Capital One Financial Contracts & Agreements

365 Contracts & Agreements
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Deposit Agreement among Discover Financial Services, Computershare Inc., Computershare Trust Company, N.A., and Holders of Depositary Receipts (Series C Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2025
Deposit Agreement among Discover Financial Services, Computershare Inc., Computershare Trust Company, N.A., and Holders of Depositary Receipts (Series D Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2025
Amendment to Deposit Agreement among Capital One Financial Corporation, Discover Financial Services, and Computershare Inc.
Deposit Agreements
Capital One Financial
Consumer Finance
NY
2025
Amendment to Deposit Agreement among Capital One Financial Corporation, Discover Financial Services, and Computershare Inc.
Deposit Agreements
Capital One Financial
Consumer Finance
NY
2025
Description of Capital One Financial Corporation Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Capital One Financial
Consumer Finance
NY
2025
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2025
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2025
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2025
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2025
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2025
Amendment Number Three to the Capital One Financial Corporation Executive Severance Plan
Severance Agreements
Capital One Financial
Consumer Finance
2025
Underwriting Agreement for $1,750,000,000 6.183% Fixed-to-Floating Rate Subordinated Notes Due 2036 by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2025
First Supplemental Indenture to Subordinated Indenture between Capital One Financial Corporation and The Bank of New York Mellon Trust Company, N.A. (2025)
Indenture Agreements
Capital One Financial
Consumer Finance
NY
2025
Capital One Financial Corporation 6.183% Fixed-to-Floating Rate Subordinated Notes Due 2036
Note Agreements
Capital One Financial
Consumer Finance
2025
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Underwriting Agreement for $2 Billion Senior Notes between Capital One Financial Corporation and Underwriters (Barclays, Citigroup, Morgan Stanley, RBC, Capital One Securities)
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2024
Capital One Financial Corporation 5.463% Fixed-to-Floating Rate Senior Notes Due 2030
Note Agreements
Capital One Financial
Consumer Finance
2024
Capital One Financial Corporation 5.884% Fixed-to-Floating Rate Senior Notes Due 2035
Note Agreements
Capital One Financial
Consumer Finance
2024
Capital One Financial Corporation 2002 Associate Stock Purchase Plan (Amended and Restated as of May 2, 2024)
Stock Agreements
Capital One Financial
Consumer Finance
2024
Capital One Retention Bonus Letter Agreement for Discover Financial Services Acquisition
Retention Agreements
Capital One Financial
Consumer Finance
VA
2024
Description of Capital One Financial Corporation Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Capital One Financial
Consumer Finance
NY
2024
Amended and Restated Performance Unit Award Agreement between Capital One Financial Corporation and Richard D. Fairbank under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement under Capital One 2004 Stock Incentive Plan (2021 Grant, Amended 2023)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement between Capital One Financial Corporation and Richard D. Fairbank under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement between Capital One Financial Corporation and Richard D. Fairbank under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Capital One Financial Corporation Amended and Restated 2004 Stock Incentive Plan Performance Unit Award Agreement (2022 Grant, Amended 2023)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement between Capital One Financial Corporation and Richard D. Fairbank under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement between Capital One Financial Corporation and Richard D. Fairbank under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement between Capital One Financial Corporation and Richard D. Fairbank under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement under Capital One 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Capital One Financial Corporation Non-Employee Directors Deferred Compensation Plan (Amended and Restated as of November 2, 2023)
Compensation Agreements
Capital One Financial
Consumer Finance
2024
Agreement and Plan of Merger among Discover Financial Services, Capital One Financial Corporation, and Vega Merger Sub, Inc.
Merger Agreements
Capital One Financial
Consumer Finance
DE
2024
Underwriting Agreement for $2 Billion Senior Notes Offering by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2024
Capital One Financial Corporation 5.700% Fixed-to-Floating Rate Senior Notes Due 2030
Note Agreements
Capital One Financial
Consumer Finance
2024
Capital One Financial Corporation 6.051% Fixed-to-Floating Rate Senior Notes Due 2035
Note Agreements
Capital One Financial
Consumer Finance
2024
Underwriting Agreement for $2.5 Billion Senior Notes Offering by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2023
Capital One Financial Corporation 7.149% Fixed-to-Floating Rate Senior Notes Due 2027
Note Agreements
Capital One Financial
Consumer Finance
2023
Capital One Financial Corporation 7.624% Fixed-to-Floating Rate Senior Notes Due 2031
Note Agreements
Capital One Financial
Consumer Finance
2023
Underwriting Agreement for $3.5 Billion Senior Notes Offering by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2023
Capital One Financial Corporation 6.312% Fixed-to-Floating Rate Senior Notes Due 2029
Note Agreements
Capital One Financial
Consumer Finance
2023
Capital One Financial Corporation 6.377% Fixed-to-Floating Rate Senior Notes Due 2034
Note Agreements
Capital One Financial
Consumer Finance
2023
Capital One Financial Corporation Seventh Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Description of Capital One Financial Corporation Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Capital One Financial
Consumer Finance
NY
2023
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement (2023)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement (2023)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Neal Blinde
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Neal Blinde
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Neal Blinde
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2023
Capital One Financial Corporation Executive Severance Plan (Amended October 5, 2022)
Severance Agreements
Capital One Financial
Consumer Finance
VA
2023
Amendment Number One to the Capital One Financial Corporation Executive Severance Plan
Severance Agreements
Capital One Financial
Consumer Finance
2023
Notice and Garden Leave Agreement between Capital One Financial Corporation and Neal Blinde
Employment Agreements
Capital One Financial
Consumer Finance
DE
2023
Underwriting Agreement for $2.25 Billion Senior Notes between Capital One Financial Corporation and Underwriters (BofA, Citigroup, Morgan Stanley, RBC, Capital One Securities)
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2023
Capital One Financial Corporation 5.468% Fixed-to-Floating Rate Senior Notes Due 2029
Note Agreements
Capital One Financial
Consumer Finance
2023
Capital One Financial Corporation 5.817% Fixed-to-Floating Rate Senior Notes Due 2034
Note Agreements
Capital One Financial
Consumer Finance
2023
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2022
Underwriting Agreement for $2.25 Billion Senior Notes Offering by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2022
Capital One Financial Corporation 4.985% Fixed-to-Floating Rate Senior Notes Due 2026
Note Agreements
Capital One Financial
Consumer Finance
2022
Capital One Financial Corporation 5.247% Fixed-to-Floating Rate Senior Notes Due 2030
Note Agreements
Capital One Financial
Consumer Finance
2022
Underwriting Agreement for $4 Billion Senior Notes Offering by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2022
Capital One Financial Corporation 4.166% Fixed-to-Floating Rate Senior Notes Due 2025
Note Agreements
