BROADWIND ENERGY, INC. Contracts & Agreements

Amendment No. 2 to Credit Agreement, dated as of December 19, 2024, by and among Broadwind, Inc., Brad Foote Gear Works, Inc., Broadwind Industrial Solutions, LLC, Broadwind Heavy... (Filed With SEC on December 23, 2024)

Tax Credit Transfer Agreement, dated as of December 21, 2023, by and between Broadwind Heavy Fabrications, Inc. and MarketAxess Holdings Inc (Filed With SEC on December 27, 2023)

Guaranty, dated as of December 21, 2023, by and between Broadwind, Inc. and MarketAxess Holdings Inc (Filed With SEC on December 27, 2023)

Amendment No. 1 to Credit Agreement and Limited Waiver, dated as of February 8, 2023, by and among Broadwind, Inc., Brad Foote Gear Works, Inc., Broadwind Industrial Solutions,... (Filed With SEC on February 14, 2023)

Sales Agreement, dated September 12, 2022, by and among the Company, Roth Capital Partners, LLC and H.C. Wainwright & Co (Filed With SEC on September 12, 2022)

Severance and Non-Competition Agreement dated as of August 10, 2022 between Broadwind, Inc. and Thomas A. Ciccone (Filed With SEC on August 12, 2022)

Credit Agreement, dated as of August 4, 2022, by and among Broadwind, Inc., Brad Foote Gear Works, Inc., Broadwind Industrial Solutions, LLC, Broadwind Heavy Fabrications, Inc.,... (Filed With SEC on August 8, 2022)

Guaranty, dated as of August 4, 2022, by Broadwind, Inc., Brad Foote Gear Works, Inc., Broadwind Industrial Solutions, LLC, Broadwind Heavy Fabrications, Inc. and 5100 Neville... (Filed With SEC on August 8, 2022)

Fourth Amendment to Amended and Restated Loan and Security Agreement, dated February 28, 2022, among the Company, Brad Foote Gearworks, Inc., Broadwind Services, LLC, Broadwind... (Filed With SEC on March 2, 2022)

Third Amendment to Section 382 Rights Agreement, dated as of February 3, 2022, between Broadwind, Inc. and Equiniti Trust Company, formerly Wells Fargo, National Association, as... (Filed With SEC on February 3, 2022)

Third Amendment to Amended and Restated Loan and Security Agreement, dated November 8, 2021, among the Company, Brad Foote Gearworks, Inc., Broadwind Services, LLC, Broadwind... (Filed With SEC on November 10, 2021)

Equity Distribution Agreement, dated March 9, 2021, by and between the Company and Craig-Hallum Capital Group LLC (Filed With SEC on March 9, 2021)

Second Amendment to the Amended and Restated Loan and Security Agreement, dated February 23, 2021, among the Company, Brad Foote Gearworks, Inc, Broadwind Services, LLC, Broadwind... (Filed With SEC on February 25, 2021)

Form of Performance Award Agreement (Amended and Restated Broadwind, Inc. 2015 Equity Incentive Plan) (Filed With SEC on November 4, 2020)

First Amendment to Amended and Restated Broadwind Energy, Inc. 2015 Equity Incentive Plan (Filed With SEC on November 4, 2020)

First Amendment to the Amended and Restated Loan and Security Agreement and Other Loan Documents, dated October 29, 2020, among the Company, Brad Foote Gearworks, Inc., Broadwind... (Filed With SEC on November 4, 2020)

Note dated April 5, 2020 by and between Brad Foote Gear Works, Inc. and CIBC Bank USA (Filed With SEC on May 8, 2020)

Note dated April 5, 2020 by and between Broadwind Heavy Fabricators, Inc. and CIBC Bank USA (Filed With SEC on May 8, 2020)

Note dated April 5, 2020 by and between Broadwind Industrial Services, Inc. and CIBC Bank USA (Filed With SEC on May 8, 2020)

Note dated April 8, 2020 by and between Broadwind Energy, Inc. n/k/a Broadwind, Inc. and CIBC Bank USA (Filed With SEC on May 8, 2020)

Description of Securities (Filed With SEC on February 27, 2020)

Amended and Restated Loan and Security Agreement, dated February 25, 2019, among the Company, Brad Foote Gearworks, Inc., Broadwind Services, LLC, Broadwind Towers, Inc., Red Wolf... (Filed With SEC on February 27, 2020)

