AXS ONE INC Contracts & Agreements
102 Contracts & Agreements
- Business Finance (76 contracts)
- Human Resources (15)
- Mergers & Acquisitions (1)
- Uncategorized (10)
- Third Amendment to Employment Agreement with William P. Lyons (Filed With SEC on July 1, 2009)
- Standby Convertible Note Purchase Agreement (Filed With SEC on July 1, 2009)
- Third Amendment to Employment Agreement with Joseph P. Dwyer (Filed With SEC on July 1, 2009)
- Form Series 2009 5% Secured Convertible Promissory Note (Filed With SEC on July 1, 2009)
- Third Amendment to Offer of Employment Letter with Phillip L. Rugani (Filed With SEC on July 1, 2009)
- Third Amended and Restated Subordination Agreement (Filed With SEC on July 1, 2009)
- Fourth Security Agreement Amendment (Filed With SEC on July 1, 2009)
- Security Agreement (Filed With SEC on July 1, 2009)
- Form of Series A Note Amendment (Filed With SEC on July 1, 2009)
- Form of Series B Note Amendment (Filed With SEC on July 1, 2009)
- Form of Series C Note Amendment (Filed With SEC on July 1, 2009)
- Form of Series D Note Amendment (Filed With SEC on July 1, 2009)
- Form of Series E Note Amendment (Filed With SEC on July 1, 2009)
- Waiver of Participation Rights (Filed With SEC on July 1, 2009)
- Omnibus Amendment to Certain Promissory Notes and Investor Rights Agreements Among AXS-One and Certain Investors dated as of May 29, 2009 (Filed With SEC on May 29, 2009)
- AGREEMENT AND PLAN OF MERGER (Filed With SEC on April 21, 2009)
- EX-10.1: SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on February 2, 2009)
- EX-10.2: SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on February 2, 2009)
- EX-10.3: SECOND AMENDMENT TO OFFER OF EMPLOYMENT LETTER (Filed With SEC on February 2, 2009)
- EX-10.1: CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on November 3, 2008)
- EX-10.2: INVESTOR RIGHTS AGREEMENT (Filed With SEC on November 3, 2008)
- EX-10.3: FORM OF SERIES E 6% CONVERTIBLE NOTE (Filed With SEC on November 3, 2008)
- EX-10.4: FORM OF COMMON STOCK PUTCHASE WARRANT (Filed With SEC on November 3, 2008)
- EX-10.5: THIRD SECURITY AGREEMENT AMENDMENT (Filed With SEC on November 3, 2008)
- EX-10.6: SECOND AMENDED AND RESTATED SUBORDINATION AGREEMENT (Filed With SEC on November 3, 2008)
- EX-10.7: PARTICIPATION RIGHTS WAIVER AND JOINDER (Filed With SEC on November 3, 2008)
- EX-10.8: FORM OF SERIES A NOTE AMENDMENT (Filed With SEC on November 3, 2008)
- EX-10.9: FORM OF SERIES B NOTE AMENDMENT (Filed With SEC on November 3, 2008)
- EX-10.10: FORM OF SERIES C NOTE AMENDMENT (Filed With SEC on November 3, 2008)
- EX-10.11: FORM OF SERIES D NOTE AMENDMENT (Filed With SEC on November 3, 2008)
- EX-10.1: FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on August 14, 2008)
- EX-10.2: FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on August 14, 2008)
- EX-10.3: AMENDMENT TO OFFER TO EMPLOYMENT LETTER (Filed With SEC on August 14, 2008)
- EX-10.1: CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on July 28, 2008)
- EX-10.2: INVESTOR RIGHTS AGREEMENT (Filed With SEC on July 28, 2008)