Capital One Financial
Consumer Finance
2022
Capital One Financial Corporation 4.927% Fixed-to-Floating Rate Senior Notes Due 2028
Note Agreements
Capital One Financial
Consumer Finance
2022
Capital One Financial Corporation 5.268% Fixed-to-Floating Rate Senior Notes Due 2033
Note Agreements
Capital One Financial
Consumer Finance
2022
Capital One Financial Corporation Floating Rate Senior Notes Due 2025
Note Agreements
Capital One Financial
Consumer Finance
2022
Underwriting Agreement for $2.5 Billion Senior Notes Offering by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2022
Capital One Financial Corporation 2.636% Fixed-to-Floating Rate Senior Notes Due 2026
Note Agreements
Capital One Financial
Consumer Finance
2022
Capital One Financial Corporation 3.273% Fixed-to-Floating Rate Senior Notes Due 2030
Note Agreements
Capital One Financial
Consumer Finance
2022
Description of Capital One Financial Corporation’s Registered Securities as of December 31, 2021
Equity Distribution Agreements
Capital One Financial
Consumer Finance
NY
2022
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2022
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2022
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2022
Underwriting Agreement for $550,000,000 Floating Rate Senior Notes Due 2024 between Capital One Financial Corporation and Deutsche Bank Securities Inc.
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2022
Underwriting Agreement for $1.75 Billion Senior Notes Offering by Capital One Financial Corporation (2024)
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
Capital One Financial Corporation 1.343% Fixed-to-Floating Rate Senior Notes Due 2024
Note Agreements
Capital One Financial
Consumer Finance
2021
Capital One Financial Corporation Floating Rate Senior Notes Due 2024
Note Agreements
Capital One Financial
Consumer Finance
2021
Underwriting Agreement for $1.75 Billion Senior Notes Offering by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
First Supplemental Indenture to Senior Indenture between Capital One Financial Corporation and The Bank of New York Mellon Trust Company, N.A. (November 2, 2021)
Indenture Agreements
Capital One Financial
Consumer Finance
NY
2021
Capital One Financial Corporation 1.878% Fixed-to-Floating Rate Senior Notes Due 2027
Note Agreements
Capital One Financial
Consumer Finance
2021
Capital One Financial Corporation 2.618% Fixed-to-Floating Rate Senior Notes Due 2032
Note Agreements
Capital One Financial
Consumer Finance
2021
Underwriting Agreement for 17,000,000 Depositary Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N, by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
Underwriting Agreement for $1,000,000,000 2.359% Fixed-to-Floating Rate Subordinated Notes Due 2032 between Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
Deposit Agreement among Capital One Financial Corporation, Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series N Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2021
Capital One Financial Corporation 2.359% Fixed-to-Floating Rate Subordinated Notes Due 2032
Note Agreements
Capital One Financial
Consumer Finance
2021
Underwriting Agreement for 1,000,000 Shares of Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series M, by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
Capital One Financial Corporation Sixth Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2021
Underwriting Agreement for 27,000,000 Depositary Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L, by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2021
Deposit Agreement among Capital One Financial Corporation, Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series L Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2021
Description of Capital One Financial Corporation Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Capital One Financial
Consumer Finance
NY
2021
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2021
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2021
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2021
Underwriting Agreement for 5,000,000 Depositary Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K, by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2020
Deposit Agreement among Capital One Financial Corporation, Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series K Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2020
Underwriting Agreement for $2 Billion Senior Notes between Capital One Financial Corporation and Underwriters (May 2020)
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2020
Capital One Financial Corporation 2.600% Senior Notes Due 2023
Note Agreements
Capital One Financial
Consumer Finance
2020
Capital One Financial Corporation 3.650% Senior Notes Due 2027
Note Agreements
Capital One Financial
Consumer Finance
2020
Description of Capital One Financial Corporation’s Registered Securities as of December 31, 2019
Stock Agreements
Capital One Financial
Consumer Finance
NY
2020
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2020
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2020
Underwriting Agreement for 50,000,000 Depositary Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series J, by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2020
Deposit Agreement among Capital One Financial Corporation, Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series J Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2020
Underwriting Agreement for 60,000,000 Depositary Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I, by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2019
Deposit Agreement among Capital One Financial Corporation, Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series I Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2019
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement (2019)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2019
Underwriting Agreement for €1,250,000,000 Senior Notes between Capital One Financial Corporation and Underwriters (Barclays, Credit Suisse, J.P. Morgan, Merrill Lynch, Capital...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2019
Capital One Financial Corporation 0.800% Senior Notes Due 2024
Note Agreements
Capital One Financial
Consumer Finance
2019
Capital One Financial Corporation 1.650% Senior Notes Due 2029
Note Agreements
Capital One Financial
Consumer Finance
2019
Paying Agency Agreement between Capital One Financial Corporation and The Bank of New York Mellon, London Branch (June 12, 2019)
Agency Agreements
Capital One Financial
Consumer Finance
NY
2019
Capital One Financial Corporation Fifth Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2019
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Employee
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2019
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2019
Underwriting Agreement for $1,250,000,000 3.900% Senior Notes Due 2024 between Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2019
Capital One Financial Corporation 3.900% Senior Notes Due 2024
Note Agreements
Capital One Financial
Consumer Finance
2019
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement (2018)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2018
Underwriting Agreement for $2 Billion Senior Notes between Capital One Financial Corporation and Underwriters (April 2018)
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2018
Capital One Financial Corporation 3.450% Senior Notes Due 2021
Note Agreements
Capital One Financial
Consumer Finance
2018
Capital One Financial Corporation 4.250% Senior Notes Due 2025 (Global Note Certificate)
Note Agreements
Capital One Financial
Consumer Finance
2018
Capital One Financial Corporation Fourth Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2018
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2018
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2018
Underwriting Agreement for $250,000,000 Floating Rate Senior Notes Due 2021 between Capital One Financial Corporation and Morgan Stanley & Co. LLC
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2018
Capital One Financial Corporation Floating Rate Senior Notes Due 2021 (Global Form)
Note Agreements
Capital One Financial
Consumer Finance
2018
