BGC Partners, Inc.

EX-4.1 2 dex41.htm SPECIMEN CLASS A COMMON STOCK CERTIFICATE Specimen Class A Common Stock Certificate

Exhibit 4.1

 

 


BGC Partners, Inc.

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

TEN ENT

JT TEN

  

  

as tenants in common

as tenants by the entireties

as joint tenants with right of

survivorship and not as tenants

in common

      UNIF GIFT MIN ACT–  

                 Custodian                 

    (Cust)                        (Minor)

under Uniform Gifts to Minors Act                                                          

                        (State)

 

Additional abbreviations may also be used though not in the above list.

For value received,                                                                               hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

            IDENTIFYING NUMBER OF ASSIGNEE

 
         

 

  
  

Please print or typewrite name, address and relationship of Assignee and number of shares

 

 
 

 

    shares

represented by the within Certificate and, if said number of shares shall not be all the shares represented by the within Certificate, that a new Class A Common Stock Certificate for the shares not transferred be registered in the name of the undersigned, and

 

   

is hereby irrevocably constituted and appointed as Attorney to transfer such shares as aforesaid on the books of the Corporation, with full power of substitution in the premises.

 

DATED

   

 

    
  

NOTICE: The signature to this assignment must correspond with the name as written upon the face of the Certificate, in every particular, without alteration or enlargement, or any change whatever.

Signature(s) Guaranteed:

 

 

 

  
  THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17 Ad-15.   

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.