Employment Agreement effective as of March 1, 2020 between Broadwind Energy, Inc. and Eric B. Blashford (Filed With SEC on February 21, 2020)

Form of Performance Award Agreement (Broadwind Energy, Inc. 2015 Equity Incentive Plan) (Filed With SEC on April 26, 2019)

Form of Performance Award Agreement (Amended and Restated Broadwind Energy, Inc. 2015 Equity Incentive Plan) (Filed With SEC on April 26, 2019)

Form of Performance Award Agreement dated April 23, 2019 between the Company and Stephanie K. Kushner (Filed With SEC on April 26, 2019)

Restricted Stock Award Agreement dated April 23, 2019 between the Company and Stephanie K. Kushner (Filed With SEC on April 26, 2019)

Sixth Amendment to Loan and Security Agreement, dated January 26, 2019, among the Company, Brad Foote Gearworks, Inc., Broadwind Services, LLC, Broadwind Towers, Inc., Red Wolf... (Filed With SEC on February 26, 2019)

Second Amendment to Section 382 Rights Agreement, dated as of February 7, 2019, between Broadwind Energy, Inc. and Equiniti Trust Company, formerly Wells Fargo National... (Filed With SEC on February 12, 2019)

Fifth Amendment to Loan and Security Agreement, dated October 26, 2018 among the Company, Brad Foote Gearworks, Inc., Broadwind Services, LLC, Broadwind Towers, Inc., Red Wolf... (Filed With SEC on October 30, 2018)

Broadwind Energy, Inc. 2015 Equity Incentive Plan Restricted Stock Unit Award Notice (Filed With SEC on July 31, 2018)

At Market Issuance Sales Agreement, dated July 31, 2018, by and among the Company and Roth Capital Partners, LLC (Filed With SEC on July 31, 2018)

Fourth Amendment to Loan and Security Agreement, dated May 3, 2018 among the Company, Brad Foote Gearworks, Inc., Broadwind Services, LLC, Broadwind Towers, Inc., Red Wolf... (Filed With SEC on May 4, 2018)

Severance and Non-Competition Agreement dated as of May 4, 2018 between Broadwind Energy, Inc. and Eric Blashford (Filed With SEC on May 3, 2018)

THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on February 2, 2018)

SEVERANCE AND NON-COMPETITION AGREEMENT (Filed With SEC on November 28, 2017)

SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 2, 2017)

AMENDED AND RESTATED REVOLVING NOTE (Filed With SEC on May 2, 2017)

SEPARATION AGREEMENT (Filed With SEC on May 2, 2017)

CONSULTING AGREEMENT (Filed With SEC on May 2, 2017)

FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on February 23, 2017)

JOINDER TO LOAN AND SECURITY AGREEMENT (Filed With SEC on February 23, 2017)

MEMBERSHIP INTEREST PURCHASE AGREEMENT By and Among BROADWIND ENERGY, INC., CHRISTOPHER J. BRICE, LEWIS J. HENDRIX and KIMBERLEY M. SUTTON Dated as of February 1, 2017 (Filed With SEC on February 1, 2017)

TENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT AND WAIVER (Filed With SEC on October 28, 2016)

_____________________________________________________________________________________ Loan And Security Agreement Dated as of October 26, 2016 Between THE PRIVATEBANK AND TRUST... (Filed With SEC on October 28, 2016)

SEVERANCE AND NON-COMPETITION AGREEMENT (Filed With SEC on August 9, 2016)

SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on May 24, 2016)

BROADWIND ENERGY, INC. 2015 EQUITY INCENTIVE PLAN NON-EMPLOYEE DIRECTOR RESTRICTED STOCK UNIT AWARD NOTICE (Filed With SEC on February 26, 2016)

BROADWIND ENERGY, INC. 2015 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD NOTICE (Filed With SEC on February 26, 2016)

NINTH AMENDMENT TO LOAN AND SECURITY AGREEMENT AND WAIVER (Filed With SEC on February 26, 2016)

FIRST AMENDMENT TO SECTION 382 RIGHTS AGREEMENT (Filed With SEC on February 8, 2016)

SEPARATION AGREEMENT (Filed With SEC on December 1, 2015)

