Brookline Capital Acquisition Corp. Contracts & Agreements

62 Contracts & Agreements
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Filed
Voting Agreement between Apexigen, Inc. Shareholders and Pyxis Oncology, Inc.
Voting Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2023
Stockholder Support Agreement among Brookline Capital Acquisition Corp. and Certain Apexigen, Inc. Stockholders (March 17, 2022)
Voting Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2022
Sponsor Support Agreement among Brookline Capital Holdings, LLC, Brookline Capital Acquisition Corp., and Apexigen, Inc. dated March 17, 2022
Voting Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2022
Administrative Support Agreement between Brookline Capital Acquisition Corp. and Brookline Capital Markets (Arcadia Securities, LLC) dated January 28, 2021
Services Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2021
Brookline Capital Acquisition Corp. Specimen Unit Certificate
Stock Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2021
Brookline Capital Acquisition Corp. Specimen Unit Certificate
Stock Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2020
Brookline Capital Acquisition Corp. Specimen Unit Certificate
Stock Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2020
Specimen Common Stock Certificate for Brookline Capital Acquisition Corp.
Stock Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2020
Indemnity Agreement between Brookline Capital Acquisition Corp. and Indemnitee
Indemnification Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2020
Administrative Support Agreement between Brookline Capital Acquisition Corp. and Brookline Capital Markets
Administration Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2020
Promissory Note between Brookline Capital Acquisition Corp. and Brookline Capital Holdings LLC, dated May 27, 2020
Note Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2020
Securities Purchase Agreement between Brookline Capital Acquisition Corp. and Ladenburg Thalmann & Co. Inc. dated July 15, 2020
Purchase Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020
Agreement and Plan of Merger Among Pyxis Oncology, Inc., Ascent Merger Sub Corp., and Apexigen, Inc. (May 23, 2023)
Merger Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2023
Apexigen, Inc. Retention Bonus and RSU Agreement with Francis Sarena (March 2023)
Bonus & Incentive Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2023
Apexigen, Inc. Retention Bonus and RSU Agreement with William Duke, Jr. (March 1, 2023)
Bonus & Incentive Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2023
Apexigen, Inc. Retention Bonus and RSU Agreement with Amy Wong (March 1, 2023)
Bonus & Incentive Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2023
Apexigen, Inc. Common Stock Purchase Warrant Agreement (2023)
Warrant Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2023
Apexigen, Inc. Placement Agent Common Stock Purchase Warrant Agreement (2023)
Warrant Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2023
Securities Purchase Agreement between Apexigen, Inc. and Purchasers dated January 23, 2023
Purchase Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2023
Apexigen, Inc. Registration Rights Agreement with Purchasers (2023)
Registration Rights Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2023
Business Combination Agreement among Brookline Capital Acquisition Corp., Project Barolo Merger Sub, Inc., and Apexigen, Inc. dated March 17, 2022
Merger Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2022
Business Combination Agreement among Brookline Capital Acquisition Corp., Project Barolo Merger Sub, Inc., and Apexigen, Inc. dated March 17, 2022
Merger Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2022
Amended and Restated Warrant Agreement between Brookline Capital Acquisition Corp. and Continental Stock Transfer & Trust Company
Warrant Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2022
Apexigen, Inc. 2022 Equity Incentive Plan
Equity Distribution Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2022
Apexigen, Inc. 2022 Employee Stock Purchase Plan
Bonus & Incentive Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
CA
2022
Second Amended and Restated Promissory Note between Brookline Capital Acquisition Corp. and Brookline Capital Holdings, LLC (June 29, 2022)
Note Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2022
Amendment No. 1 to Business Combination Agreement among Brookline Capital Acquisition Corp., Project Barolo Merger Sub, Inc., and Apexigen, Inc.
