Brookline Capital Acquisition Corp. Contracts & Agreements

Agreement and Plan of Merger, Dated May 23, 2023, by and among Pyxis Oncology, Inc., Ascent Merger Sub Corp. and Apexigen, Inc (Filed With SEC on May 24, 2023)

Form of Voting Agreement (Filed With SEC on May 24, 2023)

Retention Letter Agreement, dated as of March 1, 2023, between Apexigen, Inc. and Francis Sarena (Filed With SEC on May 15, 2023)

Retention Letter Agreement, dated as of March 2, 2023, between Apexigen, Inc. and William Duke, Jr (Filed With SEC on May 15, 2023)

Retention Letter Agreement, dated as of March 10, 2023, between Apexigen, Inc. and Amy Wong (Filed With SEC on May 15, 2023)

Form of Common Stock Purchase Warrant (Filed With SEC on January 25, 2023)

Form of Placement Agent Warrant (Filed With SEC on January 25, 2023)

Form of Securities Purchase Agreement (Filed With SEC on January 25, 2023)

Form of Registration Rights Agreement (Filed With SEC on January 25, 2023)

Business Combination Agreement, dated as of March 17, 2022 (Filed With SEC on September 1, 2022)

Amended and Restated Warrant Agreement, dated July 29, 2022, by and between BCAC and Continental Stock Transfer & Trust Company, LLC (Filed With SEC on August 4, 2022)

Apexigen, Inc. 2022 Equity Incentive Plan and forms of agreements thereunder (Filed With SEC on August 4, 2022)

Apexigen, Inc. 2022 Employee Stock Purchase Plan and forms of agreements thereunder (Filed With SEC on August 4, 2022)

Second Amended and Restated Promissory Note dated June 29, 2022 issued in favor of Brookline Capital Holdings, LLC (Filed With SEC on June 30, 2022)

Amendment No. 1 to Business Combination Agreement dated as of June 26, 2022 among Brookline Capital Acquisition Corp., a Delaware corporation, Project Barolo Merger Sub, Inc., a... (Filed With SEC on June 27, 2022)

First Amended and Restated Promissory Note dated June 2, 2022 issued in favor of Brookline Capital Holdings, LLC (Filed With SEC on June 2, 2022)

Promissory Note dated May 2, 2022 issued in favor of Brookline Capital Holdings, LLC (Filed With SEC on May 3, 2022)

Business Combination Agreement, dated as of March 17, 2022, by and among Brookline Capital Acquisition Corp., Project Barolo Merger Sub, Inc. and Apexigen, Inc (Filed With SEC on March 18, 2022)

Stockholder Support Agreement, dated as of March 17, 2022, by and among Brookline Capital Acquisition Corp., Apexigen, Inc. and the other parties thereto (Filed With SEC on March 18, 2022)

Registration Rights and Lock-Up Agreement, dated as of March 17, 2022, by and among Brookline Capital Acquisition Corp. and certain stockholders of Apexigen, Inc. named therein (Filed With SEC on March 18, 2022)

Sponsor Support Agreement, dated as of March 17, 2022, by and among Brookline Capital Acquisition Corp., Apexigen, Inc. and Brookline Capital Holdings, LLC (Filed With SEC on March 18, 2022)

Form of PIPE Subscription Agreement (Filed With SEC on March 18, 2022)

Purchase Agreement, dated as of March 17, 2022, by and among Brookline Capital Acquisition Corp., Apexigen, Inc. and Lincoln Park Capital Fund, LLC (Filed With SEC on March 18, 2022)

Registration Rights Agreement, dated as of March 17, 2022, by and among Brookline Capital Acquisition Corp., Apexigen, Inc. and Lincoln Park Capital Fund, LLC (Filed With SEC on March 18, 2022)

Underwriting Agreement, dated January 28, 2021, by and among the Company and Brookline Capital Holdings LLC, as representatives of the several underwriters (Filed With SEC on February 2, 2021)

Warrant Agreement, dated January 28, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent (Filed With SEC on February 2, 2021)

