CALADRIUS BIOSCIENCES, INC. Contracts & Agreements

262 Contracts & Agreements
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Category
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Filed
Exclusive License Agreement between DrugCendR, LLC and Sanford Burnham Prebys Medical Discovery Institute
License Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
CA
2022
First Amendment to Exclusive License Agreement between Sanford Burnham Prebys Medical Discovery Institute and DrugCendR, LLC
License Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2022
Second Amendment to Exclusive License Agreement between Sanford Burnham Prebys Medical Discovery Institute and DrugCendR, LLC
License Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2022
Third Amendment to Exclusive License Agreement between Sanford Burnham Prebys Medical Discovery Institute and Cend Therapeutics, Inc.
License Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2022
Description of Capital Stock of Caladrius Biosciences, Inc.
Stock Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2021
Series A Common Stock Purchase Warrant Agreement between Caladrius Biosciences, Inc. and Holder (February 2021)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2021
Securities Purchase Agreement between Caladrius Biosciences, Inc. and Purchasers (February 12, 2021)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2021
Securities Purchase Agreement between Caladrius Biosciences, Inc. and Purchasers (February 12, 2021)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2021
Exclusive Placement Agent Agreement between Caladrius Biosciences, Inc. and H.C. Wainwright & Co., LLC (February 2021)
Underwriting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2021
Series A Common Stock Purchase Warrant Agreement between Caladrius Biosciences, Inc. and Holder (2021)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2021
Securities Purchase Agreement between Caladrius Biosciences, Inc. and Purchasers (January 21, 2021)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2021
Registration Rights Agreement between Caladrius Biosciences, Inc. and Purchasers (January 21, 2021)
Registration Rights Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2021
Common Stock Purchase Warrant Agreement between Caladrius Biosciences, Inc. and Holder (July 10, 2020)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2020
Securities Purchase Agreement between Caladrius Biosciences, Inc. and Purchasers (July 10, 2020)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2020
Registration Rights Agreement between Caladrius Biosciences, Inc. and Investors (July 10, 2020)
Registration Rights Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2020
Common Stock Purchase Warrant Agreement between Caladrius Biosciences, Inc. and Holder (2020)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2020
Securities Purchase Agreement between Caladrius Biosciences, Inc. and Purchasers (May 25, 2020)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2020
Exclusive Placement Agent Agreement between Caladrius Biosciences, Inc. and H.C. Wainwright & Co., LLC (November 5, 2019)
Underwriting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2020
Common Stock Purchase Warrant Agreement between Caladrius Biosciences, Inc. and Holder (2020)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2020
Securities Purchase Agreement between Caladrius Biosciences, Inc. and Purchasers (April 23, 2020)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2020
Exclusive Placement Agent Agreement between Caladrius Biosciences, Inc. and H.C. Wainwright & Co., LLC (November 5, 2019)
Underwriting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2020
Description of Capital Stock of Caladrius Biosciences, Inc.
Stock Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2020
Caladrius Biosciences, Inc. Director Compensation Policy (as of December 4, 2018)
Compensation Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2019
Registration Rights Agreement between Caladrius Biosciences, Inc. and Lincoln Park Capital Fund, LLC (March 13, 2019)
Registration Rights Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
IL
2019
Purchase Agreement between Caladrius Biosciences, Inc. and Lincoln Park Capital Fund, LLC dated March 13, 2019
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
IL
2019
Amendment No. 1 to Common Stock Sales Agreement between Caladrius Biosciences, Inc. and H.C. Wainwright & Co. LLC
Sales Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2018
Caladrius Biosciences, Inc. Board of Directors Compensation Policy
Compensation Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2018
Common Stock Sales Agreement between Caladrius Biosciences, Inc. and H.C. Wainwright & Co., LLC (February 8, 2018)
Equity Distribution Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2018
Amendment to Employment Terms between Caladrius Biosciences, Inc. and Douglas W. Losordo
Compensation Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2017
Caladrius Biosciences, Inc. 2017 Employee Stock Purchase Plan
Subscription Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2017
Office Lease Agreement between 110 Allen Road LLC and Caladrius Biosciences, Inc. dated May 10, 2017
Lease Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NJ
2017
Caladrius Biosciences, Inc. Director Compensation Policy (2015)
Compensation Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2017
Interest Purchase Agreement among Hitachi Chemical Co. America, Ltd., PCT, LLC, and Caladrius Biosciences, Inc. dated March 16, 2017
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2017
Warrant Agreement for Purchase of Units in PCT, LLC, a Caladrius Company, by Hitachi Chemical Co. America, Ltd.