Merger Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2022
First Amended and Restated Promissory Note between Brookline Capital Acquisition Corp. and Brookline Capital Holdings, LLC (June 2, 2022)
Note Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2022
Promissory Note between Brookline Capital Acquisition Corp. and Brookline Capital Holdings, LLC dated May 2, 2022
Note Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2022
Promissory Note between Brookline Capital Acquisition Corp and Brookline Capital Holdings, LLC dated May 2, 2022
Note Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2022
Business Combination Agreement among Brookline Capital Acquisition Corp., Project Barolo Merger Sub, Inc., and Apexigen, Inc. dated March 17, 2022
Merger Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2022
Registration Rights and Lock-Up Agreement between Brookline Capital Acquisition Corp. and Holders (March 17, 2022)
Registration Rights Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2022
Subscription Agreement between Brookline Capital Acquisition Corp. and Subscriber for Common Stock and Warrants
Subscription Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2022
Purchase Agreement among Brookline Capital Acquisition Corp., Apexigen, Inc., and Lincoln Park Capital Fund, LLC dated March 17, 2022
Purchase Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2022
Registration Rights Agreement among Brookline Capital Acquisition Corp., Apexigen, Inc., and Lincoln Park Capital Fund, LLC (March 17, 2022)
Registration Rights Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2022
Underwriting Agreement between Brookline Capital Acquisition Corp. and Ladenburg Thalmann & Co. Inc., Dated January 28, 2021
Underwriting Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2021
Warrant Agreement between Brookline Capital Acquisition Corp. and Continental Stock Transfer & Trust Company (January 28, 2021)
Warrant Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2021
Letter Agreement Among Brookline Capital Acquisition Corp., Officers, Directors, and Sponsor Regarding IPO and Business Combination
Underwriting Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2021
Investment Management Trust Agreement between Brookline Capital Acquisition Corp. and Continental Stock Transfer & Trust Company (2021)
Trust Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2021
Registration Rights Agreement between Brookline Capital Acquisition Corp., Brookline Capital Holdings LLC, and Ladenburg Thalmann & Co. Inc. dated January 28, 2021
Registration Rights Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2021
Unit Subscription Agreement between Brookline Capital Acquisition Corp. and Brookline Capital Holdings LLC dated January 28, 2021
Subscription Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2021
Underwriting Agreement between Brookline Capital Acquisition Corp. and Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2021
Warrant Agreement between Brookline Capital Acquisition Corp. and Continental Stock Transfer & Trust Company, LLC
Warrant Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2021
Letter Agreement Among Brookline Capital Acquisition Corp., Officers, Directors, and Brookline Capital Holdings LLC Regarding IPO
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2021
Amended and Restated Promissory Note between Brookline Capital Acquisition Corp. and Brookline Capital Holdings LLC dated December 30, 2020
Note Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2021
Investment Management Trust Agreement between Brookline Capital Acquisition Corp. and Continental Stock Transfer & Trust Company
Trust Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2021
Registration Rights Agreement between Brookline Capital Acquisition Corp., Brookline Capital Holdings LLC, and Ladenburg Thalmann & Co. Inc.
Registration Rights Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2021
Unit Subscription Agreement between Brookline Capital Acquisition Corp. and Brookline Capital Holdings LLC
Subscription Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2021
Underwriting Agreement between Brookline Capital Acquisition Corp. and Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020
Warrant Agreement between Brookline Capital Acquisition Corp. and Continental Stock Transfer & Trust Company, LLC
Warrant Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020
Letter Agreement Among Brookline Capital Acquisition Corp., Officers, Directors, and Brookline Capital Holdings LLC Regarding IPO
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2020
Investment Management Trust Agreement between Brookline Capital Acquisition Corp. and Continental Stock Transfer & Trust Company
Trust Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020
Registration Rights Agreement between Brookline Capital Acquisition Corp., Brookline Capital Holdings LLC, and Ladenburg Thalmann & Co. Inc.
Registration Rights Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020
Unit Subscription Agreement between Brookline Capital Acquisition Corp. and Brookline Capital Holdings LLC
Subscription Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020
Underwriting Agreement between Brookline Capital Acquisition Corp. and Ladenburg Thalmann & Co. Inc. for 5,000,000 Units
Underwriting Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020
Brookline Capital Acquisition Corp. Specimen Warrant Certificate
Warrant Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
2020
Warrant Agreement between Brookline Capital Acquisition Corp. and Continental Stock Transfer & Trust Company, LLC
Warrant Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020
Letter Agreement Among Brookline Capital Acquisition Corp., Officers, Directors, and Brookline Capital Holdings LLC Regarding IPO
Underwriting Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
DE
2020
Investment Management Trust Agreement between Brookline Capital Acquisition Corp. and Continental Stock Transfer & Trust Company
Trust Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020
Registration Rights Agreement between Brookline Capital Acquisition Corp., Brookline Capital Holdings LLC, and Ladenburg Thalmann & Co. Inc.
Registration Rights Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020
Unit Subscription Agreement between Brookline Capital Acquisition Corp. and Brookline Capital Holdings LLC
Subscription Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020
Securities Subscription Agreement between Brookline Capital Acquisition Corp. and Brookline Capital Holdings LLC dated May 27, 2020
Subscription Agreements
Brookline Capital Acquisition Corp.
SPACs, Investment, & Acquisition Companies
NY
2020