Avid Bioservices, Inc. Contracts & Agreements

111 Contracts & Agreements
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Filed
First Supplemental Indenture to 7.00% Convertible Senior Notes due 2029 between Avid Bioservices, Inc. and U.S. Bank Trust Company, N.A.
Indenture Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2025
First Supplemental Indenture to 7.00% Convertible Senior Notes due 2029 between Avid Bioservices, Inc. and U.S. Bank Trust Company, N.A.
Indenture Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2025
Agreement and Plan of Merger among Space Finco, Inc., Space Mergerco, Inc., and Avid Bioservices, Inc. dated November 6, 2024
Merger Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2024
Second Amendment to Avid Bioservices, Inc. Deferred Compensation Plan
Compensation Agreements
Avid Bioservices, Inc.
Biotechnology
2024
Indenture Agreement for 7.00% Convertible Senior Notes due 2029 between Avid Bioservices, Inc. and U.S. Bank Trust Company, N.A.
Indenture Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2024
Amendment No. 2 to Credit Agreement among Avid Bioservices, Inc., Bank of America, N.A., and Lenders
Credit Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2024
First Amendment to Avid Bioservices, Inc. Deferred Compensation Plan (Effective November 7, 2023)
Compensation Agreements
Avid Bioservices, Inc.
Biotechnology
2023
Amendment No. 1 to Credit Agreement by and among Avid Bioservices, Inc., Bank of America, N.A., and Lenders (October 27, 2023)
Credit Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2023
Avid Bioservices, Inc. Deferred Compensation Plan Agreement
Compensation Agreements
Avid Bioservices, Inc.
Biotechnology
2023
Avid Bioservices, Inc. Performance Stock Unit Award Agreement under 2018 Omnibus Incentive Plan
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2023
Description of Avid Technology, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
2023
Avid Bioservices, Inc. Executive Severance Plan
Severance Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2022
Avid Bioservices, Inc. Performance Stock Unit Award Agreement under 2018 Omnibus Incentive Plan
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2022
Description of Registrant’s Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
2022
First Amendment to Avid Bioservices, Inc. 2018 Omnibus Incentive Plan
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
2021
Avid Bioservices, Inc. Performance Stock Unit Award Agreement under 2018 Omnibus Incentive Plan
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2021
Description of Avid Technology, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
2021
First Supplemental Indenture to 1.250% Exchangeable Senior Notes Due 2026 between Avid SPV, LLC, Avid Bioservices, Inc., and U.S. Bank National Association
Indenture Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2021
Indenture Agreement for 1.250% Exchangeable Senior Notes due 2026 among Avid SPV, LLC, Avid Bioservices, Inc., and U.S. Bank National Association
Indenture Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2021
Underwriting Agreement between Avid Bioservices, Inc. and RBC Capital Markets, LLC for Sale of Common Stock
Underwriting Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2020
Employment Agreement between Avid Bioservices, Inc. and Nicholas S. Green
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2020
Description of Avid Technology, Inc. Common and Series E Preferred Stock Registered under Section 12 of the Exchange Act
Stock Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2020
Promissory Note Between Avid Bioservices, Inc. and City National Bank for SBA PPP Loan
Note Agreements
Avid Bioservices, Inc.
Biotechnology
2020
Amendment to Rights Agreement between Avid Bioservices, Inc. and Broadridge Corporate Issuer Solutions, Inc.
Modification Agreements
Avid Bioservices, Inc.
Biotechnology
2019
Separation Agreement and Release of All Claims between Avid Bioservices, Inc. and Roger J. Lias, Ph.D.
Separation Agreements
Avid Bioservices, Inc.
Biotechnology
2019
Employment Agreement between Avid Bioservices, Inc. and Daniel R. Hart
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2019
Asset Assignment and Purchase Agreement between Avid Bioservices, Inc. and Oncologie, Inc.
Assignment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2018
Severance Agreement and Mutual Release of All Claims between Peregrine Pharmaceuticals, Inc. and Steven W. King
Severance Agreements
Avid Bioservices, Inc.
