Amendment No. 1 to Underwriting and Distribution Agreement, dated December 1, 2021, between Athene Annuity and Life Company and Athene Securities, LLC

Contract Categories: Business Finance - Underwriting Agreements
EX-1.2 2 exhibit12-underwritingagre.htm EX-1.2 Document

AMENDMENT NO. 1
TO UNDERWRITING AND DISTRIBUTION AGREEMENT

This amendment is entered into as of December 1, 2021, by and between ATHENE ANNUITY AND LIFE COMPANY (“Athene Annuity”), a life insurance company organized under the laws of the State of Iowa, and ATHENE SECURITIES, LLC (“Underwriter”), a limited liability company organized under the laws of the State of Indiana.

Athene Annuity and Underwriter entered into an Underwriting and Distribution Agreement effective as of March 27, 2019 (the “Agreement”).

Athene Annuity and Underwriter wish to amend the Agreement to include two additional Contracts.

Therefore, Athene Annuity and Underwriter hereby agree to amend the Agreement as follows:

1.    Amendment to Schedule A. Schedule A of the Agreement is hereby amended by replacing that schedule in its entirety with the attached new “Schedule A.”

2.    No Other Amendments. Except as amended and modified in this amendment, all terms and conditions of the original Agreement remain in full force and effect.

The parties are signing this amendment as of the date stated in the introductory paragraph.

Athene Annuity and Life CompanyAthene Securities, LLC

By: /s/ Ryan Berends

By: /s/ Chad M. Batterson
Name: Ryan Berends
Name: Chad M. Batterson
Title: V.P. Product Development
Title: President & FINOP





SCHEDULE A
As of: December 1, 2021



1.    Athene Amplify - Single Purchase Payment Index-Linked Annuity Contract

2.    Athene Amplify 2.0 – Fee Version of Single Purchase Payment Index-Linked Annuity Contract

3.    Athene Amplify 2.0 NF– No Fee Version of Single Purchase Payment Index-Linked Annuity Contract