EIGHTH AMENDMENT TO LOAN AND SECURITY AGREEMENT AND WAIVER (Filed With SEC on October 29, 2015)

SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on July 2, 2015)

TERM LOAN RIDER (Filed With SEC on July 2, 2015)

TERM NOTE (Filed With SEC on July 2, 2015)

SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on April 30, 2015)

SEVERANCE AND NON-COMPETITION AGREEMENT (Filed With SEC on February 26, 2015)

FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on February 26, 2015)

THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on July 31, 2014)

FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on July 31, 2014)

SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on October 31, 2013)

SEPARATION AGREEMENT (Filed With SEC on October 28, 2013)

AMENDMENT AGREEMENT (Filed With SEC on May 9, 2013)

FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT AND WAIVER (Filed With SEC on February 28, 2013)

SEPARATION AGREEMENT (Filed With SEC on January 15, 2013)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on December 21, 2012)

AMENDED AND RESTATED BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (effective as of March 25, 2011) SECTION 1 DEFINITIONS (Filed With SEC on November 7, 2012)

BROADWIND ENERGY, INC. 2012 EQUITY INCENTIVE PLAN I. INTRODUCTION (Filed With SEC on November 7, 2012)

LOAN AND SECURITY AGREEMENT (Filed With SEC on August 23, 2012)

BROADWIND ENERGY, INC. 2012 EQUITY INCENTIVE PLAN NON-EMPLOYEE DIRECTOR RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on May 9, 2012)

BROADWIND ENERGY, INC. 2012 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on May 9, 2012)

BROADWIND ENERGY, INC. 2012 EQUITY INCENTIVE PLAN OPTION AWARD NOTICE (Filed With SEC on May 9, 2012)

SECOND AMENDMENT TO ACCOUNT PURCHASE AGREEMENTS (Filed With SEC on November 4, 2011)

32,500,000 Shares of Common Stock par value $0.001 Broadwind Energy, Inc. UNDERWRITING AGREEMENT (Filed With SEC on September 16, 2011)

SECOND AMENDMENT TO MASTER AMENDMENT (Filed With SEC on August 5, 2011)

AMENDED AND RESTATED BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (effective as of March 25, 2011) SECTION 1 DEFINITIONS (Filed With SEC on March 29, 2011)

FIRST AMENDMENT TO MASTER AMENDMENT (Filed With SEC on March 16, 2011)

OMNIBUS AMENDMENT TO ACCOUNT PURCHASE AGREEMENTS AND GUARANTIES (Filed With SEC on March 16, 2011)

STOCK PURCHASE AGREEMENT by and among BTI LOGISTICS, LLC, BADGER TRANSPORT, INC. and BROADWIND ENERGY, INC. Dated as of March 4, 2011 (Filed With SEC on March 10, 2011)

EMPLOYMENT AGREEMENT (Filed With SEC on November 15, 2010)

CONSULTINGAGREEMENT (Filed With SEC on November 15, 2010)

FORM OFACCOUNT PURCHASE AGREEMENT TO BEEXECUTED BY CERTAIN SUBSIDIARIES OF BROADWINDENERGY, INC. (Filed With SEC on November 5, 2010)

CONTINUING GUARANTY (Filed With SEC on November 5, 2010)

FORM OF CONTINUING GUARANTY TO BE EXECUTED BY CERTAIN SUBSIDIARIES OF BROADWIND ENERGY, INC. (Filed With SEC on November 5, 2010)

EXECUTIVE INCENTIVE STOCK OPTIONAGREEMENT BROADWINDENERGY, INC. 2007 EQUITYINCENTIVE PLAN (Filed With SEC on August 9, 2010)

INCENTIVE STOCK OPTION AGREEMENT BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on August 9, 2010)

NONQUALIFIED STOCK OPTION AGREEMENT BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on August 9, 2010)

RESTRICTED STOCK AWARD AGREEMENT BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on August 9, 2010)

RESTRICTED STOCK UNIT AWARDAGREEMENT BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on August 9, 2010)

PERFORMANCE AWARD AGREEMENT BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on August 9, 2010)

STOCK APPRECIATION RIGHTS AGREEMENT BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on August 9, 2010)

LETTER AGREEMENTMODIFYING THE TERMS OF CERTAIN LOAN DOCUMENTS BY AND BETWEEN GREAT WESTERN BANK, LENDER, AND TOWER TECH SYSTEMS INC., BORROWER (Filed With SEC on May 7, 2010)