Biotechnology
2018
Avid Bioservices, Inc. Underwriting Agreement with Wells Fargo Securities, LLC for 9,000,000 Shares of Common Stock
Underwriting Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2018
Settlement Agreement between Peregrine Pharmaceuticals, Inc. and the Ronin Group (November 27, 2017)
Settlement Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2017
Amended and Restated Rights Agreement between Peregrine Pharmaceuticals, Inc. and Broadridge Corporate Issuer Solutions, Inc.
Registration Rights Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2016
Common Stock Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Eastern Capital Limited (October 30, 2015)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
2015
At Market Issuance Sales Agreement between Peregrine Pharmaceuticals, Inc. and MLV & Co. LLC (August 7, 2015)
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
CO
2015
Peregrine Pharmaceuticals and Noble Life Science Partners $20,000,000 Common Stock Equity Distribution Agreement
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
FL
2015
First Amendment to Peregrine Pharmaceuticals, Inc. 2005 Stock Incentive Plan
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
2015
First Amendment to Peregrine Pharmaceuticals, Inc. 2009 Stock Incentive Plan
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
2015
Third Amendment to Peregrine Pharmaceuticals, Inc. 2011 Stock Incentive Plan
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
2015
Amendment to Non-Qualified Stock Option Agreement under Peregrine Pharmaceuticals, Inc. 2005 Stock Incentive Plan (Non-Employee Directors)
Stock Agreements
Avid Bioservices, Inc.
Biotechnology
2015
Amendment to Non-Qualified Stock Option Agreement under Peregrine Pharmaceuticals, Inc. 2009 Stock Incentive Plan (Non-Employee Directors)
Stock Agreements
Avid Bioservices, Inc.
Biotechnology
2015
Amendment to Stock Option Award Agreement under Peregrine Pharmaceuticals, Inc. 2011 Stock Incentive Plan (Non-Employee Directors)
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
2015
Amendment No. 1 to At Market Issuance Sales Agreement between Peregrine Pharmaceuticals, Inc. and MLV & Co. LLC
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2015
At Market Issuance Sales Agreement between Peregrine Pharmaceuticals, Inc. and MLV & Co. LLC for Series E Convertible Preferred Stock
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
CO
2014
At Market Issuance Sales Agreement between Peregrine Pharmaceuticals, Inc. and MLV & Co. LLC (June 13, 2014)
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
CO
2014
Underwriting Agreement between Peregrine Pharmaceuticals, Inc. and MLV & Co. LLC for Series E Convertible Preferred Stock
Underwriting Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2014
Employment Agreement between Peregrine Pharmaceuticals, Inc. and Jeffrey L. Masten
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2013
Amended and Restated Employment Agreement between Peregrine Pharmaceuticals, Inc. and Steven W. King
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2013
Amended and Restated Employment Agreement between Peregrine Pharmaceuticals, Inc. and Paul J. Lytle
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2013
Amended and Restated Employment Agreement between Peregrine Pharmaceuticals, Inc. and Shelley P.M. Fussey, Ph.D.
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2013
Amended and Restated Employment Agreement between Peregrine Pharmaceuticals, Inc. and Joseph Shan
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2013
Amended and Restated Employment Agreement between Peregrine Pharmaceuticals, Inc. and Mark R. Ziebell
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2013
At Market Issuance Sales Agreement between Peregrine Pharmaceuticals, Inc. and MLV & Co. LLC (December 27, 2012)
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
CO
2012
Loan and Security Agreement among Oxford Finance LLC, Silicon Valley Bank, MidCap Financial SBIC, LP, Peregrine Pharmaceuticals, Inc., and Avid Bioservices, Inc.
Loan Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2012
Warrant to Purchase Common Stock between Peregrine Pharmaceuticals, Inc. and Oxford Finance LLC (August 30, 2012)
Warrant Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2012
Warrant to Purchase Common Stock between Peregrine Pharmaceuticals, Inc. and MidCap Financial SBIC, LP (August 30, 2012)
Warrant Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2012
Warrant to Purchase Common Stock between Peregrine Pharmaceuticals, Inc. and Silicon Valley Bank
Warrant Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2012
Employment Agreement between Peregrine Pharmaceuticals, Inc. and Mark R. Ziebell
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2012
Loan and Security Agreement between BlueCrest Capital Finance, L.P., Other Lenders, and Peregrine Pharmaceuticals, Inc. and Avid Bioservices, Inc.
