SPECIMEN UNIT CERTIFICATE

EX-4.1 7 v094788_ex4-1.htm

 
SPECIMEN UNIT CERTIFICATE
Exhibit 4.1
 

NUMBER
  UNITS
     
U-__________
 
 
 
SEE REVERSE FOR
CERTAIN DEFINITIONS
BBV VIETNAM S.E.A. ACQUISITION CORP.
 
 
    CUSIP [•]
 
UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK

THIS CERTIFIES THAT    
 
is the owner of    Units.
Each Unit (“Unit”) consists of one (1) share of common stock, par value $.0001 per share (“Common Stock”), of BBV Vietnam S.E.A. Acquisition Corp., a Marshall Islands corporation (the “Corporation”), and one warrant (“Warrant”). Each Warrant entitles the holder to purchase one (1) share of Common Stock for $5.00 per share (subject to adjustment). The Common Stock and Warrants comprising the Units represented by this certificate shall commence separate trading on the 10th business day following the earlier to occur of: (i) the expiration of the underwriters’ over-allotment option, or (ii) its exercise in full; provided, that, in no event may the Common Stock and Warrants be traded separately until the Corporation has filed a Current Report on Form 8-K which includes an audited balance sheet reflecting its receipt of the proceeds of its initial public offering of securities, including any proceeds received from the exercise by the underwriter of its over-allotment option, if so exercised as of the date of the Corporation’s prospectus relating to its initial public offering. The terms of the Warrants are governed by a Warrant Agreement, dated as of [•], 2007, between the Corporation and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 17 Battery Place, New York, New York 10004, and are available to any Warrant holder on written request and without cost.

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Corporation.

Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

 
By:                                                                          
Robert H.J. Lee
 CHAIRMAN
BBV VIETNAM S.E.A. ACQUISITION CORP.
CORPORATE
SEAL 2007
THE REPUBLIC OF THE MARSHALL ISLANDS
 
By:                                                                      
Eric M. Zachs
PRESIDENT AND SECRETARY
 
 
CONTINENTAL STOCK & TRANSFER COMPANY,
as transfer agent and registrar

By:                                                               
Steven G. Nelson, Chairman


 
BBV VIETNAM S.E.A. ACQUISITION CORP.
 
The Corporation will furnish, without charge, to each shareholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations, or restrictions of such preferences and/or rights. This certificate and the securities represented hereby are issued and shall be held subject to all the provisions of the Articles of Incorporation and all amendments thereto and resolutions of the Board of Directors providing for the issue of shares of Preferred Stock (copies of which may be obtained from the secretary of the Corporation), to all of which the holder of this certificate by acceptance hereof assents.
 
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: 

 TEN COM -
as tenants in common
 
UNIF GIFT MIN ACT -
 
Custodian
 
 TEN ENT -
as tenants by the entireties
 
 
(Cust)
 
(Minor)
 JT TEN -
as joint tenants with right of survivorship 
 
under Uniform Gifts to Minors Act of
 
 
and not as tenants in common
 
 
 
(State)
 
Additional Abbreviations may also be used though not in the above list.
 
For value received, ___________________________ hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER
  IDENTIFYING NUMBER OF ASSIGNEE


 
 
 
 
 
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
 
 
 
 
 
  Units
 
represented by the within Certificate, and do hereby irrevocably constitute and appoint
 
  Attorney
 
to transfer the said Units on the books of the within named Corporation with full power of substitution in the premises.

Dated 
       
         
         
 
   
Notice:
The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.
 
 
Signature(s) Guaranteed:

   
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).