Calamos Asset Management, Inc. Contracts & Agreements

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AGREEMENT AND PLAN OF MERGER by and among Calamos Partners LLC CPCM Acquisition, Inc. and Calamos Asset Management, Inc. Dated as of January 10, 2017 TABLE OF CONTENTS
Merger Agreements
Calamos Asset Management, Inc.
DE
2017
AMENDMENT TO STOCKHOLDERS' AGREEMENT
Calamos Asset Management, Inc.
IL
2016
AMENDMENT TO FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF CALAMOS INVESTMENTS LLC (F/K/A CALAMOS HOLDINGS LLC)
Limited Liability Company Agreements
Calamos Asset Management, Inc.
2016
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Calamos Asset Management, Inc.
IL
2016
CONFIDENTIALITY AND RESTRICTIVE COVENANTS AGREEMENT
Confidentiality Agreements
Calamos Asset Management, Inc.
IL
2016
CALAMOS ASSET MANAGEMENT, INC. Calamos Partners Deferred Bonus Award Calamos Partners Deferred Bonus Award Statement for John S. Koudounis
Bonus & Incentive Agreements
Calamos Asset Management, Inc.
2016
Warmest Regards,/s/ John S. KoudounisJohn S. KoudounisChief Executive OfficerAccepted and Agreed toThis 17thday of June, 2016/s/ Nimish S. BhattNimish S. Bhatt
Calamos Asset Management, Inc.
IL
2016
Warmest Regards,/s/ John S. KoudounisJohn S. KoudounisChief Executive OfficerAccepted and Agreed toThis 17thday of June, 2016/s/ Nimish S. BhattNimish S. Bhatt
Calamos Asset Management, Inc.
2016
CALAMOS ASSET MANAGEMENT, INC. Calamos Partners Deferred Bonus Award Calamos Partners Deferred Bonus Award Statement for ______________
Bonus & Incentive Agreements
Calamos Asset Management, Inc.
2016
CALAMOS ASSET MANAGEMENT, INC. Calamos Partners Equity Award Equity Award Statement for ______________
Calamos Asset Management, Inc.
2016
Sincerely, /s/ John P. Calamos, Sr.John P. Calamos, Sr.Chairman and Chief Executive OfficerAccepted and Agreed to this 9th day of September, 2015/s/ Gary D. BlackGary D. Black...
Release Agreements
Calamos Asset Management, Inc.
2015
AMENDMENT NO. 1 TO THE EXECUTIVE EMPLOYMENT AGREEMENT OF GARY D. BLACK
Employment Agreements
Calamos Asset Management, Inc.
2015
CALAMOS ASSET MANAGEMENT, INC. Equity Award Statement for:
Calamos Asset Management, Inc.
2015
CALAMOS ASSET MANAGEMENT, INC. Non-Employee Directors Equity Award Statement for:
Calamos Asset Management, Inc.
2015
EXHIBIT 10-1 [As adopted 10/26/04 and amended 05/22/09 and 06/03/14] CALAMOS ASSET MANAGEMENT, INC. INCENTIVE COMPENSATION PLAN (As amended June 3, 2014) Table of Contents
Bonus & Incentive Agreements
Calamos Asset Management, Inc.
2014
SEPARATION, RELEASE AND NONCOMPETITION AGREEMENT
Non-Competition Agreements
Calamos Asset Management, Inc.
2013
GENERAL RELEASE
Release Agreements
Calamos Asset Management, Inc.
2013
GENERAL RELEASE
Release Agreements
Calamos Asset Management, Inc.
2013
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Calamos Asset Management, Inc.
IL
2012
AMENDMENT NO. 2 TO THE EXECUTIVE EMPLOYMENT AGREEMENT OF NICK P. CALAMOS
Employment Agreements
Calamos Asset Management, Inc.
IL
2012
Current assets
Calamos Asset Management, Inc.
2011
s/ John P. Calamos, Sr.John P. Calamos, Sr. Chairman, Chief Executive Officer and Co-Chief Investment Officer
Calamos Asset Management, Inc.
2010
Calamos Asset Management, Inc. Incentive Compensation Plan, as amended effective May 22, 2009
Bonus & Incentive Agreements
Calamos Asset Management, Inc.
2009
s/ John P. Calamos, Sr.John P. Calamos, Sr. Chairman, Chief Executive Officer and Co-Chief Investment Officer
Calamos Asset Management, Inc.
2009
s/ John P. Calamos, Sr.John P. Calamos, Sr. Chairman, Chief Executive Officer and Co-Chief Investment Officer
Calamos Asset Management, Inc.
2009
s/ John P. Calamos, Sr.John P. Calamos, Sr. Chairman, Chief Executive Officer and Co-Chief Investment Officer
Calamos Asset Management, Inc.
2009
s/ John P. Calamos, Sr.John P. Calamos, Sr. Chairman, Chief Executive Officer and Co-Chief Investment Officer
Calamos Asset Management, Inc.
2009
Second Amended and Restated Certificate of Incorporation of the Corporation
Calamos Asset Management, Inc.
