Schedule of Warrants Issued by TransTechnology Corporation to Purchasers under Securities Purchase Agreement (August 29, 2000)
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Summary
TransTechnology Corporation issued warrants on August 29, 2000, to several purchasers—Albion Alliance Mezzanine Fund I, L.P., Albion Alliance Mezzanine Fund II, L.P., The Equitable Life Assurance Company of the United States, Fleet Corporate Finance, Inc., and Citizens Capital, Inc.—for the purchase of specified amounts of TransTechnology common stock. These warrants were issued in connection with a Securities Purchase Agreement and are in addition to a previously disclosed warrant. Each warrant entitles the holder to purchase a set number of shares of common stock.
EX-10.38.II 4 l83871aex10-38_ii.txt EXHIBIT 10.38(II) 1 Exhibit 10.38(ii) SCHEDULE WARRANTS ISSUED TO PURCHASERS UNDER THE SECURITIES PURCHASE AGREEMENT IN ADDITION TO WARRANT DISCLOSED AS EXHIBIT 10.38(i) 1. Warrant dated as of August 29, 2000 issued by TransTechnology Corporation to Albion Alliance Mezzanine Fund I, L.P. for 22,805 shares of TransTechnology common stock. 2. Warrant dated as of August 29, 2000 issued by TransTechnology Corporation to Albion Alliance Mezzanine Fund II, L.P. for 48,462 shares of TransTechnology common stock. 3. Warrant dated as of August 29, 2000 issued by TransTechnology Corporation to The Equitable Life Assurance Company of the United States for 71,267 shares of TransTechnology common stock. 4. Warrant dated as of August 29, 2000 issued by TransTechnology Corporation to Fleet Corporate Finance, Inc. for 71,267 shares of TransTechnology common stock. 5. Warrant dated as of August 29, 2000 issued by TransTechnology Corporation to Citizens Capital, Inc. for 42,760 shares of TransTechnology common stock.
