CADIZ INC Contracts & Agreements

Successor Agent and Amendment Agreemen (Filed With SEC on November 13, 2024)

Purchase Option Agreement, dated November 10, 2024, by and among GMHR Acquisitions Co., LLC, LKM Industries, Inc., North West Iron & Metal LLC and Cadiz, Inc (Filed With SEC on November 12, 2024)

Placement Agent Agreement, dated as of November 4, 2024, by and between the Company and B. Riley Securities, Inc (Filed With SEC on November 5, 2024)

Employment Agreement between Cadiz Inc. and Cathryn Rivera dated as of September 16, 2024 (Filed With SEC on September 19, 2024)

Northern Pipeline Delivery Agreement, dated August 13, 2024, by and among Cadiz, Inc., Cadiz Real Estate LLC, Fenner Gap Mutual Water Company and Cucamonga Valley Water District (Filed With SEC on August 14, 2024)

Agreement for the Delivery of Water Made Available by Cadiz, Inc. and Fenner Gap Mutual Water Company to Solomon Hills, dated April 18, 2024, among Cadiz Inc., Cadiz Real Estate... (Filed With SEC on April 19, 2024)

Amended and Restated Employment Agreement between Cadiz Inc. and Susan P. Kennedy dated as of April 26, 2024 (Filed With SEC on April 19, 2024)

Key Terms for First Amendment to Option and GSWCs Conditional Exercise of its Option (Filed With SEC on March 14, 2024)

Common Stock Purchase Warrant dated as of March 6, 2024 (Filed With SEC on March 6, 2024)

Third Amendment to Credit Agreement and First Amendment to Security Agreement, dated as of March 6, 2024, by and among Cadiz Inc., Cadiz Real Estate LLC, ATEC Water Systems, LLC,... (Filed With SEC on March 6, 2024)

Amendment No. 3 to Registration Rights Agreement, dated as of March 6, 2024, by and between Cadiz Inc. and Heerema International Group Services S.A (Filed With SEC on March 6, 2024)

Amendment No. 1 to Board Observer and Nomination Right Agreement, dated as of March 6, 2024, by and between Cadiz Inc. and Heerema International Group Services S.A (Filed With SEC on March 6, 2024)

Agreement for the Delivery of Water Made Available by Cadiz Inc. and Fenner Gap Mutual Water Company to Public Water Systems, dated February 28, 2024, among Cadiz Inc., Cadiz Real... (Filed With SEC on March 4, 2024)

Term Sheet for the Delivery of Water Made Available by Cadiz Inc. and Fenner Gap Mutual Water Company to Santa Margarita Water District in the Northern Pipeline, dated February... (Filed With SEC on March 4, 2024)

Second Amendment to Credit Agreement, dated as of August 14, 2023, by and among Cadiz Inc. and Cadiz Real Estate LLC as borrowers, the lenders from time to time party thereto, and... (Filed With SEC on November 13, 2023)

First Amendment to the Memorandum of Understanding By and Among the Santa Margarita Water District, Cadiz Inc., Fenner Gap Mutual Water Company and San Bernardino County (Filed With SEC on November 7, 2023)

Form of Amendment No. 2 to Registration Rights Agreement (Filed With SEC on March 30, 2023)

Asset Purchase Agreement, dated as of October 21, 2022, between ATEC Systems, Inc., David Ketchum and Donna Ketchum and Cadiz Inc (Filed With SEC on March 30, 2023)

Amended and Restated Limited Liability Company Agreement of ATEC Water Systems, LLC dated as of November 6, 2022 (Filed With SEC on March 30, 2023)

First Amendment to Credit Agreement, dated as of February 2, 2023, by and among Cadiz Inc. and Cadiz Real Estate LLC as borrowers, the lenders from time to time party thereto, and... (Filed With SEC on February 8, 2023)

First Amendment to Deed of Trust, Assignment of Leases and Rents, Security Agreement, Financing Statement and Fixture Filing, dated as of February 2, 2023, by and among Cadiz... (Filed With SEC on February 8, 2023)

Placement Agent Agreement, dated as of January 30, 2023, by and among Cadiz Inc., B. Riley Securities, Inc. and Northland Securities, Inc (Filed With SEC on January 31, 2023)

Form of Securities Purchase Agreement (Filed With SEC on November 10, 2022)

Form of Amendment No. 1 to Registration Rights Agreement (Filed With SEC on November 10, 2022)

2019 Equity Incentive Plan, as amended (Filed With SEC on August 12, 2022)

Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 29, 2022)

Form of Securities Purchase Agreement (Filed With SEC on March 21, 2022)

