Schedule of Parties to AudioEye, Inc. 2018 Securities Purchase and Registration Rights Agreements

Contract Categories: Business Finance › Purchase Agreements
Summary

This document lists the directors, executive officers, principal stockholders, and certain investors of AudioEye, Inc. who entered into a Securities Purchase Agreement and a Registration Rights Agreement with the company on August 6, 2018. It details the number of shares each party acquired, the purchase price, and clarifies voting and control rights for certain entities. The agreements govern the purchase of company stock and the rights to register those shares for resale.

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EX-10.35 11 tv516009_ex10-35.htm EXHIBIT 10.35

 

Exhibit 10.35

 

Schedule of Certain Parties to 2018 Securities Purchase Agreement
and Registration Rights Agreements

 

The following directors, executive officers and principal stockholders of AudioEye, Inc. (the “Company”), in addition to certain other investors, each entered into (i) a Securities Purchase Agreement dated August 6, 2018 with the Company in the form attached as Exhibit 10.1 to the Company’s Current Report on Form 8-K, as filed with the Securities and Exchange Commission on August 7, 2018, and (ii) a Registration Rights Agreement with the Company dated August 6, 2018 in the form attached as Exhibit 4.1 to the Company’s Current Report on Form 8-K, as filed with the Securities and Exchange Commission on August 7, 2018:

 

Purchaser No. of Shares
of Common Stock
Acquired Pursuant to
Securities Purchase
Agreement and
Subject to Registration
Rights Agreement		 Total Purchase
Price for Securities
CSB IV US Holdings, LLC (1) 16,000 $100,000
HZ Investments Family LP (2) 10,400 65,000
Todd Bankofier 1,600 10,000
Anthony Coelho 4,000 25,000
Sero Capital LLC (3) 1,031,132 250,000
Ernest W. Purcell 32,000 200,000

 

 

 

(1)Dr. Carr Bettis, our Executive Chairman/Chairman of the Board and a director, has reported that he has sole voting and dispositive power over the securities held for the account of CSB IV Holdings LLC.

 

(2)Alexandre Zyngier, one of our directors, has reported that he has sole voting and dispositive power over the securities held for the account of HZ Investments Family LP.

 

(3)Sero Capital LLC is a successor to Anthion Partners II LLC, which originally acquired the shares and entered into the Securities Purchase Agreement and Registration Rights Agreement.