AVIZA TECHNOLOGY, INC.
Exhibit 4.1
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| COMMON STOCK |
| AVIZA TECHNOLOGY, INC.
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| CUSIP 05381A 10 5 |
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| INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE |
| SEE REVERSE FOR CERTAIN DEFINITIONS |
This Certifies that
SPECIMEN
is the record holder of
FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, PAR VALUE $0.0001 PER SHARE, OF
Aviza Technology, Inc.
(the “Corporation”) transferable only on the books of the Corporation by the holder hereof, in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed or assigned.
This Certificate and the shares represented hereby shall be held subject to all of the provisions of the Certificate of Incorporation and the Bylaws of said Corporation and any amendments thereto, a copy of each of which is on file at the office of the Corporation and made a part hereof as fully as though the provisions of said Certificate of Incorporation and Bylaws were imprinted in full on this Certificate, to all of which the holder of this Certificate, by acceptance hereof, assents and agrees to be bound.
This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.
WITNESS the facsimile signatures of the duly authorized officers of the Corporation.
Dated:
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| Secretary |
| President and Chief Executive Officer |
| COUNTERSIGNED AND REGISTERED. |
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| AMERICAN STOCK TRANSFER & TRUST COMPANY |
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| TRANSFER AGENT |
| AND REGISTRAR |
| BY |
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| AUTHORIZED SIGNATURE |
AMERICAN BANK NOTE COMPANY.
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
| TEN COM | - | as tenants in common |
| UNIF GIFT MIN ACT– |
| Custodian |
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| TEN ENT | - | as tenants by the entireties |
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| JT TEN | - | as joint tenants with right of survivorship and not as tenants in common |
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| under Uniform Gifts to Minors | |||||||
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Additional abbreviations may also be used though not in the above list.
| For value received, |
| hereby sell, assign and transfer unto |
| PLEASE INSERT SOCIAL SECURITY OR OTHER |
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| IDENTIFYING NUMBER OF ASSIGNEE |
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| Please print or typewrite name and address including postal zip code of assignee | ||||||
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| Shares of the Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint |
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| Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises. | ||||||
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| Dated, |
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| SIGNATURE(S) GUARANTEED: |
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| THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15. | ||||
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| KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE. |
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NOTICE: The signature to this assignment must correspond with the name as written upon the face of the Certificate, in every particular, without alteration or enlargement, or any change whatever.