Form of Board Observer and Nomination Right Agreement (Filed With SEC on March 21, 2022)

Form of Registration Rights Agreement (Filed With SEC on March 21, 2022)

Employment Agreement between Cadiz Inc. and Susan P. Kennedy dated as of February 4, 2022 (Filed With SEC on February 8, 2022)

Letter from Cadiz Inc. to Keith Brackpool dated as of February 4, 2022 (Filed With SEC on February 8, 2022)

Underwriting Agreement, dated as of June 29, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on July 2, 2021)

Deposit Agreement, dated effective as of July 2, 2021, by and among the Company, Continental Stock Transfer & Trust Company, as depositary, and the holders of the depositary... (Filed With SEC on July 2, 2021)

Placement Agent Agreement, dated as of June 2, 2021, by and between Cadiz Inc. and B. Riley Securities, Inc (Filed With SEC on June 3, 2021)

Amendment No. 2 to Warrant, dated March 24, 2021, by and among Cadiz Inc. and Apollo Special Situation Fund, L.P (Filed With SEC on March 26, 2021)

Amendment No. 2 to Credit Agreement, dated March 24, 2021, by and among Cadiz Inc., and Cadiz Real Estate LLC, as borrowers, Apollo Special Situation Fund, L.P., as lender, and... (Filed With SEC on March 26, 2021)

Second Amendment to Purchase and Sale Agreement dated December 4, 2020 by and between El Paso Natural Gas Company, LLC, a Delaware limited liability company and Cadiz Inc., a... (Filed With SEC on December 10, 2020)

At Market Issuance Sales Agreement, dated July 31, 2020, by and between Cadiz Inc. and B. Riley Securities, Inc (Filed With SEC on August 3, 2020)

Employment Agreement between Cadiz Inc. and Stanley E. Speer dated as of May 21, 2020 (Filed With SEC on May 22, 2020)

Amendment No. 2 to Amended and Restated Employment Agreement between Cadiz Inc. and Timothy J. Shaheen dated as of May 21, 2020 (Filed With SEC on May 22, 2020)

Amendment No. 1 to Amended and Restated Employment Agreement between Timothy J. Shaheen and Cadiz Inc. dated March 10, 2020 (Filed With SEC on May 7, 2020)

First Amendment to Agricultural Lease, dated as of March 1, 2020, by and between Cadiz Real Estate LLC and SoCal Hemp JV LLC (Filed With SEC on May 7, 2020)

Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1924 (Filed With SEC on March 13, 2020)

Conversion and Exchange Agreement, dated March 5, 2020, by and between Cadiz Inc. and LC Capital Master Fund, Ltd (Filed With SEC on March 9, 2020)

Conversion and Exchange Agreement, dated March 5, 2020, by and between Cadiz Inc. and Elkhorn Partners Limited Partnership (Filed With SEC on March 9, 2020)

Registration Rights Agreement, dated March 5, 2020, by and among Cadiz Inc. and the other parties thereto (Filed With SEC on March 9, 2020)

Waiver and Amendment No. 1 to Credit Agreement, dated as of March 5, 2020, by and among Cadiz Inc., Cadiz Real Estate LLC, the Required Lenders and Wells Fargo Bank, National... (Filed With SEC on March 9, 2020)

Amendment No. 1 to Warrant, dated as of March 5, 2020, by and between Cadiz Inc. and other party thereto (Filed With SEC on March 9, 2020)

First Amendment to Option Agreement dated November 8, 2019 by and between Cadiz Inc., a Delaware corporation, and LC Capital Partners, LP (Filed With SEC on November 12, 2019)

First Amendment to Option Agreement dated November 8, 2019 by and between Cadiz Inc., a Delaware corporation, and Nokomis Capital, L.L.C., a Texas limited liability company (Filed With SEC on November 12, 2019)

First Amendment to Option Agreement dated November 8, 2019 by and between Cadiz Inc., a Delaware corporation, and Elkhorn Partners Limited Partnership (Filed With SEC on November 12, 2019)

Agricultural Lease dated as of July 31, 2019 between Cadiz Real Estate LLC and SoCal Hemp JV LLC (Filed With SEC on August 6, 2019)

Limited Liability Company Agreement of SoCal Hemp JV LLC (Filed With SEC on August 6, 2019)

Purchase and Sale Agreement between El Paso Natural Gas Company, LLC, and Cadiz Inc. dated December 31, 2018 (Filed With SEC on March 18, 2019)

Option Agreement dated March 14, 2019 by and between Cadiz Inc. a Delaware corporation and LC Capital Partners, LP (Filed With SEC on March 18, 2019)