Underwriting Agreement for $3 Billion Senior Notes Offering by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2018
Capital One Financial Corporation 3.200% Senior Notes Due 2023
Note Agreements
Capital One Financial
Consumer Finance
2018
Capital One Financial Corporation Floating Rate Senior Notes Due 2023
Note Agreements
Capital One Financial
Consumer Finance
2018
Capital One Financial Corporation 3.800% Senior Notes Due 2028 (Global Note Certificate)
Note Agreements
Capital One Financial
Consumer Finance
2018
Underwriting Agreement for $2.5 Billion Senior Notes Offering by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2017
Capital One Financial Corporation 2.400% Senior Notes Due 2020 (Indenture and Note Certificate)
Note Agreements
Capital One Financial
Consumer Finance
2017
Capital One Financial Corporation Floating Rate Senior Notes Due 2020 (Global Form)
Note Agreements
Capital One Financial
Consumer Finance
2017
Capital One Financial Corporation 3.300% Senior Notes Due 2024 Certificate
Note Agreements
Capital One Financial
Consumer Finance
2017
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement (2017)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2017
Underwriting Agreement for $2.5 Billion Senior Notes Offering by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2017
Capital One Financial Corporation 2.500% Senior Notes Due 2020 (Global Note Certificate)
Note Agreements
Capital One Financial
Consumer Finance
2017
Capital One Financial Corporation Floating Rate Senior Notes Due 2020 (Global Form)
Note Agreements
Capital One Financial
Consumer Finance
2017
Non-Competition Agreement between Capital One Financial Corporation and Richard Scott Blackley
Non-Competition Agreements
Capital One Financial
Consumer Finance
VA
2017
Non-Competition Agreement between Capital One Financial Corporation and Noelle Eder (February 21, 2017)
Non-Competition Agreements
Capital One Financial
Consumer Finance
VA
2017
Non-Competition Agreement between Capital One Financial Corporation and Michael J. Wassmer
Non-Competition Agreements
Capital One Financial
Consumer Finance
DE
2017
Underwriting Agreement for $2 Billion Senior Notes Offering by Capital One Financial Corporation (2017)
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2017
Capital One Financial Corporation 3.050% Senior Notes Due 2022 Global Security Certificate
Note Agreements
Capital One Financial
Consumer Finance
2017
Capital One Financial Corporation Floating Rate Senior Notes Due 2022 (Indenture Form)
Note Agreements
Capital One Financial
Consumer Finance
2017
Capital One Financial Corporation 3.750% Senior Notes Due 2027 Global Note Certificate
Note Agreements
Capital One Financial
Consumer Finance
2017
Capital One Financial Corporation 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement with Richard D. Fairbank
Warrant Agreements
Capital One Financial
Consumer Finance
DE
2017
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2017
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2017
Underwriting Agreement for 20,000,000 Depositary Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series H, by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2016
Deposit Agreement among Capital One Financial Corporation, Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series H Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2016
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement (2016)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2016
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard Blackley
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2016
Amendment No. 1 to Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Award Agreement with Stephen Crawford
Stock Agreements
Capital One Financial
Consumer Finance
2016
Underwriting Agreement for 24,000,000 Depositary Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series G, by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2016
Deposit Agreement among Capital One Financial Corporation, Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series G Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2016
Underwriting Agreement for $1,500,000,000 3.750% Subordinated Notes Due 2026 between Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2016
Capital One Financial Corporation 3.750% Subordinated Notes Due 2026 (Global Form)
Note Agreements
Capital One Financial
Consumer Finance
2016
Capital One Financial Corporation 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2016
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2016
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2016
Capital One Financial Corporation Executive Severance Plan (Amended and Restated, Effective July 30, 2015)
Severance Agreements
Capital One Financial
Consumer Finance
VA
2015
Underwriting Agreement for $1.5 Billion 4.200% Subordinated Notes Due 2025 between Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2015
Capital One Financial Corporation 4.200% Subordinated Notes Due 2025
Note Agreements
Capital One Financial
Consumer Finance
2015
Underwriting Agreement for 20,000,000 Depositary Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series F, by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2015
Deposit Agreement among Capital One Financial Corporation, Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series F Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2015
Underwriting Agreement for 1,000,000 Shares of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series E, by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2015
Amendment to Capital One Financial Corporation Third Amended and Restated 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
2015
Capital One Financial Corporation Nonstatutory Stock Option Award Agreement with Richard D. Fairbank (2015)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2015
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2015
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2015
Underwriting Agreement for $1,000,000,000 3.200% Senior Notes Due 2025 between Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2015
Capital One Financial Corporation 3.200% Senior Notes Due 2025 Global Security Certificate
Note Agreements
Capital One Financial
Consumer Finance
2015
Underwriting Agreement for 20,000,000 Depositary Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series D, by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2014
Deposit Agreement among Capital One Financial Corporation, Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series D Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2014
Underwriting Agreement for 20,000,000 Depositary Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2014
Deposit Agreement among Capital One Financial Corporation, Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series C Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2014
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement (May 1, 2014)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2014
Underwriting Agreement for $1.5 Billion Senior Notes between Capital One Financial Corporation and Underwriters (2014)
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2014
Capital One Financial Corporation 2.450% Senior Notes Due 2019 Global Security Certificate
Note Agreements
Capital One Financial
Consumer Finance
2014
Capital One Financial Corporation 3.750% Senior Notes Due 2024 Certificate
Note Agreements
Capital One Financial
Consumer Finance
2014
Capital One Financial Corporation 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2014
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2014
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2014
Change of Control Employment Agreement between Capital One Financial Corporation and Richard D. Fairbank
Change of Control Agreements
Capital One Financial
Consumer Finance
2014
Non-Competition and Non-Solicitation Agreement between Capital One Financial Corporation and Jonathan W. Witter
Non-Competition Agreements
Capital One Financial
Consumer Finance
VA
2014
Supplemental Indenture to Indenture Dated November 1, 1996 for 3.50% Senior Notes due 2023 between Capital One Financial Corporation and The Bank of New York Mellon Trust Company,...