Loan Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2012
Placement Agency Agreement between Peregrine Pharmaceuticals, Inc. and Roth Capital Partners, LLC (September 2, 2011)
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2011
Peregrine Pharmaceuticals, Inc. Subscription Agreement with Investor (September 2, 2011)
Subscription Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2011
Peregrine Pharmaceuticals, Inc. Restricted Stock Issuance Agreement with Grantee under Stock Incentive Plan
Stock Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2011
Peregrine Pharmaceuticals, Inc. Annual Bonus Plan for Executive Officers (2011)
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
2011
License Agreement between Peregrine Pharmaceuticals, Inc. and Stason Pharmaceuticals, Inc. (May 3, 2010)
License Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2010
Assignment Agreement between Peregrine Pharmaceuticals, Inc. and Stason Pharmaceuticals, Inc. (May 3, 2010)
Assignment Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2010
Peregrine Pharmaceuticals, Inc. Restricted Stock Issuance Agreement under Stock Incentive Plan
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2010
At Market Issuance Sales Agreement between Peregrine Pharmaceuticals, Inc. and McNicoll, Lewis & Vlak LLC
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
CO
2010
Exclusive Patent License Agreement between The University of Texas System and Peregrine Pharmaceuticals, Inc.
License Agreements
Avid Bioservices, Inc.
Biotechnology
2010
Amendment No. 1 to Exclusive Patent License Agreement between Peregrine Pharmaceuticals, Inc. and the Board of Regents of the University of Texas System
License Agreements
Avid Bioservices, Inc.
Biotechnology
2010
Exclusive Patent License Agreement Between The University of Texas System and Peregrine Pharmaceuticals, Inc.
License Agreements
Avid Bioservices, Inc.
Biotechnology
2010
Amendment No. 1 to Exclusive Patent License Agreement between Peregrine Pharmaceuticals, Inc. and the Board of Regents of the University of Texas System
License Agreements
Avid Bioservices, Inc.
Biotechnology
2010
Non-Exclusive Patent License Agreement between Genentech, Inc. and Peregrine Pharmaceuticals, Inc.
License Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2010
Commercial License Agreement between Avanir Pharmaceuticals and Peregrine Pharmaceuticals (December 1, 2003)
License Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2010
License Agreement between Lonza Biologics PLC and Peregrine Pharmaceuticals Inc.
License Agreements
Avid Bioservices, Inc.
Biotechnology
2010
License Agreement between Lonza Biologics PLC and Peregrine Pharmaceuticals Inc. (March 1, 2005)
License Agreements
Avid Bioservices, Inc.
Biotechnology
2010
Peregrine Pharmaceuticals, Inc. 2009 Stock Incentive Plan Incentive Stock Option Agreement with Employee
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2009
Peregrine Pharmaceuticals, Inc. 2009 Stock Incentive Plan Non-Qualified Stock Option Agreement with Employee
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2009
At Market Issuance Sales Agreement between Peregrine Pharmaceuticals, Inc. and Wm Smith & Co. dated July 14, 2009
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
CO
2009
Employment Agreement between Peregrine Pharmaceuticals, Inc. and Steven W. King, dated March 18, 2009
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2009
Employment Agreement between Peregrine Pharmaceuticals, Inc. and Paul J. Lytle (CFO) dated March 18, 2009
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2009
Employment Agreement between Peregrine Pharmaceuticals, Inc. and Joseph Shan dated March 18, 2009
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2009
Employment Agreement between Peregrine Pharmaceuticals, Inc. and Shelley P.M. Fussey, Ph.D. (March 18, 2009)
Employment Agreements
Avid Bioservices, Inc.
Biotechnology
CA
2009
At Market Issuance Sales Agreement between Peregrine Pharmaceuticals, Inc. and Wm Smith & Co. dated March 26, 2009
Equity Distribution Agreements
Avid Bioservices, Inc.
Biotechnology
CO
2009
Intellectual Property Security Agreement between Avid Bioservices, Inc. and MidCap Funding I, LLC (December 19, 2008)
Security Agreements
Avid Bioservices, Inc.
Biotechnology
2009
Intellectual Property Security Agreement between MidCap Funding I, LLC and Peregrine Pharmaceuticals, Inc.