Option Agreement dated March 14, 2019 by and between Cadiz Inc. a Delaware corporation and Nokomis Capital Master Fund, L.P., a Texas limited liability company (Filed With SEC on March 18, 2019)

Option Agreement dated March 14, 2019 by and between Cadiz Inc. a Delaware corporation and WPI-Cadiz Farm CA, LLC (Filed With SEC on March 18, 2019)

Option Agreement dated March 14, 2019 by and between Cadiz Inc. a Delaware corporation and Elkhorn Partners Limited Partnership (Filed With SEC on March 18, 2019)

Cooperation Agreement, dated as of May 1, 2018, between Water Asset Management, LLC and Cadiz Inc (Filed With SEC on May 3, 2018)

At Market Issuance Sales Agreement, dated March 27, 2018, by and between Cadiz Inc. and B. Riley FBR, Inc (Filed With SEC on March 27, 2018)

Letter Agreement, dated November 8, 2017, by and among Cadiz Inc. and Apollo Special Situations Fund, L.P (Filed With SEC on November 8, 2017)

Settlement Agreement and Release, dated as of October 2, 2017, by and among Cadiz Inc., Cadiz Real Estate LLC, MSD Master Credit Opportunity Fund, L.P., Milfam II L.P. and... (Filed With SEC on October 3, 2017)

Warrant issued to Apollo Special Situations Fund, L.P (Filed With SEC on May 26, 2017)

Amended and Restated Payoff Agreement and Stipulation dated as of May 24, 2017, by Cadiz Inc., a Delaware corporation, Cadiz Real Estate LLC, a Delaware limited liability company,... (Filed With SEC on May 26, 2017)

Security Agreement (Filed With SEC on May 26, 2017)

Deed of Trust, Assignment of Leases and Rents, Security Agreement, Financing Statement and Fixture Filing (Filed With SEC on May 26, 2017)

Warrant to Purchase 306,530 Shares (Subjectto Adjustment) of Common Stock of Cadiz Inc. (Filed With SEC on December 1, 2016)

Warrant toPurchase 39,409 Shares (Subject to Adjustment) of Common Stock of CadizInc. (Filed With SEC on December 1, 2016)

Warrant to Purchase 11,561 Shares (Subjectto Adjustment) of Common Stock of Cadiz Inc. (Filed With SEC on December 1, 2016)

FIFTH AMENDMENT TO AMENDED AND RESTATEDCREDIT AGREEMENT (Filed With SEC on December 1, 2016)

MSD CLOSING SHARE AND WARRANT ISSUANCEAGREEMENT (Filed With SEC on December 1, 2016)

MILFAMCLOSING SHARE AND WARRANT ISSUANCE AGREEMENT (Filed With SEC on December 1, 2016)

WPI-WAM CLOSING SHARE AND WARRANTISSUANCE AGREEMENT (Filed With SEC on December 1, 2016)

FORM OF INTEREST SHARE ISSUANCEAGREEMENT (Filed With SEC on December 1, 2016)

CADIZ, INC. 1,150,000Shares of Common Stock UNDERWRITINGAGREEMENT (Filed With SEC on December 1, 2016)

FIRST SUPPLEMENTAL INDENTURE (Filed With SEC on April 29, 2016)

PRIVATE PLACEMENT PURCHASE AGREEMENT (Filed With SEC on April 29, 2016)

FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on April 29, 2016)

Cadiz, Inc. 7.00% Convertible Senior Notes due 2020 PLACEMENT AGENT AGREEMENT (Filed With SEC on April 29, 2016)

REGISTRATION RIGHTS AGREEMENT by and among CADIZ INC. and EACH HOLDER OF REGISTRABLE SECURITIES REFLECTED ON THE SIGNATURE PAGE HEREOF Dated as of April 28, 2016 TABLE OF CONTENTS (Filed With SEC on April 29, 2016)

WAIVER AGREEMENT UNDER AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on March 14, 2016)

THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on March 10, 2016)

AMENDED AND RESTATED CADIZ FENNER VALLEY FARM LEASE (this Lease) (Filed With SEC on February 12, 2016)

SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND PARTIAL SUBORDINATION OF COLLATERAL (Filed With SEC on February 12, 2016)

CADIZ WATER ASSET MANAGEMENT LEASE (Filed With SEC on December 30, 2015)

CADIZ INC., as Issuer and U.S. BANK NATIONAL ASSOCIATION, as Trustee Indenture Dated as of December 10, 2015 7.00% Convertible Senior Notes due 2020 (Filed With SEC on December 16, 2015)

SECOND SUPPLEMENTAL INDENTURE (Filed With SEC on November 30, 2015)

FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on November 30, 2015)