Indenture Agreements
Capital One Financial
Consumer Finance
NY
2013
Capital One Financial Corporation 3.50% Senior Notes Due 2023 Registration Rights Agreement with Dealer Managers
Registration Rights Agreements
Capital One Financial
Consumer Finance
NY
2013
Special Agreement and Release between Gary L. Perlin and Capital One Financial Corporation
Separation Agreements
Capital One Financial
Consumer Finance
VA
2013
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Award Agreement with Stephen S. Crawford
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2013
First Amendment to Capital One Financial Corporation Voluntary Non-Qualified Deferred Compensation Plan
Compensation Agreements
Capital One Financial
Consumer Finance
2013
Change of Control Employment Agreement between Capital One Financial Corporation and Executive
Change of Control Agreements
Capital One Financial
Consumer Finance
2013
Non-Competition Agreement between Capital One Financial Corporation and Employee
Non-Competition Agreements
Capital One Financial
Consumer Finance
VA
2013
Special Retention, Separation, and Non-Compete Agreement and Release between Peter A. Schnall and Capital One Financial Corporation
Separation Agreements
Capital One Financial
Consumer Finance
DE
2013
Capital One Offer Letter to Stephen as Chief Financial Officer Designate (2013)
Employment Agreements
Capital One Financial
Consumer Finance
2013
Capital One Financial Corporation 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2013
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2013
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2013
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Award Agreement (2013)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2013
Underwriting Agreement for $1 Billion Senior Notes Offering by Capital One Financial Corporation (2012)
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2012
Capital One Financial Corporation Floating Rate Senior Notes Due 2015 (Global Security Certificate)
Note Agreements
Capital One Financial
Consumer Finance
2012
Capital One Financial Corporation 1.000% Senior Notes Due 2015 Global Security Certificate
Note Agreements
Capital One Financial
Consumer Finance
2012
Underwriting Agreement for Sale of 54,028,086 Shares of Capital One Financial Corporation Common Stock by ING Bank N.V. to Underwriters Led by Merrill Lynch
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2012
Underwriting Agreement for 35,000,000 Depositary Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, by Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2012
Deposit Agreement among Capital One Financial Corporation, Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series B Preferred Stock)
Deposit Agreements
Capital One Financial
Consumer Finance
DE
2012
Purchaser Transition Services Agreement between HSBC Technology & Services (USA) Inc. and Capital One Services, LLC (May 1, 2012)
Services Agreements
Capital One Financial
Consumer Finance
DE
2012
Amendment No. 1 to Restricted Stock Award Agreements between Capital One Financial Corporation and Lynn Carter
Modification Agreements
Capital One Financial
Consumer Finance
2012
Underwriting Agreement for $1,250,000,000 2.150% Senior Notes Due 2015 between Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2012
Capital One Financial Corporation 2.150% Senior Notes Due 2015 (Global Form)
Note Agreements
Capital One Financial
Consumer Finance
2012
Underwriting Agreement for Sale of 24,442,706 Shares of Common Stock by Capital One Financial Corporation to Underwriters Led by Morgan Stanley, Barclays, Citigroup, and Credit...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2012
First Amendment to Purchase and Sale Agreement between ING Entities and Capital One Financial Corporation
Purchase Agreements
Capital One Financial
Consumer Finance
2012
Capital One Financial Corporation 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2012
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2012
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2012
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Award Agreement (2012)
Stock Agreements
Capital One Financial
Consumer Finance
DE
2012
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Director
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2012
Capital One Financial Corporation 2004 Stock Incentive Plan Nonqualified Stock Option Agreement (May 2011)
Stock Agreements
Capital One Financial
Consumer Finance
DE
2012
Capital One Financial Corporation Executive Severance Plan (Amended and Restated, Effective July 16, 2011)
Severance Agreements
Capital One Financial
Consumer Finance
VA
2012
Capital One Financial Corporation Non-Employee Directors Deferred Compensation Plan
Compensation Agreements
Capital One Financial
Consumer Finance
2012
Capital One Financial Corporation Voluntary Non-Qualified Deferred Compensation Plan (Amended and Restated, Effective January 1, 2012)
Compensation Agreements
Capital One Financial
Consumer Finance
2012
Change of Control Employment Agreement between Capital One Financial Corporation and Executive
Change of Control Agreements
Capital One Financial
Consumer Finance
2012
Amendment Agreement No. 1 to Share Forward Transaction between Barclays Bank PLC and Capital One Financial Corporation
Modification Agreements
Capital One Financial
Consumer Finance
NY
2012
Amendment Agreement Number 2 to Share Forward Transaction between Barclays Bank PLC and Capital One Financial Corporation
Modification Agreements
Capital One Financial
Consumer Finance
NY
2012
Amendment Agreement No. 1 to Share Forward Transaction between Morgan Stanley & Co. LLC and Capital One Financial Corporation
Modification Agreements
Capital One Financial
Consumer Finance
NY
2012
