Updated Warrant Schedule to Exhibit 4.9 of Registration Statement (Form S-1)

Contract Categories: Business Finance › Warrant Agreements
Summary

This document is an updated schedule to Exhibit 4.9 of a Registration Statement on Form S-1, listing capital stock warrants granted to Susan McBroom, George Strong, and Roger Breed. It details the number of shares each holder may purchase, the exercise price per share, the grant dates, and the terms for exercising the warrants. The schedule specifies the rights of each holder to buy company stock at set prices within defined time periods.

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EX-4.1 3 w53456ex4-1.txt UPDATED SCHEDULE TO EXHIBIT 4.9 ON FORM S-1 1 EXHIBIT 4.1 UPDATED SCHEDULE TO EXHIBIT 4.9 TO REGISTRATION STATEMENT ON FORM S-1 (No. 333-37833) FILED PURSUANT TO INSTRUCTION 2 TO ITEM 601(A) OF REGULATION S-K CAPITAL STOCK WARRANT
Purchase Exercise Holder Shares Date/Term Price Schedule ------ ------ --------- ----------- --------- Susan McBroom 10,000 10/1/96; $2.50/share 5 years George Strong 35,000 10/1/96; $2.50/share 3/26/97- 10 years 35,000 warrants Roger Breed 21,972 10/1/96; $2.50/share 4/1/97 - 5 years 21,972 warrants Susan McBroom 7,500 2/24/98; $6.94/share 5 years