- EX-10.3: FORM OF SERIES D 6% CONVERTIBLE NOTE (Filed With SEC on July 28, 2008)
- EX-10.4: FORM OF COMMON STOCK PURCHASE WARRANT (Filed With SEC on July 28, 2008)
- EX-10.5: SECOND SECURITY AGREEMENT AMENDMENT (Filed With SEC on July 28, 2008)
- EX-10.6: AMENDED AND RESTATED SUBORDINATION AGREEMENT (Filed With SEC on July 28, 2008)
- EX-10.7: PARTICIPATION RIGHTS WAIVER AND JOINDER (Filed With SEC on July 28, 2008)
- EX-10.8: SECOND INVESTOR RIGHTS AGREEMENT AMENDMENT (Filed With SEC on July 28, 2008)
- EX-10.9: INVESTOR RIGHTS AGREEMENT WAIVER AND MODIFICATION (Filed With SEC on July 28, 2008)
- EX-10.10: FORM OF SERIES A NOTE AMENDMENT (Filed With SEC on July 28, 2008)
- EX-10.11: FORM OF SERIES B NOTE AMENDMENT (Filed With SEC on July 28, 2008)
- EX-10.12: FORM OF SERIES C NOTE AMENDMENT (Filed With SEC on July 28, 2008)
- FINANCING AGREEMENT (Filed With SEC on May 28, 2008)
- AXS-ONE INC. COMMON STOCK PURCHASE WARRANT (Filed With SEC on May 28, 2008)
- THIRD LOAN MODIFICATION AGREEMENT (Filed With SEC on May 6, 2008)
- SECOND LOAN MODIFICATION AGREEMENT (Filed With SEC on March 24, 2008)
- INVESTOR RIGHTS AGREEMENT AMENDMENT (Filed With SEC on January 17, 2008)
- AXS-ONE INC. By: /s/ Joseph P. Dwyer Joseph P. Dwyer Chief Financial Officer ACCEPTED AND AGREED: /s/ William P. Lyons William P. Lyons (Filed With SEC on December 17, 2007)
- AXS-ONE INC. RESTRICTED STOCK AGREEMENT 2005 STOCK INCENTIVE PLAN (Filed With SEC on December 17, 2007)
- FIRST LOAN MODIFICATION AGREEMENT (Filed With SEC on November 16, 2007)
- CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT by and among AXS-One Inc. and the parties named herein on Schedule 1, as Purchasers November 13, 2007 (Filed With SEC on November 16, 2007)
- INVESTOR RIGHTS AGREEMENT (Filed With SEC on November 16, 2007)
- AMENDMENT TO SERIES A 6% SECURED CONVERTIBLE PROMISSORY NOTE DUE MAY 29, 2009 (Filed With SEC on November 16, 2007)
- AMENDMENT TO SERIES B 6% SECURED CONVERTIBLE PROMISSORY NOTE DUE MAY 29, 2009 (Filed With SEC on November 16, 2007)
- AXS-ONE INC. SERIES C 6% SECURED CONVERTIBLE PROMISSORY NOTE (Filed With SEC on November 16, 2007)
- AXS-ONE INC. COMMON STOCK PURCHASE WARRANT (Filed With SEC on November 16, 2007)
- SECURITY AGREEMENT AMENDMENT (Filed With SEC on November 16, 2007)
- AMENDED AND RESTATED SUBORDINATION AGREEMENT (Filed With SEC on November 16, 2007)
- I ACCEPT: /s/ Philip L. Rugani 9/4/07 Philip L. Rugani Date (Filed With SEC on September 10, 2007)
- AGREEMENT AND GENERAL RELEASE (Filed With SEC on August 14, 2007)
- (Working Capital Line of Credit) SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on July 23, 2007)
- _____________________________________________________________________________ CONVERTIBLE NOTE AND WARRANT PURCHASEAGREEMENT by and among AXS-One Inc. and the parties named herein... (Filed With SEC on June 1, 2007)
- INVESTOR RIGHTS AGREEMENT (Filed With SEC on June 1, 2007)
- AXS-ONE INC. SERIES A 6% SECURED CONVERTIBLEPROMISSORY NOTE (Filed With SEC on June 1, 2007)
- AXS-ONE INC. SERIES B 6% SECURED CONVERTIBLEPROMISSORY NOTE (Filed With SEC on June 1, 2007)
