Aurios Inc. Series A Convertible Preferred Stock Certificate

Contract Categories: Business Finance Stock Agreements
Summary

This certificate represents ownership of Series A Convertible Preferred Stock in Aurios Inc., issued to the named stockholder. The shares are not registered under U.S. securities laws and can only be transferred under specific conditions, such as to the company, outside the U.S. under certain rules, or in compliance with exemptions. Any transfer requires prior approval or legal opinion satisfactory to the company. The certificate is signed by the company's President and Secretary and specifies the number of shares held.

EX-4.2 7 dex42.htm FORM OF SERIES A CONVERTIBLE PREFERRED STOCK CERTIFICATE Form of Series A Convertible Preferred Stock Certificate

Exhibit 4.2

SEE REVERSE FOR RESTRICTIONS ON TRANSFER

Incorporated under the laws of the State of Arizona

 

-[Certificate Number]-   *[Number of shares]*

AURIOS INC.

Series A Convertible Preferred Stock

**[Stockholder Name]**

**[Number of shares (            )]**

AURIOS INC.

 

[Day]                         [Month]   [Year]
              
Paul Attaway, President    

Timothy Louis, Secretary

 
No Par Value      


THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”) OR ANY APPLICABLE STATE SECURITIES LAWS. THESE SECURITIES MAY BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED ONLY (A) TO THE COMPANY, (B) OUTSIDE THE UNITED STATES IN COMPLIANCE WITH RULE 904 OF REGULATION S UNDER THE 1933 ACT, (C) IN COMPLIANCE WITH THE EXEMPTION FROM THE REGISTRATION REQUIREMENTS UNDER THE 1933 ACT PROVIDED BY RULE 144 THEREUNDER, IF AVAILABLE, AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS, OR (D) IN A TRANSACTION THAT DOES NOT REQUIRE REGISTRATION UNDER THE 1933 ACT OR ANY APPLICABLE STATE LAWS, AND IN EACH INSTANCE THE HOLDER HAS, PRIOR TO SUCH SALE, FURNISHED TO THE COMPANY AN OPINION OF COUNSEL OR OTHER EVIDENCE OF EXEMPTION, IN EITHER CASE REASONABLY SATISFACTORY TO THE COMPANY.

*[Number of shares]*

AURIOS INC.

[Stockholder name]

[Date]