Security Agreements
Avid Bioservices, Inc.
Biotechnology
2009
Government Cost-Plus-Fixed-Fee Contract for Biological Advanced Development between Peregrine and U.S. Department of Defense
Services Agreements
Avid Bioservices, Inc.
Biotechnology
2008
Performance Share Award Agreement under Stock Bonus Plan between Peregrine Pharmaceuticals, Inc. and Key Employees/Consultants (February 13, 2006)
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
2006
Peregrine Pharmaceuticals, Inc. Incentive Stock Option Agreement under 2005 Stock Incentive Plan
Bonus & Incentive Agreements
Avid Bioservices, Inc.
Biotechnology
2005
Agreement and Plan of Merger Between Avid SPV, LLC and Avid Bioservices, Inc.
Merger Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2021
Capped Call Option Transaction Confirmation between Avid Bioservices, Inc. and Dealer (March 2021)
Avid Bioservices, Inc.
Biotechnology
2021
At Market Issuance Sales Agreement between Peregrine Pharmaceuticals, Inc. and McNicoll, Lewis & Vlak LLC
Sales Agreements
Avid Bioservices, Inc.
Biotechnology
CO
2010
Loan and Security Agreement between BlueCrest Capital Finance, L.P., Other Lenders, and Peregrine Pharmaceuticals, Inc. and Avid Bioservices, Inc.
Loan Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2009
Secured Term Promissory Note between Peregrine Pharmaceuticals, Inc., Avid Bioservices, Inc., and BlueCrest Capital Finance, L.P.
Note Agreements
Avid Bioservices, Inc.
Biotechnology
MD
2009
Secured Term Promissory Note between Peregrine Pharmaceuticals, Inc., Avid Bioservices, Inc., and MidCap Funding I, LLC, dated December 19, 2008
Note Agreements
Avid Bioservices, Inc.
Biotechnology
MD
2009
Warrant to Purchase Common Stock Agreement between Peregrine Pharmaceuticals, Inc. and BlueCrest Capital Finance, L.P.
Warrant Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2009
Warrant to Purchase Common Stock Agreement between Peregrine Pharmaceuticals, Inc. and MidCap Funding I, LLC
Warrant Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2009
Placement Agent Agreement between Peregrine Pharmaceuticals, Inc. and Rodman & Renshaw, LLC (June 27, 2007)
Avid Bioservices, Inc.
Biotechnology
2007
Securities Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Purchasers (June 28, 2007)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
2007
Rights Agreement between Peregrine Pharmaceuticals, Inc. and Integrity Stock Transfer, Inc. dated March 16, 2006
Registration Rights Agreements
Avid Bioservices, Inc.
Biotechnology
2006
Peregrine Pharmaceuticals, Inc. Non-Qualified Stock Option Agreement under 2005 Stock Incentive Plan
Warrant Agreements
Avid Bioservices, Inc.
Biotechnology
2005
Common Stock Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Melton Management, Ltd. (January 31, 2005)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2005
Common Stock Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Melton Management, Ltd. (March 31, 2004)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2004
Common Stock Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Tuva Financial Ltd. (Up to 3,000,000 Shares)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2004
Common Stock Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Melton Management, Ltd. (Up to 2,800,000 Shares)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2003
Common Stock Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Investors (June 6, 2003)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2003
Common Stock Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Vertical Ventures, LLC (412,445 Shares)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
NY
2003
Common Stock Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Investors (June 26, 2003)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2003
Common Stock Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Melton Management, Ltd. (July 24, 2003)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2003
Common Stock Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Investors (January 28, 2002)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2002
Warrant Agreement to Purchase Common Stock of Peregrine Pharmaceuticals, Inc.
Warrant Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2002
Common Stock Purchase Agreement between Peregrine Pharmaceuticals, Inc. and Investors (November 16, 2001)
Purchase Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2001
Warrant Agreement to Purchase Common Stock of Peregrine Pharmaceuticals, Inc.
Warrant Agreements
Avid Bioservices, Inc.
Biotechnology
DE
2001
Third Amendment to Regulation D Common Stock Equity Line Subscription Agreement among Techniclone Corporation, The Tail Wind Fund, Ltd., and Resonance Ltd.
Subscription Agreements
Avid Bioservices, Inc.
Biotechnology
2000