Amendment Agreement Number 2 to Share Forward Transaction between Morgan Stanley & Co. LLC and Capital One Financial Corporation
Modification Agreements
Capital One Financial
Consumer Finance
NY
2012
Special Separation Agreement and Release between Lynn A. Carter and Capital One Financial Corporation
Separation Agreements
Capital One Financial
Consumer Finance
VA
2012
Purchase and Assumption Agreement among HSBC Finance Corporation, HSBC USA Inc., HSBC Technology and Services (USA) Inc., and Capital One Financial Corporation (August 10, 2011)
Purchase Agreements
Capital One Financial
Consumer Finance
DE
2011
Underwriting Agreement for 40,000,000 Shares of Common Stock of Capital One Financial Corporation with Barclays Capital Inc. and Morgan Stanley & Co. LLC
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2011
Underwriting Agreement for $3 Billion Senior Notes Offering by Capital One Financial Corporation
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2011
Capital One Financial Corporation Floating Rate Senior Notes Due 2014 (Form of Note)
Note Agreements
Capital One Financial
Consumer Finance
2011
Capital One Financial Corporation 2.125% Senior Notes Due 2014 (Form of Global Security)
Note Agreements
Capital One Financial
Consumer Finance
2011
Capital One Financial Corporation 3.150% Senior Notes Due 2016 (Form of Global Security)
Note Agreements
Capital One Financial
Consumer Finance
2011
Capital One Financial Corporation 4.750% Senior Notes Due 2021
Note Agreements
Capital One Financial
Consumer Finance
2011
Forward Sale Agreement between Barclays Bank PLC and Capital One Financial Corporation (July 14, 2011)
Capital One Financial
Consumer Finance
NY
2011
Forward Sale Agreement between Morgan Stanley & Co. LLC and Capital One Financial Corporation (July 14, 2011)
Capital One Financial
Consumer Finance
NY
2011
Purchase and Sale Agreement among ING Groep N.V., ING Bank N.V., ING Direct N.V., ING Direct Bancorp, and Capital One Financial Corporation (June 16, 2011)
Purchase Agreements
Capital One Financial
Consumer Finance
DE
2011
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement (2011)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2011
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement (2011)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2011
Capital One Financial Corporation 2004 Stock Incentive Plan Nonstatutory Stock Option Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2011
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Award Agreement (2011)
Stock Agreements
Capital One Financial
Consumer Finance
DE
2011
Amendment to Services Agreement between Capital One Services, LLC and First Data Resources, LLC (October 1, 2009)
Services Agreements
Capital One Financial
Consumer Finance
2010
Third Amendment to Services Agreement between Capital One Services, Inc. and First Data Resources Inc.
Services Agreements
Capital One Financial
Consumer Finance
2010
Underwriting Agreement for Sale of 12,657,960 Warrants of Capital One Financial Corporation by U.S. Department of the Treasury to Underwriters Led by Deutsche Bank Securities Inc.
Underwriting Agreements
Capital One Financial
Consumer Finance
2009
Underwriting Agreement for 1,000,000 Capital One Capital VI 8.875% Cumulative Trust Preferred Securities (Barclays, Citigroup, Wells Fargo)
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2009
Fifth Supplemental Indenture to Junior Subordinated Indenture between Capital One Financial Corporation and The Bank of New York Mellon Trust Company, N.A. (November 13, 2009)
Indenture Agreements
Capital One Financial
Consumer Finance
2009
Amended and Restated Declaration of Trust of Capital One Capital VI, Dated November 13, 2009
Trust Agreements
Capital One Financial
Consumer Finance
DE
2009
Guarantee Agreement between Capital One Financial Corporation and The Bank of New York Mellon Trust Company, N.A. (November 13, 2009)
Guaranty Agreements
Capital One Financial
Consumer Finance
DE
2009
Underwriting Agreement for 1,000,000 Capital One Capital V 10.25% Cumulative Trust Preferred Securities (Capital One Financial Corporation and Underwriters)
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2009
Fourth Supplemental Indenture to Junior Subordinated Indenture between Capital One Financial Corporation and The Bank of New York Mellon (August 5, 2009)
Indenture Agreements
Capital One Financial
Consumer Finance
2009
Amended and Restated Declaration of Trust of Capital One Capital V, Dated August 5, 2009
Trust Agreements
Capital One Financial
Consumer Finance
DE
2009
Guarantee Agreement between Capital One Financial Corporation and The Bank of New York Mellon, dated August 5, 2009
Guaranty Agreements
Capital One Financial
Consumer Finance
DE
2009
Underwriting Agreement for $1,000,000,000 7.375% Senior Notes Due 2014 between Capital One Financial Corporation and Underwriters led by J.P. Morgan Securities Inc. and Credit...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2009
Capital One Financial Corporation 7.375% Senior Notes Due 2014 (Specimen Note)
Note Agreements
Capital One Financial
Consumer Finance
2009
Underwriting Agreement for 56,000,000 Shares of Common Stock of Capital One Financial Corporation with Barclays Capital Inc.
Underwriting Agreements
Capital One Financial
Consumer Finance
DE
2009
Employment Agreement between Capital One Financial Corporation and Executive (March 11, 2009)
Employment Agreements
Capital One Financial
Consumer Finance
VA
2009
Employment Agreement between Capital One Financial Corporation and Lynn Pike
Employment Agreements
Capital One Financial
Consumer Finance
CA
2009
Stock Purchase Agreement among Capital One Financial Corporation, B.F. Saul Real Estate Investment Trust, Derwood Investment Corporation, and B.F. Saul Company Employees’ Profit...
