Specimen Common Stock Certificate of BigBand Networks, Inc.
This document is a specimen certificate representing shares of common stock in BigBand Networks, Inc., a Delaware corporation. It certifies that the named holder owns fully paid and non-assessable shares, which can be transferred to others upon proper endorsement and registration. The certificate must be countersigned by the transfer agent and registered by the registrar to be valid. It also outlines standard legal abbreviations for ownership and transfer, and requires signature guarantees for assignments. The certificate itself does not represent a contract for sale, but rather evidence of stock ownership.
Exhibit 4.1
Exhibit 4.1
NUMBER
BBND- 0001
INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE
THIS CERTIFIES THAT
PROOF
is the record holder of
FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE, OF
BIGBAND NETWORKS, INC.
transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar.
WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
DATED:
XXXXXXX
SECRETARY
BIGBAND
networks
BIGBAND NETWORKS, INC.
BIGBAND NETWORKS INC.
INCORPORATED
SEAL
DECEMBER 3,1998
DELAWARE
SHARES
CUSIP 089750 50 9
SEE REVERSE FOR CERTAIN DEFINITIONS
XXXXXX
VICE PRESIDENT
COUNTERSIGNED AND REGISTERED:
MELLON INVESTOR SERVICES LLC
TRANSFER AGENT AND REGISTRAR
BY:
AUTHORIZED SIGNATURE
BIGBAND NETWORKS, INC.
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the entireties
JT TEN as joint tenants with right of survivorship and not as tenants in common
UNIF GIFT MIN ACT
Custodian
(Cust)
(Minor)
under Uniform Gifts to Minors
Act
(State)
UNIF TRF MIN ACT
Custodian (until age)
(Cust)
under Uniform Transfers
(Minor)
to Minors Act
(State)
Additional abbreviations may also be used though not in the above list.
For Value received, hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
Shares of the Common Stock represented by the within Certificate, and do(es) hereby irrevocably constitute and appoint
Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.
Dated
XX
NOTICE : THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.
SIGNATURE(S) GUARANTEED:
By
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.