- AXS-ONE INC. COMMON STOCK PURCHASE WARRANT (Filed With SEC on June 1, 2007)
- SECURITY AGREEMENT (Filed With SEC on June 1, 2007)
- SUBORDINATION AGREEMENT (Filed With SEC on June 1, 2007)
- FORBEARANCE AGREEMENT (Filed With SEC on May 15, 2007)
- FOURTH LOAN MODIFICATION AGREEMENT (Filed With SEC on March 7, 2007)
- EMPLOYMENT AGREEMENT (Filed With SEC on February 16, 2007)
- EMPLOYMENT AGREEMENT (Filed With SEC on February 16, 2007)
- AXS-ONEINC. RESTRICTED STOCK AGREEMENT 2005 STOCK INCENTIVEPLAN (Filed With SEC on December 18, 2006)
- AXS-ONE INC. RESTRICTED STOCK AGREEMENT 1998STOCK OPTION PLAN (as amended by the stockholders on June9, 2004) (Filed With SEC on May 11, 2006)
- AXS-ONE INC. RESTRICTED STOCK AGREEMENT 2005STOCK INCENTIVE PLAN (Filed With SEC on May 11, 2006)
- FIRST LOAN MODIFICATION AGREEMENT (Filed With SEC on March 23, 2006)
- AXS-ONEINC. RESALE RESTRICTION AGREEMENT (Filed With SEC on November 1, 2005)
- AGREEMENTAND GENERAL RELEASE (Filed With SEC on October 24, 2005)
- SILICONVALLEY BANK AMENDED AND RESTATED LOANAND SECURITY AGREEMENT (Filed With SEC on September 19, 2005)
- AGREEMENT AND GENERAL RELEASE (Filed With SEC on July 25, 2005)
- AXS-One Inc. 2005 Stock Incentive Plan (Filed With SEC on May 27, 2005)
- AXS-ONE, INC. STOCK OPTION AGREEMENT UNDER THE AXS-ONE, INC. 2005 STOCK OPTION PLAN (Filed With SEC on May 27, 2005)
- AXS-ONE, INC. STOCK OPTION AGREEMENT UNDER THE AXS-ONE, INC. 2005 STOCK OPTION PLAN (Filed With SEC on May 27, 2005)
- AXS-ONE, INC. STOCK OPTION AGREEMENT UNDER THE AXS-ONE, INC. 2005 STOCK OPTION PLAN (Filed With SEC on May 27, 2005)
- Options Vesting Date 1/4 of options 1 year after grant date 1/4 of options 2 years after grant date 1/4 of options 3 years after grant date 1/4 of options 4 years after grant date (Filed With SEC on May 27, 2005)
- Vesting Date Percentage Vested 1 year after grant date 25 % 2 years after grant date 50 % 3 years after grant date 75 % 4 years after grant date 100 % (Filed With SEC on May 27, 2005)
- FIRST LOAN MODIFICATION AGREEMENT (Filed With SEC on March 31, 2005)
- SECOND LOANMODIFICATION AGREEMENT (Filed With SEC on March 31, 2005)
- AXS-OneInc. 1998Stock Option Plan (asamended by the stockholders on June 13, 2001 and June 9, 2004) (Filed With SEC on December 29, 2004)
- Percentage Vested (Filed With SEC on December 29, 2004)
- AXS-ONE INC. STOCK OPTION AGREEMENT UNDER THE AXS-ONE INC. 1998 STOCK OPTION PLAN (Filed With SEC on December 29, 2004)
- LOAN AND SECURITY AGREEMENT (Filed With SEC on August 16, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on April 30, 2004)
- AXS-ONEINC. UNITSUBSCRIPTION AGREEMENT COMMONSTOCK ANDWARRANTS (Filed With SEC on April 8, 2004)
- AXS-ONE INC. CLASS [A] COMMON STOCK PURCHASE WARRANT (Filed With SEC on April 8, 2004)
- AXS-ONE INC. CLASS [B] COMMON STOCK PURCHASE WARRANT (Filed With SEC on April 8, 2004)
- INVESTOR RIGHTS AGREEMENT (Filed With SEC on April 8, 2004)
- WARRANT to Purchase CommonStock of AXS-ONE INC. ExpiringSeptember 30, 2006 (Filed With SEC on November 14, 2003)
- EMPLOYMENTAGREEMENT (Filed With SEC on November 14, 2003)