Stock Agreements
Capital One Financial
Consumer Finance
DE
2009
Certificate of Designations for Fixed Rate Cumulative Perpetual Preferred Stock, Series A of Capital One Financial Corporation
Articles of Amendment
Capital One Financial
Consumer Finance
2008
Warrant to Purchase Common Stock of Capital One Financial Corporation (12,657,960 Shares)
Warrant Agreements
Capital One Financial
Consumer Finance
NY
2008
Letter Agreement and Securities Purchase Agreement between U.S. Department of the Treasury and Capital One Financial Corporation (TARP/CPP)
Purchase Agreements
Capital One Financial
Consumer Finance
DC
2008
First Quarter 2008 Amendment to Processing Services Agreement between Capital One Services, Inc. and Total System Services, Inc.
Services Agreements
Capital One Financial
Consumer Finance
2008
Underwriting Agreement for 14,000,000 Shares of Common Stock of Capital One Financial Corporation with Citigroup Global Markets Inc. and J.P. Morgan Securities Inc.
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2008
Capital One Financial Corporation 2004 Stock Incentive Plan Performance Unit Award Agreement (December 2007)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2008
First Quarter 2006 Amendment to Processing Services Agreement between Capital One Services, Inc. and Total System Services, Inc.
Services Agreements
Capital One Financial
Consumer Finance
2008
Nonstatutory Stock Option Agreement between Capital One Financial Corporation and Richard D. Fairbank
Stock Agreements
Capital One Financial
Consumer Finance
VA
2007
Change of Control Employment Agreement between Capital One Financial Corporation and Executive
Change of Control Agreements
Capital One Financial
Consumer Finance
2007
Underwriting Agreement for $1,500,000,000 6.750% Senior Notes Due 2017 between Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2007
Capital One Financial Corporation 6.750% Senior Notes Due 2017 – Form of Global Security
Note Agreements
Capital One Financial
Consumer Finance
2007
Separation and Transition Advisory Services Agreement between Capital One Financial Corporation and John Adam Kanas
Separation Agreements
Capital One Financial
Consumer Finance
VA
2007
Capital One Financial Corporation and John Adam Kanas Restricted Share Agreement (March 12, 2006)
Compensation Agreements
Capital One Financial
Consumer Finance
VA
2007
Underwriting Agreement for $500,000,000 Capital One Capital IV 6.745% Capital Securities
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2007
Third Supplemental Indenture between Capital One Financial Corporation and The Bank of New York, dated February 5, 2007
Indenture Agreements
Capital One Financial
Consumer Finance
2007
Amended and Restated Declaration of Trust of Capital One Capital IV, Dated February 5, 2007
Trust Agreements
Capital One Financial
Consumer Finance
DE
2007
Guarantee Agreement between Capital One Financial Corporation and The Bank of New York (Trustee) for Capital One Capital IV Securities
Guaranty Agreements
Capital One Financial
Consumer Finance
DE
2007
Amendment No. 1 to the Capital One Financial Corporation 2002 Associate Stock Purchase Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
2006
Underwriting Agreement for $2.2 Billion Senior Notes between Capital One Financial Corporation and Underwriters (2006)
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2006
Capital One Financial Corporation Floating Rate Senior Notes Due 2009 (Form of Note)
Note Agreements
Capital One Financial
Consumer Finance
2006
Capital One Financial Corporation 5.700% Senior Notes Due 2011 (Form of Note)
Note Agreements
Capital One Financial
Consumer Finance
2006
Underwriting Agreement for $1,000,000,000 6.150% Subordinated Notes Due 2016 between Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2006
Subordinated Indenture between Capital One Financial Corporation and The Bank of New York, dated August 29, 2006
Indenture Agreements
Capital One Financial
Consumer Finance
NY
2006
Capital One Financial Corporation 6.150% Subordinated Notes Due 2016 Certificate
Note Agreements
Capital One Financial
Consumer Finance
2006
$4,200,000,000 Bridge Loan Agreement between Capital One Financial Corporation and Lenders (JPMorgan, Citigroup)
Loan Agreements
Capital One Financial
Consumer Finance
DE
2006
Underwriting Agreement for $650,000,000 Capital Securities between Capital One Capital III, Capital One Financial Corporation, and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2006
Second Supplemental Indenture between Capital One Financial Corporation and The Bank of New York, dated August 1, 2006
Indenture Agreements
Capital One Financial
Consumer Finance
2006
Amended and Restated Declaration of Trust of Capital One Capital III, Dated August 1, 2006
Trust Agreements
Capital One Financial
Consumer Finance
DE
2006
Guarantee Agreement between Capital One Financial Corporation and The Bank of New York, dated August 1, 2006
Guaranty Agreements
Capital One Financial
Consumer Finance
DE
2006
Underwriting Agreement for 7.50% Enhanced Trust Preferred Securities between Capital One Capital II, Capital One Financial Corporation, and Citigroup Global Markets Inc.
