Calamos Asset Management, Inc. Contracts & Agreements
71 Contracts & Agreements
- Business Finance (15 contracts)
- Business Formation (3)
- Business Operations (3)
- Human Resources (25)
- Mergers & Acquisitions (1)
- Uncategorized (24)
- AGREEMENT AND PLAN OF MERGER by and among Calamos Partners LLC CPCM Acquisition, Inc. and Calamos Asset Management, Inc. Dated as of January 10, 2017 TABLE OF CONTENTS (Filed With SEC on January 12, 2017)
- AMENDMENT TO STOCKHOLDERS' AGREEMENT (Filed With SEC on August 8, 2016)
- AMENDMENT TO FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF CALAMOS INVESTMENTS LLC (F/K/A CALAMOS HOLDINGS LLC) (Filed With SEC on August 8, 2016)
- EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on August 8, 2016)
- CONFIDENTIALITY AND RESTRICTIVE COVENANTS AGREEMENT (Filed With SEC on August 8, 2016)
- CALAMOS ASSET MANAGEMENT, INC. Calamos Partners Deferred Bonus Award Calamos Partners Deferred Bonus Award Statement for John S. Koudounis (Filed With SEC on August 8, 2016)
- Warmest Regards,/s/ John S. KoudounisJohn S. KoudounisChief Executive OfficerAccepted and Agreed toThis 17thday of June, 2016/s/ Nimish S. BhattNimish S. Bhatt (Filed With SEC on August 8, 2016)
- Warmest Regards,/s/ John S. KoudounisJohn S. KoudounisChief Executive OfficerAccepted and Agreed toThis 17thday of June, 2016/s/ Nimish S. BhattNimish S. Bhatt (Filed With SEC on August 8, 2016)
- CALAMOS ASSET MANAGEMENT, INC. Calamos Partners Deferred Bonus Award Calamos Partners Deferred Bonus Award Statement for ______________ (Filed With SEC on August 8, 2016)
- CALAMOS ASSET MANAGEMENT, INC. Calamos Partners Equity Award Equity Award Statement for ______________ (Filed With SEC on August 8, 2016)
- Sincerely, /s/ John P. Calamos, Sr.John P. Calamos, Sr.Chairman and Chief Executive OfficerAccepted and Agreed to this 9th day of September, 2015/s/ Gary D. BlackGary D. Black... (Filed With SEC on November 5, 2015)
- AMENDMENT NO. 1 TO THE EXECUTIVE EMPLOYMENT AGREEMENT OF GARY D. BLACK (Filed With SEC on March 13, 2015)
- CALAMOS ASSET MANAGEMENT, INC. Equity Award Statement for: (Filed With SEC on March 13, 2015)
- CALAMOS ASSET MANAGEMENT, INC. Non-Employee Directors Equity Award Statement for: (Filed With SEC on March 13, 2015)
- EXHIBIT 10-1 [As adopted 10/26/04 and amended 05/22/09 and 06/03/14] CALAMOS ASSET MANAGEMENT, INC. INCENTIVE COMPENSATION PLAN (As amended June 3, 2014) Table of Contents (Filed With SEC on June 5, 2014)
- SEPARATION, RELEASE AND NONCOMPETITION AGREEMENT (Filed With SEC on December 4, 2013)
- GENERAL RELEASE (Filed With SEC on November 4, 2013)
- GENERAL RELEASE (Filed With SEC on March 14, 2013)
- EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on November 6, 2012)
- AMENDMENT NO. 2 TO THE EXECUTIVE EMPLOYMENT AGREEMENT OF NICK P. CALAMOS (Filed With SEC on August 27, 2012)
- Current assets (Filed With SEC on May 10, 2011)
- s/ John P. Calamos, Sr.John P. Calamos, Sr. Chairman, Chief Executive Officer and Co-Chief Investment Officer (Filed With SEC on March 9, 2010)
- Calamos Asset Management, Inc. Incentive Compensation Plan, as amended effective May 22, 2009 (Filed With SEC on May 27, 2009)
- s/ John P. Calamos, Sr.John P. Calamos, Sr. Chairman, Chief Executive Officer and Co-Chief Investment Officer (Filed With SEC on March 13, 2009)
- s/ John P. Calamos, Sr.John P. Calamos, Sr. Chairman, Chief Executive Officer and Co-Chief Investment Officer (Filed With SEC on March 13, 2009)
- s/ John P. Calamos, Sr.John P. Calamos, Sr. Chairman, Chief Executive Officer and Co-Chief Investment Officer (Filed With SEC on March 13, 2009)
- s/ John P. Calamos, Sr.John P. Calamos, Sr. Chairman, Chief Executive Officer and Co-Chief Investment Officer (Filed With SEC on March 13, 2009)
- Second Amended and Restated Certificate of Incorporation of the Corporation (Filed With SEC on January 16, 2009)