AMENDMENT TOMORTGAGE (Filed With SEC on May 7, 2010)

BUSINESS LOAN AGREEMENT (Filed With SEC on May 7, 2010)

CHANGE IN TERMSAGREEMENT (Filed With SEC on May 7, 2010)

AMENDED AND RESTATED LEASE FOR INDUSTRIAL/MANUFACTURING SPACE (Main Facility) (Filed With SEC on May 7, 2010)

INDEMNIFICATION AGREEMENT dated as of between Broadwind Energy, Inc. (the Company) and (Indemnitee) (Filed With SEC on May 7, 2010)

CHANGE INTERMS AGREEMENT (Filed With SEC on March 12, 2010)

CHANGE IN TERMS AGREEMENT Principal $10,000,000.00 Loan Date 02-16-2010 Maturity 04-05-2010 Loan No ###-###-#### Call/Coll 1A2 / 101 Account Officer krugeg Initials Referencesin... (Filed With SEC on March 12, 2010)

www.greatwesternbank.com (Filed With SEC on March 12, 2010)

15,000,000 Shares BROADWIND ENERGY, INC. COMMON STOCK, PAR VALUE$0.001 PER SHARE UNDERWRITING AGREEMENT (Filed With SEC on January 5, 2010)

MASTER AMENDMENT (Filed With SEC on January 5, 2010)

THIRTY-SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on December 23, 2009)

REAFFIRMATION (Filed With SEC on December 23, 2009)

THIRD OMNIBUS AMENDMENT AGREEMENT (Filed With SEC on August 10, 2009)

REAFFIRMATION (Filed With SEC on August 10, 2009)

EMPLOYMENTAGREEMENT (Filed With SEC on August 3, 2009)

LOAN AND SECURITY AGREEMENT (Filed With SEC on July 14, 2009)

PLEDGE AGREEMENT (Filed With SEC on July 14, 2009)

SECOND OMNIBUS AMENDMENT AGREEMENT (Filed With SEC on July 14, 2009)

LETTERAGREEMENT MODIFYING THE TERMS OF CERTAIN LOANDOCUMENTS BY AND AMONG GREAT WESTERN BANK, LENDER,TOWER TECH SYSTEMS INC., BORROWER, ANDBROADWIND ENERGY, INC., GUARANTOR (Filed With SEC on July 14, 2009)

AGREEMENT GOVERNING EXTENSIONS OF CREDIT (Filed With SEC on May 11, 2009)

THIRTY-FIFTH AMENDMENT AND WAIVER TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 11, 2009)

REAFFIRMATION (Filed With SEC on May 11, 2009)

CONSTRUCTIONLOAN AGREEMENT (Filed With SEC on May 1, 2009)

PROMISSORY NOTE Principal Loan Date Maturity Loan No Call / Coll Account Officer Initials $10,000,000.00 04-28-2009 01-05-2010 ###-###-#### 1A2 / 101 Krugeg References in the... (Filed With SEC on May 1, 2009)

LETTERAGREEMENT MODIFYING THE TERMS OF CERTAIN LOANDOCUMENTS BY AND AMONG GREAT WESTERN BANK, LENDER,TOWER TECH SYSTEMS INC., BORROWER, ANDBROADWIND ENERGY, INC., GUARANTOR (Filed With SEC on May 1, 2009)

COMMERCIAL SECURITY AGREEMENT (Filed With SEC on May 1, 2009)

MORTGAGE - COLLATERAL REALESTATE MORTGAGE - 180 DAY REDEMPTION (Filed With SEC on May 1, 2009)

ASSIGNMENTOF DEPOSIT ACCOUNT (Filed With SEC on May 1, 2009)

SUBORDINATIONAGREEMENT (Filed With SEC on May 1, 2009)

COMMERCIALGUARANTY (Filed With SEC on May 1, 2009)

SEPARATION AGREEMENTAND RELEASE (Filed With SEC on May 1, 2009)

TWENTY-NINTHAMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on March 16, 2009)

GUARANTY (Filed With SEC on March 16, 2009)

COMMERCIALDEBT MODIFICATION AGREEMENT (Filed With SEC on March 16, 2009)

GUARANTY (Filed With SEC on March 16, 2009)