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2017
Interest Purchase Agreement among Hitachi Chemical Co. America, Ltd., PCT, LLC, and Caladrius Biosciences, Inc. dated March 16, 2017
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2017
Warrant Agreement for Purchase of Units in PCT, LLC, a Caladrius Company, by Hitachi Chemical Co. America, Ltd.
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2017
Securities Purchase Agreement between Caladrius Biosciences, Inc. and Aspire Capital Fund, LLC dated September 14, 2016
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2016
Securities Purchase Agreement between Caladrius Biosciences, Inc. and Purchasers (September 14, 2016)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2016
Securities Purchase Agreement between Caladrius Biosciences, Inc. and Purchasers (September 14, 2016)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
SD
2016
Registration Rights Agreement between Caladrius Biosciences, Inc. and Investors (September 14, 2016)
Registration Rights Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2016
Warrant to Purchase Common Stock of Caladrius Biosciences, Inc. Issued to [Purchaser]
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2016
Unit Purchase Agreement among Caladrius Biosciences, Inc., PCT, LLC, and Hitachi Chemical Co. America, Ltd.
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2016
Amended and Restated Operating Agreement of PCT, LLC, a Caladrius Company (Delaware LLC)
Operating Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2016
Technology License Agreement between PCT, LLC and Hitachi Chemical Co. Ltd.
License Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2016
Consent and Third Amendment to Loan and Security Agreement among Oxford Finance LLC, Caladrius Biosciences, Inc., and Lenders
Loan Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2016
Caladrius Biosciences, Inc. Securities Purchase Agreement with Purchasers (March 10, 2016)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2016
Registration Rights Agreement between Caladrius Biosciences, Inc. and Initial Purchasers (March 10, 2016)
Registration Rights Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2016
Registration Rights Agreement between Caladrius Biosciences, Inc. and Aspire Capital Fund, LLC (November 4, 2015)
Registration Rights Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
IL
2015
Second Amendment to Loan and Security Agreement by and among Oxford Finance LLC, Caladrius Biosciences, Inc. (f/k/a NeoStem, Inc.), and Affiliates
Modification Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2015
Common Stock Purchase Agreement between Caladrius Biosciences, Inc. and Aspire Capital Fund, LLC
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2015
First Amendment to Loan and Security Agreement among Oxford Finance LLC, Caladrius Biosciences, Inc., and PCT, LLC
Loan Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2015
Underwriting Agreement between NeoStem, Inc. and Aegis Capital Corp. for 12,500,000 Shares of Common Stock
Underwriting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2015
First and Second Amendments to Office Lease Agreement between WW VKO Owner LLC and California Stem Cell, Inc.
Lease Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2015
Loan and Security Agreement between Oxford Finance LLC, Lenders, and NeoStem, Inc.
Loan Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2014
Mortgage and Absolute Assignment of Leases and Rents between PCT Allendale, LLC and Oxford Finance LLC (2014)
Mortgage Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NJ
2014
Fourth Lease Modification and Additional Space Agreement between SLG Graybar Mesne Lease LLC and NeoStem, Inc.
Lease Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2014
Agreement and Plan of Merger among NeoStem, Inc., NBS Acquisition Sub I, Inc., NBS Acquisition Sub II, LLC, and California Stem Cell, Inc.