- Note Purchase Agreement, dated as of April 29, 2004, between Calamos Holdings LLC and various institutional investors (Filed With SEC on December 29, 2008)
- Note Purchase Agreement, dated as of April 29, 2004, between Calamos Holdings LLC and various institutional investors (Filed With SEC on December 29, 2008)
- Note Purchase Agreement, dated as of April 29, 2004, between Calamos Holdings LLC and various institutional investors (Filed With SEC on December 29, 2008)
- Note Purchase Agreement, dated as of April 29, 2004, between Calamos Holdings LLC and various institutional investors (Filed With SEC on December 29, 2008)
- Employment Agreement with James F. Baka (Filed With SEC on May 7, 2008)
- Form of Employee Equity Award Statement (Filed With SEC on May 7, 2008)
- Form of Non-Employee Director Equity Award Statement (Filed With SEC on May 7, 2008)
- Transition Agreement (Filed With SEC on November 8, 2007)
- Transition Agreement (Filed With SEC on November 8, 2007)
- Management Services and Resources Agreement (Filed With SEC on August 9, 2007)
- Amendment No.1 to Employment Agreement with Nick P. Calamos (Filed With SEC on August 9, 2007)
- Amendment No.1 to Employment Agreement with Patrick H. Dudasik (Filed With SEC on August 9, 2007)
- Amendment No.1 to Employment Agreement with James S. Hamman, Jr (Filed With SEC on August 9, 2007)
- Calamos Holdings LLC $197,000,000 6.33% Senior Notes, Series A, due July 15, 2014 $85,000,000 6.52% Senior Notes, Series B, due July 15, 2017 $93,000,000 6.67% Senior Notes,... (Filed With SEC on July 18, 2007)
- Employment Agreement with Philip E. Moriarty, II (Filed With SEC on May 10, 2007)
- Amendment No.1 to 2nd Amended and Restated Limited Liability Company Agreement (Filed With SEC on March 13, 2006)
- Stockholders' Agreement (Filed With SEC on December 3, 2004)
- Registration Rights Agreement (Filed With SEC on December 3, 2004)
- Employment Agreement with John P. Calamos, Sr (Filed With SEC on December 3, 2004)
- Employment Agreement with Nick P. Calamos (Filed With SEC on December 3, 2004)
- Employment Agreement with James S. Hamman, Jr (Filed With SEC on December 3, 2004)
- Employment Agreement with Patrick H. Dudasik (Filed With SEC on December 3, 2004)
- Incentive Compensation Plan (Filed With SEC on December 3, 2004)
- Form of EAU-Based RSU Award Statement (Filed With SEC on December 3, 2004)
- Form of IPO Equity Award Statement (Filed With SEC on December 3, 2004)
- Form of Services-Based RSU Award Statement (Filed With SEC on December 3, 2004)
- Contribution Agreement (Filed With SEC on December 3, 2004)
- Tax Indemnity Agreement (Filed With SEC on December 3, 2004)
- Second Amended and Restated Limited Liability Agmt (Filed With SEC on December 3, 2004)
- Management Services Agreement (Filed With SEC on December 3, 2004)
- FORM OF UNDERWRITING AGREEMENT (Filed With SEC on October 26, 2004)
- SPECIMEN CERTIFICATE (Filed With SEC on October 26, 2004)
- AMENDMENT NO. 1 TO NOTE PURCHASE AGREEMENT (Filed With SEC on October 26, 2004)
- FORM OF STOCKHOLDERS' AGREEMENT (Filed With SEC on October 1, 2004)
- NOTE PURCHASE AGREEMENT (Filed With SEC on October 1, 2004)
- FORM OF REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 1, 2004)
- FORM OF EMPLOYMENT AGREEMENT: CALAMOS (Filed With SEC on October 1, 2004)
- FORM OF EMPLOYMENT AGREEMENT: DUDASIK & HAMMAN (Filed With SEC on October 1, 2004)
- FORM OF INCENTIVE COMPENSATION PLAN (Filed With SEC on October 1, 2004)
- FORM OF CONTRIBUTION AGREEMENT (Filed With SEC on October 1, 2004)
- FORM OF TAX INDEMNITY AGREEMENT (Filed With SEC on October 1, 2004)
- FORM OF AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on October 1, 2004)
- FORM OF MANAGEMENT SERVICES AGREEMENT (Filed With SEC on October 1, 2004)
