issue AMENDED AND RESTATED DISTRIBUTION AGREEMENT (Filed With SEC on August 11, 2003)

CAPITAL ONE FINANCIAL CORPORATION CAPITAL ONE BANK CAPITAL ONE, F.S.B. CAPITAL ONE BANK (EUROPE) PLC $1,000,000,000 CREDIT AGREEMENT Dated as of May 5, 2003 J.P. MORGAN SECURITIES... (Filed With SEC on August 11, 2003)

EMPLOYMENT AGREEMENT (Filed With SEC on August 11, 2003)

Acknowledgment (Filed With SEC on August 11, 2003)

DATED 28 JUNE 2002 BETWEEN CAPITAL ONE BANK (EUROPE) PLC AS PRINCIPAL BORROWER CAPITAL ONE FINANCIAL CORPORATION AS ORIGINAL GUARANTOR CAPITAL ONE BANK AS GUARANTOR AND BARCLAYS... (Filed With SEC on August 13, 2002)

AMENDMENT NO. 2 (Filed With SEC on August 13, 2002)

[Acknowledgment Pages to Follow] (Filed With SEC on August 13, 2002)

Category

Industry

Companies

Contracts

Capital One Financial Contracts & Agreements