Merger Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2014
Note and Mortgage Modification Agreement among PCT Allendale, LLC, TD Bank, N.A., and New Jersey Economic Development Authority
Modification Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NJ
2013
Pledge and Security Agreement between PCT Allendale, LLC and TD Bank, N.A. (Loan No. 1539105-9003)
Pledge Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2013
Underwriting Agreement between NeoStem, Inc. and Aegis Capital Corp. for 5,000,000 Shares of Common Stock
Underwriting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2013
Underwriting Agreement between NeoStem, Inc. and Aegis Capital Corp. for 20,000,000 Shares of Common Stock
Underwriting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2013
NeoStem, Inc. Underwriting Agreement with Maxim Group LLC for 15,000,000 Units Offering
Underwriting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2012
NeoStem, Inc. 2009 Equity Compensation Plan
Equity Distribution Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2011
NeoStem, Inc. Underwriting Agreement with Lazard Capital Markets LLC and JMP Securities LLC (July 19, 2011)
Underwriting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2011
Industrial Lease Agreement between Vanni Business Park, LLC and Progenitor Cell Therapy, LLC (Building F, Mountain View, CA)
Lease Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
CA
2011
Bond Agreement among New Jersey Economic Development Authority, PCT Allendale, LLC, and Commerce Bank/North (2007)
Development Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2011
Mortgage and Security Agreement between PCT Allendale, LLC, New Jersey Economic Development Authority, and Commerce Bank/North dated October 31, 2007
Mortgage Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2011
Mortgage, Security Agreement and Fixture Filing between PCT Allendale, LLC and TD Bank, N.A. (November 30, 2010)
Mortgage Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NJ
2011
NeoStem, Inc. 2009 Equity Compensation Plan
Equity Distribution Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2011
NeoStem, Inc. Underwriting Agreement with Cowen and Company, LLC (November 16, 2010)
Underwriting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2010
NeoStem, Inc. Placement Agency Agreement with Cowen and Company, LLC and LifeTech Capital (November 16, 2010)
Underwriting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2010
Exclusive Placement Agent Agreement between Neostem, Inc. and Rodman & Renshaw, LLC (June 24, 2010)
Equity Distribution Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2010
Amended and Restated Joint Venture Agreement between Suzhou Erye Economy & Trade Co., Ltd. and China Biopharmaceuticals Holdings Inc.
Joint Venture Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2010
NeoStem, Inc. Underwriting Agreement with Roth Capital Partners, Maxim Group, and Gilford Securities (February 2010)
Underwriting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2010
Consigned Management and Technology Service Agreement among Qingdao Niao Bio-Technology Ltd., NeoStem (China), Inc., and Sole Shareholder
Services Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Loan Agreement between Liu Hongbing (Shareholder of Qingdao Niao Bio-Technology Ltd.) and NeoStem (China), Inc. dated June 1, 2009
Loan Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Consigned Management and Technology Service Agreement among Beijing Ruijieao Bio-Technology Ltd., NeoStem (China), Inc., and Sole Shareholder
Services Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Loan Agreement between Fu Wenyuan (Shareholder of Beijing Ruijieao Bio-Technology Ltd.) and NeoStem (China), Inc.
Loan Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Amendment No. 1 to Exclusive License Agreement between University of Louisville Research Foundation, Inc. and Stem Cell Technologies, Inc.
License Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Lock Up and Voting Agreement among NeoStem, Inc., China Biopharmaceuticals Holdings, Inc., and Certain Stockholders (November 2, 2008)
Voting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Lock Up and Voting Agreement among NeoStem, Inc., China Biopharmaceuticals Holdings, Inc., and Stockholders (November 2, 2008)
Voting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Agreement and Plan of Merger among NeoStem, Inc., CBH Acquisition LLC, China Biopharmaceuticals Holdings, Inc., and China Biopharmaceuticals Corp.
Merger Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2008
Exclusive License Agreement between University of Louisville Research Foundation, Inc. and Stem Cell Technologies, Inc.
License Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
KY
2007
Stem Cell Collection Services Agreement between NeoStem, Inc. and HemaCare Corporation
Services Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2007
NeoStem, Inc. CFO Compensation Adjustment Letter Agreement (Larry May)
Compensation Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2007
Neostem, Inc. 2003 Equity Participation Plan (as Amended and Restated)
Equity Distribution Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2006
Office Space License Agreement between DC Associates and NeoStem, Inc. dated October 27, 2006
Lease Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Executive Compensation Adjustment and Stock Option Agreement between Phase III Medical, Inc. and Catherine M. Vaczy
Compensation Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Executive Compensation Adjustment and Stock Option Agreement between Phase III Medical, Inc. and Larry A. May
Compensation Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Executive Compensation Adjustment and Stock Option Agreement between Phase III Medical, Inc. and Wayne A. Marasco
Compensation Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Phase III Medical, Inc. Restricted Stock Grant Agreement with Awardee
Stock Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NJ
2005
Stock Purchase Agreement between Phase III Medical, Inc. and Catherine M. Vaczy dated July 18, 2005
Stock Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2005
Salary Accrual and Stock Payment Agreement between Catherine M. Vaczy and Phase III Medical, Inc.
