BKF Capital Group, Inc. Specimen Common Stock Certificate

Summary

This document is a specimen certificate representing shares of common stock in BKF Capital Group, Inc., a Delaware corporation. It certifies ownership of fully paid and non-assessable shares, which can be transferred on the company's books by the holder or an authorized agent. The certificate must be properly endorsed and countersigned by the transfer agent to be valid. It includes standard legal language for stock transfers and requires signature guarantees for assignments. This is a sample and does not represent an actual transfer of shares.

EX-4.1 2 y47045ex4-1.txt SPECIMEN OF COMMON STOCK CERTIFICATE 1 COMMON STOCK COMMON STOCK THIS CERTIFICATE IS TRANSFERABLE IN SHARES NUMBER THE CITY OF NEW YORK OR IN RIDGEFIELD PARK, NJ [GRAPHIC OF STATUE OF LIBERTY] INCORPORATED UNDER THE LAWS CUSIP 05548G 10 2 OF THE STATE OF DELAWARE SEE REVERSE FOR CERTAIN DEFINITIONS BKF CAPITAL GROUP, INC. THIS CERTIFIES THAT SPECIMEN IS THE OWNER OF SHARES, FULLY PAID AND NON-ASSESSABLE, OF THE COMMON STOCK, $1 PAR VALUE, OF CERTIFICATE OF STOCK BKF Capital Group, Inc., a Delaware Corporation, transferable on the books of the Company in person or by duly authorized attorney [BKF upon surrender of this certificate properly endorsed. CAPITAL GROUP This certificate shall not be valid unless countersigned by the SEAL] Transfer Agent and registered by the Registrar. Witness the seal of the Company and the signatures of its duly authorized officers. Dated: COUNTERSIGNED AND REGISTERED: CHASEMELLON SHAREHOLDER SERVICES, L.L.C. (RIDGEFIELD PARK, NJ) TRANSFER AGENT AND REGISTRAR BY [DELAWARE CAPITAL GROUP INC. SEAL] /s/ /s/ AUTHORIZED SIGNATURE SECRETARY PRESIDENT 2 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common UNIF GIFT MIN ACT- Custodian TEN ENT - as tenants by the ------ ------ entireties (Cust) (Minor) JT TEN - as joint tenants with under Uniform Gifts to right of survivorship Minors Act and not as tenants in common --------------- (State) Additional abbreviations may also be used though not in the above list. For value received, hereby sell, assign and transfer unto ------------------ PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE [ ] - ------------------------------------------------------------------------------- (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- shares - ------------------------------------------------------------------------- of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney - ----------------------------------------------------------------------- to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated --------------------- -------------------------------------------------- NOTICE: The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever. ------------------------------------------------- THE SIGNATURE(S) TO THIS ASSIGNMENT SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.