SECOND OMNIBUS AMENDMENT AGREEMENT (Filed With SEC on March 16, 2009)

REAFFIRMATION (Filed With SEC on March 16, 2009)

AGREEMENT GOVERNING EXTENSIONS OF CREDIT (Filed With SEC on March 16, 2009)

COMMERCIAL DEBT MODIFICATION AGREEMENT (Filed With SEC on March 16, 2009)

AGREEMENT GOVERNING EXTENSIONS OF CREDIT (Filed With SEC on March 16, 2009)

COMMERCIAL DEBT MODIFICATION AGREEMENT (Filed With SEC on March 16, 2009)

Executive Short-Term Incentive Plan (Filed With SEC on March 16, 2009)

EMPLOYMENT AGREEMENT (Filed With SEC on March 16, 2009)

EXECUTIVEINCENTIVE STOCK OPTION AGREEMENT BROADWINDENERGY, INC. 2007EQUITY INCENTIVE PLAN (Filed With SEC on March 16, 2009)

INCENTIVE STOCK OPTION AGREEMENT BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on March 16, 2009)

NONQUALIFIED STOCK OPTIONAGREEMENT BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on March 16, 2009)

RESTRICTED STOCK AWARD AGREEMENT BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on March 16, 2009)

RESTRICTED STOCK UNIT AWARD AGREEMENT BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on March 16, 2009)

PERFORMANCEAWARD AGREEMENT BROADWINDENERGY, INC. 2007 EQUITYINCENTIVE PLAN (Filed With SEC on March 16, 2009)

STOCK APPRECIATION RIGHTSAGREEMENT BROADWIND ENERGY, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on March 16, 2009)

OMNIBUS AMENDMENT AGREEMENT (Filed With SEC on January 22, 2009)

PLEDGE AGREEMENT (Filed With SEC on January 22, 2009)

CONTINUING GUARANTY JANUARY 15, 2009 (Filed With SEC on January 22, 2009)

FEE AND LEASEHOLD MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF LEASES AND RENTS AND (Filed With SEC on January 22, 2009)

MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF LEASES AND RENTS AND FIXTURE FILING dated as of January 15, 2009 From BRAD FOOTE GEAR WORKS, INC., an Illinoiscorporation formerly... (Filed With SEC on January 22, 2009)

OPEN-END FEE AND LEASEHOLD MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF LEASES AND RENTS AND FIXTURE FILING executed on the dates set forth in theacknowledgments hereto and... (Filed With SEC on January 22, 2009)

THIRTY SECOND AMENDMENT TO LOAN AND SECURITYAGREEMENT (Filed With SEC on December 10, 2008)

AMENDED AND RESTATED RENEWAL REVOLVING NOTE (Filed With SEC on December 10, 2008)

NOTE MODIFICATION AGREEMENT (Filed With SEC on December 10, 2008)

NOTE MODIFICATIONAGREEMENT (Filed With SEC on December 10, 2008)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on November 18, 2008)

AMENDEDAND RESTATED EMPLOYMENTAGREEMENT (Filed With SEC on November 18, 2008)

THIRTIETH AMENDMENT TO LOAN AND SECURITYAGREEMENT (Filed With SEC on November 14, 2008)

NOTE EXTENSION AGREEMENT (Filed With SEC on November 14, 2008)

THIRTYFIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on November 14, 2008)

NOTEEXTENSION AGREEMENT (Filed With SEC on November 14, 2008)

THIS CERTIFICATE IS TRANSFERABLE IN SOUTH SAINT PAUL, MN. (Filed With SEC on August 14, 2008)

BROADWINDENERGY, INC. 2007EQUITY INCENTIVE PLAN (AS AMENDEDTHROUGH AUGUST 8, 2008) SECTION 1. DEFINITIONS (Filed With SEC on August 14, 2008)

REGISTRATION RIGHTS AGREEMENT by and among BROADWINDENERGY, INC., and theSHAREHOLDERS OF BADGER TRANSPORT, INC. June 4,2008 (Filed With SEC on June 10, 2008)

STOCK PURCHASE AGREEMENT by and among BROADWINDENERGY, INC., BADGERTRANSPORT, INC. and theSHAREHOLDERS OF BADGER TRANSPORT, INC. Dated as of April 24, 2008 (Filed With SEC on April 30, 2008)