Compensation Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2005
Phase III Medical, Inc. Board of Directors Engagement and Confidentiality Agreement with Michael Lax
Advisory Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2005
Stock Contribution Exchange Agreement among Corniche Group Incorporated, Strandtek International, Inc., and Principal Shareholders
Contribution Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2002
Corniche Group Incorporated Non-Qualified Stock Option Agreement with Optionee (2000)
Stock Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2000
1998 Independent Director Compensation Plan for [Company Name]
Compensation Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2000
Employment Agreement between Lisata Therapeutics and David Slack (President and Chief Business Officer)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
CA
2022
Lisata Therapeutics, Inc. Indemnification Agreement with Director or Officer
Indemnification Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2022
Amendment to Employment Agreement between NeoStem, Inc. and David J. Mazzo, Ph.D.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2022
Employment Agreement between Cend Therapeutics, Inc. and David Slack (CEO)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
CA
2022
Amendment to Offer Letter and Appointment of Joseph Talamo as Senior Vice President & CFO of Caladrius Biosciences, Inc.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2019
Amendment to Employment Agreement between Caladrius Biosciences, Inc. and David J. Mazzo, Ph.D.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2018
Amendment to Employment Agreement between Caladrius Biosciences, Inc. and David J. Mazzo, Ph.D.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2017
Lease Termination Agreement between 106 Allen Road LLC and Caladrius Biosciences, Inc. (May 10, 2017)
Termination Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2017
Retention and Incentive Agreement between Caladrius Biosciences, Inc. and Robert Preti
Retention Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2017
Retention and Incentive Agreement between Caladrius Biosciences, Inc. and Robert Preti
Retention Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2017
Amendment to Employment Agreement between Caladrius Biosciences, Inc. and David J. Mazzo, Ph.D.
Change of Control Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2016
Amendment to Promotion Letter for Joseph Talamo Regarding Change in Control Severance
Change of Control Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2016
Amendment to Employment Agreement between Caladrius Biosciences, Inc. and Robert Preti, Ph.D.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2016
Amendment to Employment Agreement between Caladrius Biosciences, Inc. and Douglas W. Losordo (July 25, 2016)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2016
Employment Agreement between Caladrius Biosciences, Inc. and Douglas W. Losordo (Chief Medical Officer)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2016
Amended and Restated Employment Agreement between Caladrius Biosciences, Inc. and Robert A. Preti, Ph.D.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2016
Employment Agreement between PCT, LLC and Robert A. Preti, Ph.D. (March 11, 2016)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2016
Amendment to Offer Letter and Appointment of Joseph Talamo as Senior Vice President & CFO of Caladrius Biosciences, Inc.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2016
Separation Agreement and General Release between Robert S. Vaters and Caladrius Biosciences, Inc.