DE
2009
Note Purchase Agreement, dated as of April 29, 2004, between Calamos Holdings LLC and various institutional investors
Note Agreements
Calamos Asset Management, Inc.
IL
2008
Note Purchase Agreement, dated as of April 29, 2004, between Calamos Holdings LLC and various institutional investors
Note Agreements
Calamos Asset Management, Inc.
2008
Note Purchase Agreement, dated as of April 29, 2004, between Calamos Holdings LLC and various institutional investors
Note Agreements
Calamos Asset Management, Inc.
2008
Note Purchase Agreement, dated as of April 29, 2004, between Calamos Holdings LLC and various institutional investors
Note Agreements
Calamos Asset Management, Inc.
2008
Employment Agreement with James F. Baka
Employment Agreements
Calamos Asset Management, Inc.
2008
Form of Employee Equity Award Statement
Calamos Asset Management, Inc.
2008
Form of Non-Employee Director Equity Award Statement
Calamos Asset Management, Inc.
2008
Transition Agreement
Transition Agreements
Calamos Asset Management, Inc.
2007
Transition Agreement
Transition Agreements
Calamos Asset Management, Inc.
2007
Management Services and Resources Agreement
Management Agreements
Calamos Asset Management, Inc.
2007
Amendment No.1 to Employment Agreement with Nick P. Calamos
Employment Agreements
Calamos Asset Management, Inc.
2007
Amendment No.1 to Employment Agreement with Patrick H. Dudasik
Employment Agreements
Calamos Asset Management, Inc.
2007
Amendment No.1 to Employment Agreement with James S. Hamman, Jr
Employment Agreements
Calamos Asset Management, Inc.
2007
Employment Agreement with Philip E. Moriarty, II
Employment Agreements
Calamos Asset Management, Inc.
2007
Amendment No.1 to 2nd Amended and Restated Limited Liability Company Agreement
Limited Liability Company Agreements
Calamos Asset Management, Inc.
2006
Stockholders' Agreement
Calamos Asset Management, Inc.
2004
Registration Rights Agreement
Registration Rights Agreements
Calamos Asset Management, Inc.
2004
Employment Agreement with John P. Calamos, Sr
Employment Agreements
Calamos Asset Management, Inc.
2004
Employment Agreement with Nick P. Calamos
Employment Agreements
Calamos Asset Management, Inc.
2004
Employment Agreement with James S. Hamman, Jr
Employment Agreements
Calamos Asset Management, Inc.
2004
Employment Agreement with Patrick H. Dudasik
Employment Agreements
Calamos Asset Management, Inc.
2004
Incentive Compensation Plan
Bonus & Incentive Agreements
Calamos Asset Management, Inc.
2004
Form of EAU-Based RSU Award Statement
Calamos Asset Management, Inc.
2004
Form of IPO Equity Award Statement
Calamos Asset Management, Inc.
2004
Form of Services-Based RSU Award Statement
Calamos Asset Management, Inc.
2004
Contribution Agreement
Contribution Agreements
Calamos Asset Management, Inc.
2004
Tax Indemnity Agreement
Calamos Asset Management, Inc.
2004
Second Amended and Restated Limited Liability Agmt
Calamos Asset Management, Inc.
2004
Management Services Agreement
Management Agreements
Calamos Asset Management, Inc.
2004
FORM OF UNDERWRITING AGREEMENT
Underwriting Agreements
Calamos Asset Management, Inc.
2004
SPECIMEN CERTIFICATE
Calamos Asset Management, Inc.
2004
AMENDMENT NO. 1 TO NOTE PURCHASE AGREEMENT
Note Agreements
Calamos Asset Management, Inc.
2004
FORM OF STOCKHOLDERS' AGREEMENT
Calamos Asset Management, Inc.
2004
NOTE PURCHASE AGREEMENT
Note Agreements
Calamos Asset Management, Inc.
2004
FORM OF REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Calamos Asset Management, Inc.
2004
FORM OF EMPLOYMENT AGREEMENT: CALAMOS
Employment Agreements
Calamos Asset Management, Inc.
2004
FORM OF EMPLOYMENT AGREEMENT: DUDASIK & HAMMAN
Employment Agreements
Calamos Asset Management, Inc.
2004
FORM OF INCENTIVE COMPENSATION PLAN
Bonus & Incentive Agreements
Calamos Asset Management, Inc.
2004
FORM OF CONTRIBUTION AGREEMENT
Contribution Agreements
Calamos Asset Management, Inc.
2004
FORM OF TAX INDEMNITY AGREEMENT
Calamos Asset Management, Inc.
2004
FORM OF AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT
Limited Liability Company Agreements
Calamos Asset Management, Inc.
2004
FORM OF MANAGEMENT SERVICES AGREEMENT
Management Agreements
Calamos Asset Management, Inc.
2004
Calamos Holdings LLC $197,000,000 6.33% Senior Notes, Series A, due July 15, 2014 $85,000,000 6.52% Senior Notes, Series B, due July 15, 2017 $93,000,000 6.67% Senior Notes,...
Note Agreements
Calamos Asset Management, Inc.
2007