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2006
Indenture Agreement between Capital One Financial Corporation and The Bank of New York (June 6, 2006)
Indenture Agreements
Capital One Financial
Consumer Finance
DE
2006
First Supplemental Indenture to Junior Subordinated Indenture between Capital One Financial Corporation and The Bank of New York (June 6, 2006)
Indenture Agreements
Capital One Financial
Consumer Finance
2006
Amended and Restated Declaration of Trust of Capital One Capital II, Dated June 6, 2006
Trust Agreements
Capital One Financial
Consumer Finance
DE
2006
Guarantee Agreement between Capital One Financial Corporation and The Bank of New York (June 6, 2006)
Guaranty Agreements
Capital One Financial
Consumer Finance
DE
2006
Capital One Financial Corporation 2004 Stock Incentive Plan (Amended and Restated as of April 27, 2006)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2006
Capital One Financial Corporation and John Adam Kanas Restricted Share Agreement (March 12, 2006)
Compensation Agreements
Capital One Financial
Consumer Finance
VA
2006
Capital One Financial Corporation Restricted Share Agreement with John Bohlsen
Compensation Agreements
Capital One Financial
Consumer Finance
VA
2006
Processing Services Agreement between Capital One Services, Inc. and Total System Services, Inc. (TSYS)
Services Agreements
Capital One Financial
Consumer Finance
GA
2005
Services Agreement between Capital One Services, Inc. and First Data Resources, Inc. (November 8, 2004)
Services Agreements
Capital One Financial
Consumer Finance
VA
2005
Amendment No. 1 to Agreement and Plan of Merger between Hibernia Corporation and Capital One Financial Corporation (September 6, 2005)
Merger Agreements
Capital One Financial
Consumer Finance
NY
2005
Capital One Financial Corporation $500,000,000 5.50% Senior Notes Due 2015 Global Security Certificate
Note Agreements
Capital One Financial
Consumer Finance
2005
Capital One Financial Corporation 5.25% Senior Notes Due 2017 Global Security Certificate
Note Agreements
Capital One Financial
Consumer Finance
2005
Capital One Financial Corporation 4.80% Senior Notes Due 2012 Global Security Certificate
Note Agreements
Capital One Financial
Consumer Finance
2005
Services Agreement between Capital One Services, Inc. and First Data Resources, Inc. (November 8, 2004)
Services Agreements
Capital One Financial
Consumer Finance
DE
2005
Lease Supplement to Amended and Restated Lease Agreement between Wells Fargo Bank Northwest, N.A. (as Owner Trustee) and Capital One Realty, Inc. dated March 1, 2004
Lease Agreements
Capital One Financial
Consumer Finance
2005
Reaffirmation of Guaranty by Capital One Bank for Benefit of Wells Fargo Bank Northwest, Wachovia Bank, and Others
Guaranty Agreements
Capital One Financial
Consumer Finance
VA
2005
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2005
Capital One Financial Corporation 2004 Stock Incentive Plan Nonstatutory Stock Option Agreement with Employee
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2005
Agreement and Plan of Merger between Hibernia Corporation and Capital One Financial Corporation (March 6, 2005)
Merger Agreements
Capital One Financial
Consumer Finance
NY
2005
Capital One Financial Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement with Richard D. Fairbank
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2004
Capital One Financial Corporation 1999 Non-Employee Directors Stock Incentive Plan Nonstatutory Stock Option Agreement
Warrant Agreements
Capital One Financial
Consumer Finance
VA
2004
Capital One Financial Corporation 1999 Non-Employee Directors Deferred Share Unit Award Agreement
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2004
Capital One Bank $500,000,000 5.000% Senior Global Bank Notes Pricing Supplement (2009)
Note Agreements
Capital One Financial
Consumer Finance
NY
2004
Capital One Financial Corporation Voluntary Non-Qualified Deferred Compensation Plan (Effective May 15, 2004)
Compensation Agreements
Capital One Financial
Consumer Finance
2004
$750,000,000 Credit Agreement among Capital One Entities and Syndicate of Lenders, Dated June 29, 2004
Credit Agreements
Capital One Financial
Consumer Finance
DE
2004
Capital One Bank $500,000,000 5.125% Senior Global Bank Notes Due 2014 Pricing Supplement
Note Agreements
Capital One Financial
Consumer Finance
NY
2004
Morgan Stanley Senior Funding Commitment Increase Letter to Capital One and JPMorgan Chase Bank (January 2004)
Credit Agreements
Capital One Financial
Consumer Finance
2004
Capital One Financial Corporation Common Stock Certificate
Stock Agreements
Capital One Financial
Consumer Finance
2004
Capital One Bank $500,000,000 4.250% Senior Bank Notes Due 2008 Pricing Supplement
Note Agreements
Capital One Financial
Consumer Finance
NY
2004
Capital One Bank $600,000,000 5.75% Senior Global Bank Notes Pricing Supplement (2010 Maturity)
Note Agreements
Capital One Financial
Consumer Finance
NY
2004
Capital One Bank $500,000,000 6.50% Subordinated Global Bank Notes Pricing Supplement (2013)
Note Agreements
Capital One Financial
Consumer Finance
NY
2004
Capital One Bank $600,000,000 4.875% Senior Global Bank Notes Due 2008 Pricing Supplement
Note Agreements
Capital One Financial
Consumer Finance
NY
2004
Capital One Financial Corporation 6.25% Senior Notes Due 2013 (Global Security Certificate)
Note Agreements
Capital One Financial
Consumer Finance
2004
Amended and Restated Declaration of Trust of Capital One Capital I, Dated January 31, 1997
Trust Agreements
Capital One Financial
Consumer Finance
DE
2004
Schedule of Counterparts to Amended and Restated Change of Control Employment Agreement – Capital One Financial Corporation and Executive Officers
Change of Control Agreements
Capital One Financial
Consumer Finance
2004
Amended and Restated Distribution Agreement for Capital One Bank Senior and Subordinated Global Bank Notes (May 8, 2003)
Equity Distribution Agreements
Capital One Financial
Consumer Finance
NY
2003
$1,000,000,000 Credit Agreement among Capital One Entities and Syndicate of Lenders, May 5, 2003
Credit Agreements
Capital One Financial
Consumer Finance
NY
2003
Employment Agreement between Capital One Financial Corporation and Nigel W. Morris (July 18, 2003)
Employment Agreements
Capital One Financial
Consumer Finance
VA
2003
Separation and Benefits Agreement between Capital One Financial Corporation and David M. Willey (July 8, 2003)
Separation Agreements
Capital One Financial
Consumer Finance
VA
2003
Rights Agreement between Capital One Financial Corporation and Mellon Bank, N.A. (as Rights Agent), dated November 16, 1995
Warrant Agreements
Capital One Financial
Consumer Finance
DE
2003
Amended and Restated Issuing and Paying Agency Agreement between Capital One Bank and Chemical Bank (April 30, 1996)
Agency Agreements
Capital One Financial
Consumer Finance
NY
2003
Senior Indenture between Capital One Financial Corporation and Harris Trust and Savings Bank (November 1, 1996)
Indenture Agreements
Capital One Financial
Consumer Finance
NY
2003
Capital One Financial Corporation 7.25% Notes Due 2003 Global Security Certificate
Note Agreements
Capital One Financial
Consumer Finance
2003
Declaration of Trust of Capital One Capital I by Capital One Bank, The First National Bank of Chicago, and First Chicago Delaware Inc.