Separation Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2016
Consulting Agreement between Caladrius Biosciences, Inc. and Robin Smith dated December 18, 2015
Consulting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2015
Employment Agreement between Caladrius Biosciences, Inc. and Robert Preti, Ph.D.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2015
Registration Rights Agreement between NeoStem, Inc. and Aspire Capital Fund, LLC (May 4, 2015)
Registration Rights Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
IL
2015
Common Stock Purchase Agreement between NeoStem, Inc. and Aspire Capital Fund, LLC (May 4, 2015)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2015
NeoStem, Inc. Indemnification Agreement with Director or Officer (January 2015)
Indemnification Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2015
Amendment to Employment Agreement between NeoStem, Inc. and Dr. Robin L. Smith
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2015
Amendment to Employment Agreement between NeoStem, Inc. and David J. Mazzo, Ph.D.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2015
Amendment to Employment Agreement between NeoStem, Inc. and Robert S. Vaters (January 16, 2015)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2015
Amendment to Employment and Confidentiality Agreements between NeoStem, Inc. and Dr. Robin L. Smith
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2015
Employment Agreement between NeoStem, Inc. and David J. Mazzo, Ph.D.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2015
Employment Agreement between NeoStem, Inc. and Robert S. Vaters (President and CFO)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2015
Employment Agreement Extension between NeoStem, Inc. and Catherine M. Vaczy (2015)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2014
Amendment to Employment Agreement between NeoStem, Inc. and Robert Dickey IV (October 27, 2014)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2014
First Amendment to Employment Agreement by and among Progenitor Cell Therapy, LLC, NeoStem, Inc., and Robert Preti
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2014
Amended and Restated NeoStem, Inc. 2009 Equity Compensation Plan
Bonus & Incentive Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2014
Employment Agreement between Hans Keirstead, Ph.D. and California Stem Cell, Inc. dated April 11, 2014
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2014
Employment Offer Letter between NeoStem Oncology, LLC and Dr. Robert Dillman (May 2014)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2014
Amendment to Employment Agreement Between NeoStem, Inc. and Catherine M. Vaczy (August 2014)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2014
Escrow Agreement among NeoStem, Inc., California Stem Cell, Inc., Fortis Advisors LLC, and Continental Stock Transfer & Trust Company
Escrow Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2014
Registration Rights Agreement between NeoStem, Inc. and Aspire Capital Fund, LLC (March 10, 2014)
Registration Rights Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
IL
2014
Common Stock Purchase Agreement between NeoStem, Inc. and Aspire Capital Fund, LLC (March 10, 2014)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2014
Amendment to Employment Agreement between NeoStem, Inc. and Dr. Robin L. Smith (March 2014)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2014
Amendment to Employment Agreement between NeoStem, Inc. and Catherine M. Vaczy (March 2014)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2014
Note and Mortgage Modification Agreement between PCT Allendale, LLC and TD Bank, N.A.
Modification Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NJ
2013
Guaranty of Payment Agreement between NeoStem, Inc. and TD Bank, N.A. (PCT Allendale, LLC Loan)
Guaranty Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2013
Amended and Restated NeoStem, Inc. 2009 Equity Compensation Plan
Bonus & Incentive Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2013
Employment Agreement between NeoStem, Inc. and Robert Dickey IV (CFO)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2013
NeoStem, Inc. Employment Transition Agreement with Larry May (August 2013)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2013
Employment Agreement between NeoStem, Inc. and Douglas W. Losordo, Chief Medical Officer
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2013
Amendment to Employment Agreement between Andrew L. Pecora, M.D. and NeoStem, Inc., Progenitor Cell Therapy, LLC, and Amorcyte, LLC (July 31, 2013)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2013
Employment Agreement between NeoStem, Inc. and Stephen W. Potter (July 15, 2013)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2013
Employment Agreement Extension between NeoStem, Inc. and Catherine M. Vaczy (July 2013)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2013
Amendment to Employment Agreement between NeoStem, Inc. and Dr. Robin L. Smith (November 13, 2012)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2013
Employment Agreement Extension between NeoStem, Inc. and Catherine M. Vaczy (2013)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2013
NeoStem, Inc. Subscription Agreement for Private Placement of Common Stock (October 2012)
Subscription Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2012
Amendment to Equity Purchase Agreement among Highacheive Holdings Limited, Fullbright Finance Limited, Suzhou Erye Economy & Trading Co., Ltd., NeoStem, Inc., China...
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2012
Amendment to Common Stock Purchase Agreement between NeoStem, Inc. and Aspire Capital Fund, LLC
Modification Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2012
NeoStem, Inc. Subscription Agreement for Private Placement of Units (Common Stock and Warrants)
Subscription Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2012
Warrant to Purchase Common Stock Agreement between NeoStem, Inc. and Holder
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2012
Warrant to Purchase Common Stock Agreement between NeoStem, Inc. and Investor
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2012
Equity Purchase Agreement among Fullbright Finance Limited, Suzhou Erye Economy & Trading Co., Ltd., NeoStem, Inc., China Biopharmaceuticals Holdings, Inc., and Suzhou Erye...
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2012
Common Stock Purchase Warrant Agreement between NeoStem, Inc. and Holder
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2012
Notice of Termination of Common Stock Purchase Agreement between NeoStem, Inc. and Commerce Court Small Cap Value Fund, Ltd.