Letter Agreement, dated January 28, 2021, by and among the Company, its officers, its directors and the Sponsor (Filed With SEC on February 2, 2021)

Investment Management Trust Agreement, dated January 28, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee (Filed With SEC on February 2, 2021)

Registration Rights Agreement, dated January 28, 2021, between the Registrant and certain security holders (Filed With SEC on February 2, 2021)

Administrative Support Agreement, dated January 28, 2021, by and between the Company and Brookline Capital Markets, a division of Arcadia Securities, LLC (Filed With SEC on February 2, 2021)

Unit Subscription Agreement, dated January 28, 2021, by and between the Company and the Sponsor (Filed With SEC on February 2, 2021)

Form of Underwriting Agreement (Filed With SEC on January 7, 2021)

Specimen Unit Certificate (Filed With SEC on January 7, 2021)

Form of Warrant Agreement between Continental Stock Transfer & Trust Company, LLC and the Registrant (Filed With SEC on January 7, 2021)

Form of Letter Agreement among the Registrant and our officers, directors and Brookline Capital Holdings, LLC (Filed With SEC on January 7, 2021)

Amended and Restated Promissory Note, dated December 30, 2020, issued to Brookline Capital Holdings, LLC (Filed With SEC on January 7, 2021)

Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company, LLC and the Registrant (Filed With SEC on January 7, 2021)

Form of Registration Rights Agreement between the Registrant and certain security holders (Filed With SEC on January 7, 2021)

Form of Placement Unit Purchase Agreement between the Registrant and Brookline Capital Holdings, LLC (Filed With SEC on January 7, 2021)

Form of Underwriting Agreement (Filed With SEC on August 26, 2020)

Specimen Unit Certificate (Filed With SEC on August 26, 2020)

Form of Warrant Agreement between Continental Stock Transfer & Trust Company, LLC and the Registrant (Filed With SEC on August 26, 2020)

Form of Letter Agreement among the Registrant and our officers, directors and Brookline Capital Holdings, LLC (Filed With SEC on August 26, 2020)

Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company, LLC and the Registrant (Filed With SEC on August 26, 2020)

Form of Registration Rights Agreement between the Registrant and certain security holders (Filed With SEC on August 26, 2020)

Form of Placement Unit Purchase Agreement between the Registrant and Brookline Capital Holdings, LLC (Filed With SEC on August 26, 2020)

Form of Underwriting Agreement (Filed With SEC on August 24, 2020)

Specimen Unit Certificate (Filed With SEC on August 24, 2020)

Specimen Common Stock Certificate (Filed With SEC on August 24, 2020)

Specimen Warrant Certificate (Filed With SEC on August 24, 2020)

Form of Warrant Agreement between Continental Stock Transfer & Trust Company, LLC and the Registrant (Filed With SEC on August 24, 2020)

Form of Letter Agreement among the Registrant and our officers, directors and Brookline Capital Holdings, LLC (Filed With SEC on August 24, 2020)

Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company, LLC and the Registrant (Filed With SEC on August 24, 2020)

Form of Registration Rights Agreement between the Registrant and certain security holders (Filed With SEC on August 24, 2020)

Form of Placement Unit Purchase Agreement between the Registrant and Brookline Capital Holdings, LLC (Filed With SEC on August 24, 2020)

Form of Indemnity Agreement (Filed With SEC on August 24, 2020)

Form of Administrative Support Agreement by and between the Registrant and Brookline Capital Markets (Filed With SEC on August 24, 2020)

Promissory Note, dated May 27, 2020, issued to Brookline Capital Holdings, LLC (Filed With SEC on August 14, 2020)

Securities Subscription Agreement, dated May 27, 2020, between the Registrant and Brookline Capital Holdings, LLC (Filed With SEC on August 14, 2020)

Securities Purchase Agreement, dated July 15, 2020, between the Registrant and Ladenburg Thalmann & Co. Inc. and certain of its employees (Filed With SEC on August 14, 2020)

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Brookline Capital Acquisition Corp. Contracts & Agreements