Trust Agreements
Capital One Financial
Consumer Finance
2003
Certificate Evidencing Capital Securities of Capital One Capital I (Floating Rate Subordinated Capital Income Securities)
Note Agreements
Capital One Financial
Consumer Finance
2003
Amended and Restated Declaration of Trust of Capital One Capital I, Dated January 31, 1997
Trust Agreements
Capital One Financial
Consumer Finance
DE
2003
Capital One Financial Corporation 1999 Non-Employee Directors Stock Incentive Plan (as Amended October 18, 2001)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2003
Employment Agreement between Summit Acceptance Corporation and David R. Lawson (Chief Executive Officer)
Employment Agreements
Capital One Financial
Consumer Finance
TX
2003
Capital One Financial Corporation 1994 Stock Incentive Plan (As Amended September 19, 2002)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
2003
Amended and Restated Change of Control Employment Agreement between Capital One Financial Corporation and Executive Officers
Change of Control Agreements
Capital One Financial
Consumer Finance
2003
Capital One Financial Corporation Excess Savings Plan
Profit Sharing Plans
Capital One Financial
Consumer Finance
2003
Capital One Financial Corporation Excess Benefit Cash Balance Plan
Retirement Agreements
Capital One Financial
Consumer Finance
2003
Capital One Financial Corporation 1994 Deferred Compensation Plan
Compensation Agreements
Capital One Financial
Consumer Finance
2003
Consulting Agreement between American Management Systems, Incorporated and Capital One Financial Corporation
Consulting Agreements
Capital One Financial
Consumer Finance
VA
2003
Amendment Agreement No. 2 to €600,000,000 Multicurrency Credit Agreement among Capital One Bank (Europe) PLC, Capital One Financial Corporation, Capital One Bank, and Barclays...
Credit Agreements
Capital One Financial
Consumer Finance
2002
Amendment No. 2 to Second Amended and Restated Credit Agreement among Capital One Entities and JPMorgan Chase Bank
Capital One Financial
Consumer Finance
2002
Consent Letter Regarding Amendment No. 2 to Capital One Credit Agreement (Capital One Services, Inc., Capital One Financial Corporation, Wells Fargo Bank Northwest, Bank of...
Participation Agreements
Capital One Financial
Consumer Finance
2002
Consent Letter Regarding Amendment No. 2 to Capital One Credit Agreement among Capital One Realty, Inc., Capital One Bank, Wells Fargo Bank Northwest, and Lenders
Participation Agreements
Capital One Financial
Consumer Finance
2002
Underwriting Agreement for 13,000,000 6.25% Upper DECS of Capital One Financial Corporation with Multiple Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2002
Forward Purchase Contract Agreement between Capital One Financial Corporation and BNY Midwest Trust Company (April 23, 2002)
Purchase Agreements
Capital One Financial
Consumer Finance
NY
2002
Pledge Agreement among Capital One Financial Corporation and BNY Midwest Trust Company (as Collateral Agent, Custodial Agent, Securities Intermediary, and Forward Purchase...
Pledge Agreements
Capital One Financial
Consumer Finance
IL
2002
Remarketing Agreement between Capital One Financial Corporation and Salomon Smith Barney Inc. (April 23, 2002)
Financing Agreements
Capital One Financial
Consumer Finance
NY
2002
First Supplemental Indenture to Senior Indenture for 6.25% Senior Notes Due 2007 between Capital One Financial Corporation and BNY Midwest Trust Company
Indenture Agreements
Capital One Financial
Consumer Finance
IL
2002
Capital One Bank $350,000,000 Registered Global Senior Note Due July 30, 2004 (Cede & Co.)
Note Agreements
Capital One Financial
Consumer Finance
VA
2002
Capital One Bank $1,250,000,000 Registered Global Senior Note Due 2006 (Cede & Co.)
Note Agreements
Capital One Financial
Consumer Finance
VA
2002
Capital One Financial Corporation $300,000,000 8.75% Notes Due 2007 (Global Note)
Note Agreements
Capital One Financial
Consumer Finance
2002
Capital One Financial Corporation 1999 Non-Employee Directors Stock Incentive Plan (As Amended October 18, 2001)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
VA
2002
Capital One Bank $1,250,000,000 6.875% Registered Global Senior Note Due 2006 (Cede & Co.)
Note Agreements
Capital One Financial
Consumer Finance
VA
2001
Capital One Bank $200,000,000 Floating Rate Global Senior Note to Cede & Co.
Note Agreements
Capital One Financial
Consumer Finance
VA
2001
Capital One Bank $800,000,000 8.25% Fixed Rate Global Senior Note Due 2005 (Registered Global Note)
Note Agreements
Capital One Financial
Consumer Finance
VA
2001
Lease Agreement between First Union Development Corporation and Capital One F.S.B. and Capital One Bank (December 5, 2000)
Lease Agreements
Capital One Financial
Consumer Finance
NC
2001
Participation Agreement among Capital One Entities, First Union Development Corporation, and Financial Institutions (December 5, 2000)
Participation Agreements
Capital One Financial
Consumer Finance
NY
2001
Guaranty Agreement between Capital One Financial Corporation and First Union Development Corporation et al. dated December 5, 2000
Guaranty Agreements
Capital One Financial
Consumer Finance
NY
2001
Capital One Financial Corporation 1994 Stock Incentive Plan (As Amended January 18, 2001)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
2001
Underwriting Agreement between Capital One Financial Corporation and J.P. Morgan Securities Inc. for Sale of Common Stock
Underwriting Agreements
Capital One Financial
Consumer Finance
2001