Termination Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2012
NeoStem, Inc. Subscription Agreement for Common Stock Purchase
Subscription Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2012
Extension of Employment Agreement between NeoStem, Inc. and Catherine M. Vaczy (2012)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2012
Warrant Agreement between NeoStem, Inc. and Continental Stock Transfer & Trust Company (Series NA Warrants)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2011
Warrant Agreement between NeoStem, Inc. and Continental Stock Transfer & Trust Company (Series AMO Warrants)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2011
Escrow Agreement among NeoStem, Inc., Amorcyte, Inc., Paul Schmitt, and Continental Stock Transfer & Trust Company (October 17, 2011)
Escrow Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2011
NeoStem, Inc. 2009 Non-U.S. Based Equity Compensation Plan
Bonus & Incentive Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2011
Registration Rights Agreement between NeoStem, Inc. and Aspire Capital Fund, LLC (September 28, 2011)
Registration Rights Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
IL
2011
Common Stock Purchase Agreement between NeoStem, Inc. and Aspire Capital Fund, LLC (September 28, 2011)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2011
Amendment to Employment Agreement between Andrew L. Pecora, M.D., Progenitor Cell Therapy, LLC, and NeoStem, Inc.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2011
Warrant Agreement between NeoStem, Inc. and Continental Stock Transfer & Trust Company (Series NA Warrants)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2011
Stock Purchase and Assignment Agreement among Becton, Dickinson and Company, Progenitor Cell Therapy, LLC, and Athelos Corporation
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NJ
2011
Stockholders’ Agreement among Athelos Corporation, Progenitor Cell Therapy, LLC, and Becton, Dickinson and Company
Shareholders Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NJ
2011
Promissory Note by PCT Allendale, LLC to New Jersey Economic Development Authority ($3,120,000)
Note Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2011
Mortgage Loan Note between PCT Allendale, LLC and TD Bank, N.A. dated November 30, 2010
Note Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NJ
2011
NeoStem, Inc. 2009 Non-U.S. Based Equity Compensation Plan
Bonus & Incentive Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2011
Amendment to Employment Agreement between NeoStem, Inc. and Dr. Robin L. Smith (April 2011)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2011
Employment Agreement between NeoStem, Inc. and Jason Kolbert (Chief Strategic Officer)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2011
Consulting Agreement between Acute Care Partners and NeoStem, Inc.
Consulting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2011
Warrant Agreement between NeoStem, Inc. and Continental Stock Transfer & Trust Company (January 19, 2011)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2011
Escrow Agreement among NeoStem Inc., Progenitor Cell Therapy, LLC, Andrew Pecora, and Continental Stock Transfer & Trust Company
Escrow Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2011
Common Stock Purchase Warrant Agreement between NeoStem, Inc. and Holder (May 2011)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2010
Common Stock Purchase Warrant Agreement between NeoStem, Inc. and Holder (November 2010)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2010
Securities Purchase Agreement among Neostem, Inc., JGB Management Inc., and Purchasers (November 16, 2010)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2010
Escrow Agreement among Neostem Inc., JGB Management Inc., and Wells Fargo Bank, N.A. dated November 2010
Escrow Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2010
Common Stock Purchase Warrant Agreement between NeoStem, Inc. and Holder (June 2010)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2010
Common Stock Purchase Warrant Agreement between NeoStem, Inc. and Holder (June 2010)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2010
Securities Purchase Agreement between Neostem, Inc. and Purchasers dated June 25, 2010
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2010
Common Stock Purchase Agreement between NeoStem, Inc. and Commerce Court Small Cap Value Fund, Ltd. (May 19, 2010)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2010
Employment Agreement between NeoStem, Inc. and Christopher Duignan (Vice President, Finance)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2010
Amended and Restated Warrant to Purchase Common Stock of NeoStem, Inc. Issued to RimAsia Capital Partners, L.P.
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2010
Turnkey Facility Development Agreement between Progenitor Cell Therapy, LLC and NeoStem, Inc. and NeoStem (China), Inc.