FORM OF NOTE EXCHANGE AGREEMENT (Filed With SEC on November 30, 2015)

CADIZ - LIMONEIRA AMENDED AND RESTATED LEASE (Filed With SEC on March 9, 2015)

WATER PURCHASE AND SALE AGREEMENT (Filed With SEC on December 22, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 10, 2014)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on June 13, 2014)

TRACK UTILIZATION AGREEMENT (Filed With SEC on November 8, 2013)

FIRST SUPPLEMENTAL INDENTURE (Filed With SEC on October 31, 2013)

CADIZ LIMONEIRA LEASE (Filed With SEC on July 2, 2013)

AMENDMENT NO. 2 TO LIMITED LIABILITY COMPANY AGREEMENT OF CADIZ REAL ESTATE LLC (Filed With SEC on March 15, 2013)

ACCEPTANCE LETTER (Filed With SEC on March 15, 2013)

Second Amendment to the Option Agreement for Purchase of Line No. 1904 Facilities (Filed With SEC on December 12, 2012)

WATER PURCHASE AND SALE AGREEMENT (Filed With SEC on November 8, 2012)

Basin Plan for the Cadiz Valley Groundwater Conservation, Recovery & Storage Project (Filed With SEC on November 8, 2012)

AMENDMENT NO. 6 TO CREDIT AGREEMENT AND AMENDMENT NO. 4 TO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 8, 2012)

FIRST AMENDMENT AGREEMENT (Filed With SEC on August 9, 2012)

AMENDMENT NO. 5 TO CREDIT AGREEMENT AND AMENDMENT NO. 3 TO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 9, 2012)

MEMORANDUM OF UNDERSTANDING BY AND AMONG THE SANTA MARGARITA WATER DISTRICT, CADIZ INC., FENNER VALLEY MUTUAL WATER COMPANY, AND THE COUNTY OF SAN BERNARDINO Related to County... (Filed With SEC on May 9, 2012)

SHARE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on March 28, 2012)

THE WARRANTS AND WARRANT SHARES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE WARRANTS AND THE WARRANT SHARES MAY NOT BE EXERCISED OR TRANSFERRED... (Filed With SEC on March 28, 2012)

OPTION AGREEMENT BETWEEN CADIZ, INC. AND QUESTAR SOUTHERN TRAILS PIPELINE COMPANY DATED AUGUST 12, 2011 TABLE OF CONTENTS (Filed With SEC on March 15, 2012)

Option Agreement for Purchase of Line No. 1904 Facilities (Filed With SEC on March 15, 2012)

ADDENDUM TO EMPLOYMENT AGREEMENT (Filed With SEC on March 15, 2012)

OPTION AGREEMENT (Filed With SEC on December 7, 2011)

AMENDMENT NO. 4 TO CREDIT AGREEMENT (Filed With SEC on August 8, 2011)

ACCEPTANCE LETTER (Filed With SEC on May 9, 2011)

AMENDMENT NO. 3 TO SERVICES AND EXCLUSIVITY AGREEMENT (Filed With SEC on March 16, 2011)

ADDENDUM TO CONSULTING AGREEMENT (Filed With SEC on March 16, 2011)

AMENDMENT NO. 3 TO CREDIT AGREEMENT AND AMENDMENT NO. 2 TO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 20, 2010)

OPTION AGREEMENT (Filed With SEC on October 7, 2010)

OPTION AGREEMENT (Filed With SEC on June 30, 2010)

OPTION AGREEMENT (Filed With SEC on June 24, 2010)

ENVIRONMENTAL PROCESSING AND COST SHARING AGREEMENT (Filed With SEC on June 24, 2010)

SERVICES AND EXCLUSIVITY AGREEMENT (Filed With SEC on March 15, 2010)

AMENDED AND RESTATEDEMPLOYMENT AGREEMENT (Filed With SEC on August 10, 2009)

EMPLOYMENTAGREEMENT (Filed With SEC on August 10, 2009)

LONGITUDINALLEASE AGREEMENT (Filed With SEC on November 10, 2008)

EXHIBIT10.13 AMENDMENTNO. 2 TO REORGANIZATION PLAN ANDAGREEMENT FOR PURCHASE AND SALE OF ASSETS (Filed With SEC on March 14, 2008)

EXHIBIT 10.15 CONSULTING AGREEMENT (Filed With SEC on March 14, 2008)

EXHIBIT10.14 AMENDMENTTO EMPLOYMENT AGREEMENT (Filed With SEC on March 14, 2008)

RESOLUTION OF THE BOARD OF DIRECTORS OF CADIZ INC. (Filed With SEC on March 16, 2007)

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CADIZ INC Contracts & Agreements