SECURITIES PURCHASEAGREEMENT BY AND AMONG TONTINE CAPITAL PARTNERS,L.P., TONTINE PARTNERS, L.P., TONTINE OVERSEAS FUND,LTD., TONTINE 25 OVERSEAS MASTERFUND, L.P. AND BROADWIND... (Filed With SEC on April 28, 2008)

SECURITIES PURCHASEAGREEMENT BY AND BETWEEN CHARLES H. BEYNON AND BROADWIND ENERGY, INC. APRIL 22, 2008 (Filed With SEC on April 28, 2008)

REGISTRATION RIGHTSAGREEMENT BY AND BETWEEN BROADWIND ENERGY, INC. AND CHARLES H. BEYNON APRIL 24, 2008 (Filed With SEC on April 28, 2008)

EMPLOYMENT AGREEMENT (Filed With SEC on April 1, 2008)

PURCHASEAGREEMENT ADDENDUM 1309 SOUTHCICERO AVENUE, CICERO, ILLINOIS (Filed With SEC on February 21, 2008)

ASSIGNMENTAND ASSUMPTION OF PURCHASE AGREEMENT (Filed With SEC on February 21, 2008)

PURCHASE AGREEMENT ADDENDUM 5100NEVILLE ROAD, PITTSBURGH, PENNSYLVANIA (Filed With SEC on February 21, 2008)

ASSIGNMENTAND ASSUMPTION OF PURCHASE AGREEMENT (Filed With SEC on February 21, 2008)

TWENTY-SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on February 21, 2008)

REGISTRATION RIGHTS AGREEMENT BY AND AMONG TOWER TECH HOLDINGS INC. AND THE MEMBERS OF ENERGY MAINTENANCE SERVICE, LLC JANUARY 16, 2008 (Filed With SEC on January 23, 2008)

AMENDMENT NO. 1 TO MEMBERSHIP INTEREST PURCHASE AGREEMENT (Filed With SEC on January 14, 2008)

AMENDED AND RESTATED SECURITIES PURCHASEAGREEMENT BY AND AMONG TONTINE CAPITAL PARTNERS,L.P., TONTINE PARTNERS, L.P., TONTINE 25 OVERSEAS MASTERFUND, L.P. AND TOWER TECH HOLDINGS... (Filed With SEC on January 4, 2008)

MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among TOWER TECH HOLDINGS INC., ENERGY MAINTENANCE SERVICE,LLC. and the MEMBERS OF ENERGY MAINTENANCE SERVICE,LLC. Dated as of... (Filed With SEC on December 13, 2007)

TowerTech Holdings Inc. Board Compensation Plan Effective October 24, 2007 (Filed With SEC on October 26, 2007)

TOWER TECHHOLDINGS INC. DEFERREDCOMPENSATION PLAN ARTICLE 1. PURPOSE (Filed With SEC on October 26, 2007)

Registration RightsAgreement By and Among Tower Tech HoldingsInc. And the Shareholders of Brad Foote Gear Works,Inc. OCTOBER 19, 2007 (Filed With SEC on October 24, 2007)

SENIOR SUBORDINATED CONVERTIBLE PROMISSORY NOTE (Filed With SEC on October 24, 2007)

AMENDMENTTO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 24, 2007)

EMPLOYMENT AGREEMENT (Filed With SEC on October 24, 2007)

STOCKPURCHASE AGREEMENT by andamong TOWER TECH HOLDINGS INC., R. B. A. Inc. and the SHAREHOLDERS OF R. B. A. Inc. Dated asof September 13, 2007 (Filed With SEC on September 17, 2007)

STOCK PURCHASE AGREEMENT by andamong TOWER TECH HOLDINGS INC., BRAD FOOTE GEAR WORKS, INC. and the SHAREHOLDERS OF BRAD FOOTE GEAR WORKS, INC. Dated asof August 22, 2007 (Filed With SEC on August 24, 2007)

SECURITIES PURCHASE AGREEMENT BY AND AMONG TONTINE CAPITAL PARTNERS, L.P., TONTINE CAPITAL OVERSEAS MASTERFUND, L.P., AND TOWER TECH HOLDINGS INC. AUGUST 22, 2007 (Filed With SEC on August 24, 2007)

Category

Industry

Companies

Contracts

BROADWIND ENERGY, INC. Contracts & Agreements