Development Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2010
Amendment to Employment Agreement between NeoStem, Inc. and Dr. Robin L. Smith (July 29, 2009)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Network Agreement between NeoStem, Inc. and Enhance BioMedical Holdings Limited (June 15, 2009)
Collaboration Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2009
Equity Pledge Agreement among Liu Hongbing, Qingdao Niao Bio-Technology Ltd., and NeoStem (China), Inc. dated June 1, 2009
Pledge Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Exclusive Purchase Option Agreement among NeoStem (China), Inc., Qingdao Niao Bio-Technology Ltd., and Sole Shareholder
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Equity Pledge Agreement among Fu Wenyuan, Beijing Ruijieao Bio-Technology Ltd., and NeoStem (China), Inc. dated June 1, 2009
Pledge Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Exclusive Purchase Option Agreement among NeoStem (China), Inc., Beijing Ruijieao Bio-Technology Ltd., and Sole Shareholder
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Employment Agreement Extension between NeoStem, Inc. and Catherine M. Vaczy
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Amendment No. 1 to Agreement and Plan of Merger among NeoStem, Inc., CBH Acquisition LLC, China Biopharmaceuticals Holdings, Inc., and China Biopharmaceuticals Corp.
Merger Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Funding Agreement among NeoStem, Inc., RimAsia Capital Partners L.P., China Biopharmaceuticals Holdings, and China Biopharmaceutical Corp. (July 1, 2009)
Funding Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2009
Amendment No. 1 to Sponsored Research Agreement between University of Louisville Research Foundation and NeoStem, Inc.
Collaboration Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Certificate of Designation for Series D Convertible Redeemable Preferred Stock of NeoStem, Inc.
Articles of Amendment
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Warrant Agreement to Purchase Common Stock of NeoStem, Inc. under Regulation D
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
NeoStem, Inc. Series D Convertible Preferred Stock and Warrant Subscription Agreement
Subscription Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2009
Warrant Amendment and Blocker Agreement between NeoStem, Inc. and RimAsia Capital Partners, L.P.
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2009
Warrant Clarification Agreement between NeoStem, Inc. and Continental Stock Transfer & Trust Company
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2008
Underwriter Warrant Clarification Agreement between NeoStem, Inc. and Holders of Underwriter Warrants
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2008
Share Exchange Agreement among NeoStem, Inc., China StemCell Medical Holding Limited, and Related Parties (November 2, 2008)
Exchange Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2008
NeoStem, Inc. Subscription Agreement for Units Consisting of Common Stock and Warrants
Subscription Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2008
Warrant Agreement to Purchase Common Stock of NeoStem, Inc. by RimAsia Capital Partners, L.P.
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2008
NeoStem, Inc. Subscription Agreement for Private Placement of Units
Subscription Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2008
Warrant to Purchase Common Stock of NeoStem, Inc.
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2008
Amendment to Employment Agreement between NeoStem, Inc. and Dr. Robin L. Smith (January 9, 2008)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2008
Amendment to Employment Agreement between NeoStem, Inc. and Catherine M. Vaczy (January 9, 2008)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2008
Agreement and Plan of Acquisition between NeoStem, Inc., UTEK Corporation, and Stem Cell Technologies, Inc.
Merger Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2007
Sponsored Research Agreement between University of Louisville Research Foundation and NeoStem, Inc.
Collaboration Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2007
Amendment to Employment Agreement between NeoStem, Inc. and Dr. Robin L. Smith (September 27, 2007)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2007
Amendment to Employment Agreement between NeoStem, Inc. and Mark Weinreb (September 28, 2007)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2007
Employment Agreement between NeoStem, Inc. and Renee Cohen (Vice President, Operations and Corporate Strategy)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2007
Extension and Amendment to Financial Consulting Agreement between NeoStem, Inc. and Duncan Capital Group LLC
Advisory Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2007
Amendment to Employment Agreement between NeoStem, Inc. and Dr. Robin L. Smith (January 26, 2007)
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2007
NeoStem, Inc. Employment Terms Modification Letter Agreement with Mark Weinreb (January 22, 2007)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2007
NeoStem, Inc. Employment Agreement with Catherine M. Vaczy (General Counsel)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2007
NeoStem, Inc. Subscription Agreement for Private Placement of Units
Subscription Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2007
Warrant to Purchase Common Stock Agreement between NeoStem, Inc. and Holder
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2007
Warrant to Purchase Common Stock of NeoStem, Inc.
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2007
Agreement for Immediate Conversion of Note and Issuance of New Unit Warrant between NeoStem, Inc. and Investor
Note Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Securities Purchase Agreement between Phase III Medical, Inc. and Purchaser (August 2006)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2006
Registration Rights Agreement between Phase III Medical, Inc. and Purchaser (August 2006)
Registration Rights Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Phase III Medical, Inc. Warrant Agreement to Purchase Common Stock (2006)
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2006
Amendment Agreement to Convertible Note and Warrant between Phase III Medical, Inc. and Investor
Modification Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Securities Purchase Agreement between Phase III Medical, Inc. and Accredited Investors (June 2, 2006)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Securities Purchase Agreement between Phase III Medical, Inc. and Purchasers (June 2, 2006)
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
DE
2006
Registration Rights Agreement between Phase III Medical, Inc. and Purchasers (June 2, 2006)
Registration Rights Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Phase III Medical, Inc. Warrant Agreement to Purchase Common Stock
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Phase III Medical, Inc. Employment Agreement with Dr. Robin L. Smith as CEO and Chairman
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2006
Phase III Medical, Inc. Executive Compensation Adjustment and Stock Option Agreement with Mark Weinreb
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Amendment to Employment Agreement Between Phase III Medical, Inc. and Catherine M. Vaczy
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Settlement Agreement and General Release between Robert J. Aholt, Jr. and Phase III Medical, Inc.
Settlement Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Salary Conversion and Stock Issuance Agreement between Catherine M. Vaczy and Phase III Medical, Inc.
Purchase Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2006
Employment Agreement between Phase III Medical, Inc. and Larry May (January 19, 2006)
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2006
Employment Agreement between Phase III Medical, Inc. and Denis O. Rodgerson dated January 19, 2006
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2006
Convertible Promissory Note between Phase III Medical, Inc. and [Holder]
Note Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2006
Amendment to Employment Agreement between Phase III Medical, Inc. and Mark Weinreb
Modification Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2005
Amendment to Senior Scientific Advisor Letter Agreement between Phase III Medical, Inc. and Wayne A. Marasco, M.D., Ph.D.
Modification Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2005
Amendment to Employment Agreement between Phase III Medical, Inc. and Robert Aholt, Jr.
Modification Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2005
Phase III Medical, Inc. Stock Option Agreement with Optionee under 2003 Equity Participation Plan
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2005
Note Extension Agreement between Phase III Medical, Inc. and Lender
Modification Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2005
Employment Agreement between Phase III Medical, Inc. and Robert Aholt, Jr.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2005
Phase III Medical, Inc. and Aholt Jr. Family Trust Stock Subscription Agreement (September 13, 2004)
Subscription Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2005
Phase III Medical, Inc. Promissory Note to Robert Aholt Dated August 30, 2004
Note Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2005
Senior Scientific Advisor Letter Agreement between Phase III Medical, Inc. and Wayne A. Marasco, M.D., Ph.D.
Consulting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2005
Phase III Medical, Inc. Board of Directors and Confidentiality Agreement with Joseph D. Zuckerman, M.D.
Consulting Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2005
Subscription Agreement between Phase III Medical, Inc. and Aholt Jr. Family Trust dated September 13, 2004
Subscription Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2004
Promissory Note between Phase III Medical, Inc. and Robert Aholt dated August 30, 2004
Note Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2004
Phase III Medical, Inc. Chief Operating Officer Employment Agreement with Robert Aholt, Jr.
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
NY
2004
Supplemental Disclosure Agreement among Corniche Group Incorporated, Strandtek International, and Principal Shareholders
Exchange Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
2002
Corniche Group Incorporated 1992 Incentive Stock Option Agreement for Directors
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
TX
2000
Corniche Group Incorporated 1992 Nonqualified Stock Option Agreement for Directors
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
TX
2000
Corniche Group Incorporated 1998 Incentive Stock Option Agreement with Robert Benoit
Warrant Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
TX
2000
Employment Agreement between Corniche Group Incorporated and Robert F. Benoit
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
TX
2000
Employment Agreement between Corniche Group Incorporated and John L. King
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
TX
2000
Employment Agreement between Corniche Group Incorporated and David H. Boltz
Employment Agreements
CALADRIUS BIOSCIENCES, INC.
Biotechnology
TX
2000